0000936753-16-000273.txt : 20160212 0000936753-16-000273.hdr.sgml : 20160212 20160212100040 ACCESSION NUMBER: 0000936753-16-000273 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160212 DATE AS OF CHANGE: 20160212 EFFECTIVENESS DATE: 20160212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ARIEL INVESTMENTS, LLC CENTRAL INDEX KEY: 0000936753 IRS NUMBER: 020712418 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04003 FILM NUMBER: 161415591 BUSINESS ADDRESS: STREET 1: 200 EAST RANDOLPH STREET STREET 2: SUITE 2900 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: (312) 726-0140 MAIL ADDRESS: STREET 1: 200 EAST RANDOLPH STREET STREET 2: SUITE 2900 CITY: CHICAGO STATE: IL ZIP: 60601 FORMER COMPANY: FORMER CONFORMED NAME: ARIEL CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20040218 FORMER COMPANY: FORMER CONFORMED NAME: ARIEL CAPITAL MANAGEMENT INC DATE OF NAME CHANGE: 19950202 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000936753 XXXXXXXX 12-31-2015 12-31-2015 ARIEL INVESTMENTS, LLC

200 EAST RANDOLPH STREET SUITE 2900 CHICAGO IL 60601

13F HOLDINGS REPORT 028-04003 N Wendy D. Fox 312-612-2668 Wendy D. Fox Chicago IL 02-12-2016 0 196 8340642 false INFORMATION TABLE 2 form13ftableexport.xml HR13F4Q15 Acacia Research Corp.COMMON003881307153803584986SHSOLE0358498600Accenture plcCOMMONG1151C101318930512SHSOLE03051200AFLAC Inc.COMMON0010551021264452110939SHSOLE02065794045145American Electric Technologies, Inc.COMMON02557610933591599491SHSOLE010473990552092American Express Co.COMMON02581610912895185409SHSOLE018540900Anixter Intl Inc.COMMON0352901051948633226735SHSOLE030546880172047Ansys, Inc.COMMON03662Q1059600103788SHSOLE010378800Apache Corp.COMMON037411105297866975SHSOLE06697500Apollo Education Group, Inc.COMMON037604105965125860SHSOLE012586000Astro-Med, Inc.COMMON04638F108153221060361SHSOLE07007860359575AXT Inc.COMMON00246W10386063470140SHSOLE0229204001178100Baidu, Inc. ADRADR056752108152555806996SHSOLE0762708044288Ballantyne Strong, Inc.COMMON05851610586861884258SHSOLE012354670648791Banco Santander-Chile ADRADR05965X109191151083634SHSOLE09797150103919Bank of New York Mellon Corp.COMMON0640581004424107315SHSOLE010731500Barrick Gold Corp.COMMON0679011083315449223SHSOLE044922300Baxter International Inc.COMMON071813109242663595SHSOLE06359500Bed Bath & Beyond Inc.COMMON075896100448993030SHSOLE09303000Berkshire Hathaway Inc.COMMON08467070218406139394SHSOLE013939400Bio-Rad Laboratories, Inc.COMMON0905722071394851005947SHSOLE0938254067693Blackstone Group L.P.COMMON09253U108338191156592SHSOLE01130867025725Blount Intl, Inc.COMMON095180105739367536792SHSOLE066902070846585Brady Corp.COMMON1046741061139104956917SHSOLE045530620403855Brink's Co.COMMON109696104377861309293SHSOLE011438680165425Bristow Group Inc.COMMON1103941032047597905737SHSOLE074629150442822British American Tobacco plc ADRADR110448107753668232SHSOLE06823200Broadwind Energy, Inc.COMMON11161T207566272233SHSOLE027223300Brooks Automation, Inc.COMMON1143401022827264700SHSOLE026470000BT Group plc ADRADR05577E1012186308SHSOLE0630800Canon Inc. ADRADR13800630952117279SHSOLE01727900Capital Southwest Corp.COMMON140501107123589000SHSOLE08900000CBRE Group, Inc.COMMON12504L109988362858175SHSOLE027150460143129CBS Corp.COMMON124857202881541870445SHSOLE01829468040977Century Casinos, Inc.COMMON156492100258063316958SHSOLE024470990869859Charles River Laboratories Intl, Inc.COMMON1598641071401111742890SHSOLE015890610153829Chesapeake