0000936698-12-000004.txt : 20121108
0000936698-12-000004.hdr.sgml : 20121108
20121107183615
ACCESSION NUMBER: 0000936698-12-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121108
DATE AS OF CHANGE: 20121107
EFFECTIVENESS DATE: 20121108
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FRONT BARNETT ASSOCIATES LLC
CENTRAL INDEX KEY: 0000936698
IRS NUMBER: 363950405
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04630
FILM NUMBER: 121188017
BUSINESS ADDRESS:
STREET 1: FRONT BARNETT ASSOCIATES LLC
STREET 2: THREE FIRST NATIONAL PLAZA SUITE 4920
CITY: CHICAGO
STATE: IL
ZIP: 60602
BUSINESS PHONE: 3126419000
MAIL ADDRESS:
STREET 1: FRONT BARNETT ASSOCIATES LLC
STREET 2: THREE FIRST NATIONAL PLAZA SUITE 4920
CITY: CHICAGO
STATE: IL
ZIP: 60602
FORMER COMPANY:
FORMER CONFORMED NAME: TREES FRONT ASSOCIATES INC
DATE OF NAME CHANGE: 19990326
13F-HR
1
fba1209.txt
3RD QUARTER 2012 13F FILING
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement
[ ] adds new holdings entries
Institutional Investment Manager Filing this Report:
Name: Front Barnett Associates LLC
Address: 70 West Madison Street
Suite 4920
Chicago,IL 60602
13F File Number: 28-4680
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all information
contained herein is true, correct and complete, and that it
is understood that all required items, statements, schedules, lists,
and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Marshall B. Front
Title: Chairman
Phone: 312-641-9001
Signature, Place, and Date of Signing:
Marshall B. Front Chicago, Illinois November 07, 2012
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934.
FORM 13F SUMMARY PAGE
REPORT SUMMARY:
NUMBER OF OTHER INCLUDED MANAGERS: 0
FORM 13F INFORMATION TABLE ENTRY TOTAL: 100
FORM 13F INFORMATION TABLE VALUE TOTAL: $389,448,000
LIST OF OTHER INCLUDED MANAGERS:
NO. 13F FILE NUMBER NAME
FORM 13F INFORMATION TABLE
AS OF DATE: 09/30/12
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- -------- ------ ------ -------
iSHARES MSCI EAFE INDEX FUND ETF - EQUITY 464287465 8833 166664 SH SOLE 166664 0 0
iSHARES MSCI EMERGING MARKETS ETF - EQUITY 464287234 18682 452085 SH SOLE 452085 0 0
iSHARES RUSSELL 1000 GROWTH IN ETF - EQUITY 464287614 228 3415 SH SOLE 3415 0 0
iSHARES RUSSELL 2000 INDEX FUN ETF - EQUITY 464287655 1496 17924 SH SOLE 17924 0 0
iSHARES SILVER TRUST ETF - EQUITY 46428Q109 302 9015 SH SOLE 9015 0 0
iSHARES S&P 500 INDEX FUND ETF - EQUITY 464287200 217 1500 SH SOLE 1500 0 0
iSHARES S&P MIDCAP 400 INDEX F ETF - EQUITY 464287507 341 3455 SH SOLE 3455 0 0
ABBOTT LABORATORIES COM 002824100 1188 17327 SH SOLE 17327 0 0
ACCO BRANDS CORP COM 00081T108 2777 427943 SH SOLE 427943 0 0
ACTIVISION BLIZZARD INC COM COM 00507V109 2755 244374 SH SOLE 244374 0 0
AFFILIATED MANAGERS GROUP COM 008252108 7130 57971 SH SOLE 57971 0 0
