0000936938-16-000008.txt : 20160202 0000936938-16-000008.hdr.sgml : 20160202 20160202114142 ACCESSION NUMBER: 0000936938-16-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160202 DATE AS OF CHANGE: 20160202 EFFECTIVENESS DATE: 20160202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPE ANN SAVINGS BANK CENTRAL INDEX KEY: 0000936938 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06579 FILM NUMBER: 161379836 BUSINESS ADDRESS: STREET 1: 109 MAIN STREET CITY: GLOCUSTER STATE: MA ZIP: 01930 BUSINESS PHONE: 9782837079 MAIL ADDRESS: STREET 1: 109 MAIN STREET CITY: GLOUCESTER STATE: MA ZIP: 01930 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000936938 XXXXXXXX 12-31-2015 12-31-2015 CAPE ANN SAVINGS BANK

109 MAIN STREET GLOUCESTER MA 01930

13F HOLDINGS REPORT 028-06579 N Franco Maniaci 978-283-7079 Franco Maniaci Gloucester MA 02-02-2016 0 118 72871 false INFORMATION TABLE 2 13F.xml AT&T INC. Common Stock 00206R102 183 5325 SH OTR 5325 0 0 AT&T INC. Common Stock 00206R102 1129 32809 SH SOLE 32809 0 0 ABBOTT LABS Common Stock 002824100 59 1310 SH OTR 1310 0 0 ABBOTT LABS Common Stock 002824100 910 20263 SH SOLE 20263 0 0 ABBVIE INC. Common Stock 00287Y109 36 600 SH OTR 600 0 0 ABBVIE INC. Common Stock 00287Y109 438 7389 SH SOLE 7389 0 0 AIR PRODS & CHEMS INC Common Stock 009158106 304 2335 SH SOLE 2335 0 0 ALPHABET INC. CLASS C CAPITAL STOCK Common Stock 02079K107 27 36 SH OTR 36 0 0 ALPHABET INC. CLASS C CAPITAL STOCK Common Stock 02079K107 480 633 SH SOLE 633 0 0 ALPHABET INC. CLASS A COMMON STOCK Common Stock 02079K305 28 36 SH OTR 36 0 0 ALPHABET INC. CLASS A COMMON STOCK Common Stock 02079K305 656 843 SH SOLE 843 0 0 APPLE COMPUTER INC Common Stock 037833100 55 525 SH OTR 525 0 0 APPLE COMPUTER INC Common Stock 037833100 1626 15444 SH SOLE 15444 0 0 AUTOMATIC DATA PROCESSING INC Common Stock 053015103 78 925 SH OTR 925 0 0 AUTOMATIC DATA PROCESSING INC Common Stock 053015103 1101 12994 SH SOLE 12994 0 0 AUTOZONE, INC. Common Stock 053332102 568 765 SH SOLE 765 0 0 BERKSHIRE HATHAWAY INC DEL B NEW Common Stock 084670702 102 775 SH OTR 775 0 0 BERKSHIRE HATHAWAY INC DEL B NEW Common Stock 084670702 1250 9468 SH SOLE 9468 0 0 BLACKROCK INC Common Stock 09247X101 17 50 SH OTR 50 0 0 BLACKROCK INC Common Stock 09247X101 794 2333 SH SOLE 2333 0 0 CME GROUP, INC. Common Stock 12572Q105 245 2701 SH SOLE 2701 0 0 CHEVRON CORPORATION Common Stock 166764100 127 1417 SH OTR 1417 0 0 CHEVRON CORPORATION Common Stock 166764100 1004 11158 SH SOLE 11158 0 0 CHUBB CORP Common Stock 171232101 16 120 SH OTR 120 0 0 CHUBB CORP Common Stock 171232101 644 4852 SH SOLE 4852 0 0 COMPASS MINERALS INTERNATIONAL INC Common Stock 20451N101 30 397 SH OTR 397 0 0 COMPASS MINERALS INTERNATIONAL INC Common Stock 20451N101 328 4356 SH SOLE 4356 0 0 DEUTSCHE X-TRACKERS MSCI EAFE ETF-INTERNATIONAL FUND 233051200 167 6135 SH OTR 6135 0 0 DEUTSCHE X-TRACKERS MSCI EAFE ETF-INTERNATIONAL FUND 233051200 3918 144272 SH SOLE 144084 0 188 EXPEDITORS INTL WASH INC Common Stock 302130109 459 10170 SH SOLE 10170 0 0 EXPRESS SCRIPTS INC Common Stock 30219G108 17 200 SH OTR 200 0 0 EXPRESS SCRIPTS INC Common Stock 30219G108 373 4267 SH SOLE 4267 0 