0000936698-13-000003.txt : 20130514
0000936698-13-000003.hdr.sgml : 20130514
20130514133655
ACCESSION NUMBER: 0000936698-13-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130331
FILED AS OF DATE: 20130514
DATE AS OF CHANGE: 20130514
EFFECTIVENESS DATE: 20130514
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FRONT BARNETT ASSOCIATES LLC
CENTRAL INDEX KEY: 0000936698
IRS NUMBER: 363950405
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04630
FILM NUMBER: 13840559
BUSINESS ADDRESS:
STREET 1: FRONT BARNETT ASSOCIATES LLC
STREET 2: THREE FIRST NATIONAL PLAZA SUITE 4920
CITY: CHICAGO
STATE: IL
ZIP: 60602
BUSINESS PHONE: 3126419000
MAIL ADDRESS:
STREET 1: FRONT BARNETT ASSOCIATES LLC
STREET 2: THREE FIRST NATIONAL PLAZA SUITE 4920
CITY: CHICAGO
STATE: IL
ZIP: 60602
FORMER COMPANY:
FORMER CONFORMED NAME: TREES FRONT ASSOCIATES INC
DATE OF NAME CHANGE: 19990326
13F-HR
1
fba0313.txt
MARCH 31, 2013 FILING
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2013
Check here if Amendment []; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement
[ ] adds new holdings entries
Institutional Investment Manager Filing this Report:
Name: Front Barnett Associates LLC
Address: 70 West Madison Street
Suite 4920
Chicago,IL 60602
13F File Number: 28-4680
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all information
contained herein is true, correct and complete, and that it
is understood that all required items, statements, schedules, lists,
and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Marshall B. Front
Title: Chairman
Phone: 312-641-9001
Signature, Place, and Date of Signing:
Marshall B. Front Chicago, Illinois May 14, 2013
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934.
FORM 13F SUMMARY PAGE
REPORT SUMMARY:
NUMBER OF OTHER INCLUDED MANAGERS: 0
FORM 13F INFORMATION TABLE ENTRY TOTAL: 108
FORM 13F INFORMATION TABLE VALUE TOTAL: $423,757,000
LIST OF OTHER INCLUDED MANAGERS:
NO. 13F FILE NUMBER NAME
FORM 13F INFORMATION TABLE
AS OF DATE: 03/31/13
VALUE SHARES/ SH/ PUT/INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- -------- ------ ------ -------
iSHARES FTSE/XNHUA CHINA 25 IN ETF - EQUITY 464287184 5028 136160 SH SOLE 136160 0 0
iSHARES MSCI EAFE INDEX FUND ETF - EQUITY 464287465 9787 165941 SH SOLE 165941 0 0
iSHARES MSCI EMERGING MARKETS ETF - EQUITY 464287234 18307 428042 SH SOLE 428042 0 0
iSHARES RUSSELL 1000 GROWTH IN ETF - EQUITY 464287614 234 3285 SH SOLE 3285 0 0
iSHARES RUSSELL 2000 INDEX FUN ETF - EQUITY 464287655 2307 24434 SH SOLE 24434 0 0
iSHARES S&P 500 GROWTH INDEX F ETF - EQUITY 464287309 463 5625 SH SOLE 5625 0 0
iSHARES S&P 500 INDEX FUND ETF - EQUITY 464287200 248 1575 SH SOLE 1575 0 0
iSHARES S&P 500 VALUE INDEX FU ETF - EQUITY 464287408 296 4010 SH SOLE 4010 0 0
iSHARES S&P MIDCAP 400 INDEX F ETF - EQUITY 464287507 448 3890 SH SOLE 3890 0 0
ABBOTT LABORATORIES COM 002824100 672 19035 SH SOLE 19035 0 0
ABBVIE INC COM COM 00287Y109 421 10332 SH SOLE 10332 0 0
ACTIVISION BLIZZARD INC COM COM 00507V109 3330 228574 SH SOLE 228574 0 0
AFFILIATED MANAGERS GROUP COM 008252108 8789 57231 SH SOLE 57231 0 0
