0001181431-14-038756.txt : 20141212
0001181431-14-038756.hdr.sgml : 20141212
20141212172451
ACCESSION NUMBER: 0001181431-14-038756
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141210
FILED AS OF DATE: 20141212
DATE AS OF CHANGE: 20141212
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZBB ENERGY CORP
CENTRAL INDEX KEY: 0001140310
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 391987014
STATE OF INCORPORATION: WI
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: N93 W14475 WHITTAKER WAY
CITY: MENOMONEE FALLS
STATE: WI
ZIP: 53051
BUSINESS PHONE: 262-253-9800
MAIL ADDRESS:
STREET 1: N93 W14475 WHITTAKER WAY
CITY: MENOMONEE FALLS
STATE: WI
ZIP: 53051
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STERN THEODORE
CENTRAL INDEX KEY: 0000935991
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33540
FILM NUMBER: 141284443
MAIL ADDRESS:
STREET 1: EXECUTIVE ASSOCIATES
STREET 2: 2970 ONE PPG PLACE
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
4
1
rrd420320.xml
DECEMBER 2014 PURCHASES
X0306
4
2014-12-10
0
0001140310
ZBB ENERGY CORP
ZBB
0000935991
STERN THEODORE
N93 W14475 WHITTAKER WAY
MENOMONEE FALLS
WI
53051
1
0
0
0
Common Stock
2014-12-10
4
P
0
20000
0.51
A
146605
D
Common Stock
2014-12-11
4
P
0
20000
0.51
A
166605
D
Common Stock
617187
I
By Bomoseen Associates LP
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.49 to $0.51, inclusive. The reporting person undertakes to provide ZBB Energy Corporation, any security holder of ZBB Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.
/s/ Theodore Stern by Mark R. Busch, attorney-in-fact
2014-12-12