0000936936-17-000004.txt : 20171113 0000936936-17-000004.hdr.sgml : 20171113 20171113122331 ACCESSION NUMBER: 0000936936-17-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171113 DATE AS OF CHANGE: 20171113 EFFECTIVENESS DATE: 20171113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DOHENY ASSET MANAGEMENT /CA CENTRAL INDEX KEY: 0000936936 IRS NUMBER: 954420207 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04640 FILM NUMBER: 171194652 BUSINESS ADDRESS: STREET 1: 10877 WILSHIRE BLVD STE 1406 CITY: LOS ANGELES STATE: CA ZIP: 90024 MAIL ADDRESS: STREET 1: 10877 WILSHIRE BLVD SUITE 1406 CITY: LOS ANGELES STATE: CA ZIP: 90024 FORMER COMPANY: FORMER CONFORMED NAME: ANGELO GORDON & DOHENY ASSET MANAGEMENT DATE OF NAME CHANGE: 19950808 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0000936936 XXXXXXXX 09-30-2017 09-30-2017 DOHENY ASSET MANAGEMENT /CA

10877 WILSHIRE BLVD SUITE 1406 LOS ANGELES CA 90024

13F HOLDINGS REPORT 028-04640 N William Doheny 3102095500 William Doheny Los Angeles CA 11-13-2017 0 110 217434 false INFORMATION TABLE 2 inftable.xml 3M COMPANY COM 88579Y101 832 3965 SH SOLE 0 0 3965 ACHILLION PHARMACEUTICALS INC COM 00448Q201 175 39000 SH SOLE 0 0 39000 ADVANCED MICRO DEVICES INC COM 007903107 1846 144770 SH SOLE 0 0 144770 AIR PRODS & CHEMS INC COM 009158106 373 2467 SH SOLE 0 0 2467 AIR TRANSPORT SERVICES GRP I COM 00922R105 714 29350 SH SOLE 0 0 29350 ALTRIA GROUP INC COM 02209S103 973 15335 SH SOLE 0 0 15335 AMAZON COM INC COM 023135106 364 379 SH SOLE 0 0 379 AMERICAN EXPRESS CO COM COM 025816109 353 3904 SH SOLE 0 0 3904 AMGEN INC COM COM 031162100 1411 7566 SH SOLE 0 0 7566 ANALOG DEVICES INC COM 032654105 1700 19726 SH SOLE 0 0 19726 ANWORTH MTG ASSET CORP COM 037347101 2089 347600 SH SOLE 0 0 347600 APPLE INC COM COM 037833100 13904 90214 SH SOLE 0 0 90214 AQUA METALS INC COM COM 03837J101 2129 310775 SH SOLE 0 0 310775 AT & T INC COM 00206R102 1556 39736 SH SOLE 0 0 39736 Alphabet Inc COM 02079K107 4515 4707 SH SOLE 0 0 4707 Alphabet Inc COM 02079K305 4249 4364 SH SOLE 0 0 4364 BANK OF AMERICA CORP COM 060505104 2594 102380 SH SOLE 0 0 102380 BERKSHIRE HATHAWAY INC-CL B COM 084670702 868 4735 SH SOLE 0 0 4735 BGC PARTNERS INC COM 05541T101 12470 861792 SH SOLE 0 0 861792 BP PLC ADR COM 055622104 3666 95400 SH SOLE 0 0 95400 BRISTOL MYERS SQUIBB CO COM COM 110122108 1887 29603 SH SOLE 0 0 29603 CALLIDUS SOFTWARE INC COM 13123E500 892 36175 SH SOLE 0 0 36175 CANADIAN NATL RAILWAY CO COM 136375102 522 6300 SH SOLE 0 0 6300 CAPSTEAD MTG CORP COM 14067E506 757 78450 SH SOLE 0 0 78450 CATERPILLAR INC DEL COM 149123101 278 2226 SH SOLE 0 0 2226 