0000936938-17-000001.txt : 20170202 0000936938-17-000001.hdr.sgml : 20170202 20170202162700 ACCESSION NUMBER: 0000936938-17-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170202 DATE AS OF CHANGE: 20170202 EFFECTIVENESS DATE: 20170202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPE ANN SAVINGS BANK CENTRAL INDEX KEY: 0000936938 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06579 FILM NUMBER: 17568616 BUSINESS ADDRESS: STREET 1: 109 MAIN STREET CITY: GLOCUSTER STATE: MA ZIP: 01930 BUSINESS PHONE: 9782837079 MAIL ADDRESS: STREET 1: 109 MAIN STREET CITY: GLOUCESTER STATE: MA ZIP: 01930 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000936938 XXXXXXXX 12-31-2016 12-31-2016 CAPE ANN SAVINGS BANK

109 MAIN STREET GLOUCESTER MA 01930

13F HOLDINGS REPORT 028-06579 N Franco Maniaci 9782825744 Franco Maniaci Gloucester MA 02-02-2017 0 111 71260 false INFORMATION TABLE 2 13F12.31.16.xml AT&T INC. Common Stock 00206R102 174 4125 SH OTR 4125 0 0 AT&T INC. Common Stock 00206R102 1182 28031 SH SOLE 28031 0 0 ABBOTT LABS Common Stock 002824100 54 1300 SH OTR 1300 0 0 ABBOTT LABS Common Stock 002824100 797 19082 SH SOLE 19082 0 0 ABBVIE INC. Common Stock 00287Y109 37 600 SH OTR 600 0 0 ABBVIE INC. Common Stock 00287Y109 447 7314 SH SOLE 7314 0 0 AIR PRODS & CHEMS INC Common Stock 009158106 297 2125 SH SOLE 2125 0 0 ALPHABET INC. CLASS C CAPITAL STOCK Common Stock 02079K107 29 36 SH OTR 36 0 0 ALPHABET INC. CLASS C CAPITAL STOCK Common Stock 02079K107 459 576 SH SOLE 576 0 0 ALPHABET INC. CLASS A COMMON STOCK Common Stock 02079K305 30 36 SH OTR 36 0 0 ALPHABET INC. CLASS A COMMON STOCK Common Stock 02079K305 759 925 SH SOLE 925 0 0 APPLE COMPUTER INC Common Stock 037833100 56 460 SH OTR 460 0 0 APPLE COMPUTER INC Common Stock 037833100 1692 13944 SH SOLE 13944 0 0 AUTOMATIC DATA PROCESSING INC Common Stock 053015103 25 250 SH OTR 250 0 0 AUTOMATIC DATA PROCESSING INC Common Stock 053015103 581 5756 SH SOLE 5756 0 0 AUTOZONE, INC. Common Stock 053332102 202 278 SH SOLE 278 0 0 BERKSHIRE HATHAWAY INC DEL B NEW Common Stock 084670702 113 687 SH OTR 687 0 0 BERKSHIRE HATHAWAY INC DEL B NEW Common Stock 084670702 1458 8880 SH SOLE 8880 0 0 BIOGEN IDEC INC Common Stock 09062X103 29 105 SH OTR 105 0 0 BIOGEN IDEC INC Common Stock 09062X103 351 1265 SH SOLE 1265 0 0 BLACKROCK INC Common Stock 09247X101 852 2278 SH SOLE 2278 0 0 CHEVRON CORPORATION Common Stock 166764100 134 1205 SH OTR 1205 0 0 CHEVRON CORPORATION Common Stock 166764100 1237 11112 SH SOLE 11112 0 0 COMPASS MINERALS INTERNATIONAL INC Common Stock 20451N101 19 227 SH OTR 227 0 0 COMPASS MINERALS INTERNATIONAL INC Common Stock 20451N101 327 3908 SH SOLE 3908 0 0 DEUTSCHE X-TRACKERS MSCI EAFE ETF-INTERNATIONAL FUND 233051200 258 9135 SH OTR 9135 0 0 DEUTSCHE X-TRACKERS MSCI EAFE ETF-INTERNATIONAL FUND 233051200 2756 97526 SH SOLE 97526 0 0 EXPEDITORS INTL WASH INC Common Stock 302130109 349 6705 SH SOLE 6705 0 0 EXPRESS SCRIPTS INC Common Stock 30219G108 318 4610 SH SOLE 4610 0 0 EXXON MOBIL CORP