AIRMEDIA GROUP INC SPONSORED A COM 009411109 18 10000 SH SOLE 10000 0 0
ALTRIA GROUP INC COM 02209S103 461 13400 SH SOLE 13400 0 0
AMERICAN EXPRESS CO COM 025816109 10452 154934 SH SOLE 154934 0 0
AMERICAN TOWER REIT COM COM 03027X100 2683 34883 SH SOLE 34883 0 0
AMPHENOL CORP - CLASS A COM 032095101 5274 70652 SH SOLE 70652 0 0
APPLE COMPUTER INC COM 037833100 22765 51427 SH SOLE 51427 0 0
ATP OIL & GAS CORP COM COM 00208J108 9 54000 SH SOLE 54000 0 0
AVON PRODUCTS INC COM 054303102 2786 134380 SH SOLE 134380 0 0
BANK OF AMERICA CORPORATION COM 060505104 5183 425562 SH SOLE 425562 0 0
BANK OF NEW YORK MELLON CORPOR COM 064058100 223 7970 SH SOLE 7970 0 0
BEAM INC COM COM 073730103 343 5402 SH SOLE 5402 0 0
BERKSHIRE HATHAWAY INC DEL CL COM 084670702 1507 14466 SH SOLE 14466 0 0
BERKSHIRE HATHAWAY INC - CLASS COM 084670108 313 2 SH SOLE 2 0 0
BIOJECT MED TECH INC COM NEW COM 09059T206 5 87500 SH SOLE 87500 0 0
BOEING COMPANY COM 097023105 316 3679 SH SOLE 3679 0 0
CHEVRON CORPORATION COM 166764100 11417 96090 SH SOLE 96090 0 0
CINEMARK HOLDINGS INC COM 17243V102 13095 444815 SH SOLE 444815 0 0
CISCO SYSTEMS INC COM 17275R102 8196 392235 SH SOLE 392235 0 0
CITIGROUP INC COM 172967424 4537 102551 SH SOLE 102551 0 0
COBRA ELECTRONICS CORPORATION COM 191042100 319 90455 SH SOLE 90455 0 0
COCA COLA CO COM 191216100 427 10554 SH SOLE 10554 0 0
COVIDIEN PLC COM G2554F113 7774 114591 SH SOLE 114591 0 0
CREF STOCK COM 878089922 207 717 SH SOLE 717 0 0
CROWN HOLDINGS INC COM 228368106 487 11693 SH SOLE 11693 0 0
CVS CAREMARK CORPORATION COM 126650100 3314 60272 SH SOLE 60272 0 0
DANAHER CORP COM 235851102 4574 73600 SH SOLE 73600 0 0
"DISNEY, WALT COMPANY" COM 254687106 4225 74379 SH SOLE 74379 0 0
DOW CHEMICAL CORP COM 260543103 174 5465 SH SOLE 5465 0 0
ECOLAB INC COM 278865100 854 10656 SH SOLE 10656 0 0
EMERSON ELECTRIC CO COM 291011104 299 5356 SH SOLE 5356 0 0
ENERGY SELECT SECTOR SPDR FUND COM 81369Y506 7068 89116 SH SOLE 89116 0 0
EXELON CORP COM 30161N101 583 16909 SH SOLE 16909 0 0
EXXON MOBIL CORPORATION COM 30231G102 2002 22216 SH SOLE 22216 0 0
FEDEX CORP COM 31428X106 8987 91520 SH SOLE 91520 0 0
FINANCIAL SELECT SECTOR SPDR F COM 81369Y605 246 13500 SH SOLE 13500 0 0
FISERV INC COM 337738108 878 9992 SH SOLE 9992 0 0
FMC TECHNOLOGIES INC COM COM 30249U101 4786 88000 SH SOLE 88000 0 0
FORTUNE BRANDS HOME & SEC INCO COM 34964C106 200 5351 SH SOLE 5351 0 0
GENERAL ELECTRIC COMPANY COM 369604103 2242 96967 SH SOLE 96967 0 0
GOOGLE INC - CLASS A COM 38259P508 13452 16938 SH SOLE 16938 0 0
GRAINGER W W INC COM 384802104 384 1705 SH SOLE 1705 0 0
HELMERICH & PAYNE INC COM 423452101 9408 154995 SH SOLE 154995 0 0
HOME DEPOT INC COM 437076102 630 9034 SH SOLE 9034 0 0
"HONEYWELL INTERNATIONAL, INC." COM 438516106 581 7716 SH SOLE 7716 0 0
I N G GROEP N V - ADR COM 456837103 92 12747 SH SOLE 12747 0 0
ILLINOIS TOOL WORKS INC COM 452308109 9596 157473 SH SOLE 157473 0 0
IMMUNOGEN INC COM COM 45253H101 357 22190 SH SOLE 22190 0 0
INTEL CORP COM 458140100 4889 223890 SH SOLE 223890 0 0
