0000936936-17-000001.txt : 20170208 0000936936-17-000001.hdr.sgml : 20170208 20170207175118 ACCESSION NUMBER: 0000936936-17-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170208 DATE AS OF CHANGE: 20170207 EFFECTIVENESS DATE: 20170208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DOHENY ASSET MANAGEMENT /CA CENTRAL INDEX KEY: 0000936936 IRS NUMBER: 954420207 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04640 FILM NUMBER: 17580283 BUSINESS ADDRESS: STREET 1: 10877 WILSHIRE BLVD STE 1406 CITY: LOS ANGELES STATE: CA ZIP: 90024 MAIL ADDRESS: STREET 1: 10877 WILSHIRE BLVD SUITE 1406 CITY: LOS ANGELES STATE: CA ZIP: 90024 FORMER COMPANY: FORMER CONFORMED NAME: ANGELO GORDON & DOHENY ASSET MANAGEMENT DATE OF NAME CHANGE: 19950808 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000936936 XXXXXXXX 12-31-2016 12-31-2016 DOHENY ASSET MANAGEMENT /CA
10877 WILSHIRE BLVD SUITE 1406 LOS ANGELES CA 90024
13F HOLDINGS REPORT 028-04640 N
William Doheny Managing Director 310-209-5500 William Doheny Los Angeles CA 02-07-2017 0 109 206527 false
INFORMATION TABLE 2 inftable.xml 3M COMPANY COM 88579y101 708 3965 SH SOLE 0 0 3965 A T & T INC COM 00206r102 1972 46374 SH SOLE 0 0 46374 ACHILLION PHARMA INC COM 00448q201 165 40000 SH SOLE 0 0 40000 ADVANCED MICRO DEVIC COM 007903107 555 48915 SH SOLE 0 0 48915 AIR PROD & CHEMICALS COM 009158106 369 2567 SH SOLE 0 0 2567 ALPHABET INC. CLASS A COM 02079k305 3873 4887 SH SOLE 0 0 4887 ALPHABET INC. CLASS C COM 02079k107 4024 5214 SH SOLE 0 0 5214 ALTRIA GROUP INC COM 02209s103 1051 15540 SH SOLE 0 0 15540 AMERICAN EXPRESS CO COM 025816109 289 3904 SH SOLE 0 0 3904 AMGEN INCORPORATED COM 031162100 1106 7566 SH SOLE 0 0 7566 ANALOG DEVICES INC COM 032654105 1541 21226 SH SOLE 0 0 21226 ANWORTH MTG ASSET REIT COM 037347101 1807 349600 SH SOLE 0 0 349600 APPLE INC COM 037833100 11205 96745 SH SOLE 0 0 96745 AQUA METALS INC COM 03837j101 8203 625700 SH SOLE 0 0 625700 B G C PARTNERS CLASS A COM 05541t101 7626 745417 SH SOLE 0 0 745417 BANK OF AMERICA CORP COM 060505104 1698 76830 SH SOLE 0 0 76830 BELDEN INC COM 077454106 217 2900 SH SOLE 0 0 2900 BERKSHIRE HATHAWAY CLASS B COM 084670702 772 4735 SH SOLE 0 0 4735 BP PLC F SPONSORED ADR 1 ADR R COM 055622104 3393 90766 SH SOLE 0 0 90766 BRISTOL-MYERS SQUIBB COM 110122108 1470 25148 SH SOLE 0 0 25148 CALLIDUS SOFTWARE COM 13123e500 858 51075 SH SOLE 0 0 51075 CALLON PETROLEUM CO COM 13123x102 319 20775 SH SOLE 0 0 20775 CANADIAN NATL RAILWY F COM 136375102 745 11050 SH SOLE 0 0 11050 CAPSTEAD MTG CORP REIT COM 14067e506 891 87450 SH SOLE 0 0 87450 CATERPILLAR INC