0000904454-12-000264.txt : 20120515 0000904454-12-000264.hdr.sgml : 20120515 20120515125342 ACCESSION NUMBER: 0000904454-12-000264 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120515 DATE AS OF CHANGE: 20120515 EFFECTIVENESS DATE: 20120515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ashmore EMM, L.L.C. CENTRAL INDEX KEY: 0000935111 IRS NUMBER: 521546587 STATE OF INCORPORATION: VA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05804 FILM NUMBER: 12842702 BUSINESS ADDRESS: STREET 1: 1001 19TH STREET NORTH CITY: ARLINGTON STATE: VA ZIP: 22209-1722 BUSINESS PHONE: 703-243-8800 MAIL ADDRESS: STREET 1: 1001 19TH STREET NORTH CITY: ARLINGTON STATE: VA ZIP: 22209-1722 FORMER COMPANY: FORMER CONFORMED NAME: EMERGING MARKETS MANAGEMENT LLC DATE OF NAME CHANGE: 19990406 13F-HR 1 f13hr_051512-ashmoreemm.txt FORM 13 H/R FOR ASHMORE EMM L.L.C. FOR QUARTER ENDED MARCH 31, 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2012 -------------- Check here if Amendment [ ]; Amendment Number: __________ ---------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ashmore EMM, L.L.C. ---------------------------------- Address: 1001 19th Street North, 17th Floor ---------------------------------- Arlington, VA 22209 ---------------------------------- Form 13F File Number: 28-5804 ------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Brian Walker -------------- Title: General Counsel --------------- Phone: (703) 243-8800 --------------- Signature, Place, and Date of Signing: /s/ Brian Walker Arlington, VA May 15, 2012 ----------------- ------------- -------------- Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name 28-14260 Ashmore Group plc -------- ----------------- 28-14265 Ashmore Investments (UK) Ltd -------- ---------------------------- Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 138 Form 13F Information Table Value Total: $ 1,053,789 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-14260 Ashmore Group plc -------- ----------------- 2 28-14265 Ashmore Investments (UK) Ltd -------- ---------------------------- ASHMORE EMM, L.L.C. FORM 13F INFORMATION TABLE AS OF MARCH 31, 2012 VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER NAME OF ISSUER CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE AMERICA MOVIL SAB DE CV SPON ADR LSHS 02364W105 2296 92480 SH DEFINED 1,2 92480 0 0 AMERICA MOVIL SAB DE CV SPON ADR LSHS 02364W105 1671 67300 SH DEFINED 1,2 0 0 67300 AMERICA MOVIL SAB DE CV SPON ADR LSHS 02364W105 2606 104948 SH DEFINED 1,2 0 0 104948 BAIDU INC SPON ADR REP A 056752108 29426 201869 SH DEFINED 1,2 201869 0 0 BAIDU INC SPON ADR REP A 056752108 1574 10800 SH DEFINED 1,2 0 10800 0 BAIDU INC SPON ADR REP A 056752108 16020 109900 SH DEFINED 1,2 0 0 109900 BAIDU INC SPON ADR REP A 056752108 350 2400 SH DEFINED 1,2 0 0 2400 BAIDU INC SPON ADR REP A 056752108 1268 8700 SH DEFINED 1,2 0 0 8700 BAIDU INC SPON ADR REP