0000936938-15-000007.txt : 20151019 0000936938-15-000007.hdr.sgml : 20151019 20151019125133 ACCESSION NUMBER: 0000936938-15-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151019 DATE AS OF CHANGE: 20151019 EFFECTIVENESS DATE: 20151019 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPE ANN SAVINGS BANK CENTRAL INDEX KEY: 0000936938 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06579 FILM NUMBER: 151163768 BUSINESS ADDRESS: STREET 1: 109 MAIN STREET CITY: GLOCUSTER STATE: MA ZIP: 01930 BUSINESS PHONE: 9782837079 MAIL ADDRESS: STREET 1: 109 MAIN STREET CITY: GLOUCESTER STATE: MA ZIP: 01930 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000936938 XXXXXXXX 09-30-2015 09-30-2015 CAPE ANN SAVINGS BANK

109 MAIN STREET GLOUCESTER MA 01930

13F HOLDINGS REPORT 028-06579 N Franco Maniaci 978-282-5744 Franco Maniaci Gloucester MA 10-19-2015 0 117 67213 false INFORMATION TABLE 2 13F.xml AT&T INC. Common Stock 00206R102 173 5325 SH OTR 5325 0 0 AT&T INC. Common Stock 00206R102 1077 33045 SH SOLE 33045 0 0 ABBOTT LABS Common Stock 002824100 53 1310 SH OTR 1310 0 0 ABBOTT LABS Common Stock 002824100 803 19956 SH SOLE 19856 100 0 ABBVIE INC. Common Stock 00287Y109 33 600 SH OTR 600 0 0 ABBVIE INC. Common Stock 00287Y109 395 7265 SH SOLE 7265 0 0 AIR PRODS & CHEMS INC Common Stock 009158106 300 2350 SH SOLE 2350 0 0 APPLE COMPUTER INC Common Stock 037833100 58 525 SH OTR 525 0 0 APPLE COMPUTER INC Common Stock 037833100 1714 15539 SH SOLE 15439 100 0 AUTOMATIC DATA PROCESSING INC Common Stock 053015103 90 1125 SH OTR 1125 0 0 AUTOMATIC DATA PROCESSING INC Common Stock 053015103 1167 14520 SH SOLE 14520 0 0 AUTOZONE, INC. Common Stock 053332102 604 835 SH SOLE 820 0 15 BERKSHIRE HATHAWAY INC DEL B NEW Common Stock 084670702 101 775 SH OTR 775 0 0 BERKSHIRE HATHAWAY INC DEL B NEW Common Stock 084670702 1221 9367 SH SOLE 8867 150 350 BLACKROCK INC Common Stock 09247X101 15 50 SH OTR 50 0 0 BLACKROCK INC Common Stock 09247X101 617 2075 SH SOLE 2075 0 0 CME GROUP, INC. Common Stock 12572Q105 244 2635 SH SOLE 2485 0 150 CHEVRON CORPORATION Common Stock 166764100 112 1417 SH OTR 1417 0 0 CHEVRON CORPORATION Common Stock 166764100 874 11079 SH SOLE 10769 60 250 CHUBB CORP Common Stock 171232101 44 360 SH OTR 360 0 0 CHUBB CORP Common Stock 171232101 786 6412 SH SOLE 6412 0 0 COMPASS MINERALS INTERNATIONAL INC Common Stock 20451N101 33 422 SH OTR 422 0 0 COMPASS MINERALS INTERNATIONAL INC Common Stock 20451N101 340 4343 SH SOLE 4183 0 160 DEUTSCHE X-TRACKERS MSCI EAFE ETF-INTERNATION 233051200 160 6135 SH OTR 6135 0 0 DEUTSCHE X-TRACKERS MSCI EAFE ETF-INTERNATION 233051200 3937 150949 SH SOLE 147169 1280 2500 EXPEDITORS INTL WASH INC Common Stock 302130109 464 9870 SH SOLE 9205 175 490 EXPRESS SCRIPTS INC Common Stock 30219G108 16 200 SH OTR 200 0 0 EXPRESS SCRIPTS INC Common Stock 30219G108 325 4015 SH SOLE 3865 0 150 EXXON MOBIL CORP Common Stock 30231G102 226 3036 SH OTR 3036 0 0 EXXON MOBIL CORP Common Stock 30231G102 1593 21427 SH SOLE 20877 0 550 GENERAL DYNAMICS CORP Common Stock 369550108 127 920 SH OTR 920 0 0 GENERAL DYNAMICS CORP