0000950123-14-007083.txt : 20140710 0000950123-14-007083.hdr.sgml : 20140710 20140710142448 ACCESSION NUMBER: 0000950123-14-007083 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140710 DATE AS OF CHANGE: 20140710 EFFECTIVENESS DATE: 20140710 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPE ANN SAVINGS BANK CENTRAL INDEX KEY: 0000936938 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06579 FILM NUMBER: 14969247 BUSINESS ADDRESS: STREET 1: 109 MAIN STREET CITY: GLOCUSTER STATE: MA ZIP: 01930 BUSINESS PHONE: 9782837079 MAIL ADDRESS: STREET 1: 109 MAIN STREET CITY: GLOUCESTER STATE: MA ZIP: 01930 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000936938 XXXXXXXX 06-30-2014 06-30-2014 CAPE ANN SAVINGS BANK

109 MAIN STREET GLOUCESTER MA 01930

13F HOLDINGS REPORT 028-06579 N John T. Brennan 978-282-5744 /s/ John T. Brennan Gloucester MA 07-10-2014 0 127 69105 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F AT&T INC. Common Stock 00206R102 214 6051 SH OTR 6051 0 0 AT&T INC. Common Stock 00206R102 1285 36350 SH SOLE 36150 0 200 ABBOTT LABS Common Stock 002824100 110 2693 SH OTR 2693 0 0 ABBOTT LABS Common Stock 002824100 755 18470 SH SOLE 18370 100 0 ABBVIE INC. Common Stock 00287Y109 43 760 SH OTR 760 0 0 ABBVIE INC. Common Stock 00287Y109 346 6135 SH SOLE 6135 0 0 AIR PRODS & CHEMS INC Common Stock 009158106 302 2350 SH SOLE 2350 0 0 AMERICAN EXPRESS CO Common Stock 025816109 228 2405 SH SOLE 2295 0 110 APPLE COMPUTER INC Common Stock 037833100 189 2030 SH OTR 2030 0 0 APPLE COMPUTER INC Common Stock 037833100 1417 15253 SH SOLE 15113 140 0 APPLIED MATLS INC Common Stock 038222105 275 12200 SH SOLE 12200 0 0 ARCH COAL Common Stock 039380100 44 12000 SH SOLE 12000 0 0 AUTOMATIC DATA PROCESSING INC Common Stock 053015103 365 4610 SH OTR 4610 0 0 AUTOMATIC DATA PROCESSING INC Common Stock 053015103 2028 25575 SH SOLE 25240 35 300 AUTOZONE, INC. Common Stock 053332102 121 225 SH OTR 225 0 0 AUTOZONE, INC. Common Stock 053332102 408 761 SH SOLE 696 0 65 BERKSHIRE HATHAWAY INC DEL B NEW Common Stock 084670702 212 1675 SH OTR 1675 0 0 BERKSHIRE HATHAWAY INC DEL B NEW Common Stock 084670702 1063 8400 SH SOLE 7825 150 425 BIOGEN IDEC INC Common Stock 09062X103 221 700 SH SOLE 700 0 0 CHEVRON CORPORATION Common Stock 166764100 212 1627 SH OTR 1627 0 0 CHEVRON CORPORATION Common Stock 166764100 1513 11593 SH SOLE 11283 60 250 CHUBB CORP Common Stock 171232101 70 760 SH OTR 760 0 0 CHUBB CORP Common Stock 171232101 1210 13125 SH SOLE 12710 0 415 COMPASS MINERALS INTERNATIONAL