0000936938-19-000003.txt : 20190506 0000936938-19-000003.hdr.sgml : 20190506 20190506153338 ACCESSION NUMBER: 0000936938-19-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190506 DATE AS OF CHANGE: 20190506 EFFECTIVENESS DATE: 20190506 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPE ANN SAVINGS BANK CENTRAL INDEX KEY: 0000936938 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06579 FILM NUMBER: 19799132 BUSINESS ADDRESS: STREET 1: 109 MAIN STREET CITY: GLOCUSTER STATE: MA ZIP: 01930 BUSINESS PHONE: 9782837079 MAIL ADDRESS: STREET 1: 109 MAIN STREET CITY: GLOUCESTER STATE: MA ZIP: 01930 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0000936938 XXXXXXXX 03-31-2019 03-31-2019 CAPE ANN SAVINGS BANK

109 MAIN STREET GLOUCESTER MA 01930

13F HOLDINGS REPORT 028-06579 N Franco Maniaci 9788360813 Franco Maniaci Gloucester MA 05-06-2019 0 106 84703 false INFORMATION TABLE 2 03.31.2019.xml CAPE ANN TRUST AND FINANCIAL 13F 03312019 AT&T INC. Common Stock 00206R102 97 3079 SH OTR 3079 0 0 AT&T INC. Common Stock 00206R102 786 25055 SH SOLE 25055 0 0 ABBOTT LABS Common Stock 002824100 110 1380 SH OTR 1380 0 0 ABBOTT LABS Common Stock 002824100 685 8571 SH SOLE 8571 0 0 ABBVIE INC. Common Stock 00287Y109 39 485 SH OTR 485 0 0 ABBVIE INC. Common Stock 00287Y109 599 7435 SH SOLE 7435 0 0 ADOBE SYS INC Common Stock 00724F101 13 50 SH OTR 50 0 0 ADOBE SYS INC Common Stock 00724F101 191 715 SH SOLE 715 0 0 AIR PRODS & CHEMS INC Common Stock 009158106 387 2025 SH SOLE 2025 0 0 ALPHABET INC. CLASS C CAPITAL STOCK Common Stock 02079K107 42 36 SH OTR 36 0 0 ALPHABET INC. CLASS C CAPITAL STOCK Common Stock 02079K107 478 407 SH SOLE 407 0 0 ALPHABET INC. CLASS A COMMON STOCK Common Stock 02079K305 54 46 SH OTR 46 0 0 ALPHABET INC. CLASS A COMMON STOCK Common Stock 02079K305 1112 945 SH SOLE 945 0 0 AMAZON COMMON Common Stock 023135106 290 163 SH SOLE 163 0 0 AMERICAN EXPRESS CO Common Stock 025816109 230 2100 SH SOLE 2100 0 0 APPLE COMPUTER INC Common Stock 037833100 131 690 SH OTR 690 0 0 APPLE COMPUTER INC Common Stock 037833100 2314 12182 SH SOLE 12182 0 0 BERKSHIRE HATHAWAY INC DEL B NEW Common Stock 084670702 175 872 SH OTR 872 0 0 BERKSHIRE HATHAWAY INC DEL B NEW Common Stock 084670702 1590 7915 SH SOLE 7915 0 0 BIOGEN IDEC INC Common Stock 09062X103 21 90 SH OTR 90 0 0 BIOGEN IDEC INC Common Stock 09062X103 322 1364 SH SOLE 1364 0 0 BLACKROCK INC Common Stock 09247X101 6 15 SH OTR 15 0 0 BLACKROCK INC Common Stock 09247X101 741 1735 SH SOLE 1735 0 0 CHEVRON CORPORATION Common Stock 166764100 86 699 SH OTR 699 0 0 CHEVRON CORPORATION Common Stock 166764100 1329 10792 SH SOLE 10792 0 0 EXPEDITORS INTL WASH INC Common Stock 302130109 343 4521 SH SOLE 4521 0 0 EXXON MOBIL CORP Common Stock 30231G102 107 1327 SH OTR 1327 0 0 EXXON MOBIL CORP Common Stock 30231G102 1293 16005 SH SOLE 16005 0 0 GENERAL DYNAMICS CORP Common Stock 369550108 100 590 SH OTR 590 0 0 GENERAL DYNAMICS CORP Common Stock 369550108 743 4392 SH SOLE 4392 