0001177261-14-000033.txt : 20140923 0001177261-14-000033.hdr.sgml : 20140923 20140923160252 ACCESSION NUMBER: 0001177261-14-000033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140922 FILED AS OF DATE: 20140923 DATE AS OF CHANGE: 20140923 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CIENA CORP CENTRAL INDEX KEY: 0000936395 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 232725311 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 7035 RIDGE ROAD CITY: HANOVER STATE: MD ZIP: 21076 BUSINESS PHONE: 4108658500 MAIL ADDRESS: STREET 1: 7035 RIDGE ROAD CITY: HANOVER STATE: MD ZIP: 21076 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dodd James Richard JR CENTRAL INDEX KEY: 0001517305 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36250 FILM NUMBER: 141116114 MAIL ADDRESS: STREET 1: CIENA CORPORATION STREET 2: 7035 RIDGE ROAD CITY: HANOVER STATE: MD ZIP: 21076 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-09-22 0 0000936395 CIENA CORP CIEN 0001517305 Dodd James Richard JR C/O CIENA CORPORATION 7035 RIDGE RD. HANOVER MD 21076-1426 0 1 0 0 SVP, Global Marketing Common Stock 2014-09-22 4 S 0 1202.0 18.4709 D 110852 D Common Stock 2014-09-22 4 S 0 678.0 18.471 D 110174 D Common Stock 2014-09-22 4 S 0 241.0 18.4707 D 109933 D Common Stock 2014-09-22 4 S 0 379.0 18.4711 D 109554 D Common Stock 2014-09-22 4 S 0 720.0 18.471 D 108834 D Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 1/1/2011. Acquisition of the RSU was previously reported in Table I of reporting person's Form 3 on 4/4/2011. Shares reported include unvested Restricted Stock Units (RSUs). Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2011. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2011. Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 6/1/2011. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 6/2/2011. Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013. Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/18/2012. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2012. By: Erik Lichter For: James Richard Dodd 2014-09-23