INC Common Stock 20451N101 108 1127 SH OTR 1127 0 0 COMPASS MINERALS INTERNATIONAL INC Common Stock 20451N101 368 3843 SH SOLE 3683 0 160 DNP SELECT INCOME FUND Common Stock 23325P104 158 15000 SH SOLE 15000 0 0 DISNEY WALT CO Common Stock 254687106 227 2650 SH SOLE 2650 0 0 EMERSON ELEC CO Common Stock 291011104 120 1806 SH OTR 1806 0 0 EMERSON ELEC CO Common Stock 291011104 400 6023 SH SOLE 6023 0 0 EXPEDITORS INTL WASH INC Common Stock 302130109 27 615 SH OTR 615 0 0 EXPEDITORS INTL WASH INC Common Stock 302130109 547 12390 SH SOLE 11725 175 490 EXXON MOBIL CORP Common Stock 30231G102 715 7101 SH OTR 7101 0 0 EXXON MOBIL CORP Common Stock 30231G102 2278 22630 SH SOLE 21784 0 846 GENERAL DYNAMICS CORP Common Stock 369550108 153 1310 SH OTR 1310 0 0 GENERAL DYNAMICS CORP Common Stock 369550108 721 6185 SH SOLE 5990 0 195 GENERAL ELEC CO Common Stock 369604103 147 5602 SH OTR 5402 200 0 GENERAL ELEC CO Common Stock 369604103 586 22310 SH SOLE 21690 220 400 GENERAL MILLS INC Common Stock 370334104 53 1005 SH OTR 1005 0 0 GENERAL MILLS INC Common Stock 370334104 1042 19832 SH SOLE 19582 0 250 GOOGLE INC CL A Common Stock 38259P508 85 146 SH OTR 146 0 0 GOOGLE INC CL A Common Stock 38259P508 347 594 SH SOLE 546 0 48 GOOGLE INC. CLASS C Common Stock 38259P706 84 146 SH OTR 146 0 0 GOOGLE INC. CLASS C Common Stock 38259P706 334 580 SH SOLE 540 0 40 INTEL CORP Common Stock 458140100 142 4580 SH OTR 4580 0 0 INTEL CORP Common Stock 458140100 461 14910 SH SOLE 13760 400 750 ISHARE S & P 500 INDX ETF-DOMESTIC LA 464287200 243 1231 SH SOLE 1215 0 16 ISHARES LEHMAN U.S. AGGREGATE BOND ETF-FIXED INCOM 464287226 216 1970 SH SOLE 1970 0 0 ISHARES MSCI EMERGING MKTS INDEX FD ETF-INTERNATION 464287234 78 1800 SH OTR 1800 0 0 ISHARES MSCI EMERGING MKTS INDEX FD ETF-INTERNATION 464287234 395 9148 SH SOLE 9148 0 0 I SHARES M S C I E A F E INDEX FUN ETF-INTERNATION 464287465 54 785 SH OTR 785 0 0 I SHARES M S C I E A F E INDEX FUN ETF-INTERNATION 464287465 1525 22305 SH SOLE 22305 0 0 iSHARES S&P MID CAP 400 INDEX ETF-DOMESTIC MI 464287507 610 4265 SH OTR 4265 0 0 iSHARES S&P MID CAP 400 INDEX ETF-DOMESTIC MI 464287507 1797 12560 SH SOLE 12560 0 0 iSHARES RUSSELL 2000 INDEX ETF-DOMESTIC SM 464287655 159 1335 SH OTR 1335 0 0 iSHARES RUSSELL 2000 INDEX ETF-DOMESTIC SM 464287655 1354 11394 SH SOLE 11304 0 90 I SHARES DJ FIN SC INX ETF-DOMESTIC LA 464287788 62 748 SH OTR 748 0 0 I SHARES DJ FIN SC INX ETF-DOMESTIC LA 464287788 140 1685 SH SOLE 1685 0 0 ISHARES S&P SH TR NATL AMT FREE MUN ETF-FIXED INCOM 