0001193125-12-007725.txt : 20120110 0001193125-12-007725.hdr.sgml : 20120110 20120110142755 ACCESSION NUMBER: 0001193125-12-007725 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20120110 DATE AS OF CHANGE: 20120110 GROUP MEMBERS: COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BENIHANA INC CENTRAL INDEX KEY: 0000935226 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 650538630 STATE OF INCORPORATION: DE FISCAL YEAR END: 0330 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-48717 FILM NUMBER: 12519689 BUSINESS ADDRESS: STREET 1: 8685 NW 53RD TERRACE CITY: MIAMI STATE: FL ZIP: 33166 BUSINESS PHONE: 3055930770 MAIL ADDRESS: STREET 1: 8685 NW 53RD TERRACE CITY: MIAMI STATE: FL ZIP: 33166 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: AMERIPRISE FINANCIAL INC CENTRAL INDEX KEY: 0000820027 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 133180631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-2018 MAIL ADDRESS: STREET 1: 1099 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL CORP DATE OF NAME CHANGE: 20030513 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN EXPRESS FINANCIAL ADVISORS DATE OF NAME CHANGE: 19950711 FORMER COMPANY: FORMER CONFORMED NAME: IDS FINANCIAL CORP/MN/ DATE OF NAME CHANGE: 19920703 SC 13G/A 1 d279588dsc13ga.htm AMENDMENT NO. 2 TO SCHEDULE 13G Amendment No. 2 to Schedule 13G

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Amendment #2

Under the Securities and Exchange Act of 1934

 

 

Benihana, Inc.

(Name of Issuer)

 

 

Common Stock

(Title of Class of Securities)

082047101

(CUSIP Number)

December 31, 2011

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

This Schedule is filed pursuant to Rule 13d-1(b)

The information required in the remainder of this cover page (except any items to which the form provides a cross-reference) shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.

 

 

 

CUSIP NO. 082047101

 

1)        Name of Reporting Person

   Ameriprise Financial, Inc.

S.S. or I.R.S. Identification

   IRS No. 13-3180631

No. of Above Person

  

 

 

 

2)        Check the Appropriate Box

   (a)       

if a Member of a Group

   (b) X*

 

* This filing describes the reporting person’s relationship with other persons, but the reporting person does not affirm the existence of a group.

 

 

 

3)        SEC Use Only

 

 

 

4)        Citizenship or Place of Organization

   Delaware

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH

 

5)        Sole Voting Power

   -0-

6)        Shared Voting Power

   683,218

7)        Sole Dispositive Power

   -0-

8)        Shared Dispositive Power

   683,218

 

 

 

9)        Aggregate Amount Beneficially

  

Owned by Each Reporting Person

   683,218

 

 

 

10)      Check if the Aggregate Amount in

  

Row (9) Excludes Certain Shares

   Not Applicable

 

 

 

11)      Percent of Class Represented by

  

Amount In Row (9)

   3.81%

 

 

 

12)      Type of Reporting Person

   CO

CUSIP NO. 082047101

 

1)        Name of Reporting Person

  

Columbia Management

Investment Advisers, LLC

S.S. or I.R.S. Identification

   IRS No. 41-1533211

No. of Above Person

  

 

 

 

2)        Check the Appropriate Box

   (a)       

if a Member of a Group

   (b) X*

 

* This filing describes the reporting person’s relationship with other persons, but the reporting person does not affirm the existence of a group.

 

 

 

3)        SEC Use Only

 

 

 

4)        Citizenship or Place of Organization

   Minnesota

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH

 

5)        Sole Voting Power

   -0-

6)        Shared Voting Power

   683,218

7)        Sole Dispositive Power

   -0-

8)        Shared Dispositive Power

   683,218

 

 

 

9)        Aggregate Amount Beneficially

  

Owned by Each Reporting Person

   683,218

 

 

 

10)      Check if the Aggregate Amount in

  

Row (9) Excludes Certain Shares

   Not Applicable

 

 

 

11)      Percent of Class Represented by

  

Amount In Row (9)

   3.81%

 

 

 

12)      Type of Reporting Person

   IA

 

 

 

1(a)    Name of Issuer:

   Benihana, Inc.

1(b)    Address of Issuer’s Principal

   8685 NW 53rd Terrace

Executive Offices:

   Miami, FL 33166

2(a)    Name of Person Filing:

   (a) Ameriprise Financial, Inc. (“AFI”)
  (b) Columbia Management Investment
  Advisers, LLC (“CMIA”)

2(b)    Address of Principal Business Office:

   (a) Ameriprise Financial, Inc.
  145 Ameriprise Financial Center
  Minneapolis, MN 55474
  (b) 100 Federal St.
  Boston, MA 02110

2(c)    Citizenship:

   (a) Delaware
  (b) Minnesota

2(d)    Title of Class of Securities:

   Common Stock

2(e)    Cusip Number:

   082047101

 

3 Information if statement is filed pursuant to Rules 13d-1(b) or 13d-2(b):

(a) Ameriprise Financial, Inc.

A parent holding company in accordance with Rule 13d-1(b)(1)(ii)(G). (Note: See Item 7)

(b) Columbia Management Investment Advisers, LLC

An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E)

 

4 Incorporated by reference to Items (5)-(9) and (11) of the cover page pertaining to each reporting person.

AFI, as the parent company of CMIA, may be deemed to beneficially own the shares reported herein by CMIA. Accordingly, the shares reported herein by AFI include those shares separately reported herein by CMIA.

Each of AFI and CMIA, and the subsidiaries identified on the attached Exhibit I, disclaims beneficial ownership of any shares reported on this Schedule.

5 Ownership of 5% or Less of a Class:

If this statement is being filed to report the fact as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following (X).

 

6 Ownership of more than 5% on Behalf of Another Person:

 

7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company:

AFI:    See Exhibit I

 

8 Identification and Classification of Members of the Group:

Not Applicable

 

9 Notice of Dissolution of Group:

Not Applicable

 

10 Certification:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect.

Signature

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: January 10, 2012

 

Ameriprise Financial, Inc.
By:  

/s/ Wade M. Voigt

  Name: Wade M. Voigt
  Title: Vice President – Fund Administration -Financial Reporting

 

Columbia Management Investment Advisers, LLC
By:  

/s/ Amy Johnson

  Name: Amy Johnson
  Title: Chief Operating Officer

 

Contact Information
  Wade M. Voigt
  Director – Fund Administration
  Telephone: (612) 671-5682

Exhibit Index

 

Exhibit I    Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company.
Exhibit II    Joint Filing Agreement
 EX-99.I 2 d279588dex99i.htm EX-99.I EX-99.I

Exhibit I

to

Schedule 13G

Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows:

Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940.

EX-99.II 3 d279588dex99ii.htm EX-99.II EX-99.II

Exhibit II

to

Schedule 13G

Joint Filing Agreement

The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated January 10, 2012 in connection with their beneficial ownership of Benihana, Inc. Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and make any necessary amendments thereto.

 

Ameriprise Financial, Inc.
By:   /s/ Wade M. Voigt
       Wade M. Voigt
       Vice President – Fund Administration -
       Financial Reporting

 

Columbia Management Investment Advisers, LLC
By:   /s/ Amy Johnson
       Amy Johnson
       Chief Operating Officer