0001288123-15-000047.txt : 20151230
0001288123-15-000047.hdr.sgml : 20151230
20151230170005
ACCESSION NUMBER: 0001288123-15-000047
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151228
FILED AS OF DATE: 20151230
DATE AS OF CHANGE: 20151230
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AGENUS INC
CENTRAL INDEX KEY: 0001098972
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 061562417
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3 FORBES ROAD
CITY: LEXINGTON
STATE: MA
ZIP: 02421
BUSINESS PHONE: 781-674-4410
MAIL ADDRESS:
STREET 1: 3 FORBES ROAD
CITY: LEXINGTON
STATE: MA
ZIP: 02421
FORMER COMPANY:
FORMER CONFORMED NAME: ANTIGENICS INC /DE/
DATE OF NAME CHANGE: 19991115
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ARMEN GARO H
CENTRAL INDEX KEY: 0000935679
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-29089
FILM NUMBER: 151314047
MAIL ADDRESS:
STREET 1: 3 FORBES ROAD
CITY: LEXINGTON
STATE: MA
ZIP: 02421
4
1
wf-form4_145151279494505.xml
FORM 4
X0306
4
2015-12-28
0
0001098972
AGENUS INC
AGEN
0000935679
ARMEN GARO H
3 FORBES ROAD
LEXINGTON
MA
02421
0
1
0
0
Chairman & CEO
Common Stock
2015-12-28
4
S
0
44435
4.6165
D
1388369
D
Common Stock
2015-12-28
4
S
0
89917
4.5947
D
1298452
D
Common Stock
2015-12-29
4
S
0
85224
4.5715
D
1213228
D
Common Stock
220349
I
by Trust and Antigenics Holdings
Common Stock
2015-12-30
4
J
0
162000
4.63
D
1051228
D
Dr. Armen executed the sale for tax planning purposes. Dr. Armen intends to use the net proceeds of the sale to purchase Agenus stock during an open window in 2016.
Dr. Armen is trustee and has investment authority for the Garo Armen 2014 2 Year GRAT holding 216,303 shares of Agenus Inc. common stock. Dr. Armen disclaims beneficial ownership. Dr. Armen is also Chairman of the Board of Managers and a member of Antigenics Holdings LLC ("Holdings") which as of the date of this report owns 4,046 shares of Agenus Inc. common stock. Dr. Armen has a pecuniary interest in only a portion of the shares held by Holdings and disclaims beneficial ownership to the extent of his pecuniary interest therein.
Represents shares donated to a charitable organization.
Christine M. Klaskin, by Power of Attorney
2015-12-30