SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
EnerTech Capital Partners, L.P.

(Last) (First) (Middle)
700 BUILDING
435 DEVON PARK DRIVE

(Street)
WAYNE PA 19087

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
07/23/2007
3. Issuer Name and Ticker or Trading Symbol
Comverge, Inc. [ COMV ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 122,885 D(1)
Common Stock 3,188 D(2)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Subordinated Convertible Debenture 07/23/2008 04/01/2009 Common Stock 48,830 (1) D(1)
Subordinated Convertible Debenture 07/23/2008 04/01/2009 Common Stock 1,266 (1) D(2)
1. Name and Address of Reporting Person*
EnerTech Capital Partners, L.P.

(Last) (First) (Middle)
700 BUILDING
435 DEVON PARK DRIVE

(Street)
WAYNE PA 19087

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
EnerTech Management CO Manager, LLC

(Last) (First) (Middle)
700 BUILDING
435 DEVON PARK DRIVE

(Street)
WAYNE PA 19087

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Kingsley William G

(Last) (First) (Middle)
435 DEVON PARK DR, BUILDING 700

(Street)
WAYNE PA 19087

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
EnerTech Capital Holding Company, L.P.

(Last) (First) (Middle)
700 BUILDING
435 DEVON PARK DRIVE

(Street)
WAYNE PA 19087

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
EnerTech Management, L.P.

(Last) (First) (Middle)
700 BUILDING
435 DEVON PARK DRIVE

(Street)
WAYNE PA 19087

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
EnerTech Management Company, L.P.

(Last) (First) (Middle)
700 BUILDING
435 DEVON PARK DRIVE

(Street)
WAYNE PA 19087

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
EnerTech Capital Holding CO Manager, LLC

(Last) (First) (Middle)
700 BUILDING
435 DEVON PARK DRIVE

(Street)
WAYNE PA 19087

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
KEITH ROBERT E JR

(Last) (First) (Middle)
700 BUILDING
435 DEVON PARK DR

(Street)
WAYNE PA 19087-1945

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
DENINO MARK J

(Last) (First) (Middle)
700 BUILDING
435 DEVON PARK DRIVE

(Street)
WAYNE PA 19087-1990

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. See Exhibit 99.1. Shares of Common Stock and Subordinated Convertible Debenture are directly held by EnerTech Capital Partners L.P. ("ECP L.P."). EnerTech Management, L.P., the general partner of ECP LP, EnerTech Management Company, L.P., the general partner of EnerTech Management L.P., EnerTech Management Company Manager, LLC, the general partner of EnerTech Management Company, L.P., and Scott Ungerer, William G. Kingsley, Robert E. Keith and Mark J. DeNino, the members of the executive board of EnerTech Management Company Manager, LLC, may be deemed to share voting and dispositive power over the shares held by ECP LP; these persons and entities disclaim beneficial ownership of shares held by ECP LP except to the extent of any pecuniary interest therein.
2. See Exhibit 99.1. Shares of Common Stock and Subordinated Convertible Debenture are directly held EnerTech Capital Holding Company, L.P. ("ECHC"). EnerTech Capital Holding Company Manager, LLC, the general partner of ECHC, and Scott Ungerer and William G. Kingsley, the members of the executive board of EnerTech Capital Holding Company Manager, LLC, may be deemed to share voting and dispositive power over the shares held by ECHC; these persons and entities disclaim beneficial ownership of shares held by ECHC except to the extent of any pecuniary interest therein.
Remarks:
ENERTECH CAPITAL PARTNERS, L.P. By: EnerTech Management, L.P., its General Partner By: EnerTech Management Company, L.P., its General Partner By: EnerTech Management Company Manager, LLC, its General Partner By: /s/Phyllis Reid Phyllis Reid, Attorney-in-Fact ENERTECH MANAGEMENT, L.P. By: EnerTech Management Company, L.P., its General Partner By: EnerTech Management Company Manager, LLC, its General Partner By: /s/Phyllis Reid Phyllis Reid, Attorney-in-Fact ENERTECH MANAGEMENT COMPANY L.P. By: EnerTech Management Company Manager LLC, its General Partner By: /s/Phyllis Reid Phyllis Reid, Attorney-in-Fact ENERTECH MANAGEMENT COMPANY MANAGER LLC By: /s/Phyllis Reid Phyllis Reid, Attorney-in-Fact ENERTECH CAPITAL HOLDING COMPANY L.P. By: EnerTech Capital Holding Company Manager LLC, its General Partner By: /s/Phyllis Reid Phyllis Reid, Attorney-in-Fact ENERTECH CAPITAL HOLDING COMPANY MANAGER LLC By: /s/Phyllis Reid Phyllis Reid, Attorney-in-Fact WILLIAM KINGSLEY By: /s/Phyllis Reid Phyllis Reid, Attorney-in-Fact ROBERT E. KEITH By: /s/Pamela Strisofsky Pamela Strisofsky, Attorney-in-Fact MARK J. DENINO By: /s/Pamela Strisofsky Pamela Strisofsky, Attorney-in-Fact
/s/ Phyllis Reid By Phyllis Reid as Attorney-in-Fact 07/23/2007
/s/ Pamela Strisofsky By Pamela Strisofsky as Attorney-in-Fact 07/23/2007
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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