CELGENE CORP COM 151020104 7054 48375 SH SOLE 0 0 48375 CHECK POINT SOFTWARE TECH LTD COM M22465104 5644 49496 SH SOLE 0 0 49496 CHEVRON CORP COM 166764100 2564 21818 SH SOLE 0 0 21818 COCA COLA CO COM COM 191216100 547 12155 SH SOLE 0 0 12155 COMCAST CORP NEW COM 20030N101 638 16592 SH SOLE 0 0 16592 CONOCOPHILLIPS COM 20825C104 258 5145 SH SOLE 0 0 5145 CONSTELLATION BRANDS INC COM 21036P108 854 4280 SH SOLE 0 0 4280 CYS INVESTMENTS INC COM 12673A108 346 40100 SH SOLE 0 0 40100 DB GOLD DOUBLE LONG ETN DUE FE COM 25154H749 475 18900 SH SOLE 0 0 18900 DUKE ENERGY CORP NEW COM 26441C204 1213 14451 SH SOLE 0 0 14451 EAST WEST BANCORP INC COM 27579R104 1152 19275 SH SOLE 0 0 19275 ELI LILLY & CO. COM 532457108 244 2850 SH SOLE 0 0 2850 ENBRIDGE INC COM 29250N105 377 9002 SH SOLE 0 0 9002 EQUIFAX INC COM 294429105 265 2500 SH SOLE 0 0 2500 EXXON MOBIL CORP COM 30231G102 1239 15118 SH SOLE 0 0 15118 Energous Corp COM 29272C103 11137 879725 SH SOLE 0 0 879725 Euronav Nv Antwerpen COM B38564108 4038 498550 SH SOLE 0 0 498550 FACEBOOK INC CL A COM 30303M102 1304 7630 SH SOLE 0 0 7630 FIVE PRIME THERAPEUTICS INC COM 33830X104 252 6150 SH SOLE 0 0 6150 FRONTIER COMMUNICATIONS CORP C COM 35906A306 3646 309276 SH SOLE 0 0 309276 Fibrogen Inc COM 31572Q808 2740 50925 SH SOLE 0 0 50925 GENERAL DYNAMICS CO COM 369550108 411 2000 SH SOLE 0 0 2000 GENERAL ELECTRIC CORP COM COM 369604103 1743 72092 SH SOLE 0 0 72092 GILEAD SCIENCES INC COM 375558103 2191 27046 SH SOLE 0 0 27046 GOLDMAN SACHS GROUP INC COM 38141G104 221 932 SH SOLE 0 0 932 Gastar Expl Inc New COM 36729W202 88 100000 SH SOLE 0 0 100000 Great Lakes Dredge & Dock Corp COM 390607109 1166 240500 SH SOLE 0 0 240500 HALLIBURTON CO COM COM 406216101 2414 52440 SH SOLE 0 0 52440 HALOZYME THERAPEUTICS INC COM 40637H109 1844 106150 SH SOLE 0 0 106150 HONEYWELL INTL INC COM 438516106 567 4000 SH SOLE 0 0 4000 IBM CORPORATION COM COM 459200101 917 6319 SH SOLE 0 0 6319 INTEL CORP COM COM 458140100 1411 37043 SH SOLE 0 0 37043 Immune Design Corp COM 45252L103 6330 611550 SH SOLE 0 0 611550 JOHNSON & JOHNSON COM COM 478160104 5730 44073 SH SOLE 0 0 44073 JPMORGAN CHASE & CO COM 46625H100 469 4912 SH SOLE 0 0 4912 KIMBERLY-CLARK CORP COM COM 494368103 661 5620 SH SOLE 0 0 5620 Kraft Heinz Co COM 500754106 1544 19908 SH SOLE 0 0 19908 LEXINGTON REALTY TR COM 529043101 7220 706500 SH SOLE 0 0 706500 LOCKHEED MARTIN CORP COM 539830109 1967 6340 SH SOLE 0 0 6340 LOWES COS INC COM COM 548661107 340 4254 SH SOLE 0 0 4254 MARATHON PETE CORP COM 56585A102 2144 38240 SH SOLE 0 0 38240 MERCK & CO INC NEW COM 58933Y105 3732 58285 SH SOLE 0 0 58285 MICROCHIP