464288158 456 4294 SH SOLE 4294 0 0 ISHARES IBOXX HY BD ETF-FIXED INCOM 464288513 29 300 SH OTR 300 0 0 ISHARES IBOXX HY BD ETF-FIXED INCOM 464288513 504 5294 SH SOLE 5294 0 0 J P MORGAN CHASE & CO Common Stock 46625H100 107 1850 SH OTR 1850 0 0 J P MORGAN CHASE & CO Common Stock 46625H100 727 12624 SH SOLE 12409 90 125 JOHNSON & JOHNSON Common Stock 478160104 228 2175 SH OTR 2175 0 0 JOHNSON & JOHNSON Common Stock 478160104 1852 17701 SH SOLE 17441 100 160 JOHNSON CONTROLS INC Common Stock 478366107 81 1630 SH OTR 1630 0 0 JOHNSON CONTROLS INC Common Stock 478366107 121 2425 SH SOLE 2425 0 0 KINDER MORGAN MANAGEMENT, LLC Common Stock 49455U100 30 377 SH OTR 377 0 0 KINDER MORGAN MANAGEMENT, LLC Common Stock 49455U100 203 2573 SH SOLE 2477 96 0 LOWES COS INC Common Stock 548661107 37 775 SH OTR 775 0 0 LOWES COS INC Common Stock 548661107 498 10380 SH SOLE 9560 300 520 MASTERCARD INC. Common Stock 57636Q104 432 5875 SH SOLE 5125 150 600 MC DONALDS CORP Common Stock 580135101 243 2411 SH OTR 2411 0 0 MC DONALDS CORP Common Stock 580135101 1552 15409 SH SOLE 15114 125 170 MICROSOFT CORP Common Stock 594918104 85 2030 SH OTR 2030 0 0 MICROSOFT CORP Common Stock 594918104 816 19575 SH SOLE 19575 0 0 NEXTERA ENERGY INC COM Common Stock 65339F101 278 2710 SH SOLE 2506 0 204 NIKE INC Common Stock 654106103 227 2932 SH OTR 2932 0 0 NIKE INC Common Stock 654106103 908 11713 SH SOLE 11713 0 0 NOVARTIS A G A D R American Deposi 66987V109 155 1714 SH OTR 1714 0 0 NOVARTIS A G A D R American Deposi 66987V109 961 10615 SH SOLE 10185 150 280 PEPSICO INC Common Stock 713448108 251 2805 SH OTR 2805 0 0 PEPSICO INC Common Stock 713448108 1489 16663 SH SOLE 16213 150 300 PFIZER INC Common Stock 717081103 120 4030 SH OTR 4030 0 0 PFIZER INC Common Stock 717081103 852 28718 SH SOLE 28203 0 515 PIMCO 0-5 YR HIGH YIELD CORP BD IND ETF-FIXED INCOM 72201R783 842 7883 SH OTR 7883 0 0 PIMCO 0-5 YR HIGH YIELD CORP BD IND ETF-FIXED INCOM 72201R783 6170 57735 SH SOLE 56699 500 536 POWERSHARES SENIOR LOAN PORTFOLIO ETF-FIXED INCOM 73936Q769 456 18316 SH SOLE 18316 0 0 PROCTER & GAMBLE CO Common Stock 742718109 203 2585 SH OTR 2585 0 0 PROCTER & GAMBLE CO Common Stock 742718109 954 12142 SH SOLE 11842 200 100 ROCKPORT NATL BANCORP INC Common Stock 773871108 1881 14145 SH SOLE 14145 0 0 SPDR TR ETF-DOMESTIC LA 78462F103 9 45 SH OTR 45 0 0 SPDR TR ETF-DOMESTIC LA 78462F103 244 1249 SH SOLE 1249 0 0 SELECT SECTOR SPDR-MATERIALS Common Stock 81369Y100 169 3400 SH OTR 3400 0 0 SELECT SECTOR SPDR-MATERIALS Common Stock 