0000936938-17-000001.txt : 20170202
0000936938-17-000001.hdr.sgml : 20170202
20170202162700
ACCESSION NUMBER: 0000936938-17-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170202
DATE AS OF CHANGE: 20170202
EFFECTIVENESS DATE: 20170202
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPE ANN SAVINGS BANK
CENTRAL INDEX KEY: 0000936938
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06579
FILM NUMBER: 17568616
BUSINESS ADDRESS:
STREET 1: 109 MAIN STREET
CITY: GLOCUSTER
STATE: MA
ZIP: 01930
BUSINESS PHONE: 9782837079
MAIL ADDRESS:
STREET 1: 109 MAIN STREET
CITY: GLOUCESTER
STATE: MA
ZIP: 01930
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000936938
XXXXXXXX
12-31-2016
12-31-2016
CAPE ANN SAVINGS BANK
109 MAIN STREET
GLOUCESTER
MA
01930
13F HOLDINGS REPORT
028-06579
N
Franco Maniaci
Trust Investment Officer
9782825744
Franco Maniaci
Gloucester
MA
02-02-2017
0
111
71260
false
INFORMATION TABLE
2
13F12.31.16.xml
AT&T INC.
Common Stock
00206R102
174
4125
SH
OTR
4125
0
0
AT&T INC.
Common Stock
00206R102
1182
28031
SH
SOLE
28031
0
0
ABBOTT LABS
Common Stock
002824100
54
1300
SH
OTR
1300
0
0
ABBOTT LABS
Common Stock
002824100
797
19082
SH
SOLE
19082
0
0
ABBVIE INC.
Common Stock
00287Y109
37
600
SH
OTR
600
0
0
ABBVIE INC.
Common Stock
00287Y109
447
7314
SH
SOLE
7314
0
0
AIR PRODS & CHEMS INC
Common Stock
009158106
297
2125
SH
SOLE
2125
0
0
ALPHABET INC. CLASS C CAPITAL STOCK
Common Stock
02079K107
29
36
SH
OTR
36
0
0
ALPHABET INC. CLASS C CAPITAL STOCK
Common Stock
02079K107
459
576
SH
SOLE
576
0
0
ALPHABET INC. CLASS A COMMON STOCK
Common Stock
02079K305
30
36
SH
OTR
36
0
0
ALPHABET INC. CLASS A COMMON STOCK
Common Stock
02079K305
759
925
SH
SOLE
925
0
0
APPLE COMPUTER INC
Common Stock
037833100
56
460
SH
OTR
460
0
0
APPLE COMPUTER INC
Common Stock
037833100
1692
13944
SH
SOLE
13944
0
0
AUTOMATIC DATA PROCESSING INC
Common Stock
053015103
25
250
SH
OTR
250
0
0
AUTOMATIC DATA PROCESSING INC
Common Stock
053015103
581
5756
SH
SOLE
5756
0
0
AUTOZONE, INC.
Common Stock
053332102
202
278
SH
SOLE
278
0
0
BERKSHIRE HATHAWAY INC DEL B NEW
Common Stock
084670702
113
687
SH
OTR
687
0
0
BERKSHIRE HATHAWAY INC DEL B NEW
Common Stock
084670702
1458
8880
SH
SOLE
8880
0
0
BIOGEN IDEC INC
Common Stock
09062X103
29
105
SH
OTR
105
0
0
BIOGEN IDEC INC
Common Stock
09062X103
351
1265
SH
SOLE
1265
0
0
BLACKROCK INC
Common Stock
09247X101
852
2278
SH
SOLE
2278
0
0
CHEVRON CORPORATION
Common Stock
166764100
134
1205
SH
OTR
1205
0
0
CHEVRON CORPORATION
Common Stock
166764100
1237
11112
SH
SOLE
11112
0
0
COMPASS MINERALS INTERNATIONAL INC
Common Stock
20451N101
19
227
SH
OTR
227
0
0
COMPASS MINERALS INTERNATIONAL INC
Common Stock
20451N101
327
3908
SH
SOLE
3908
0
0
DEUTSCHE X-TRACKERS MSCI EAFE
ETF-INTERNATIONAL FUND
233051200
258
9135
SH
OTR
9135
0
0
DEUTSCHE X-TRACKERS MSCI EAFE
ETF-INTERNATIONAL FUND
233051200
2756
97526
SH
SOLE
97526
0
0
EXPEDITORS INTL WASH INC
Common Stock
302130109
349
6705
SH
SOLE
6705
0
0
EXPRESS SCRIPTS INC
Common Stock
30219G108
318
4610
SH
SOLE
4610
0
0
EXXON MOBIL CORP
Common Stock
30231G102
224
2668
SH
OTR
2668
0
0
EXXON MOBIL CORP
Common Stock
30231G102