INTERNATIONAL BUSINESS MACHINE COM 459200101 3538 16585 SH SOLE 16585 0 0
INTERNATIONAL FLAVORS & FRAGRA COM 459506101 10773 140510 SH SOLE 140510 0 0
J P MORGAN CHASE & CO COM 46625H100 13250 279177 SH SOLE 279177 0 0
JOHNSON CONTROLS COM 478366107 210 6000 SH SOLE 6000 0 0
JOHNSON & JOHNSON COM 478160104 968 11873 SH SOLE 11873 0 0
KINDER MORGAN ENERGY PARTNERS COM 494550106 2626 29258 SH SOLE 29258 0 0
"LAUDER, ESTEE, COMPANIES - CLA"COM 518439104 5731 89509 SH SOLE 89509 0 0
LOWE'S COMPANIES INC COM 548661107 9456 249374 SH SOLE 249374 0 0
Mc DONALD'S CORP COM 580135101 795 7974 SH SOLE 7974 0 0
MATTEL INC COM 577081102 202 4606 SH SOLE 4606 0 0
MICROSOFT CORP COM 594918104 7456 260655 SH SOLE 260655 0 0
"MOLEX, INC., CLASS A" COM 608554200 220 9139 SH SOLE 9139 0 0
MONDELEZ INTL INC COM COM 609207105 241 7884 SH SOLE 7884 0 0
NAVISTAR INT'L CORP CONV 3.000 CONVERTIBLE BOND63934EAL2 296 290000 PRN SOLE 290000 0 0
NORTHERN TRUST CORPORATION COM 665859104 274 5028 SH SOLE 5028 0 0
NORTHWEST INDIANA BANCORP COM 667516108 256 10667 SH SOLE 10667 0 0
NUCOR CORP COM 670346105 354 7660 SH SOLE 7660 0 0
NUSTAR ENERGY LP UNIT COM 67058H102 385 7226 SH SOLE 7226 0 0
ORACLE CORPORATION COM 68389X105 5344 165290 SH SOLE 165290 0 0
PALL CORP COM 696429307 292 4275 SH SOLE 4275 0 0
PEPSICO INC COM 713448108 10295 130135 SH SOLE 130135 0 0
PFIZER INC COM 717081103 269 9312 SH SOLE 9312 0 0
PHILIP MORRIS INTL INC COM COM 718172109 1064 11475 SH SOLE 11475 0 0
POWERSHARES GLOBAL ETF TRUSTDE ETF - EQUITY 73936T789 1263 34165 SH SOLE 34165 0 0
PRAXAIR INC COM 74005P104 6551 58729 SH SOLE 58729 0 0
PRECISION CASTPARTS CORP COM COM 740189105 11380 60014 SH SOLE 60014 0 0
PROCTER & GAMBLE COMPANY COM 742718109 1054 13675 SH SOLE 13675 0 0
PROSHARES TR ULTRA QQQ PSHS ETF - EQUITY 74347R206 270 4400 SH SOLE 4400 0 0
QUALCOMM INC COM 747525103 11403 170349 SH SOLE 170349 0 0
REYNOLDS AMERICAN INC COM 761713106 252 5664 SH SOLE 5664 0 0
SALLY BEAUTY HLDGS INC COM COM 79546E104 6524 222050 SH SOLE 222050 0 0
"SCHLUMBERGER, LTD." COM 806857108 698 9325 SH SOLE 9325 0 0
SCORPIO TANKERS INC SHS COM Y7542C106 2812 315288 SH SOLE 315288 0 0
SPDR S&P 500 ETF ETF - EQUITY 78462F103 2587 16511 SH SOLE 16511 0 0
SPDR S&P OIL & GAS EQUIPMENT & COM 78464A748 11205 280969 SH SOLE 280969 0 0
STANLEY BLACK AND DECKER INC COM 854502101 3332 41147 SH SOLE 41147 0 0
STARBUCKS CORP COM 855244109 259 4550 SH SOLE 4550 0 0
SULLIDEN GOLD CORPORATION LTD COM 865126106 482 609700 SH SOLE 609700 0 0
TAYLOR CAP GROUP INC COM COM 876851106 589 36860 SH SOLE 36860 0 0
TE CONNECTIVITY LTD COM H84989104 2885 68817 SH SOLE 68817 0 0
THERMO FISHER SCIENTIFIC INC COM 883556102 14688 192020 SH SOLE 192020 0 0
TIFFANY & CO COM 886547108 3739 53770 SH SOLE 53770 0 0
TIREX CORP COM COM 88823T106 0 500000 SH SOLE 500000 0 0
UNION PACIFIC CORPORATION COM 907818108 12181 85533 SH SOLE 85533 0 0
UNITED TECHNOLOGIES CORP COM 913017109 11463 122695 SH SOLE 122695 0 0
WALGREEN CO COM 931422109 8573 179810 SH SOLE 179810 0 0
WELLS FARGO & COMPANY COM 949746101 6324 170957 SH SOLE 170957 0 0