Energy Corp.COMMON1651671071023227230SHSOLE022723000China Mobile Ltd. ADRADR16941M10931465558585SHSOLE055858500CME Group Inc.COMMON12572Q105307433926SHSOLE03392600Coach, Inc.COMMON189754104375901148491SHSOLE01130401018090Contango Oil & Gas Co.COMMON21075N204304054743352SHSOLE042382110505141Core Laboratories N.V.COMMONN2271710730681282149SHSOLE028214900Costco Wholesale Corp.COMMON22160K105227114063SHSOLE01406300Cowen Group, Inc.COMMON223622101281947361233SHSOLE0530511102056122CPI Aerostructures, Inc.COMMON125919308137451412625SHSOLE09324730480152Credicorp Ltd.COMMONG2519Y108423543518SHSOLE03413009388Crown Crafts, Inc.COMMON2283091006213731826SHSOLE04785920253234CSW Industrials, Inc.COMMON126402106116030800SHSOLE03080000Cullen/Frost Bankers, Inc.COMMON22989910999616597SHSOLE01659700Cumberland Pharmaceuticals, Inc.COMMON23077010974521416660SHSOLE09382360478424DeVry Education Group Inc.COMMON2518931035741226826SHSOLE0196141030685Discover Financial ServicesCOMMON2547091084768868SHSOLE0886800Dover Motorsports, Inc.COMMON26017410773123137997SHSOLE0207212101065876Dun & Bradstreet Corp.COMMON26483E10092027885469SHSOLE0815512069957Edgewater Technology Inc.COMMON280358102146371827347SHSOLE012051690622178Electro Rent Corp.COMMON2852181038477921414SHSOLE06914080230006Electro Scientific Industries, Inc.COMMON2852291001345259100SHSOLE025910000EMC Corp.COMMON2686481025484213564SHSOLE021356400EOG Resources Inc.COMMON26875P101298342132SHSOLE04213200Erickson Inc.COMMON29482P10044572174086SHSOLE015794270594659Exxon Mobil Corp.COMMON30231G102628580635SHSOLE08063500Fair Isaac Corp.COMMON30325010442273448858SHSOLE0399031049827Fastenal Co.COMMON311900104153837682SHSOLE03768200First American Financial Corp.COMMON31847R1022205756144140SHSOLE057985530345587Franklin Resources, Inc.COMMON354613101746032026161SHSOLE01985436040725Furmanite Corp.COMMON361086101105221579929SHSOLE011519530427976Gaiam, Inc.COMMON36268Q1032305369400SHSOLE036940000Gannett Co. Inc.COMMON36473H104302481856838SHSOLE017088270148011Gilead Sciences, Inc.COMMON3755581031329131313500SHSOLE0131350000GlaxoSmithKline plc ADRADR37733W105595961476976SHSOLE013449210132055Goldman Sachs Group, Inc.COMMON38141G104585732495SHSOLE03249500Graham Holdings Co.COMMON3846371041152123756SHSOLE02235901397Gulf Island Fabrication, Inc.COMMON4023071022416231000SHSOLE023100000Hanger, Inc.COMMON41043F2083943239690SHSOLE023969000Hardinge Inc.COMMON4123243036494696780SHSOLE04502020246578Harman Intl Industries, Inc.COMMON41308610968406726096SHSOLE072609600Harris & Harris Group, Inc.COMMON41383310477193508644SHSOLE0231199301196651Horace Mann Educators Corp.COMMON44032710413566408859SHSOLE0353979054880HSBC Holdings plc ADRADR404280406225657148SHSOLE05714800IDEX Corp.COMMON45167R10425048326952SHSOLE0264819062133Illinois Tool Works Inc.COMMON45230810989175962183SHSOLE0942785019398Imation Corp.COMMON45245A10799097232839SHSOLE0534101101891828Interface, Inc.COMMON45866530418479965447SHSOLE08423170123130International Business Machines Corp.COMMON459200101741853900SHSOLE05390000International Speedway Corp.COMMON4603352011792445315653SHSOLE050097510305902Interpublic Group of Cos., Inc.COMMON4606901002155949260912SHSOLE088707090390203iShares MSCI Switzerland Capped ETFETF464286749176356789SHSOLE05678900iShares MSCI United Kingdom Index ETFETF46434V5482771171715SHSOLE0138213033502IShares Russell 2000 ValueETF464287630288731406SHSOLE03140600iShares Russell Microcap