81369Y100 570 11481 SH SOLE 11216 125 140 ENERGY SELECT SECTOR SPDR Common Stock 81369Y506 50 495 SH OTR 495 0 0 ENERGY SELECT SECTOR SPDR Common Stock 81369Y506 413 4130 SH SOLE 3890 0 240 SELECT SECTOR SPDR-FINANCIAL Common Stock 81369Y605 307 13500 SH OTR 13500 0 0 SELECT SECTOR SPDR-FINANCIAL Common Stock 81369Y605 904 39753 SH SOLE 39553 200 0 INDUSTRIAL SELECT SECTOR SPDR Common Stock 81369Y704 167 3090 SH OTR 3090 0 0 INDUSTRIAL SELECT SECTOR SPDR Common Stock 81369Y704 529 9786 SH SOLE 9786 0 0 SELECT SECTOR SPDR-TECHNOLOGY Common Stock 81369Y803 141 3670 SH OTR 3670 0 0 SELECT SECTOR SPDR-TECHNOLOGY Common Stock 81369Y803 1205 31411 SH SOLE 30636 0 775 UTILITIES SELECT SECTOR SPDR FUND Common Stock 81369Y886 181 4090 SH OTR 4090 0 0 UTILITIES SELECT SECTOR SPDR FUND Common Stock 81369Y886 793 17923 SH SOLE 17468 205 250 AXIAM, INC. Common Stock 87508Y992 0 10000 SH SOLE 10000 0 0 3M CO Common Stock 88579Y101 257 1795 SH OTR 1795 0 0 3M CO Common Stock 88579Y101 1315 9177 SH SOLE 8727 100 350 UNITED TECHNOLOGIES CORP Common Stock 913017109 209 1812 SH SOLE 1812 0 0 VANGUARD EMERGING MKT ETF ETF-INTERNATION 922042858 19 440 SH OTR 440 0 0 VANGUARD EMERGING MKT ETF ETF-INTERNATION 922042858 687 15930 SH SOLE 15280 650 0 VANGUARD REIT VIPER ETF ETF REIT 922908553 280 3744 SH OTR 3744 0 0 VANGUARD REIT VIPER ETF ETF REIT 922908553 2265 30267 SH SOLE 29531 175 561 VERIZON COMMUNICATIONS INC Common Stock 92343V104 238 4866 SH OTR 4866 0 0 VERIZON COMMUNICATIONS INC Common Stock 92343V104 555 11333 SH SOLE 10364 500 469 WALGREEN CO Common Stock 931422109 556 7500 SH SOLE 7500 0 0 WELLS FARGO & CO Common Stock 949746101 88 1675 SH OTR 1675 0 0 WELLS FARGO & CO Common Stock 949746101 113 2150 SH SOLE 2150 0 0 WISDOMTREE EMERGING MKTS EQ INC FD ETF-INTERNATION 97717W315 75 1453 SH OTR 1453 0 0 WISDOMTREE EMERGING MKTS EQ INC FD ETF-INTERNATION 97717W315 515 9926 SH SOLE 9926 0 0 WISDOM TREE MIDCAP DIVIDEND FUND ETF-DOMESTIC MI 97717W505 169 2075 SH OTR 2075 0 0 WISDOM TREE MIDCAP DIVIDEND FUND ETF-DOMESTIC MI 97717W505 882 10797 SH SOLE 10377 420 0 WISDOMTREE SMALLCAP DIVIDEND FUND ETF-DOMESTIC SM 97717W604 80 1140 SH OTR 1140 0 0 WISDOMTREE SMALLCAP DIVIDEND FUND ETF-DOMESTIC SM 97717W604 590 8423 SH SOLE 7943 480 0 WISDOMTREE DEFA FUND ETF-INTERNATION 97717W703 219 3910 SH OTR 3910 0 0 WISDOMTREE DEFA FUND ETF-INTERNATION 97717W703 1612 28783 SH SOLE 28073 710 0 ACCENTURE LTD Common Stock G1151C101 121 1500 SH OTR 1500 0 0 ACCENTURE LTD Common Stock G1151C101 463 5722 SH SOLE 5622 100 0