0000936698-13-000002.txt : 20130213
0000936698-13-000002.hdr.sgml : 20130213
20130212174103
ACCESSION NUMBER: 0000936698-13-000002
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130213
DATE AS OF CHANGE: 20130212
EFFECTIVENESS DATE: 20130213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FRONT BARNETT ASSOCIATES LLC
CENTRAL INDEX KEY: 0000936698
IRS NUMBER: 363950405
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04630
FILM NUMBER: 13598551
BUSINESS ADDRESS:
STREET 1: FRONT BARNETT ASSOCIATES LLC
STREET 2: THREE FIRST NATIONAL PLAZA SUITE 4920
CITY: CHICAGO
STATE: IL
ZIP: 60602
BUSINESS PHONE: 3126419000
MAIL ADDRESS:
STREET 1: FRONT BARNETT ASSOCIATES LLC
STREET 2: THREE FIRST NATIONAL PLAZA SUITE 4920
CITY: CHICAGO
STATE: IL
ZIP: 60602
FORMER COMPANY:
FORMER CONFORMED NAME: TREES FRONT ASSOCIATES INC
DATE OF NAME CHANGE: 19990326
13F-HR/A
1
fba1212.txt
12/31/12 13F-HR AMENDED
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2012
Check here if Amendment [X]; Amendment Number:
This Amendment (Check only one.): [ X ] is a restatement
[ ] adds new holdings entries
Institutional Investment Manager Filing this Report:
Name: Front Barnett Associates LLC
Address: 70 West Madison Street
Suite 4920
Chicago,IL 60602
13F File Number: 28-4680
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all information
contained herein is true, correct and complete, and that it
is understood that all required items, statements, schedules, lists,
and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Marshall B. Front
Title: Chairman
Phone: 312-641-9001
Signature, Place, and Date of Signing:
Marshall B. Front Chicago, Illinois February 12, 2013
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934.
FORM 13F SUMMARY PAGE
REPORT SUMMARY:
NUMBER OF OTHER INCLUDED MANAGERS: 0
FORM 13F INFORMATION TABLE ENTRY TOTAL: 112
FORM 13F INFORMATION TABLE VALUE TOTAL: $392,850,000
LIST OF OTHER INCLUDED MANAGERS:
NO. 13F FILE NUMBER NAME
FORM 13F INFORMATION TABLE
AS OF DATE: 12/31/12
VALUE SHARES/ SH/ PUT/INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- -------- ------ ------ -------
iSHARES FTSE/XNHUA CHINA 25 IN ETF - EQUITY 464287184 1472 36385 SH SOLE 36385 0 0
iSHARES MSCI EAFE INDEX FUND ETF - EQUITY 464287465 9280 163211 SH SOLE 163211 0 0
iSHARES MSCI EMERGING MARKETS ETF - EQUITY 464287234 20530 462905 SH SOLE 462905 0 0
iSHARES MSCI EMERGING MARKETS ETF - EQUITY 464287234 13 300 SH OTHER 300 0 0
iSHARES RUSSELL 1000 GROWTH IN ETF - EQUITY 464287614 222 3390 SH SOLE 3390 0 0
iSHARES RUSSELL 2000 INDEX FUN ETF - EQUITY 464287655 2017 23924 SH SOLE 23924 0 0
iSHARES SILVER TRUST ETF - EQUITY 46428Q109 39 1315 SH SOLE 1315 0 0
iSHARES SILVER TRUST ETF - EQUITY 46428Q109 226 7700 SH OTHER 7700 0 0
iSHARES S&P 500 INDEX FUND ETF - EQUITY 464287200 225 1575 SH SOLE 1575 0 0
iSHARES S&P MIDCAP 400 INDEX F ETF - EQUITY 464287507 354 3480 SH SOLE 3480 0 0
ABBOTT LABORATORIES COM 002824100 1132 17275 SH SOLE 17275 0 0
ACCO BRANDS CORP COM 00081T108 1169 159203 SH SOLE 159203 0 0
ACTIVISION BLIZZARD INC COM COM 00507V109 2438 229574 SH SOLE 229574 0 0
AFFILIATED MANAGERS GROUP COM 008252108 7542 57951 SH SOLE 57951 0 0