1476
17592
SH
SOLE
17592
0
0
GENERAL DYNAMICS CORP
Common Stock
369550108
98
540
SH
OTR
540
0
0
GENERAL DYNAMICS CORP
Common Stock
369550108
918
5067
SH
SOLE
5067
0
0
GENERAL ELEC CO
Common Stock
369604103
52
1755
SH
OTR
1755
0
0
GENERAL ELEC CO
Common Stock
369604103
670
22561
SH
SOLE
22561
0
0
GENERAL MILLS INC
Common Stock
370334104
19
300
SH
OTR
300
0
0
GENERAL MILLS INC
Common Stock
370334104
287
4587
SH
SOLE
4587
0
0
HOME DEPOT INC
Common Stock
437076102
243
1767
SH
SOLE
1767
0
0
INTEL CORP
Common Stock
458140100
17
460
SH
OTR
460
0
0
INTEL CORP
Common Stock
458140100
564
15309
SH
SOLE
15309
0
0
ISHARE S & P 500 INDX
ETF-DOMESTIC LARGE CAP
464287200
626
2733
SH
SOLE
2733
0
0
ISHARES MSCI EMERGING MKTS INDEX FD
ETF-INTERNATIONAL FUND
464287234
67
1800
SH
OTR
1800
0
0
ISHARES MSCI EMERGING MKTS INDEX FD
ETF-INTERNATIONAL FUND
464287234
223
5980
SH
SOLE
5980
0
0
I SHARES M S C I E A F E INDEX FUND
ETF-INTERNATIONAL FUND
464287465
839
14066
SH
SOLE
14066
0
0
iSHARES S&P MID CAP 400 INDEX
ETF-DOMESTIC MID CAP
464287507
280
1667
SH
OTR
1667
0
0
iSHARES S&P MID CAP 400 INDEX
ETF-DOMESTIC MID CAP
464287507
9961
59232
SH
SOLE
59232
0
0
iSHARES RUSSELL 2000 INDEX
ETF-DOMESTIC SMALL CAP
464287655
86
635
SH
OTR
635
0
0
iSHARES RUSSELL 2000 INDEX
ETF-DOMESTIC SMALL CAP
464287655
1934
14301
SH
SOLE
14301
0
0
ISHARES RUSSELL 3000 INDEX FD
ETF-DOMESTIC LARGE CAP
464287689
210
1550
SH
SOLE
1550
0
0
iSHARES S&P SMALL CAP 600 INDEX
ETF-DOMESTIC SMALL CAP
464287804
44
640
SH
OTR
640
0
0
iSHARES S&P SMALL CAP 600 INDEX
ETF-DOMESTIC SMALL CAP
464287804
1582
23145
SH
SOLE
23145
0
0
ISHARES S&P SH TR NATL AMT FREE MUNI BD
ETF-FIXED INCOME
464288158
341
3240
SH
SOLE
3240
0
0
J P MORGAN CHASE & CO
Common Stock
46625H100
79
935
SH
OTR
935
0
0
J P MORGAN CHASE & CO
Common Stock
46625H100
1035
12229
SH
SOLE
12229
0
0
JOHNSON & JOHNSON
Common Stock
478160104
176
1550
SH
OTR
1550
0
0
JOHNSON & JOHNSON
Common Stock
478160104
1599
14120
SH
SOLE
14120
0
0
LOWES COS INC
Common Stock
548661107
761
10411
SH
SOLE
10411
0
0
MASTERCARD INC.
Common Stock
57636Q104
246
2310
SH
SOLE
2310
0
0
MC DONALDS CORP
Common Stock
580135101
158
1286
SH
OTR
1286
0
0
MC DONALDS CORP
Common Stock
580135101
1715
13992
SH
SOLE
13992
0
0
MCKESSON CORP
Common Stock
58155Q103
7
50
SH
OTR
50
0
0
MCKESSON CORP
Common Stock
58155Q103
197
1416
SH
SOLE
1416
0
0
MICROSOFT CORP
Common Stock
594918104
108
1666
SH
OTR
1666
0
0
MICROSOFT CORP
Common Stock
594918104
1129
17463
SH
SOLE
17463
0
0
MICROCHIP TECHNOLOGY INC
Common Stock
595017104
10
150
SH
OTR
150
0
0
MICROCHIP TECHNOLOGY INC
Common Stock
595017104
264
3925
SH
SOLE
3925
0
0
NIKE INC
Common Stock
654106103
101
1915
SH
OTR
1915
0
0
NIKE INC
Common Stock
654106103
339
6414
SH
SOLE
6414
0
0
ORACLE CORP
Common Stock
68389X105
16
400
SH
OTR
400
0
0
ORACLE CORP
Common Stock
68389X105
230
5722
SH
SOLE
5722
0
0
PEPSICO INC
Common Stock
713448108
126
1210
SH
OTR
1210
0
0
PEPSICO INC
Common Stock
713448108
1662
16018
SH
SOLE
16018
0
0
PFIZER INC
Common Stock
717081103
30
930
SH
OTR
930
0
0
PFIZER INC
Common Stock
717081103
986
31064
SH
SOLE
31064
0
0
PHILLIP MORRIS INTL, INC.
