0000936938-18-000005.txt : 20181023 0000936938-18-000005.hdr.sgml : 20181023 20181023142803 ACCESSION NUMBER: 0000936938-18-000005 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181023 DATE AS OF CHANGE: 20181023 EFFECTIVENESS DATE: 20181023 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPE ANN SAVINGS BANK CENTRAL INDEX KEY: 0000936938 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-06579 FILM NUMBER: 181133896 BUSINESS ADDRESS: STREET 1: 109 MAIN STREET CITY: GLOCUSTER STATE: MA ZIP: 01930 BUSINESS PHONE: 9782837079 MAIL ADDRESS: STREET 1: 109 MAIN STREET CITY: GLOUCESTER STATE: MA ZIP: 01930 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0000936938 XXXXXXXX 09-30-2018 09-30-2018 true 1 RESTATEMENT CAPE ANN SAVINGS BANK

109 MAIN STREET GLOUCESTER MA 01930

13F HOLDINGS REPORT 028-06579 N Franco Maniaci 9782825744 Franco Maniaci Gloucester MA 10-23-2018 0 105 84655 false INFORMATION TABLE 2 13F09.30.2018_2.xml CASB 9.30.2018 FILE 2 AT&T INC. Common Stock 00206R102 93 2779 SH OTR 2779 0 0 AT&T INC. Common Stock 00206R102 873 26011 SH SOLE 26011 0 0 ABBOTT LABS Common Stock 002824100 65 880 SH OTR 880 0 0 ABBOTT LABS Common Stock 002824100 777 10591 SH SOLE 10591 0 0 ABBVIE INC. Common Stock 00287Y109 46 485 SH OTR 485 0 0 ABBVIE INC. Common Stock 00287Y109 753 7965 SH SOLE 7965 0 0 AIR PRODS & CHEMS INC Common Stock 009158106 338 2025 SH SOLE 2025 0 0 ALPHABET INC. CLASS C CAPITAL STOCK Common Stock 02079K107 43 36 SH OTR 36 0 0 ALPHABET INC. CLASS C CAPITAL STOCK Common Stock 02079K107 541 453 SH SOLE 453 0 0 ALPHABET INC. CLASS A COMMON STOCK Common Stock 02079K305 43 36 SH OTR 36 0 0 ALPHABET INC. CLASS A COMMON STOCK Common Stock 02079K305 1066 883 SH SOLE 883 0 0 AMAZON COMMON Common Stock 023135106 296 148 SH SOLE 148 0 0 AMERICAN EXPRESS CO Common Stock 025816109 224 2100 SH SOLE 2100 0 0 APPLE COMPUTER INC Common Stock 037833100 94 415 SH OTR 415 0 0 APPLE COMPUTER INC Common Stock 037833100 2947 13055 SH SOLE 13055 0 0 AUTOMATIC DATA PROCESSING INC Common Stock 053015103 217 1441 SH SOLE 1441 0 0 BERKSHIRE HATHAWAY INC DEL B NEW Common Stock 084670702 144 672 SH OTR 672 0 0 BERKSHIRE HATHAWAY INC DEL B NEW Common Stock 084670702 1777 8298 SH SOLE 8298 0 0 BIOGEN IDEC INC Common Stock 09062X103 32 90 SH OTR 90 0 0 BIOGEN IDEC INC Common Stock 09062X103 473 1339 SH SOLE 1339 0 0 BLACKROCK INC Common Stock 09247X101 832 1766 SH SOLE 1766 0 0 BOOKING HOLDINGS INC Common Stock 09857L108 208 105 SH SOLE 105 0 0 CERNER CORP Common Stock 156782104 215 3342 SH SOLE 3342 0 0 CHEVRON CORPORATION Common Stock 166764100 85 699 SH OTR 699 0 0 CHEVRON CORPORATION Common Stock 166764100 1330 10877 SH SOLE 10877 0 0 EXPEDITORS INTL WASH INC Common Stock 302130109 341 4636 SH SOLE 4636 0 0 EXXON MOBIL CORP Common Stock 30231G102 94 1102 SH OTR 1102 0 0 EXXON MOBIL CORP Common Stock 30231G102 1409 16571 SH SOLE 16571 0 0 GENERAL DYNAMICS CORP Common Stock 369550108 100 