AIRMEDIA GROUP INC SPONSORED A COM 009411109 19 10000 SH SOLE 10000 0 0
ALTRIA GROUP INC COM 02209S103 421 13400 SH SOLE 13400 0 0
AMERICAN EXPRESS CO COM 025816109 8977 156174 SH SOLE 156174 0 0
AMERICAN TOWER REIT COM COM 03027X100 2695 34883 SH SOLE 34883 0 0
AMPHENOL CORP - CLASS A COM 032095101 4584 70852 SH SOLE 70852 0 0
APPLE COMPUTER INC COM 037833100 27198 51108 SH SOLE 51108 0 0
ATP OIL & GAS CORP COM COM 00208J108 5 54000 SH SOLE 54000 0 0
AVON PRODUCTS INC COM 054303102 1923 133930 SH SOLE 133930 0 0
BANK OF AMERICA CORPORATION COM 060505104 4873 419762 SH SOLE 419762 0 0
BANK OF NEW YORK MELLON CORPOR COM 064058100 205 7970 SH SOLE 7970 0 0
BEAM INC COM COM 073730103 338 5527 SH SOLE 5527 0 0
BERKSHIRE HATHAWAY INC DEL CL COM 084670702 1298 14466 SH SOLE 14466 0 0
BERKSHIRE HATHAWAY INC - CLASS COM 084670108 268 2 SH SOLE 2 0 0
BIOJECT MED TECH INC COM NEW COM 09059T206 3 87500 SH SOLE 87500 0 0
BOEING COMPANY COM 097023105 277 3679 SH SOLE 3679 0 0
BROWNSTONE ENERGY INC COM COM 116141102 6 23000 SH OTHER 23000 0 0
CHEVRON CORPORATION COM 166764100 10525 97325 SH SOLE 97325 0 0
CINEMARK HOLDINGS INC COM 17243V102 11565 445165 SH SOLE 445165 0 0
CISCO SYSTEMS INC COM 17275R102 7769 395375 SH SOLE 395375 0 0
CITIGROUP INC COM 172967424 3984 100700 SH SOLE 100700 0 0
CITIGROUP INC COM 172967424 12 300 SH OTHER 300 0 0
COBRA ELECTRONICS CORPORATION COM 191042100 358 94455 SH SOLE 94455 0 0
COCA COLA CO COM 191216100 383 10554 SH SOLE 10554 0 0
COVIDIEN PLC COM G2554F113 6666 115456 SH SOLE 115456 0 0
CROWN HOLDINGS INC COM 228368106 430 11693 SH SOLE 11693 0 0
CVS CAREMARK CORPORATION COM 126650100 2914 60272 SH SOLE 60272 0 0
DANAHER CORP COM 235851102 4125 73800 SH SOLE 73800 0 0
"DISNEY, WALT COMPANY" COM 254687106 3721 74729 SH SOLE 74729 0 0
DOW CHEMICAL CORP COM 260543103 177 5465 SH SOLE 5465 0 0
DOW CHEMICAL CORP COM 260543103 32 1000 SH OTHER 1000 0 0
E M C CORPORATION COM 268648102 223 8810 SH SOLE 8810 0 0
ECOLAB INC COM 278865100 766 10656 SH SOLE 10656 0 0
EFT SPDR GOLD TRUST ETF - EQUITY 78463V107 45 280 SH SOLE 280 0 0
EFT SPDR GOLD TRUST ETF - EQUITY 78463V107 2119 13080 SH OTHER 13080 0 0
EMERSON ELECTRIC CO COM 291011104 292 5506 SH SOLE 5506 0 0
ENERGY SELECT SECTOR SPDR FUND COM 81369Y506 6339 88761 SH SOLE 88761 0 0
EXELON CORP COM 30161N101 503 16909 SH SOLE 16909 0 0
EXXON MOBIL CORPORATION COM 30231G102 2044 23616 SH SOLE 23616 0 0
FEDEX CORP COM 31428X106 8484 92500 SH SOLE 92500 0 0
FINANCIAL SELECT SECTOR SPDR F COM 81369Y605 256 15600 SH SOLE 15600 0 0
FISERV INC COM 337738108 790 9992 SH SOLE 9992 0 0
FMC TECHNOLOGIES INC COM COM 30249U101 3764 87875 SH SOLE 87875 0 0
GENERAL ELECTRIC COMPANY COM 369604103 2074 98817 SH SOLE 98817 0 0
GOOGLE INC - CLASS A COM 38259P508 12233 17294 SH SOLE 17294 0 0
GRAINGER W W INC COM 384802104 345 1705 SH SOLE 1705 0 0
HELMERICH & PAYNE INC COM 423452101 8724 155750 SH SOLE 155750 0 0
HOME DEPOT INC COM 437076102 559 9034 SH SOLE 9034 0 0
"HONEYWELL INTERNATIONAL, INC." COM 438516106 490 7716 SH SOLE 7716 0 0
I N G GROEP N V - ADR COM 456837103 121 12747 SH SOLE 12747 0 0
ILLINOIS TOOL WORKS INC COM 452308109 9698 159488 SH SOLE 159488 0 0