Common Stock 30231G102 224 2668 SH OTR 2668 0 0 EXXON MOBIL CORP Common Stock 30231G102 1476 17592 SH SOLE 17592 0 0 GENERAL DYNAMICS CORP Common Stock 369550108 98 540 SH OTR 540 0 0 GENERAL DYNAMICS CORP Common Stock 369550108 918 5067 SH SOLE 5067 0 0 GENERAL ELEC CO Common Stock 369604103 52 1755 SH OTR 1755 0 0 GENERAL ELEC CO Common Stock 369604103 670 22561 SH SOLE 22561 0 0 GENERAL MILLS INC Common Stock 370334104 19 300 SH OTR 300 0 0 GENERAL MILLS INC Common Stock 370334104 287 4587 SH SOLE 4587 0 0 HOME DEPOT INC Common Stock 437076102 243 1767 SH SOLE 1767 0 0 INTEL CORP Common Stock 458140100 17 460 SH OTR 460 0 0 INTEL CORP Common Stock 458140100 564 15309 SH SOLE 15309 0 0 ISHARE S & P 500 INDX ETF-DOMESTIC LARGE CAP 464287200 626 2733 SH SOLE 2733 0 0 ISHARES MSCI EMERGING MKTS INDEX FD ETF-INTERNATIONAL FUND 464287234 67 1800 SH OTR 1800 0 0 ISHARES MSCI EMERGING MKTS INDEX FD ETF-INTERNATIONAL FUND 464287234 223 5980 SH SOLE 5980 0 0 I SHARES M S C I E A F E INDEX FUND ETF-INTERNATIONAL FUND 464287465 839 14066 SH SOLE 14066 0 0 iSHARES S&P MID CAP 400 INDEX ETF-DOMESTIC MID CAP 464287507 280 1667 SH OTR 1667 0 0 iSHARES S&P MID CAP 400 INDEX ETF-DOMESTIC MID CAP 464287507 9961 59232 SH SOLE 59232 0 0 iSHARES RUSSELL 2000 INDEX ETF-DOMESTIC SMALL CAP 464287655 86 635 SH OTR 635 0 0 iSHARES RUSSELL 2000 INDEX ETF-DOMESTIC SMALL CAP 464287655 1934 14301 SH SOLE 14301 0 0 ISHARES RUSSELL 3000 INDEX FD ETF-DOMESTIC LARGE CAP 464287689 210 1550 SH SOLE 1550 0 0 iSHARES S&P SMALL CAP 600 INDEX ETF-DOMESTIC SMALL CAP 464287804 44 640 SH OTR 640 0 0 iSHARES S&P SMALL CAP 600 INDEX ETF-DOMESTIC SMALL CAP 464287804 1582 23145 SH SOLE 23145 0 0 ISHARES S&P SH TR NATL AMT FREE MUNI BD ETF-FIXED INCOME 464288158 341 3240 SH SOLE 3240 0 0 J P MORGAN CHASE & CO Common Stock 46625H100 79 935 SH OTR 935 0 0 J P MORGAN CHASE & CO Common Stock 46625H100 1035 12229 SH SOLE 12229 0 0 JOHNSON & JOHNSON Common Stock 478160104 176 1550 SH OTR 1550 0 0 JOHNSON & JOHNSON Common Stock 478160104 1599 14120 SH SOLE 14120 0 0 LOWES COS INC Common Stock 548661107 761 10411 SH SOLE 10411 0 0 MASTERCARD INC. Common Stock 57636Q104 246 2310 SH SOLE 2310 0 0 MC DONALDS CORP Common Stock 580135101 158 1286 SH OTR 1286 0 0 MC DONALDS CORP Common Stock 580135101 1715 13992 SH SOLE 13992 0 0 MCKESSON CORP Common Stock 58155Q103 7 50 SH OTR 50 0 0 MCKESSON CORP Common Stock 58155Q103 197 1416 SH SOLE 1416 0 0 MICROSOFT CORP Common Stock 594918104 108 1666 SH OTR 1666 0 0 MICROSOFT CORP Common Stock 594918104 1129 17463 SH SOLE 17463 0 0 MICROCHIP TECHNOLOGY INC Common Stock 595017104 10 150 SH OTR 150 0 0 MICROCHIP TECHNOLOGY INC Common Stock 595017104 264 3925 SH SOLE 3925 0 0 NIKE INC Common Stock 654106103 101 1915 SH OTR 1915 0 0 NIKE INC Common Stock 654106103 339 6414 SH SOLE 6414 0 0 ORACLE CORP Common Stock 68389X105 16 400 SH OTR 400 0 0 ORACLE CORP Common Stock 68389X105 230 5722 SH SOLE 5722 0 0 PEPSICO INC Common Stock 713448108 126 1210 SH OTR 1210 0 0 PEPSICO INC Common