-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RhWApvZ9gFc9yJUyARnuYcDY9o2gy7OASGi0zkRv3UdV/KI100S7O+kibmxaImRf K62SdwjKPS6vpogvFH2p5w== 0000899733-04-000086.txt : 20040803 0000899733-04-000086.hdr.sgml : 20040803 20040803161403 ACCESSION NUMBER: 0000899733-04-000086 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20040803 GROUP MEMBERS: JAVELIN OPPORTUNITIES FUND OFFSHORE, LTD. GROUP MEMBERS: JAVELIN OPPORTUNITIES LP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BENIHANA INC CENTRAL INDEX KEY: 0000935226 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 650538630 STATE OF INCORPORATION: DE FISCAL YEAR END: 0328 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-48717 FILM NUMBER: 04948693 BUSINESS ADDRESS: STREET 1: 8685 NW 53RD TERRACE CITY: MIAMI STATE: FL ZIP: 33166 BUSINESS PHONE: 3055930770 MAIL ADDRESS: STREET 1: 8685 NW 53RD TERRACE CITY: MIAMI STATE: FL ZIP: 33166 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: JAVELIN OPPORTUNITIES LP CENTRAL INDEX KEY: 0001122815 IRS NUMBER: 621828427 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 7674 W LAKE MEAD BLVD STREET 2: STE 230 CITY: LAS VEGAS STATE: NV ZIP: 89128 BUSINESS PHONE: 7029441061 MAIL ADDRESS: STREET 1: 7674 W LAKE MEAD BLVD STREET 2: STE 230 CITY: LAS VEGAS STATE: NV ZIP: 89128 SC 13G 1 benihanaschedule13g.htm SCHEDULE 13G Benihana Schedule 13G

 

 

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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. ____)

 

Benihana Inc.

(Name of Issuer)

 

Common Stock, par value $0.10 per share

(Title of Class of Securities)

082047101

(CUSIP Number)

 

July 30, 2004

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

[     ]  Rule 13d-1(b)

[ X ]  Rule 13d-1(c)

[     ]  Rule 13d-1(d)

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


 

CUSIP No. 082047101

 

1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
Javelin Opportunities LP

 

 

2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [   ]
(b) [X]

 

 

3. SEC Use Only

 

 

4. Citizenship or Place of Organization
Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person With


5. Sole Voting Power 77,400

6. Shared Voting Power N/A

7. Sole Dispositive Power 77,400

8. Shared Dispositive Power N/A

9. Aggregate Amount Beneficially Owned by Each Reporting Person
77,400

 

 

10. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)

 

 

11. Percent of Class Represented by Amount in Row (11)
2.6%

 

 

12. Type of Reporting Person (See Instructions)
PN

 

 


 

CUSIP No. 082047101

 

1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
Javelin Opportunities Fund Offshore, Ltd.

 

 

2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [   ]
(b) [X]

 

 

3. SEC Use Only

 

 

4. Citizenship or Place of Organization
Cayman Islands

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person With


5. Sole Voting Power 79,950

6. Shared Voting Power N/A

7. Sole Dispositive Power 79,950

8. Shared Dispositive Power N/A

9. Aggregate Amount Beneficially Owned by Each Reporting Person
79,950

 

 

10. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)

 

 

11. Percent of Class Represented by Amount in Row (11)
2.6%

 

 

12. Type of Reporting Person (See Instructions)
CO

 

 

 


 

Item 1.

(a) Name of Issuer:

Benihana Inc.

(b) Address of Issuer’s Principal Executive Offices:

8685 Northwest 53rd Terrace, Miami, Florida 33166

 

Item 2.

(a) Name of Persons Filing:

Javelin Opportunities LP
Javelin Opportunities Fund Offshore, Ltd.

(b) Address of Principal Business Office:

7674 W. Lake Mead Blvd., Suite 230, Las Vegas, NV 89128

(c) Citizenship:

Delaware
Cayman Islands

(d) Title of Class of Securities:

Common Stock, par value $0.10 per share

(e) CUSIP Number:

082047101

Item 3. If this statement is filed pursuant to 17 C.F.R. 240.13d-1(b) or 17 C.F.R. 240.13d-2(b) or (c), check 3. whether the person filing is a:

N/A

(a)  [ ] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

(b)  [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

(c)  [ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

(d)  [ ] Investment company registered under section 8 of the Investment Company

Act of 1940 (15 U.S.C. 80a-8).

(e)  [ ] An investment adviser in accordance with 17 C.F.R. 240.13d-1(b)(1)(ii)(E);

(f)  [ ] An employee benefit plan or endowment fund in accordance with 17 C.F.R. 240.13d-1(b)(1)(ii)(F);

(g)  [ ] A parent holding company or control person in accordance with 17 C.F.R. 240.13d-1(b)(1)(ii)(G);

(h)  [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

(i)  [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

(j)  [ ] Group, in accordance with 17 C.F.R. 240.13d-1(b)(1)(ii)(J).

 

Item 4. Ownership.

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

(a) Amount beneficially owned:

      Javelin Opportunities LP—77,400;
      Javelin Opportunities Fund Offshore, Ltd.—79,950.

(b)  Percent of class:

Javelin Opportunities LP—2.6%;
Javelin Opportunities Fund Offshore, Ltd.—2.6%.

(c) Number of shares as to which the person has:

(i)  Sole power to vote or to direct the vote:

Javelin Opportunities LP—77,400;
Javelin Opportunities Fund Offshore, Ltd.—79,950.

(ii) Shared power to vote or to direct the vote:

N/A.

(iii) Sole power to dispose or to direct the disposition of:

Javelin Opportunities LP—77,400;
Javelin Opportunities Fund Offshore, Ltd.—79,950.

(iv) Shared power to dispose or to direct the disposition of:

N/A.

 

Item 5. Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ].

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person.

Not applicable.

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company

Not applicable.

Item 8. Identification and Classification of Members of the Group

Not applicable.

Item 9. Notice of Dissolution of Group

Not applicable.

Item 10. Certification

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.



JAVELIN OPPORTUNITIES LP




Date: August 2, 2004

By: /s/ Thomas C. Barrow

Thomas C. Barrow

Managing Member of the GP



JAVELIN OPPORTUNITIES FUND

OFFSHORE, LTD.




Date: August 2, 2004

By: /s/ Thomas C. Barrow

Thomas C. Barrow

President





Attention:  Intentional misstatements or omissions of fact
constitute Federal criminal violations (See 18 U.S.C. 1001)

 

 

EX-1 2 exhibit1.htm EXHIBIT 1 Exhibit 1

Exhibit 1

 

JOINT FILING AGREEMENT

The undersigned hereby agree that this Schedule 13G with respect to the Common Stock of Benihana Inc., dated August 2, 2004 is, and any further amendments thereto signed by each of the undersigned shall be, filed on behalf of each of the undersigned pursuant to and in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended.



JAVELIN OPPORTUNITIES LP




Date: August 2, 2004

By: /s/ Thomas C. Barrow

Thomas C. Barrow

Managing Member of the GP



JAVELIN OPPORTUNITIES FUND

OFFSHORE, LTD.




Date: August 2, 2004

By: /s/ Thomas C. Barrow

Thomas C. Barrow

President

 

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