IMMUNOGEN INC COM COM 45253H101 283 22190 SH SOLE 22190 0 0
INTEL CORP COM 458140100 4899 237590 SH SOLE 237590 0 0
INTERNATIONAL BUSINESS MACHINE COM 459200101 3187 16635 SH SOLE 16635 0 0
INTERNATIONAL FLAVORS & FRAGRA COM 459506101 9334 140270 SH SOLE 140270 0 0
J P MORGAN CHASE & CO COM 46625H100 12346 280787 SH SOLE 280787 0 0
JOHNSON & JOHNSON COM 478160104 832 11873 SH SOLE 11873 0 0
JOHNSON & JOHNSON COM 478160104 42 600 SH OTHER 600 0 0
KINDER MORGAN ENERGY PARTNERS COM 494550106 2334 29258 SH SOLE 29258 0 0
"LAUDER, ESTEE, COMPANIES - CLA"COM 518439104 5338 89169 SH SOLE 89169 0 0
LOWE'S COMPANIES INC COM 548661107 9050 254794 SH SOLE 254794 0 0
Mc DONALD'S CORP COM 580135101 704 7984 SH SOLE 7984 0 0
MICROSOFT CORP COM 594918104 7572 283480 SH SOLE 283480 0 0
"MOLEX, INC., CLASS A" COM 608554200 204 9139 SH SOLE 9139 0 0
MONDELEZ INTL INC COM COM 609207105 201 7884 SH SOLE 7884 0 0
NAVISTAR INT'L CORP CONV 3.000 CONVERTIBLE BOND63934EAL2 265 290000 PRN SOLE 290000 0 0
NORTHERN TRUST CORPORATION COM 665859104 336 6700 SH SOLE 6700 0 0
NORTHWEST INDIANA BANCORP COM 667516108 192 10667 SH SOLE 10667 0 0
NUCOR CORP COM 670346105 331 7660 SH SOLE 7660 0 0
NUSTAR ENERGY LP UNIT COM 67058H102 307 7226 SH SOLE 7226 0 0
ORACLE CORPORATION COM 68389X105 5133 154040 SH SOLE 154040 0 0
PALL CORP COM 696429307 258 4275 SH SOLE 4275 0 0
PEPSICO INC COM 713448108 9105 133050 SH SOLE 133050 0 0
PFIZER INC COM 717081103 234 9312 SH SOLE 9312 0 0
PHILIP MORRIS INTL INC COM COM 718172109 960 11475 SH SOLE 11475 0 0
POWERSHARES GLOBAL ETF TRUSTDE ETF - EQUITY 73936T789 1330 36490 SH SOLE 36490 0 0
PRAXAIR INC COM 74005P104 6518 59554 SH SOLE 59554 0 0
PRECISION CASTPARTS CORP COM COM 740189105 11343 59881 SH SOLE 59881 0 0
PROCTER & GAMBLE COMPANY COM 742718109 945 13925 SH SOLE 13925 0 0
PROSHARES TR ULTRA QQQ PSHS ETF - EQUITY 74347R206 241 4400 SH SOLE 4400 0 0
QUALCOMM INC COM 747525103 10611 171534 SH SOLE 171534 0 0
REYNOLDS AMERICAN INC COM 761713106 235 5664 SH SOLE 5664 0 0
SALLY BEAUTY HLDGS INC COM COM 79546E104 5234 222050 SH SOLE 222050 0 0
"SCHLUMBERGER, LTD." COM 806857108 631 9100 SH SOLE 9100 0 0
SCORPIO TANKERS INC SHS COM Y7542C106 2227 313288 SH SOLE 313288 0 0
SPDR S&P 500 ETF ETF - EQUITY 78462F103 2318 16276 SH SOLE 16276 0 0
SPDR S&P OIL & GAS EQUIPMENT & COM 78464A748 9771 282229 SH SOLE 282229 0 0
STANLEY BLACK AND DECKER INC COM 854502101 3036 41047 SH SOLE 41047 0 0
STARBUCKS CORP COM 855244109 244 4550 SH SOLE 4550 0 0
SULLIDEN GOLD CORPORATION LTD COM 865126106 567 609700 SH SOLE 609700 0 0
TAYLOR CAP GROUP INC COM COM 876851106 228 12630 SH SOLE 12630 0 0
TE CONNECTIVITY LTD COM H84989104 2423 65267 SH SOLE 65267 0 0
THERMO FISHER SCIENTIFIC INC COM 883556102 12345 193560 SH SOLE 193560 0 0
TIFFANY & CO COM 886547108 2961 51645 SH SOLE 51645 0 0
TIREX CORP COM COM 88823T106 0 500000 SH SOLE 500000 0 0
UNION PACIFIC CORPORATION COM 907818108 10876 86508 SH SOLE 86508 0 0
UNITED TECHNOLOGIES CORP COM 913017109 10200 124380 SH SOLE 124380 0 0
WALGREEN CO COM 931422109 6651 179720 SH SOLE 179720 0 0
WELLS FARGO & COMPANY COM 949746101 6189 181072 SH SOLE 181072 0 0