Common Stock 369550108 716 5188 SH SOLE 4993 0 195 GENERAL ELEC CO Common Stock 369604103 62 2455 SH OTR 2455 0 0 GENERAL ELEC CO Common Stock 369604103 665 26379 SH SOLE 25979 0 400 GENERAL MILLS INC Common Stock 370334104 29 510 SH OTR 510 0 0 GENERAL MILLS INC Common Stock 370334104 609 10857 SH SOLE 10857 0 0 GOOGLE INC CL A Common Stock 38259P508 23 36 SH OTR 36 0 0 GOOGLE INC CL A Common Stock 38259P508 467 731 SH SOLE 713 0 18 GOOGLE INC. CLASS C Common Stock 38259P706 22 36 SH OTR 36 0 0 GOOGLE INC. CLASS C Common Stock 38259P706 374 614 SH SOLE 596 0 18 INTEL CORP Common Stock 458140100 9 300 SH OTR 300 0 0 INTEL CORP Common Stock 458140100 526 17441 SH SOLE 16291 400 750 ISHARE S & P 500 INDX ETF-DOMESTIC LA 464287200 350 1815 SH SOLE 1724 0 91 ISHARES MSCI EMERGING MKTS INDEX FD ETF-INTERNATION 464287234 59 1800 SH OTR 1800 0 0 ISHARES MSCI EMERGING MKTS INDEX FD ETF-INTERNATION 464287234 306 9323 SH SOLE 9323 0 0 I SHARES M S C I E A F E INDEX FUN ETF-INTERNATION 464287465 361 6300 SH SOLE 6300 0 0 iSHARES S&P MID CAP 400 INDEX ETF-DOMESTIC MI 464287507 358 2619 SH OTR 2619 0 0 iSHARES S&P MID CAP 400 INDEX ETF-DOMESTIC MI 464287507 5164 37798 SH SOLE 37528 0 270 iSHARES RUSSELL 2000 INDEX ETF-DOMESTIC SM 464287655 69 635 SH OTR 635 0 0 iSHARES RUSSELL 2000 INDEX ETF-DOMESTIC SM 464287655 1535 14052 SH SOLE 14052 0 0 I SHARES DJ FIN SC INX ETF-DOMESTIC LA 464287788 200 2383 SH SOLE 2383 0 0 iSHARES S&P SMALL CAP 600 INDEX ETF-DOMESTIC SM 464287804 16 150 SH OTR 150 0 0 iSHARES S&P SMALL CAP 600 INDEX ETF-DOMESTIC SM 464287804 558 5239 SH SOLE 5239 0 0 ISHARES S&P SH TR NATL AMT FREE MUN ETF-FIXED INCOM 464288158 419 3959 SH SOLE 3959 0 0 ISHARES IBOXX HY BD ETF-FIXED INCOM 464288513 445 5337 SH SOLE 5337 0 0 J P MORGAN CHASE & CO Common Stock 46625H100 56 920 SH OTR 920 0 0 J P MORGAN CHASE & CO Common Stock 46625H100 746 12229 SH SOLE 12139 90 0 JOHNSON & JOHNSON Common Stock 478160104 145 1550 SH OTR 1550 0 0 JOHNSON & JOHNSON Common Stock 478160104 1468 15731 SH SOLE 15471 100 160 LOWES COS INC Common Stock 548661107 762 11053 SH SOLE 10258 275 520 MASTERCARD INC. Common Stock 57636Q104 509 5650 SH SOLE 5050 150 450 MC DONALDS CORP Common Stock 580135101 126 1276 SH OTR 1276 0 0 MC DONALDS CORP Common Stock 580135101 1505 15277 SH SOLE 15057 50 170 MICROSOFT CORP Common Stock 594918104 57 1280 SH OTR 1280 0 0 MICROSOFT CORP Common Stock 594918104 787 17771 SH SOLE 17771 0 0 NEXTERA ENERGY INC COM Common Stock 65339F101 220 2256 SH SOLE 2131 0 125 NIKE INC Common Stock 654106103 191 1550 SH OTR 1550 0 0 NIKE INC Common Stock 654106103 1027 8352 SH SOLE 8352 0 0 NOVARTIS A G A D R American Deposi 66987V109 77 839 SH OTR 839 0 0 NOVARTIS A G A D R American Deposi 66987V109 976 10618 SH SOLE 10188 150 280 NOVO NORDISK Common Stock 670100205 27 500 SH OTR 500 0 0 NOVO NORDISK Common Stock 670100205 204 3752 SH SOLE 3752 0 0 PEPSICO INC Common Stock 713448108 123 1300 SH OTR 1300 0 0 PEPSICO INC Common Stock 713448108 1669 17694 SH SOLE 17294 100 300 PFIZER INC Common Stock 717081103 29 930 SH OTR 930 0 0 PFIZER INC Common Stock 