490 SH OTR 490 0 0 GENERAL DYNAMICS CORP Common Stock 369550108 943 4607 SH SOLE 4607 0 0 HASBRO INC Common Stock 418056107 20 195 SH OTR 195 0 0 HASBRO INC Common Stock 418056107 185 1760 SH SOLE 1760 0 0 HOME DEPOT INC Common Stock 437076102 290 1400 SH SOLE 1400 0 0 HONEYWELL INTERNATIONAL INC Common Stock 438516106 9 55 SH OTR 55 0 0 HONEYWELL INTERNATIONAL INC Common Stock 438516106 322 1936 SH SOLE 1936 0 0 INTEL CORP Common Stock 458140100 905 19139 SH SOLE 19139 0 0 ISHARE S & P 500 INDX ETF-DOMESTIC LARGE CAP 464287200 15 52 SH OTR 52 0 0 ISHARE S & P 500 INDX ETF-DOMESTIC LARGE CAP 464287200 941 3214 SH SOLE 3214 0 0 I SHARES M S C I E A F E INDEX FUND ETF-INTERNATIONAL FUND 464287465 76 1120 SH OTR 1120 0 0 I SHARES M S C I E A F E INDEX FUND ETF-INTERNATIONAL FUND 464287465 3035 44633 SH SOLE 44633 0 0 iSHARES S&P MID CAP 400 INDEX ETF-DOMESTIC MID CAP 464287507 429 2132 SH OTR 2132 0 0 iSHARES S&P MID CAP 400 INDEX ETF-DOMESTIC MID CAP 464287507 10535 52339 SH SOLE 52339 0 0 iSHARES RUSSELL 2000 INDEX ETF-DOMESTIC SMALL CAP 464287655 120 710 SH OTR 710 0 0 iSHARES RUSSELL 2000 INDEX ETF-DOMESTIC SMALL CAP 464287655 1764 10467 SH SOLE 10467 0 0 iSHARES S&P SMALL CAP 600 INDEX ETF-DOMESTIC SMALL CAP 464287804 147 1685 SH OTR 1685 0 0 iSHARES S&P SMALL CAP 600 INDEX ETF-DOMESTIC SMALL CAP 464287804 3687 42266 SH SOLE 42266 0 0 ISHARES S&P SH TR NATL AMT FREE MUNI BD ETF-FIXED INCOME 464288158 432 4125 SH SOLE 4125 0 0 iSHARES LEHMAN INTERM GOVT/CR INDEX ETF-FIXED INCOME 464288612 38 350 SH OTR 350 0 0 iSHARES LEHMAN INTERM GOVT/CR INDEX ETF-FIXED INCOME 464288612 267 2487 SH SOLE 2487 0 0 ISHARES FLOATING RATE BOND ETF ETF-FIXED INCOME 46429B655 135 2645 SH OTR 2645 0 0 ISHARES FLOATING RATE BOND ETF ETF-FIXED INCOME 46429B655 1662 32581 SH SOLE 32581 0 0 J P MORGAN CHASE & CO Common Stock 46625H100 99 875 SH OTR 875 0 0 J P MORGAN CHASE & CO Common Stock 46625H100 1195 10588 SH SOLE 10588 0 0 JOHNSON & JOHNSON Common Stock 478160104 119 860 SH OTR 860 0 0 JOHNSON & JOHNSON Common Stock 478160104 1914 13851 SH SOLE 13851 0 0 LAZARD GLOBAL LISTED INFRAS PORT INST GLOBAL LISTED INFRASTRUCTURE 52106N459 93 6033 SH OTR 6033 0 0 LAZARD GLOBAL LISTED INFRAS PORT INST GLOBAL LISTED INFRASTRUCTURE 52106N459 4157 270612 SH SOLE 270612 0 0 LOWES COS INC Common Stock 548661107 1143 9956 SH SOLE 9956 0 0 MC DONALDS CORP Common Stock 580135101 207 1236 SH OTR 1236 0 0 MC DONALDS CORP Common Stock 580135101 1960 11717 SH SOLE 11717 0 0 MICROSOFT CORP Common Stock 594918104 144 1256 SH OTR 1256 0 0 MICROSOFT CORP Common Stock 594918104 1723 15064 SH SOLE 15064 0 0 NIKE INC Common Stock 654106103 145 1715 SH OTR 1715 0 0 NIKE INC Common Stock 654106103 333 3925 SH SOLE 3925 0 0 NORFOLK SOUTHN CORP Common Stock 655844108 226 1250 SH SOLE 1250 0 0 ORACLE CORP Common Stock 68389X105 21 400 SH OTR 400 0 0 ORACLE CORP Common Stock 68389X105 314 6082 SH SOLE 6082 0 0 PEPSICO INC Common Stock 