0001288123-15-000047.txt : 20151230 0001288123-15-000047.hdr.sgml : 20151230 20151230170005 ACCESSION NUMBER: 0001288123-15-000047 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151228 FILED AS OF DATE: 20151230 DATE AS OF CHANGE: 20151230 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AGENUS INC CENTRAL INDEX KEY: 0001098972 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 061562417 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3 FORBES ROAD CITY: LEXINGTON STATE: MA ZIP: 02421 BUSINESS PHONE: 781-674-4410 MAIL ADDRESS: STREET 1: 3 FORBES ROAD CITY: LEXINGTON STATE: MA ZIP: 02421 FORMER COMPANY: FORMER CONFORMED NAME: ANTIGENICS INC /DE/ DATE OF NAME CHANGE: 19991115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARMEN GARO H CENTRAL INDEX KEY: 0000935679 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29089 FILM NUMBER: 151314047 MAIL ADDRESS: STREET 1: 3 FORBES ROAD CITY: LEXINGTON STATE: MA ZIP: 02421 4 1 wf-form4_145151279494505.xml FORM 4 X0306 4 2015-12-28 0 0001098972 AGENUS INC AGEN 0000935679 ARMEN GARO H 3 FORBES ROAD LEXINGTON MA 02421 0 1 0 0 Chairman & CEO Common Stock 2015-12-28 4 S 0 44435 4.6165 D 1388369 D Common Stock 2015-12-28 4 S 0 89917 4.5947 D 1298452 D Common Stock 2015-12-29 4 S 0 85224 4.5715 D 1213228 D Common Stock 220349 I by Trust and Antigenics Holdings Common Stock 2015-12-30 4 J 0 162000 4.63 D 1051228 D Dr. Armen executed the sale for tax planning purposes. Dr. Armen intends to use the net proceeds of the sale to purchase Agenus stock during an open window in 2016. Dr. Armen is trustee and has investment authority for the Garo Armen 2014 2 Year GRAT holding 216,303 shares of Agenus Inc. common stock. Dr. Armen disclaims beneficial ownership. Dr. Armen is also Chairman of the Board of Managers and a member of Antigenics Holdings LLC ("Holdings") which as of the date of this report owns 4,046 shares of Agenus Inc. common stock. Dr. Armen has a pecuniary interest in only a portion of the shares held by Holdings and disclaims beneficial ownership to the extent of his pecuniary interest therein. Represents shares donated to a charitable organization. Christine M. Klaskin, by Power of Attorney 2015-12-30