DEL COM COM 149123101 212 2289 SH SOLE 0 0 2289 CELGENE CORP COM 151020104 5651 48824 SH SOLE 0 0 48824 CHARLES SCHWAB CORP COM 808513105 2264 57350 SH SOLE 0 0 57350 CHECK PT SOFTWARE F COM m22465104 6520 77191 SH SOLE 0 0 77191 CHEVRON CORPORATION COM 166764100 2683 22798 SH SOLE 0 0 22798 COCA COLA COMPANY COM 191216100 662 15970 SH SOLE 0 0 15970 COMCAST CORPORATION CLASS A COM 20030n101 573 8296 SH SOLE 0 0 8296 CONOCOPHILLIPS COM 20825c104 428 8545 SH SOLE 0 0 8545 CONSTELLATION BRAND CLASS A COM 21036p108 580 3785 SH SOLE 0 0 3785 CYS INVESTMENTS REIT COM 12673a108 323 41750 SH SOLE 0 0 41750 DB GOLD DOUBLE LONG ETN DUE FE COM 25154H749 392 19500 SH SOLE 0 0 19500 DISCOVER FINL SVCS COM 254709108 212 2934 SH SOLE 0 0 2934 DUKE ENERGY CORP COM 26441c204 1160 14951 SH SOLE 0 0 14951 EAST WEST BANCORP COM 27579r104 1742 34275 SH SOLE 0 0 34275 ELI LILLY & CO. COM 532457108 252 3429 SH SOLE 0 0 3429 ENERGOUS CORP COM 29272c103 12786 758800 SH SOLE 0 0 758800 EQUIFAX INC COM 294429105 296 2500 SH SOLE 0 0 2500 EURONAV NV F COM b38564108 3402 427950 SH SOLE 0 0 427950 EXAR CORP COM 300645108 3962 367550 SH SOLE 0 0 367550 EXXON MOBIL CORP COM 30231g102 1689 18713 SH SOLE 0 0 18713 FIBROGEN INC COM 31572q808 606 28300 SH SOLE 0 0 28300 FIVE PRIME THERAPEUTICS INC COM 33830X104 308 6150 SH SOLE 0 0 6150 FRONTIER COMM CO COM 35906a108 2570 760410 SH SOLE 0 0 760410 GENERAL DYNAMICS CO COM 369550108 345 2000 SH SOLE 0 0 2000 GENERAL ELECTRIC CO COM 369604103 2572 81383 SH SOLE 0 0 81383 GILEAD SCIENCES INC COM 375558103 4065 56761 SH SOLE 0 0 56761 Gastar Expl Inc New COM 36729W202 155 100000 SH SOLE 0 0 100000 HALLIBURTON CO HLDG COM 406216101 3075 56849 SH SOLE 0 0 56849 HALOZYME THERAPEUTIC COM 40637h109 1132 114600 SH SOLE 0 0 114600 HONEYWELL INTL INC COM 438516106 514 4435 SH SOLE 0 0 4435 IBM CORPORATION COM COM 459200101 1102 6639 SH SOLE 0 0 6639 INTEL CORP COM 458140100 1958 53988 SH SOLE 0 0 53988 JOHNSON & JOHNSON COM 478160104 5199 45130 SH SOLE 0 0 45130 JPMORGAN CHASE & CO COM 46625H100 482 5582 SH SOLE 0 0 5582 KIMBERLY-CLARK CORP COM 494368103 641 5620 SH SOLE 0 0 5620 KRAFT HEINZ COMPANY COM 500754106 1828 20932 SH SOLE 0 0 20932 LEXINGTON REALTY TR REIT COM 529043101 7494 693934 SH SOLE 0 0 693934 LOCKHEED MARTIN CORP COM 539830109 1553 6215 SH SOLE 0 0 6215 LOWES COS INC COM COM 548661107 303 4254 SH SOLE 0 0 4254 MARATHON PETE CORP COM 56585a102 1925 38240 SH SOLE 0 0 38240 MERCK & CO INC COM 58933y105 3472 58980 SH SOLE 0 0 58980 MICROCHIP TECHNOLOGY COM 595017104 7561 117870 SH SOLE 0 0 117870 MICROSOFT CORP COM 594918104 577 9286 SH