Index (ETF)ETF464288869131218192SHSOLE01819200IShares Russell Midcap ValueETF4642874733404954SHSOLE0495400Itau Unibanco Holding SA ADRADR465562106112131722429SHSOLE015587670163662J.M. Smucker Co.COMMON8326964052187691773704SHSOLE01700343073361Janus Capital Group Inc.COMMON47102X1051087697719585SHSOLE070759130643672JLLCOMMON48020Q1071814391134989SHSOLE01061819073170Johnson & JohnsonCOMMON47816010485429831664SHSOLE083166400JPMorgan Chase & Co.COMMON46625H1008705131837SHSOLE013183700Kennametal Inc.COMMON48917010020356810602518SHSOLE0100088830593635Kindred Biosciences, Inc.COMMON49457710984942498179SHSOLE018196760678503KKR & Co. L.P.COMMON48248M1021289068268522SHSOLE08211742056780Laboratory Corp. of America HoldingsCOMMON50540R4092071411675352SHSOLE01607453067899Landec Corp.COMMON514766104155751316527SHSOLE09447100371817Lazard LtdCOMMONG540501022493595540072SHSOLE052384800301592Leapfrog Enterprises, Inc.COMMON52186N106655923142SHSOLE092314200Littelfuse, Inc.COMMON53700810488737829241SHSOLE0770361058880Lockheed Martin Corp.COMMON539830109865939877SHSOLE03987700Lumber Liquidators Holdings, Inc.COMMON55003T1079653556035SHSOLE0483660072375Manning & Napier, Inc.COMMON56382Q102137211616120SHSOLE013963550219765Markit LtdCOMMONG582491066819226024SHSOLE0181076044948Mattel, Inc.COMMON5770811021593085863365SHSOLE056201350243230Matthews Intl Corp.COMMON57712810116048300251SHSOLE0260206040045MB Financial, Inc.COMMON55264U10892928700SHSOLE02870000McCormick & Co., Inc.COMMON579780206352141151SHSOLE021921019230Media General Inc.COMMON58441K100436742704268SHSOLE025223740181894Meredith Corp.COMMON589433101942982180306SHSOLE019979580182348Microsoft Corp.COMMON5949181041373312475332SHSOLE0247533200Mitcham Industries, Inc.COMMON60650110486962889193SHSOLE022804000608793Mohawk Industries, Inc.COMMON60819010470478372132SHSOLE0348620023512Morgan StanleyCOMMON6174464485010157500SHSOLE015750000Mosaic Co.COMMON61945C1035549201130SHSOLE020113000MSG Networks, Inc.COMMON553573106697943355502SHSOLE030989470256555MTS Systems Corp.COMMON553777103998401574515SHSOLE014396360134879National Oilwell VarcoCOMMON637071101561311676053SHSOLE01643493032560Newell Rubbermaid Inc.COMMON651229106583881324601SHSOLE01274178050423Nokia Corp. ADRADR654902204561437997646SHSOLE0799764600Nordstrom, Inc.COMMON655664100596291197130SHSOLE01148578048552Northern Trust Corp.COMMON6658591041155311602589SHSOLE01574424028165Novartis AG ADRADR66987V10996911267SHSOLE0984001427Occidental Petroleum Corp.COMMON674599105573884869SHSOLE08486900Omnicom Group Inc.COMMON6819191061099761453560SHSOLE01423214030346Oracle Corp.COMMON68389X1057937217260SHSOLE021726000ORBCOMM, Inc.COMMON68555P100349924833159SHSOLE0350860101324558Orion Energy Systems, Inc.COMMON68627510893354302052SHSOLE0311982501182227PCTEL, Inc.COMMON69325Q105132672915815SHSOLE021113090804506Pendrell Corp.COMMON70686R1041275525453220SHSOLE01831721307136007Perceptron, Inc.COMMON71361F100125551611673SHSOLE010599040551769Philip Morris Intl, Inc.COMMON71817210971468812963SHSOLE081296300Pier 1 Imports, Inc.COMMON7202791082048402285SHSOLE040228500Praxair, Inc.COMMON74005P104770675252SHSOLE07525200PrivateBancorp, Inc.COMMON74296210319923485684SHSOLE0424539061145Progressive Corp.COMMON743315103446981405610SHSOLE01372070033540QLogic Corp.COMMON747277101149891228640SHSOLE0122864000Quest Diagnostics Inc.COMMON74834L10049318693253SHSOLE069325300Qumu