Common Stock
718172109
204
2127
SH
SOLE
2127
0
0
PIMCO 0-5 YR HIGH YIELD CORP BD INDEX
ETF-FIXED INCOME
72201R783
314
3114
SH
OTR
3114
0
0
PIMCO 0-5 YR HIGH YIELD CORP BD INDEX
ETF-FIXED INCOME
72201R783
4554
45159
SH
SOLE
45159
0
0
PRICELINE GROUP INC
Common Stock
741503403
233
148
SH
SOLE
148
0
0
PROCTER & GAMBLE CO
Common Stock
742718109
99
1130
SH
OTR
1130
0
0
PROCTER & GAMBLE CO
Common Stock
742718109
1198
13682
SH
SOLE
13682
0
0
SPDR TR
ETF-DOMESTIC LARGE CAP
78462F103
10
45
SH
OTR
45
0
0
SPDR TR
ETF-DOMESTIC LARGE CAP
78462F103
270
1186
SH
SOLE
951
0
235
SELECT SECTOR SPDR-MATERIALS
Common Stock
81369Y100
9
170
SH
OTR
170
0
0
SELECT SECTOR SPDR-MATERIALS
Common Stock
81369Y100
452
8696
SH
SOLE
8696
0
0
ENERGY SELECT SECTOR SPDR
Common Stock
81369Y506
287
3935
SH
SOLE
3935
0
0
SELECT SECTOR SPDR-FINANCIAL
Common Stock
81369Y605
11
484
SH
OTR
484
0
0
SELECT SECTOR SPDR-FINANCIAL
Common Stock
81369Y605
934
40083
SH
SOLE
40083
0
0
INDUSTRIAL SELECT SECTOR SPDR
Common Stock
81369Y704
19
300
SH
OTR
300
0
0
INDUSTRIAL SELECT SECTOR SPDR
Common Stock
81369Y704
585
9228
SH
SOLE
9228
0
0
SELECT SECTOR SPDR-TECHNOLOGY
Common Stock
81369Y803
1440
28761
SH
SOLE
28761
0
0
UTILITIES SELECT SECTOR SPDR FUND
Common Stock
81369Y886
30
614
SH
OTR
614
0
0
UTILITIES SELECT SECTOR SPDR FUND
Common Stock
81369Y886
847
17224
SH
SOLE
17224
0
0
AXIAM, INC.
Common Stock
87508Y992
0
10000
SH
SOLE
10000
0
0
3M CO
Common Stock
88579Y101
68
390
SH
OTR
390
0
0
3M CO
Common Stock
88579Y101
1519
8690
SH
SOLE
8690
0
0
U S BANCORP
Common Stock
902973304
19
355
SH
OTR
355
0
0
U S BANCORP
Common Stock
902973304
221
4194
SH
SOLE
4194
0
0
VANGUARD ST INFLATION PROTECTED ETF
ETF-FIXED INCOME
922020805
176
3556
SH
OTR
3556
0
0
VANGUARD ST INFLATION PROTECTED ETF
ETF-FIXED INCOME
922020805
2406
48721
SH
SOLE
48721
0
0
VANGUARD EMERGING MKT ETF
ETF-INTERNATIONAL FUND
922042858
90
2375
SH
OTR
2375
0
0
VANGUARD EMERGING MKT ETF
ETF-INTERNATIONAL FUND
922042858
1016
26863
SH
SOLE
26863
0
0
VANGUARD REIT VIPER ETF
ETF REIT
922908553
258
3136
SH
OTR
3136
0
0
VANGUARD REIT VIPER ETF
ETF REIT
922908553
4412
53561
SH
SOLE
53561
0
0
VERIZON COMMUNICATIONS INC
Common Stock
92343V104
81
1653
SH
OTR
1653
0
0
VERIZON COMMUNICATIONS INC
Common Stock
92343V104
327
6681
SH
SOLE
6681
0
0
WISDOMTREE EMERGING MKTS EQ INC FD
ETF-INTERNATIONAL FUND
97717W315
20
506
SH
OTR
506
0
0
WISDOMTREE EMERGING MKTS EQ INC FD
ETF-INTERNATIONAL FUND
97717W315
390
9963
SH
SOLE
9963
0
0
WISDOM TREE MIDCAP DIVIDEND FUND
ETF-DOMESTIC MID CAP
97717W505
128
1335
SH
OTR
1335
0
0
WISDOM TREE MIDCAP DIVIDEND FUND
ETF-DOMESTIC MID CAP
97717W505
1140
11911
SH
SOLE
11911
0
0
WISDOMTREE SMALLCAP DIVIDEND FUND
ETF-DOMESTIC SMALL CAP
97717W604
45
550
SH
OTR
550
0
0
WISDOMTREE SMALLCAP DIVIDEND FUND
ETF-DOMESTIC SMALL CAP
97717W604
691
8477
SH
SOLE
8477
0
0