0 0 HOME DEPOT INC Common Stock 437076102 248 1295 SH SOLE 1295 0 0 HONEYWELL INTERNATIONAL INC Common Stock 438516106 9 55 SH OTR 55 0 0 HONEYWELL INTERNATIONAL INC Common Stock 438516106 330 2074 SH SOLE 2074 0 0 INTEL CORP Common Stock 458140100 953 17739 SH SOLE 17739 0 0 ISHARE S & P 500 INDX ETF-DOMESTIC LARGE CAP 464287200 55 192 SH OTR 192 0 0 ISHARE S & P 500 INDX ETF-DOMESTIC LARGE CAP 464287200 1137 3995 SH SOLE 3995 0 0 ISHARES LEHMAN U.S. AGGREGATE BOND INDEX ETF-FIXED INCOME 464287226 231 2115 SH SOLE 2115 0 0 I SHARES M S C I E A F E INDEX FUND ETF-INTERNATIONAL FUND 464287465 98 1505 SH OTR 1505 0 0 I SHARES M S C I E A F E INDEX FUND ETF-INTERNATIONAL FUND 464287465 3674 56649 SH SOLE 56649 0 0 iSHARES S&P MID CAP 400 INDEX ETF-DOMESTIC MID CAP 464287507 404 2132 SH OTR 2132 0 0 iSHARES S&P MID CAP 400 INDEX ETF-DOMESTIC MID CAP 464287507 9617 50778 SH SOLE 50733 0 45 iSHARES RUSSELL 2000 INDEX ETF-DOMESTIC SMALL CAP 464287655 109 710 SH OTR 710 0 0 iSHARES RUSSELL 2000 INDEX ETF-DOMESTIC SMALL CAP 464287655 1586 10357 SH SOLE 10357 0 0 iSHARES S&P SMALL CAP 600 INDEX ETF-DOMESTIC SMALL CAP 464287804 130 1685 SH OTR 1685 0 0 iSHARES S&P SMALL CAP 600 INDEX ETF-DOMESTIC SMALL CAP 464287804 3290 42638 SH SOLE 42578 0 60 ISHARES S&P SH TR NATL AMT FREE MUNI BD ETF-FIXED INCOME 464288158 284 2675 SH SOLE 2675 0 0 iSHARES LEHMAN INTERM GOVT/CR INDEX ETF-FIXED INCOME 464288612 47 425 SH OTR 425 0 0 iSHARES LEHMAN INTERM GOVT/CR INDEX ETF-FIXED INCOME 464288612 313 2843 SH SOLE 2843 0 0 ISHARES FLOATING RATE BOND ETF ETF-FIXED INCOME 46429B655 201 3945 SH OTR 3945 0 0 ISHARES FLOATING RATE BOND ETF ETF-FIXED INCOME 46429B655 3407 66921 SH SOLE 66921 0 0 J P MORGAN CHASE & CO Common Stock 46625H100 114 1125 SH OTR 1125 0 0 J P MORGAN CHASE & CO Common Stock 46625H100 1039 10268 SH SOLE 10268 0 0 JOHNSON & JOHNSON Common Stock 478160104 131 935 SH OTR 935 0 0 JOHNSON & JOHNSON Common Stock 478160104 1905 13631 SH SOLE 13631 0 0 LAZARD GLOBAL LISTED INFRAS PORT INST Global Listed Infrastructure 52106N459 158 10770 SH OTR 10770 0 0 LAZARD GLOBAL LISTED INFRAS PORT INST Global Listed Infrastructure 52106N459 4121 280126 SH SOLE 280126 0 0 LOWES COS INC Common Stock 548661107 33 300 SH OTR 300 0 0 LOWES COS INC Common Stock 548661107 1012 9241 SH SOLE 9241 0 0 MC DONALDS CORP Common Stock 580135101 247 1301 SH OTR 1301 0 0 MC DONALDS CORP Common Stock 580135101 2136 11247 SH SOLE 11247 0 0 MICROSOFT CORP Common Stock 594918104 161 1366 SH OTR 1366 0 0 MICROSOFT CORP Common Stock 594918104 1809 15340 SH SOLE 15340 0 0 NIKE INC Common Stock 654106103 144 1715 SH OTR 1715 0 0 NIKE INC Common Stock 654106103 322 3825 SH SOLE 3825 0 0 NORFOLK SOUTHN CORP Common Stock 655844108 234 1250 SH SOLE 1250 0 0 PAYPAL HOLDINGS, INC. Common Stock 70450Y103 3 30 SH OTR 30 0 0 PAYPAL HOLDINGS, INC. Common Stock 70450Y103 208 2001 SH SOLE 2001 0 0 PEPSICO INC Common Stock 713448108 137 1115 SH OTR 1115 0 0 PEPSICO INC Common Stock 713448108 