AIRMEDIA GROUP INC SPONSORED A COM 009411109 19 10000 SH SOLE 10000 0 0
ALTRIA GROUP INC COM 02209S103 447 13400 SH SOLE 13400 0 0
AMERICAN EXPRESS CO COM 025816109 8781 154424 SH SOLE 154424 0 0
AMERICAN TOWER REIT COM COM 03027X100 2490 34883 SH SOLE 34883 0 0
AMPHENOL CORP - CLASS A COM 032095101 4189 71152 SH SOLE 71152 0 0
APPLE COMPUTER INC COM 037833100 33852 50745 SH SOLE 50745 0 0
BANK OF AMERICA CORPORATION COM 060505104 2775 314289 SH SOLE 314289 0 0
BEAM INC COM COM 073730103 327 5689 SH SOLE 5689 0 0
BERKSHIRE HATHAWAY INC DEL CL COM 084670702 1292 14653 SH SOLE 14653 0 0
BERKSHIRE HATHAWAY INC - CLASS COM 084670108 265 2 SH SOLE 2 0 0
BIOJECT MED TECH INC COM NEW COM 09059T206 3 87500 SH SOLE 87500 0 0
BOEING COMPANY COM 097023105 256 3679 SH SOLE 3679 0 0
BROWNSTONE ENERGY INC COM COM 116141102 5 23000 SH SOLE 23000 0 0
CHEVRON CORPORATION COM 166764100 11461 98323 SH SOLE 98323 0 0
CINEMARK HOLDINGS INC COM 17243V102 9937 443045 SH SOLE 443045 0 0
CISCO SYSTEMS INC COM 17275R102 7483 391902 SH SOLE 391902 0 0
CITIGROUP INC COM 172967424 2430 74259 SH SOLE 74259 0 0
COBRA ELECTRONICS CORPORATION COM 191042100 484 95455 SH SOLE 95455 0 0
COCA COLA CO COM 191216100 407 10720 SH SOLE 10720 0 0
COVIDIEN PLC COM G2554F113 6728 113221 SH SOLE 113221 0 0
CROWN HOLDINGS INC COM 228368106 470 12801 SH SOLE 12801 0 0
CVS CAREMARK CORPORATION COM 126650100 2897 59822 SH SOLE 59822 0 0
DANAHER CORP COM 235851102 4037 73200 SH SOLE 73200 0 0
"DISNEY, WALT COMPANY" COM 254687106 3907 74729 SH SOLE 74729 0 0
E M C CORPORATION COM 268648102 240 8810 SH SOLE 8810 0 0
ECOLAB INC COM 278865100 698 10770 SH SOLE 10770 0 0
EFT SPDR GOLD TRUST ETF - EQUITY 78463V107 2411 14025 SH SOLE 14025 0 0
EMERSON ELECTRIC CO COM 291011104 268 5556 SH SOLE 5556 0 0
ENERGY SELECT SECTOR SPDR FUND COM 81369Y506 6391 87023 SH SOLE 87023 0 0
EXELON CORP COM 30161N101 602 16909 SH SOLE 16909 0 0
EXXON MOBIL CORPORATION COM 30231G102 2347 25666 SH SOLE 25666 0 0
FEDEX CORP COM 31428X106 7449 88025 SH SOLE 88025 0 0
FINANCIAL SELECT SECTOR SPDR F COM 81369Y605 1519 97425 SH SOLE 97425 0 0
FISERV INC COM 337738108 747 10096 SH SOLE 10096 0 0
FMC TECHNOLOGIES INC COM COM 30249U101 3988 86125 SH SOLE 86125 0 0
GENERAL ELECTRIC COMPANY COM 369604103 2279 100369 SH SOLE 100369 0 0
GOOGLE INC - CLASS A COM 38259P508 12655 16773 SH SOLE 16773 0 0
GRAINGER W W INC COM 384802104 355 1705 SH SOLE 1705 0 0
HELMERICH & PAYNE INC COM 423452101 7038 147835 SH SOLE 147835 0 0
HOME DEPOT INC COM 437076102 545 9034 SH SOLE 9034 0 0
"HONEYWELL INTERNATIONAL, INC." COM 438516106 461 7716 SH SOLE 7716 0 0
I N G GROEP N V - ADR COM 456837103 101 12747 SH SOLE 12747 0 0
ILLINOIS TOOL WORKS INC COM 452308109 9694 163009 SH SOLE 163009 0 0
IMMUNOGEN INC COM COM 45253H101 335 22940 SH SOLE 22940 0 0
INTEL CORP COM 458140100 5519 243605 SH SOLE 243605 0 0
