0000936698-11-000003.txt : 20110802
0000936698-11-000003.hdr.sgml : 20110802
20110802170840
ACCESSION NUMBER: 0000936698-11-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110802
DATE AS OF CHANGE: 20110802
EFFECTIVENESS DATE: 20110802
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FRONT BARNETT ASSOCIATES LLC
CENTRAL INDEX KEY: 0000936698
IRS NUMBER: 363950405
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04630
FILM NUMBER: 111004358
BUSINESS ADDRESS:
STREET 1: FRONT BARNETT ASSOCIATES LLC
STREET 2: THREE FIRST NATIONAL PLAZA SUITE 4920
CITY: CHICAGO
STATE: IL
ZIP: 60602
BUSINESS PHONE: 3126419000
MAIL ADDRESS:
STREET 1: FRONT BARNETT ASSOCIATES LLC
STREET 2: THREE FIRST NATIONAL PLAZA SUITE 4920
CITY: CHICAGO
STATE: IL
ZIP: 60602
FORMER COMPANY:
FORMER CONFORMED NAME: TREES FRONT ASSOCIATES INC
DATE OF NAME CHANGE: 19990326
13F-HR
1
fba1106.txt
2ND QUARTER REPORT
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement
[ ] adds new holdings entries
Institutional Investment Manager Filing this Report:
Name: Front Barnett Associates LLC
Address: 70 West Madison Street
Suite 4920
Chicago,IL 60602
13F File Number: 28-4680
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all information
contained herein is true, correct and complete, and that it
is understood that all required items, statements, schedules, lists,
and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Marshall B. Front
Title: Chairman
Phone: 312-641-9001
Signature, Place, and Date of Signing:
Marshall B. Front Chicago, Illinois August 2, 2011
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934.
FORM 13F SUMMARY PAGE
REPORT SUMMARY:
NUMBER OF OTHER INCLUDED MANAGERS: 0
FORM 13F INFORMATION TABLE ENTRY TOTAL: 105
FORM 13F INFORMATION TABLE VALUE TOTAL: $366,304,000
LIST OF OTHER INCLUDED MANAGERS:
NO. 13F FILE NUMBER NAME
FORM 13F INFORMATION TABLE
AS OF DATE: 06/30/11
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- -------- ------ ------ -------
A V X CORPORATION COM 002444107 639 41900 SH SOLE 41900 0 0
ABBOTT LABORATORIES COM 002824100 932 17708 SH SOLE 17708 0 0
ACTIVISION BLIZZARD INC COM COM 00507V109 2920 249974 SH SOLE 249974 0 0
ADVANCED CELL TECHNOLOGY INCCO COM 00752K105 6 30000 SH SOLE 30000 0 0
AFFILIATED MANAGERS GROUP COM 008252108 5936 58512 SH SOLE 58512 0 0
AIRMEDIA GROUP INC SPONSORED A COM 009411109 32 10000 SH SOLE 10000 0 0
ALTRIA GROUP INC COM 02209S103 354 13400 SH SOLE 13400 0 0
AMERICAN EXPRESS CO COM 025816109 7999 154727 SH SOLE 154727 0 0
AMERICAN TOWER CORP - CLASS A COM 029912201 209 4000 SH SOLE 4000 0 0
AMPHENOL CORP - CLASS A COM 032095101 4408 81652 SH SOLE 81652 0 0
APPLE COMPUTER INC COM 037833100 18079 53858 SH SOLE 53858 0 0
BANK OF AMERICA CORPORATION COM 060505104 3714 338849 SH SOLE 338849 0 0
BANK OF NEW YORK MELLON CORPOR COM 064058100 204 7970 SH SOLE 7970 0 0
BERKSHIRE HATHAWAY INC DEL CL COM 084670702 507 6550 SH SOLE 6550 0 0
BERKSHIRE HATHAWAY INC - CLASS COM 084670108 232 2 SH SOLE 2 0 0