717081103 1021 32515 SH SOLE 32000 0 515 PIMCO 0-5 YR HIGH YIELD CORP BD IND ETF-FIXED INCOM 72201R783 241 2543 SH OTR 2543 0 0 PIMCO 0-5 YR HIGH YIELD CORP BD IND ETF-FIXED INCOM 72201R783 7171 75789 SH SOLE 74388 690 711 PROCTER & GAMBLE CO Common Stock 742718109 76 1053 SH OTR 1053 0 0 PROCTER & GAMBLE CO Common Stock 742718109 881 12241 SH SOLE 12076 65 100 SPDR TR ETF-DOMESTIC LA 78462F103 9 45 SH OTR 45 0 0 SPDR TR ETF-DOMESTIC LA 78462F103 250 1305 SH SOLE 1305 0 0 SPDR S&P EMERGING MKTS SMALL CAP ETF-INTERNATION 78463X756 15 400 SH OTR 400 0 0 SPDR S&P EMERGING MKTS SMALL CAP ETF-INTERNATION 78463X756 266 7204 SH SOLE 6754 450 0 SELECT SECTOR SPDR-MATERIALS Common Stock 81369Y100 12 300 SH OTR 300 0 0 SELECT SECTOR SPDR-MATERIALS Common Stock 81369Y100 390 9766 SH SOLE 9501 125 140 ENERGY SELECT SECTOR SPDR Common Stock 81369Y506 9 150 SH OTR 150 0 0 ENERGY SELECT SECTOR SPDR Common Stock 81369Y506 247 4029 SH SOLE 3789 0 240 SELECT SECTOR SPDR-FINANCIAL Common Stock 81369Y605 1042 45968 SH SOLE 45768 200 0 INDUSTRIAL SELECT SECTOR SPDR Common Stock 81369Y704 15 300 SH OTR 300 0 0 INDUSTRIAL SELECT SECTOR SPDR Common Stock 81369Y704 531 10639 SH SOLE 10639 0 0 SELECT SECTOR SPDR-TECHNOLOGY Common Stock 81369Y803 1221 30894 SH SOLE 30319 0 575 UTILITIES SELECT SECTOR SPDR FUND Common Stock 81369Y886 58 1330 SH OTR 1330 0 0 UTILITIES SELECT SECTOR SPDR FUND Common Stock 81369Y886 775 17895 SH SOLE 17440 205 250 AXIAM, INC. Common Stock 87508Y992 0 10000 SH SOLE 10000 0 0 3M CO Common Stock 88579Y101 80 565 SH OTR 565 0 0 3M CO Common Stock 88579Y101 1312 9256 SH SOLE 8881 75 300 VANGUARD ST INFLATION PROTECTED ETF ETF-FIXED INCOM 922020805 156 3216 SH OTR 3216 0 0 VANGUARD ST INFLATION PROTECTED ETF ETF-FIXED INCOM 922020805 1385 28632 SH SOLE 27521 435 676 VANGUARD EMERGING MKT ETF ETF-INTERNATION 922042858 31 950 SH OTR 950 0 0 VANGUARD EMERGING MKT ETF ETF-INTERNATION 922042858 764 23096 SH SOLE 22446 650 0 VANGUARD REIT VIPER ETF ETF REIT 922908553 222 2939 SH OTR 2939 0 0 VANGUARD REIT VIPER ETF ETF REIT 922908553 3591 47536 SH SOLE 46455 370 711 VERIZON COMMUNICATIONS INC Common Stock 92343V104 101 2331 SH OTR 2331 0 0 VERIZON COMMUNICATIONS INC Common Stock 92343V104 365 8383 SH SOLE 7839 75 469 WALGREENS BOOTS ALLIANCE INC Common Stock 931427108 408 4912 SH SOLE 4912 0 0 WELLS FARGO & CO Common Stock 949746101 78 1525 SH OTR 1525 0 0 WELLS FARGO & CO Common Stock 949746101 159 3090 SH SOLE 3090 0 0 WISDOMTREE EMERGING MKTS EQ INC FD ETF-INTERNATION 97717W315 17 506 SH OTR 506 0 0 WISDOMTREE EMERGING MKTS EQ INC FD ETF-INTERNATION 97717W315 452 13500 SH SOLE 13500 0 0 WISDOM TREE MIDCAP DIVIDEND FUND ETF-DOMESTIC MI 97717W505 108 1395 SH OTR 1395 0 0 WISDOM TREE MIDCAP DIVIDEND FUND ETF-DOMESTIC MI 97717W505 984 12677 SH SOLE 12257 420 0 WISDOMTREE SMALLCAP DIVIDEND FUND ETF-DOMESTIC SM 97717W604 35 550 SH OTR 550 0 0 WISDOMTREE SMALLCAP DIVIDEND FUND ETF-DOMESTIC SM 97717W604 649 10304 SH SOLE 9824 480 0 ACCENTURE LTD Common Stock G1151C101 103 1050 SH OTR 1050 0 0 ACCENTURE LTD Common Stock G1151C101 235 2390 SH SOLE 2390 0 0