SOLE 0 0 9286 MIDDLEBY CORP THE COM 596278101 258 2000 SH SOLE 0 0 2000 MONDELEZ INTL CLASS A COM 609207105 2028 45750 SH SOLE 0 0 45750 NESTLE SA F SPONSORED ADR 1 AD COM 641069406 328 4576 SH SOLE 0 0 4576 NEW RESIDENTIAL INVE REIT COM 64828t201 7009 445896 SH SOLE 0 0 445896 NEW SENIOR INV GRP COM 648691103 5465 558200 SH SOLE 0 0 558200 NIKE INC CLASS B COM 654106103 386 7587 SH SOLE 0 0 7587 NORDIC AMERN TANK F COM g65773106 126 15000 SH SOLE 0 0 15000 NORTHROP GRUMMAN CORP COM 666807102 623 2678 SH SOLE 0 0 2678 NOVARTIS AG F SPONSORED ADR 1 COM 66987v109 262 3600 SH SOLE 0 0 3600 NVIDIA CORP COM 67066g104 425 3980 SH SOLE 0 0 3980 PARSLEY ENERGY INC CLASS A COM 701877102 421 11950 SH SOLE 0 0 11950 PEPSICO INCORPORATED COM 713448108 1362 13022 SH SOLE 0 0 13022 PFIZER INCORPORATED COM 717081103 1980 60954 SH SOLE 0 0 60954 PHILIP MORRIS INTL INC COM 718172109 775 8476 SH SOLE 0 0 8476 PHILLIPS 66 COM 718546104 2630 30432 SH SOLE 0 0 30432 PROCTER & GAMBLE COM 742718109 976 11606 SH SOLE 0 0 11606 PUBLIC STORAGE REIT COM 74460d109 412 1842 SH SOLE 0 0 1842 QUALCOMM INC COM 747525103 1939 29734 SH SOLE 0 0 29734 RAYTHEON CO COM 755111507 353 2483 SH SOLE 0 0 2483 REDWOOD TRUST INC. REIT COM 758075402 2032 133617 SH SOLE 0 0 133617 ROCHE HLDG AG F SPONSORED ADR COM 771195104 205 7176 SH SOLE 0 0 7176 SCHLUMBERGER LTD F COM 806857108 1002 11935 SH SOLE 0 0 11935 SHIP FINANCE INTL F COM g81075106 9112 613609 SH SOLE 0 0 613609 SPECTRA ENERGY CORP COM 847560109 392 9550 SH SOLE 0 0 9550 SPRAGUE RESOURCES LP LP COM 849343108 1769 62950 SH SOLE 0 0 62950 STANLEY BLACK & DECKER INC COM 854502101 248 2164 SH SOLE 0 0 2164 STARBUCKS CORP COM 855244109 4277 77040 SH SOLE 0 0 77040 SYNERGY RESOURCES CO COM 87164p103 1299 145800 SH SOLE 0 0 145800 T-MOBILE US INC COM 872590104 438 7620 SH SOLE 0 0 7620 TEVA PHARMACEUTICAL INDS ADR COM 881624209 439 12100 SH SOLE 0 0 12100 TEXAS INSTRUMENTS COM COM 882508104 999 13689 SH SOLE 0 0 13689 TVI CORPORATION NEW COM 872916101 0 17500 SH SOLE 0 0 17500 U S BANCORP COM 902973304 816 15878 SH SOLE 0 0 15878 UNITED TECHNOLOGIES CORP COM COM 913017109 207 1892 SH SOLE 0 0 1892 VERIZON COMMUNICATN COM 92343v104 1484 27800 SH SOLE 0 0 27800 VF CORPORATION COM 918204108 213 4000 SH SOLE 0 0 4000 WABTEC COM 929740108 332 4000 SH SOLE 0 0 4000 WALT DISNEY CO COM 254687106 1310 12569 SH SOLE 0 0 12569 WELLS FARGO BK N A COM 949746101 891 16176 SH SOLE 0 0 16176 WHITING PETROLEUM CO COM 966387102 584 48600 SH SOLE 0 0 48600 WYNN RESORTS COM 983134107 354 4090 SH SOLE 0 0 4090 XILINX INC COM COM 983919101 280 4636 SH SOLE 0 0 4636