Corp.COMMON74906310348221779492SHSOLE011681680611324RealNetworks, Inc.COMMON75605L708228095366745SHSOLE0392538701441358Rentech, Inc.COMMON760112201116453308289SHSOLE024001370908152Richardson Electronics, Ltd.COMMON76316510760831072760SHSOLE07082600364500Rockwell Collins, Inc.COMMON774341101803387033SHSOLE08703300Rosetta Stone Inc.COMMON777780107276824137810SHSOLE032342590903551Royal Caribbean Cruises Ltd.COMMONV7780T10380957799888SHSOLE0744422055466Royal Dutch Shell plc ADRADR7802592067798170310SHSOLE0133115037195Rubicon Technology, Inc.COMMON78112T10754354767365SHSOLE0341528301352082Ruckus Wireless, Inc.COMMON781220108233842183372SHSOLE0218337200Ryanair Holdings plc ADRADR7835132039454109344SHSOLE095048014296Santander Mexico Financial Group ADRADR40053C1057229833761SHSOLE07017880131973Schlumberger Ltd.COMMON80685710819387277953SHSOLE027795300SeaChange Intl, Inc.COMMON811699107186152761904SHSOLE020192820742622Simpson Manufacturing Co., Inc.COMMON8290731051029223013810SHSOLE027616970252113Skullcandy, Inc.COMMON83083J1041202254089SHSOLE0192534061555Snap-On Inc.COMMON833034101135542790654SHSOLE0756562034092Sotheby'sCOMMON835898107319561240509SHSOLE011243670116142Southern Co.COMMON842587107779141665185SHSOLE0166518500Spartan Motors Inc.COMMON846819100115873725797SHSOLE0269856101027236St. Jude Medical, Inc.COMMON790849103823791333643SHSOLE01306513027130Stanley Black & Decker, Inc.COMMON8545021011436811346214SHSOLE01318826027388Stanley Furniture Co.COMMON85430520874002652341SHSOLE017494010902940Superior Industries Intl, Inc.COMMON8681681052382129300SHSOLE012930000T. Rowe Price Group, Inc.COMMON74144T10841347578356SHSOLE0566837011519Team, Inc.COMMON878155100376831179073SHSOLE010281980150875TEGNA, Inc.COMMON87901J1051703356674555SHSOLE062271660447389Telefonica Brasil SA ADRADR87936R10625428101SHSOLE08093020008Telenav Inc.COMMON879455103112431975906SHSOLE014425310533375The Madison Square Garden CoCOMMON55825T10393025574935SHSOLE0532927042008The PNC Financial Service Group, Inc.COMMON693475105302331719SHSOLE03171900Thermo Fisher Scientific Inc.COMMON88355610286668610985SHSOLE060904001945Tiffany & Co.COMMON88654710829677389006SHSOLE038086608140Towers WatsonCOMMON89189410740623316232SHSOLE030939506837Toyota Motor Corp. ADRADR8923313073592914SHSOLE0291400Tumi Holdings Inc.COMMON89969Q104331051990663SHSOLE0199066300Turkcell Iletisim Hizmetleri AS ADRADR9001112045075597725SHSOLE0528227069498U.S. BancorpCOMMON90297330431347734637SHSOLE073463700U.S. Silica Holdings, Inc.COMMON90346E103760154058476SHSOLE038373810221095Vanguard FTSE Emerging Markets ETFETF922042858112934506SHSOLE010378024128Vanguard MSCI EAFE ETFETF92194385822166603652SHSOLE060365200Vanguard S&P 500 ETFETF92290836330878165187SHSOLE016518700Vanguard Total World Stock Index Fd (ETF)ETF922042742382866437SHSOLE06643700Verizon Communications Inc.COMMON92343V104714001544785SHSOLE0154478500Versar Inc.COMMON92529710350861646082SHSOLE010877340558348Viacom, Inc.COMMON92553P201805511957027SHSOLE01913912043115Vical Inc.COMMON92560210428506952175SHSOLE0504752501904650W.W. Grainger, Inc.COMMON38480210412986409SHSOLE0640900Wal-Mart Stores, Inc.COMMON93114210314354234168SHSOLE023416800Western Union Co.COMMON9598021091620789049561SHSOLE087524310297130Wisconsin Energy Corp.COMMON92939U106282955138SHSOLE05513800XO Group Inc.COMMON983772104186971164220SHSOLE08458710318349Zebra Technologies Corp.COMMON98920710567889974716SHSOLE0904741069975Zimmer Biomet Holdings, Inc.COMMON98956P1021370081335494SHSOLE01307759027735