BIOJECT MED TECH INC COM NEW COM 09059T206 15 87500 SH SOLE 87500 0 0
BOEING COMPANY COM 097023105 285 3851 SH SOLE 3851 0 0
CHEVRON CORPORATION COM 166764100 11078 107719 SH SOLE 107719 0 0
CINEMARK HOLDINGS INC COM 17243V102 8344 402910 SH SOLE 402910 0 0
CISCO SYSTEMS INC COM 17275R102 6214 398087 SH SOLE 398087 0 0
CITIGROUP INC COM 172967424 3034 72864 SH SOLE 72864 0 0
COBRA ELECTRONICS CORPORATION COM 191042100 462 132883 SH SOLE 132883 0 0
COCA COLA CO COM 191216100 371 5510 SH SOLE 5510 0 0
COVIDIEN PLC COM G2554F113 6013 112965 SH SOLE 112965 0 0
CVS CAREMARK CORPORATION COM 126650100 1525 40567 SH SOLE 40567 0 0
DANAHER CORP COM 235851102 3401 64180 SH SOLE 64180 0 0
"DISNEY, WALT COMPANY" COM 254687106 2936 75203 SH SOLE 75203 0 0
E M C CORPORATION COM 268648102 270 9810 SH SOLE 9810 0 0
EFT SPDR GOLD TRUST ETF - EQUITY 78463V107 2524 17290 SH SOLE 17290 0 0
EMERSON ELECTRIC CO COM 291011104 319 5671 SH SOLE 5671 0 0
ENERGY SELECT SECTOR SPDR FUND COM 81369Y506 6550 86931 SH SOLE 86931 0 0
EXELON CORP COM 30161N101 583 13599 SH SOLE 13599 0 0
EXXON MOBIL CORPORATION COM 30231G102 2266 27841 SH SOLE 27841 0 0
FEDEX CORP COM 31428X106 6884 72578 SH SOLE 72578 0 0
FINANCIAL SELECT SECTOR SPDR F COM 81369Y605 1193 77725 SH SOLE 77725 0 0
FMC TECHNOLOGIES INC COM COM 30249U101 3489 77890 SH SOLE 77890 0 0
FORTUNE BRANDS INC COM 349631101 369 5790 SH SOLE 5790 0 0
GENERAL ELECTRIC COMPANY COM 369604103 2049 108669 SH SOLE 108669 0 0
GOOGLE INC - CLASS A COM 38259P508 8163 16121 SH SOLE 16121 0 0
HELMERICH & PAYNE INC COM 423452101 8045 121675 SH SOLE 121675 0 0
HEWLETT-PACKARD CO COM 428236103 5051 138775 SH SOLE 138775 0 0
HOME DEPOT INC COM 437076102 327 9034 SH SOLE 9034 0 0
"HONEYWELL INTERNATIONAL, INC." COM 438516106 460 7716 SH SOLE 7716 0 0
I N G GROEP N V - ADR COM 456837103 158 12747 SH SOLE 12747 0 0
ICONIX BRAND GROUP 1.875% 06/3 CONVERTIBLE BOND451055AB3 681 650000 PRN SOLE 650000 0 0
ILLINOIS TOOL WORKS INC COM 452308109 8985 159058 SH SOLE 159058 0 0
IMMUNOGEN INC COM COM 45253H101 388 31840 SH SOLE 31840 0 0
INTEL CORP COM 458140100 5539 249943 SH SOLE 249943 0 0
INTERNATIONAL BUSINESS MACHINE COM 459200101 2498 14559 SH SOLE 14559 0 0
ISHARES FTSE/XNHUA CHINA 25 IN ETF - EQUITY 464287184 203 4715 SH SOLE 4715 0 0
ISHARES MSCI EAFE INDEX FUND ETF - EQUITY 464287465 13449 223635 SH SOLE 223635 0 0
ISHARES MSCI EMERGING MARKETS ETF - EQUITY 464287234 17344 364372 SH SOLE 364372 0 0
ISHARES RUSSELL 1000 GROWTH IN COM 464287614 257 4225 SH SOLE 4225 0 0
ISHARES RUSSELL 2000 INDEX FUN ETF - EQUITY 464287655 618 7464 SH SOLE 7464 0 0
ISHARES S & P MIDCAP 400 INDEX ETF - EQUITY 464287507 261 2675 SH SOLE 2675 0 0
ISHARES SILVER TRUST ETF - EQUITY 46428Q109 359 10615 SH SOLE 10615 0 0
J P MORGAN CHASE & CO COM 46625H100 12063 294661 SH SOLE 294661 0 0
JACOBS ENGINEERING GROUP INC COM 469814107 1886 43600 SH SOLE 43600 0 0
JOHNSON & JOHNSON COM 478160104 961 14451 SH SOLE 14451 0 0
KINDER MORGAN ENERGY PARTNERS COM 494550106 2124 29258 SH SOLE 29258 0 0