1838 14998 SH SOLE 14998 0 0 PFIZER INC Common Stock 717081103 61 1430 SH OTR 1430 0 0 PFIZER INC Common Stock 717081103 1235 29074 SH SOLE 29074 0 0 PIMCO 0-5 YR HIGH YIELD CORP BD INDEX ETF-FIXED INCOME 72201R783 215 2148 SH OTR 2148 0 0 PIMCO 0-5 YR HIGH YIELD CORP BD INDEX ETF-FIXED INCOME 72201R783 3393 33866 SH SOLE 33866 0 0 PROCTER & GAMBLE CO Common Stock 742718109 93 895 SH OTR 895 0 0 PROCTER & GAMBLE CO Common Stock 742718109 1389 13354 SH SOLE 13354 0 0 SPDR TR ETF-DOMESTIC LARGE CAP 78462F103 13 45 SH OTR 45 0 0 SPDR TR ETF-DOMESTIC LARGE CAP 78462F103 244 865 SH SOLE 760 0 105 SELECT SECTOR SPDR-MATERIALS ETF-DOMESTIC LARGE CAP 81369Y100 17 300 SH OTR 300 0 0 SELECT SECTOR SPDR-MATERIALS ETF-DOMESTIC LARGE CAP 81369Y100 542 9767 SH SOLE 9767 0 0 ENERGY SELECT SECTOR SPDR ETF-DOMESTIC LARGE CAP 81369Y506 262 3955 SH SOLE 3955 0 0 SELECT SECTOR SPDR-FINANCIAL ETF-DOMESTIC LARGE CAP 81369Y605 12 484 SH OTR 484 0 0 SELECT SECTOR SPDR-FINANCIAL ETF-DOMESTIC LARGE CAP 81369Y605 853 33180 SH SOLE 33180 0 0 INDUSTRIAL SELECT SECTOR SPDR ETF-DOMESTIC LARGE CAP 81369Y704 23 300 SH OTR 300 0 0 INDUSTRIAL SELECT SECTOR SPDR ETF-DOMESTIC LARGE CAP 81369Y704 652 8695 SH SOLE 8695 0 0 SELECT SECTOR SPDR-TECHNOLOGY ETF-DOMESTIC LARGE CAP 81369Y803 1885 25468 SH SOLE 25468 0 0 UTILITIES SELECT SECTOR SPDR FUND Common Stock 81369Y886 47 814 SH OTR 814 0 0 UTILITIES SELECT SECTOR SPDR FUND Common Stock 81369Y886 1016 17459 SH SOLE 17459 0 0 STARBUCKS CORP Common Stock 855244109 277 3726 SH SOLE 3726 0 0 AXIAM, INC. Common Stock 87508Y992 0 10000 SH SOLE 10000 0 0 3M CO Common Stock 88579Y101 69 330 SH OTR 330 0 0 3M CO Common Stock 88579Y101 1497 7205 SH SOLE 7205 0 0 VANGUARD ST INFLATION PROTECTED ETF ETF-FIXED INCOME 922020805 193 3971 SH OTR 3971 0 0 VANGUARD ST INFLATION PROTECTED ETF ETF-FIXED INCOME 922020805 2793 57368 SH SOLE 57368 0 0 VANGUARD EMERGING MKT ETF ETF-INTERNATIONAL FUND 922042858 124 2925 SH OTR 2925 0 0 VANGUARD EMERGING MKT ETF ETF-INTERNATIONAL FUND 922042858 1701 40025 SH SOLE 40025 0 0 VANGUARD REAL ESTATE ETF ETF REIT 922908553 267 3076 SH OTR 3076 0 0 VANGUARD REAL ESTATE ETF ETF REIT 922908553 5328 61309 SH SOLE 61309 0 0 VERIZON COMMUNICATIONS INC Common Stock 92343V104 75 1275 SH OTR 1275 0 0 VERIZON COMMUNICATIONS INC Common Stock 92343V104 446 7536 SH SOLE 7536 0 0 WISDOMTREE EMERGING MKTS EQ INC FD ETF-INTERNATIONAL FUND 97717W315 454 10354 SH SOLE 10354 0 0 WISDOMTREE U.S. MIDCAP DIVIDEND FUND ETF-DOMESTIC MID CAP 97717W505 102 2852 SH OTR 2852 0 0 WISDOMTREE U.S. MIDCAP DIVIDEND FUND ETF-DOMESTIC MID CAP 97717W505 1200 33517 SH SOLE 33517 0 0 WISDOMTREE U.S. SMALLCAP DIVIDEND FUND ETF-DOMESTIC SMALL CAP 97717W604 21 750 SH OTR 750 0 0 WISDOMTREE U.S. SMALLCAP DIVIDEND FUND ETF-DOMESTIC SMALL CAP 97717W604 688 24993 SH SOLE 24993 0 0 WISDOMTREE DEFA FUND ETF-INTERNATIONAL FUND 97717W703 82 1620 SH OTR 1620 0 0 WISDOMTREE DEFA FUND ETF-INTERNATIONAL FUND 97717W703 515 10165 SH SOLE 10165 0 0