Stock 713448108 1662 16018 SH SOLE 16018 0 0 PFIZER INC Common Stock 717081103 30 930 SH OTR 930 0 0 PFIZER INC Common Stock 717081103 986 31064 SH SOLE 31064 0 0 PHILLIP MORRIS INTL, INC. Common Stock 718172109 204 2127 SH SOLE 2127 0 0 PIMCO 0-5 YR HIGH YIELD CORP BD INDEX ETF-FIXED INCOME 72201R783 314 3114 SH OTR 3114 0 0 PIMCO 0-5 YR HIGH YIELD CORP BD INDEX ETF-FIXED INCOME 72201R783 4554 45159 SH SOLE 45159 0 0 PRICELINE GROUP INC Common Stock 741503403 233 148 SH SOLE 148 0 0 PROCTER & GAMBLE CO Common Stock 742718109 99 1130 SH OTR 1130 0 0 PROCTER & GAMBLE CO Common Stock 742718109 1198 13682 SH SOLE 13682 0 0 SPDR TR ETF-DOMESTIC LARGE CAP 78462F103 10 45 SH OTR 45 0 0 SPDR TR ETF-DOMESTIC LARGE CAP 78462F103 270 1186 SH SOLE 951 0 235 SELECT SECTOR SPDR-MATERIALS Common Stock 81369Y100 9 170 SH OTR 170 0 0 SELECT SECTOR SPDR-MATERIALS Common Stock 81369Y100 452 8696 SH SOLE 8696 0 0 ENERGY SELECT SECTOR SPDR Common Stock 81369Y506 287 3935 SH SOLE 3935 0 0 SELECT SECTOR SPDR-FINANCIAL Common Stock 81369Y605 11 484 SH OTR 484 0 0 SELECT SECTOR SPDR-FINANCIAL Common Stock 81369Y605 934 40083 SH SOLE 40083 0 0 INDUSTRIAL SELECT SECTOR SPDR Common Stock 81369Y704 19 300 SH OTR 300 0 0 INDUSTRIAL SELECT SECTOR SPDR Common Stock 81369Y704 585 9228 SH SOLE 9228 0 0 SELECT SECTOR SPDR-TECHNOLOGY Common Stock 81369Y803 1440 28761 SH SOLE 28761 0 0 UTILITIES SELECT SECTOR SPDR FUND Common Stock 81369Y886 30 614 SH OTR 614 0 0 UTILITIES SELECT SECTOR SPDR FUND Common Stock 81369Y886 847 17224 SH SOLE 17224 0 0 AXIAM, INC. Common Stock 87508Y992 0 10000 SH SOLE 10000 0 0 3M CO Common Stock 88579Y101 68 390 SH OTR 390 0 0 3M CO Common Stock 88579Y101 1519 8690 SH SOLE 8690 0 0 U S BANCORP Common Stock 902973304 19 355 SH OTR 355 0 0 U S BANCORP Common Stock 902973304 221 4194 SH SOLE 4194 0 0 VANGUARD ST INFLATION PROTECTED ETF ETF-FIXED INCOME 922020805 176 3556 SH OTR 3556 0 0 VANGUARD ST INFLATION PROTECTED ETF ETF-FIXED INCOME 922020805 2406 48721 SH SOLE 48721 0 0 VANGUARD EMERGING MKT ETF ETF-INTERNATIONAL FUND 922042858 90 2375 SH OTR 2375 0 0 VANGUARD EMERGING MKT ETF ETF-INTERNATIONAL FUND 922042858 1016 26863 SH SOLE 26863 0 0 VANGUARD REIT VIPER ETF ETF REIT 922908553 258 3136 SH OTR 3136 0 0 VANGUARD REIT VIPER ETF ETF REIT 922908553 4412 53561 SH SOLE 53561 0 0 VERIZON COMMUNICATIONS INC Common Stock 92343V104 81 1653 SH OTR 1653 0 0 VERIZON COMMUNICATIONS INC Common Stock 92343V104 327 6681 SH SOLE 6681 0 0 WISDOMTREE EMERGING MKTS EQ INC FD ETF-INTERNATIONAL FUND 97717W315 20 506 SH OTR 506 0 0 WISDOMTREE EMERGING MKTS EQ INC FD ETF-INTERNATIONAL FUND 97717W315 390 9963 SH SOLE 9963 0 0 WISDOM TREE MIDCAP DIVIDEND FUND ETF-DOMESTIC MID CAP 97717W505 128 1335 SH OTR 1335 0 0 WISDOM TREE MIDCAP DIVIDEND FUND ETF-DOMESTIC MID CAP 97717W505 1140 11911 SH SOLE 11911 0 0 WISDOMTREE SMALLCAP DIVIDEND FUND ETF-DOMESTIC SMALL CAP 97717W604 45 550 SH OTR 550 0 0 WISDOMTREE SMALLCAP DIVIDEND FUND ETF-DOMESTIC SMALL CAP 97717W604 691 8477 SH SOLE 8477 0 0