TECHNOLOGY INC COM 595017104 9027 100550 SH SOLE 0 0 100550 MICRON TECHNOLOGY INC COM COM 595112103 1613 41000 SH SOLE 0 0 41000 MICROSOFT CORP COM COM 594918104 580 7781 SH SOLE 0 0 7781 MIDDLEBY CORP THE COM 596278101 256 2000 SH SOLE 0 0 2000 MONDELEZ INTL INC COM 609207105 1760 43283 SH SOLE 0 0 43283 NETFLIX COM INC COM 64110L106 1398 7710 SH SOLE 0 0 7710 NIKE INC CLASS B COM COM 654106103 391 7537 SH SOLE 0 0 7537 NORTHROP GRUMMAN CORP COM 666807102 870 3025 SH SOLE 0 0 3025 NVIDIA CORP COM 67066G104 1437 8040 SH SOLE 0 0 8040 New Residential Invt Corp COM 64828T201 9504 568100 SH SOLE 0 0 568100 New Sr Invt Group Inc COM 648691103 4543 496540 SH SOLE 0 0 496540 PEPSICO INC COM COM 713448108 1423 12770 SH SOLE 0 0 12770 PFIZER INC COM COM 717081103 2135 59804 SH SOLE 0 0 59804 PHILIP MORRIS INTL INC COM 718172109 941 8476 SH SOLE 0 0 8476 PHILLIPS 66 COM 718546104 2783 30382 SH SOLE 0 0 30382 PROCTER & GAMBLE COMPANY COM COM 742718109 1010 11106 SH SOLE 0 0 11106 PUBLIC STORAGE COM 74460d109 330 1542 SH SOLE 0 0 1542 Parsley Energy Inc COM 701877102 298 11300 SH SOLE 0 0 11300 QUALCOMM INC COM COM 747525103 492 9500 SH SOLE 0 0 9500 RAYTHEON CO COM 755111507 475 2548 SH SOLE 0 0 2548 REDWOOD TR INC COM 758075402 2177 133617 SH SOLE 0 0 133617 ROCHE HLDG AG F SPONSORED ADR COM 771195104 224 7000 SH SOLE 0 0 7000 SCHLUMBERGER LTD COM COM 806857108 442 6335 SH SOLE 0 0 6335 SCHWAB CHARLES CORP NEW COM 808513105 2517 57550 SH SOLE 0 0 57550 SHIP FINANCE INTERNATIONAL LTD COM G81075106 5707 393584 SH SOLE 0 0 393584 SRC ENERGY INC COM 78470v108 110 11400 SH SOLE 0 0 11400 STANLEY BLACK & DECKER INC COM 854502101 312 2064 SH SOLE 0 0 2064 STARBUCKS CORP COM COM 855244109 4071 75790 SH SOLE 0 0 75790 Sprague Resource Lp COM 849343108 3273 133050 SH SOLE 0 0 133050 T-MOBILE US INC COM COM 872590104 470 7620 SH SOLE 0 0 7620 TESLA INC COM 88160r101 322 945 SH SOLE 0 0 945 TEXAS INSTRUMENTS COM COM 882508104 1000 11156 SH SOLE 0 0 11156 TOCAGEN INC COM COM 888846102 202 16200 SH SOLE 0 0 16200 TVI CORPORATION NEW COM 872916101 0 17500 SH SOLE 0 0 17500 UNITEDHEALTH GROUP INC COM COM 91324P102 226 1154 SH SOLE 0 0 1154 US BANCORP DEL COM 902973304 830 15482 SH SOLE 0 0 15482 VERIZON COMMUNICATIONS COM 92343V104 670 13534 SH SOLE 0 0 13534 VISA INC CLASS A COM 92826c839 337 3205 SH SOLE 0 0 3205 WABTEC COM 929740108 303 4000 SH SOLE 0 0 4000 WALT DISNEY COMPANY COM COM 254687106 923 9366 SH SOLE 0 0 9366 WELLS FARGO & CO NEW COM COM 949746101 1160 21026 SH SOLE 0 0 21026 WYNN RESORTS LTD COM 983134107 443 2975 SH SOLE 0 0 2975 XILINX INC COM COM 983919101 234 3300 SH SOLE 0 0 3300