0 EXXON MOBIL CORP Common Stock 30231G102 237 3036 SH OTR 3036 0 0 EXXON MOBIL CORP Common Stock 30231G102 1674 21481 SH SOLE 21481 0 0 GENERAL DYNAMICS CORP Common Stock 369550108 126 920 SH OTR 920 0 0 GENERAL DYNAMICS CORP Common Stock 369550108 727 5291 SH SOLE 5291 0 0 GENERAL ELEC CO Common Stock 369604103 76 2455 SH OTR 2455 0 0 GENERAL ELEC CO Common Stock 369604103 802 25761 SH SOLE 25761 0 0 GENERAL MILLS INC Common Stock 370334104 20 350 SH OTR 350 0 0 GENERAL MILLS INC Common Stock 370334104 535 9280 SH SOLE 9280 0 0 INTEL CORP Common Stock 458140100 10 300 SH OTR 300 0 0 INTEL CORP Common Stock 458140100 601 17441 SH SOLE 17441 0 0 ISHARE S & P 500 INDX ETF-DOMESTIC LARGE CAP 464287200 417 2033 SH SOLE 2033 0 0 ISHARES MSCI EMERGING MKTS INDEX FD ETF-INTERNATIONAL FUND 464287234 58 1800 SH OTR 1800 0 0 ISHARES MSCI EMERGING MKTS INDEX FD ETF-INTERNATIONAL FUND 464287234 226 7030 SH SOLE 7030 0 0 I SHARES M S C I E A F E INDEX FUND ETF-INTERNATIONAL FUND 464287465 391 6661 SH SOLE 6661 0 0 iSHARES S&P MID CAP 400 INDEX ETF-DOMESTIC MID CAP 464287507 453 3249 SH OTR 3249 0 0 iSHARES S&P MID CAP 400 INDEX ETF-DOMESTIC MID CAP 464287507 7583 54427 SH SOLE 54327 0 100 iSHARES RUSSELL 2000 INDEX ETF-DOMESTIC SMALL CAP 464287655 72 635 SH OTR 635 0 0 iSHARES RUSSELL 2000 INDEX ETF-DOMESTIC SMALL CAP 464287655 1563 13875 SH SOLE 13875 0 0 I SHARES DJ FIN SC INX ETF-DOMESTIC LARGE CAP 464287788 211 2383 SH SOLE 2383 0 0 iSHARES S&P SMALL CAP 600 INDEX ETF-DOMESTIC SMALL CAP 464287804 17 150 SH OTR 150 0 0 iSHARES S&P SMALL CAP 600 INDEX ETF-DOMESTIC SMALL CAP 464287804 663 6017 SH SOLE 5932 0 85 ISHARES S&P SH TR NATL AMT FREE MUNI BD ETF-FIXED INCOME 464288158 366 3457 SH SOLE 3457 0 0 ISHARES IBOXX HY BD ETF-FIXED INCOME 464288513 430 5337 SH SOLE 5337 0 0 J P MORGAN CHASE & CO Common Stock 46625H100 61 920 SH OTR 920 0 0 J P MORGAN CHASE & CO Common Stock 46625H100 816 12357 SH SOLE 12357 0 0 JOHNSON & JOHNSON Common Stock 478160104 159 1550 SH OTR 1550 0 0 JOHNSON & JOHNSON Common Stock 478160104 1599 15563 SH SOLE 15563 0 0 LOWES COS INC Common Stock 548661107 897 11799 SH SOLE 11799 0 0 MASTERCARD INC. Common Stock 57636Q104 572 5879 SH SOLE 5879 0 0 MC DONALDS CORP Common Stock 580135101 151 1276 SH OTR 1276 0 0 MC DONALDS CORP Common Stock 580135101 1834 15527 SH SOLE 15527 0 0 MICROSOFT CORP Common Stock 594918104 82 1480 SH OTR 1480 0 0 MICROSOFT CORP Common Stock 594918104 1002 18053 SH SOLE 18053 0 0 NEXTERA ENERGY INC COM Common Stock 65339F101 219 2106 SH SOLE 2106 0 0 NIKE INC Common Stock 654106103 184 2950 SH OTR 2950 0 0 NIKE INC Common Stock 654106103 955 15274 SH SOLE 15274 0 0 NOVARTIS A G A D R American Depository Receipts 66987V109 72 839 SH OTR 839 0 0 NOVARTIS A G A D R American Depository Receipts 66987V109 934 10851 SH SOLE 10851 0 0 NOVO NORDISK Common Stock 670100205 29 500 SH OTR 500 0 0 NOVO NORDISK Common Stock 670100205 239 4114 SH SOLE 4114 0 0 PEPSICO INC Common Stock 713448108 125 1250 SH OTR 1250 0 0 PEPSICO INC Common Stock 713448108 1772 17732 SH SOLE 17732 0 0 PFIZER INC Common Stock 717081103 30 930 SH OTR 930 0 0 PFIZER INC Common Stock 717081103 1059 32815 SH SOLE 32815 0 