713448108 113 1015 SH OTR 1015 0 0 PEPSICO INC Common Stock 713448108 1681 15038 SH SOLE 15038 0 0 PFIZER INC Common Stock 717081103 41 930 SH OTR 930 0 0 PFIZER INC Common Stock 717081103 1373 31149 SH SOLE 31149 0 0 PIMCO 0-5 YR HIGH YIELD CORP BD INDEX ETF-FIXED INCOME 72201R783 194 1928 SH OTR 1928 0 0 PIMCO 0-5 YR HIGH YIELD CORP BD INDEX ETF-FIXED INCOME 72201R783 3775 37512 SH SOLE 37512 0 0 PROCTER & GAMBLE CO Common Stock 742718109 74 895 SH OTR 895 0 0 PROCTER & GAMBLE CO Common Stock 742718109 1136 13649 SH SOLE 13649 0 0 SPDR TR ETF-DOMESTIC LARGE CAP 78462F103 13 45 SH OTR 45 0 0 SPDR TR ETF-DOMESTIC LARGE CAP 78462F103 327 1126 SH SOLE 1001 0 125 SELECT SECTOR SPDR-MATERIALS ETF-DOMESTIC LARGE CAP 81369Y100 17 300 SH OTR 300 0 0 SELECT SECTOR SPDR-MATERIALS ETF-DOMESTIC LARGE CAP 81369Y100 612 10558 SH SOLE 10558 0 0 ENERGY SELECT SECTOR SPDR ETF-DOMESTIC LARGE CAP 81369Y506 305 4030 SH SOLE 4030 0 0 SELECT SECTOR SPDR-FINANCIAL ETF-DOMESTIC LARGE CAP 81369Y605 13 484 SH OTR 484 0 0 SELECT SECTOR SPDR-FINANCIAL ETF-DOMESTIC LARGE CAP 81369Y605 936 33935 SH SOLE 33935 0 0 INDUSTRIAL SELECT SECTOR SPDR ETF-DOMESTIC LARGE CAP 81369Y704 24 300 SH OTR 300 0 0 INDUSTRIAL SELECT SECTOR SPDR ETF-DOMESTIC LARGE CAP 81369Y704 702 8955 SH SOLE 8955 0 0 SELECT SECTOR SPDR-TECHNOLOGY ETF-DOMESTIC LARGE CAP 81369Y803 1969 26134 SH SOLE 26134 0 0 UTILITIES SELECT SECTOR SPDR FUND Common Stock 81369Y886 32 614 SH OTR 614 0 0 UTILITIES SELECT SECTOR SPDR FUND Common Stock 81369Y886 963 18287 SH SOLE 18287 0 0 AXIAM, INC. Common Stock 87508Y992 0 10000 SH SOLE 10000 0 0 3M CO Common Stock 88579Y101 54 255 SH OTR 255 0 0 3M CO Common Stock 88579Y101 1582 7510 SH SOLE 7510 0 0 U S BANCORP Common Stock 902973304 10 195 SH OTR 195 0 0 U S BANCORP Common Stock 902973304 204 3864 SH SOLE 3864 0 0 VANGUARD ST INFLATION PROTECTED ETF ETF-FIXED INCOME 922020805 192 3971 SH OTR 3971 0 0 VANGUARD ST INFLATION PROTECTED ETF ETF-FIXED INCOME 922020805 2901 59968 SH SOLE 59968 0 0 VANGUARD EMERGING MKT ETF ETF-INTERNATIONAL FUND 922042858 97 2370 SH OTR 2370 0 0 VANGUARD EMERGING MKT ETF ETF-INTERNATIONAL FUND 922042858 1780 43411 SH SOLE 43411 0 0 VANGUARD REAL ESTATE ETF ETF REIT 922908553 224 2776 SH OTR 2776 0 0 VANGUARD REAL ESTATE ETF ETF REIT 922908553 5030 62347 SH SOLE 62347 0 0 VERIZON COMMUNICATIONS INC Common Stock 92343V104 68 1275 SH OTR 1275 0 0 VERIZON COMMUNICATIONS INC Common Stock 92343V104 379 7091 SH SOLE 7091 0 0 WISDOMTREE EMERGING MKTS EQ INC FD ETF-INTERNATIONAL FUND 97717W315 494 11311 SH SOLE 11311 0 0 WISDOMTREE U.S. MIDCAP DIVIDEND FUND ETF-DOMESTIC MID CAP 97717W505 126 3428 SH OTR 3428 0 0 WISDOMTREE U.S. MIDCAP DIVIDEND FUND ETF-DOMESTIC MID CAP 97717W505 1236 33515 SH SOLE 33515 0 0 WISDOMTREE U.S. SMALLCAP DIVIDEND FUND ETF-DOMESTIC SMALL CAP 97717W604 22 750 SH OTR 750 0 0 WISDOMTREE U.S. SMALLCAP DIVIDEND FUND ETF-DOMESTIC SMALL CAP 97717W604 750 25243 SH SOLE 25243 0 0