INTERNATIONAL BUSINESS MACHINE COM 459200101 3442 16590 SH SOLE 16590 0 0
INTERNATIONAL FLAVORS & FRAGRA COM 459506101 2888 48465 SH SOLE 48465 0 0
J P MORGAN CHASE & CO COM 46625H100 11547 285244 SH SOLE 285244 0 0
JOHNSON & JOHNSON COM 478160104 834 12106 SH SOLE 12106 0 0
KINDER MORGAN ENERGY PARTNERS COM 494550106 2414 29258 SH SOLE 29258 0 0
KOHL'S CORP COM 500255104 6216 121352 SH SOLE 121352 0 0
KRAFT FOODS INC COM 50075N104 326 7884 SH SOLE 7884 0 0
"LAUDER, ESTEE, COMPANIES - CLA"COM 518439104 5490 89169 SH SOLE 89169 0 0
LOWE'S COMPANIES INC COM 548661107 7777 257172 SH SOLE 257172 0 0
Mc DONALD'S CORP COM 580135101 735 8009 SH SOLE 8009 0 0
MICROSOFT CORP COM 594918104 8522 286365 SH SOLE 286365 0 0
NORTHERN TRUST CORPORATION COM 665859104 308 6635 SH SOLE 6635 0 0
NORTHWEST INDIANA BANCORP COM 667516108 181 10667 SH SOLE 10667 0 0
NUCOR CORP COM 670346105 293 7660 SH SOLE 7660 0 0
NUSTAR ENERGY LP UNIT COM 67058H102 368 7226 SH SOLE 7226 0 0
ORACLE CORPORATION COM 68389X105 4626 147035 SH SOLE 147035 0 0
PALL CORP COM 696429307 271 4275 SH SOLE 4275 0 0
PEPSICO INC COM 713448108 9647 136310 SH SOLE 136310 0 0
PFIZER INC COM 717081103 232 9344 SH SOLE 9344 0 0
PHILIP MORRIS INTL INC COM COM 718172109 1113 12375 SH SOLE 12375 0 0
POWERSHARES GLOBAL ETF TRUSTDE ETF - EQUITY 73936T789 1229 36490 SH SOLE 36490 0 0
PRAXAIR INC COM 74005P104 6082 58549 SH SOLE 58549 0 0
PRECISION CASTPARTS CORP COM COM 740189105 9705 59416 SH SOLE 59416 0 0
PROCTER & GAMBLE COMPANY COM 742718109 966 13925 SH SOLE 13925 0 0
PROSHARES TR ULTRA QQQ PSHS ETF - EQUITY 74347R206 268 4400 SH SOLE 4400 0 0
QUALCOMM INC COM 747525103 10680 170969 SH SOLE 170969 0 0
REYNOLDS AMERICAN INC COM 761713106 245 5664 SH SOLE 5664 0 0
SALLY BEAUTY HLDGS INC COM COM 79546E104 5569 221975 SH SOLE 221975 0 0
"SCHLUMBERGER, LTD." COM 806857108 658 9100 SH SOLE 9100 0 0
SCORPIO TANKERS INC SHS COM Y7542C106 1463 243900 SH SOLE 243900 0 0
SPDR S&P 500 ETF ETF - EQUITY 78462F103 2462 17104 SH SOLE 17104 0 0
SPDR S&P OIL & GAS EQUIPMENT & COM 78464A748 9560 281344 SH SOLE 281344 0 0
STANLEY BLACK AND DECKER INC COM 854502101 3095 40587 SH SOLE 40587 0 0
STARBUCKS CORP COM 855244109 231 4550 SH SOLE 4550 0 0
SULLIDEN GOLD CORPORATION LTD COM 865126106 726 609700 SH SOLE 609700 0 0
TE CONNECTIVITY LTD COM H84989104 2165 63667 SH SOLE 63667 0 0
TEVA PHARMACEUTICAL INDUSTRIES COM 881624209 4863 117431 SH SOLE 117431 0 0
THERMO FISHER SCIENTIFIC INC COM 883556102 11351 192945 SH SOLE 192945 0 0
TIFFANY & CO COM 886547108 3169 51215 SH SOLE 51215 0 0
TIREX CORP COM COM 88823T106 0 500000 SH SOLE 500000 0 0
UNION PACIFIC CORPORATION COM 907818108 10411 87710 SH SOLE 87710 0 0
UNITED TECHNOLOGIES CORP COM 913017109 9896 126402 SH SOLE 126402 0 0
WALGREEN CO COM 931422109 6431 176472 SH SOLE 176472 0 0
WELLS FARGO & COMPANY COM 949746101 6460 187097 SH SOLE 187097 0 0