0001181431-14-038756.txt : 20141212 0001181431-14-038756.hdr.sgml : 20141212 20141212172451 ACCESSION NUMBER: 0001181431-14-038756 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141210 FILED AS OF DATE: 20141212 DATE AS OF CHANGE: 20141212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZBB ENERGY CORP CENTRAL INDEX KEY: 0001140310 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 391987014 STATE OF INCORPORATION: WI FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: N93 W14475 WHITTAKER WAY CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 BUSINESS PHONE: 262-253-9800 MAIL ADDRESS: STREET 1: N93 W14475 WHITTAKER WAY CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STERN THEODORE CENTRAL INDEX KEY: 0000935991 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33540 FILM NUMBER: 141284443 MAIL ADDRESS: STREET 1: EXECUTIVE ASSOCIATES STREET 2: 2970 ONE PPG PLACE CITY: PITTSBURGH STATE: PA ZIP: 15222 4 1 rrd420320.xml DECEMBER 2014 PURCHASES X0306 4 2014-12-10 0 0001140310 ZBB ENERGY CORP ZBB 0000935991 STERN THEODORE N93 W14475 WHITTAKER WAY MENOMONEE FALLS WI 53051 1 0 0 0 Common Stock 2014-12-10 4 P 0 20000 0.51 A 146605 D Common Stock 2014-12-11 4 P 0 20000 0.51 A 166605 D Common Stock 617187 I By Bomoseen Associates LP The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.49 to $0.51, inclusive. The reporting person undertakes to provide ZBB Energy Corporation, any security holder of ZBB Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4. /s/ Theodore Stern by Mark R. Busch, attorney-in-fact 2014-12-12