0 PIMCO 0-5 YR HIGH YIELD CORP BD INDEX ETF-FIXED INCOME 72201R783 330 3604 SH OTR 3604 0 0 PIMCO 0-5 YR HIGH YIELD CORP BD INDEX ETF-FIXED INCOME 72201R783 7353 80251 SH SOLE 80251 0 0 PROCTER & GAMBLE CO Common Stock 742718109 94 1178 SH OTR 1178 0 0 PROCTER & GAMBLE CO Common Stock 742718109 1002 12617 SH SOLE 12617 0 0 SPDR TR ETF-DOMESTIC LARGE CAP 78462F103 9 45 SH OTR 45 0 0 SPDR TR ETF-DOMESTIC LARGE CAP 78462F103 266 1305 SH SOLE 955 0 350 SPDR S&P EMERGING MKTS SMALL CAP ETF-INTERNATIONAL FUND 78463X756 8 200 SH OTR 200 0 0 SPDR S&P EMERGING MKTS SMALL CAP ETF-INTERNATIONAL FUND 78463X756 246 6529 SH SOLE 6529 0 0 SELECT SECTOR SPDR-MATERIALS Common Stock 81369Y100 13 300 SH OTR 300 0 0 SELECT SECTOR SPDR-MATERIALS Common Stock 81369Y100 438 10086 SH SOLE 10086 0 0 ENERGY SELECT SECTOR SPDR Common Stock 81369Y506 9 150 SH OTR 150 0 0 ENERGY SELECT SECTOR SPDR Common Stock 81369Y506 247 4095 SH SOLE 4095 0 0 SELECT SECTOR SPDR-FINANCIAL Common Stock 81369Y605 10 400 SH OTR 400 0 0 SELECT SECTOR SPDR-FINANCIAL Common Stock 81369Y605 1115 46808 SH SOLE 46808 0 0 INDUSTRIAL SELECT SECTOR SPDR Common Stock 81369Y704 16 300 SH OTR 300 0 0 INDUSTRIAL SELECT SECTOR SPDR Common Stock 81369Y704 574 10827 SH SOLE 10827 0 0 SELECT SECTOR SPDR-TECHNOLOGY Common Stock 81369Y803 1357 31684 SH SOLE 31684 0 0 UTILITIES SELECT SECTOR SPDR FUND Common Stock 81369Y886 54 1255 SH OTR 1255 0 0 UTILITIES SELECT SECTOR SPDR FUND Common Stock 81369Y886 775 17916 SH SOLE 17916 0 0 AXIAM, INC. Common Stock 87508Y992 0 10000 SH SOLE 10000 0 0 3M CO Common Stock 88579Y101 85 565 SH OTR 565 0 0 3M CO Common Stock 88579Y101 1350 8963 SH SOLE 8963 0 0 VANGUARD ST INFLATION PROTECTED ETF ETF-FIXED INCOME 922020805 155 3216 SH OTR 3216 0 0 VANGUARD ST INFLATION PROTECTED ETF ETF-FIXED INCOME 922020805 1723 35644 SH SOLE 35644 0 0 VANGUARD EMERGING MKT ETF ETF-INTERNATIONAL FUND 922042858 31 950 SH OTR 950 0 0 VANGUARD EMERGING MKT ETF ETF-INTERNATIONAL FUND 922042858 644 19694 SH SOLE 19694 0 0 VANGUARD REIT VIPER ETF ETF REIT 922908553 234 2939 SH OTR 2939 0 0 VANGUARD REIT VIPER ETF ETF REIT 922908553 3830 48042 SH SOLE 48042 0 0 VERIZON COMMUNICATIONS INC Common Stock 92343V104 108 2331 SH OTR 2331 0 0 VERIZON COMMUNICATIONS INC Common Stock 92343V104 358 7755 SH SOLE 7755 0 0 WALGREENS BOOTS ALLIANCE INC Common Stock 931427108 361 4237 SH SOLE 4237 0 0 WELLS FARGO & CO Common Stock 949746101 83 1525 SH OTR 1525 0 0 WELLS FARGO & CO Common Stock 949746101 211 3873 SH SOLE 3873 0 0 WISDOMTREE EMERGING MKTS EQ INC FD ETF-INTERNATIONAL FUND 97717W315 16 506 SH OTR 506 0 0 WISDOMTREE EMERGING MKTS EQ INC FD ETF-INTERNATIONAL FUND 97717W315 421 13300 SH SOLE 13300 0 0 WISDOM TREE MIDCAP DIVIDEND FUND ETF-DOMESTIC MID CAP 97717W505 112 1395 SH OTR 1395 0 0 WISDOM TREE MIDCAP DIVIDEND FUND ETF-DOMESTIC MID CAP 97717W505 1010 12550 SH SOLE 12550 0 0 WISDOMTREE SMALLCAP DIVIDEND FUND ETF-DOMESTIC SMALL CAP 97717W604 36 550 SH OTR 550 0 0 WISDOMTREE SMALLCAP DIVIDEND FUND ETF-DOMESTIC SMALL CAP 97717W604 669 10304 SH SOLE 10304 0 0 ACCENTURE LTD Common Stock G1151C101 99 950 SH OTR 950 0 0 ACCENTURE LTD Common Stock G1151C101 201 1920 SH SOLE 1920 0 0