KOHL'S CORP COM 500255104 6295 125884 SH SOLE 125884 0 0
KRAFT FOODS INC COM 50075N104 278 7884 SH SOLE 7884 0 0
"LAUDER, ESTEE, COMPANIES - CLA"COM 518439104 4383 41670 SH SOLE 41670 0 0
LOWE'S COMPANIES INC COM 548661107 6383 273813 SH SOLE 273813 0 0
Mc DONALD'S CORP COM 580135101 747 8854 SH SOLE 8854 0 0
MICROSOFT CORP COM 594918104 7550 290370 SH SOLE 290370 0 0
MONEYGRAM INTERNATIONAL INC COM 60935Y109 1036 312000 SH SOLE 312000 0 0
NORTHERN TRUST CORPORATION COM 665859104 377 8210 SH SOLE 8210 0 0
NORTHWEST INDIANA BANCORP COM 667516108 149 10667 SH SOLE 10667 0 0
NUCOR CORP COM 670346105 316 7660 SH SOLE 7660 0 0
NUSTAR ENERGY LP UNIT COM 67058H102 467 7226 SH SOLE 7226 0 0
OVERSEAS SHIPHOLDING GROUP INC COM 690368105 4301 159641 SH SOLE 159641 0 0
PALL CORP COM 696429307 240 4275 SH SOLE 4275 0 0
PEPSICO INC COM 713448108 10443 148280 SH SOLE 148280 0 0
PFIZER INC COM 717081103 211 10227 SH SOLE 10227 0 0
PHARMACEUTICAL PROD DEV INC CO COM 717124101 1279 47650 SH SOLE 47650 0 0
PHILIP MORRIS INTL INC COM COM 718172109 826 12375 SH SOLE 12375 0 0
POWERSHARES GLOBAL ETF TRUSTDE ETF - EQUITY 73936T789 2305 55770 SH SOLE 55770 0 0
PRAXAIR INC COM 74005P104 6310 58220 SH SOLE 58220 0 0
PRECISION CASTPARTS CORP COM COM 740189105 8064 48978 SH SOLE 48978 0 0
PROCTER & GAMBLE COMPANY COM 742718109 990 15570 SH SOLE 15570 0 0
PROSHARES TR ULTRA QQQ PSHS ETF - EQUITY 74347R206 274 3100 SH SOLE 3100 0 0
QUALCOMM INC COM 747525103 9871 173817 SH SOLE 173817 0 0
REYNOLDS AMERICAN INC COM 761713106 210 5664 SH SOLE 5664 0 0
S & P 500 DEPOSITARY RECEPIT ( ETF - EQUITY 78462F103 2642 20023 SH SOLE 20023 0 0
SALLY BEAUTY HLDGS INC COM COM 79546E104 4397 257150 SH SOLE 257150 0 0
"SCHLUMBERGER, LTD." COM 806857108 686 7935 SH SOLE 7935 0 0
SPDR S&P OIL & GAS EQUIPMENT & COM 78464A748 11818 284980 SH SOLE 284980 0 0
STANLEY BLACK AND DECKER INC COM 854502101 652 9050 SH SOLE 9050 0 0
SULLIDEN GOLD CORPORATION LTD COM 865126106 1049 609700 SH SOLE 609700 0 0
TE CONNECTIVITY LTD COM H84989104 1088 29587 SH SOLE 29587 0 0
TEEKAY TANKERS LTD CLASS A COM Y8565N102 2158 229550 SH SOLE 229550 0 0
TEVA PHARMACEUTICAL INDUSTRIES COM 881624209 6049 125441 SH SOLE 125441 0 0
THERMO FISHER SCIENTIFIC INC COM 883556102 11445 177750 SH SOLE 177750 0 0
THOMAS & BETTS CORP COM 884315102 3178 59025 SH SOLE 59025 0 0
TIFFANY & CO COM 886547108 2939 37425 SH SOLE 37425 0 0
TRAILER BRIDGE INC COM COM 892782103 19 10900 SH SOLE 10900 0 0
UNION PACIFIC CORPORATION COM 907818108 9556 91532 SH SOLE 91532 0 0
UNITED TECHNOLOGIES CORP COM 913017109 11919 134665 SH SOLE 134665 0 0
VINEYARD NATL BANCORP COM COM 927426106 0 18519 SH SOLE 18519 0 0
"WAL MART STORES, INC." COM 931142103 211 3980 SH SOLE 3980 0 0
WALGREEN CO COM 931422109 7950 187235 SH SOLE 187235 0 0
WASTE MANAGEMENT INC COM 94106L109 2625 70425 SH SOLE 70425 0 0
WELLS FARGO & COMPANY COM 949746101 5897 210164 SH SOLE 210164 0 0
WESTERN UNION COMPANY COM 959802109 556 27750 SH SOLE 27750 0 0