A 056752108 3732 25600 SH DEFINED 1,2 0 0 25600 BAIDU INC SPON ADR REP A 056752108 4981 34170 SH DEFINED 1,2 0 0 34170 BANCO DE CHILE SPONSORED ADR 059520106 332 3500 SH DEFINED 1,2 3500 0 0 BBVA BANCO FRANCES S A SPONSORED ADR 07329M100 677 112198 SH DEFINED 1,2 0 0 112198 BANCO BRADESCO S A SP ADR PFD NEW 059460303 933 53307 SH DEFINED 1,2 0 0 53307 BRASKEM S A SP ADR PFD A 105532105 22854 1434628 SH DEFINED 1,2 1434628 0 0 BRASKEM S A SP ADR PFD A 105532105 1214 76182 SH DEFINED 1,2 0 76182 0 BRASKEM S A SP ADR PFD A 105532105 242 15200 SH DEFINED 1,2 0 0 15200 BRASKEM S A SP ADR PFD A 105532105 918 57640 SH DEFINED 1,2 0 0 57640 BRASKEM S A SP ADR PFD A 105532105 2864 179815 SH DEFINED 1,2 0 0 179815 BRASKEM S A SP ADR PFD A 105532105 3447 216399 SH DEFINED 1,2 0 0 216399 BRASKEM S A SP ADR PFD A 105532105 11862 744636 SH DEFINED 1,2 0 0 744636 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 342 14400 SH DEFINED 1,2 14400 0 0 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 723 30400 SH DEFINED 1,2 0 0 30400 CHINA LODGING GROUP LTD SPONSORED ADR 16949N109 560 47900 SH DEFINED 1,2 47900 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 1080 19600 SH DEFINED 1,2 19600 0 0 CHINA ZENIX AUTO INTL LTD ADS 16951E104 1927 538147 SH DEFINED 1,2 538147 0 0 CHUNGHWA TELECOM CO LTD SPON ADR NEW 17133Q502 283 9200 SH DEFINED 1,2 9200 0 0 COMPANHIA BRASILEIRA DE DIST SPN ADR PFD CL A 20440T201 257 5400 SH DEFINED 1,2 5400 0 0 CNOOC LTD SPONSORED ADR 126132109 6398 31320 SH DEFINED 1,2 31320 0 0 COCA COLA FEMSA SAB DE CV SPON ADR REP L 191241108 455 4300 SH DEFINED 1,2 4300 0 0 COCA COLA FEMSA SAB DE CV SPON ADR REP L 191241108 688 6500 SH DEFINED 1,2 0 0 6500 COMPANIA CERVECERIAS UNIDAS SPONSORED ADR 204429104 293 3720 SH DEFINED 1,2 3720 0 0 COMPANIA CERVECERIAS UNIDAS SPONSORED ADR 204429104 561 7127 SH DEFINED 1,2 0 0 7127 COMPANIA CERVECERIAS UNIDAS SPONSORED ADR 204429104 789 10026 SH DEFINED 1,2 0 0 10026 COSAN LTD SHS A G25343107 16705 1124897 SH DEFINED 1,2 1124897 0 0 COSAN LTD SHS A G25343107 912 61400 SH DEFINED 1,2 0 0 61400 COSAN LTD SHS A G25343107 630 42400 SH DEFINED 1,2 0 0 42400 COSAN LTD SHS A G25343107 169 11400 SH DEFINED 1,2 0 0 11400 COSAN LTD SHS A G25343107 2029 136600 SH DEFINED 1,2 0 0 136600 COSAN LTD SHS A G25343107 2500 168365 SH DEFINED 1,2 0 0 168365 COSAN LTD SHS A G25343107 8511 573137 SH DEFINED 1,2 0 0 573137 CREDICORP LTD COM G2519Y108 316 2400 SH DEFINED 1,2 0 0 2400 DESARROLLADORA HOMEX SA SPONSORED ADR 25030W100 30404 1620661 SH DEFINED 1,2 1620661 0 0 DESARROLLADORA HOMEX SA SPONSORED ADR 25030W100 1219 65000 SH DEFINED 1,2 0 65000 0 DESARROLLADORA HOMEX SA SPONSORED ADR 25030W100 225 12000 SH DEFINED 1,2 0 0 12000 DESARROLLADORA HOMEX SA SPONSORED ADR 25030W100 844 45000 SH DEFINED 1,2 0 0 45000 DESARROLLADORA HOMEX SA SPONSORED ADR 25030W100 2683 143000 SH DEFINED 1,2 0 0 143000 DESARROLLADORA HOMEX SA SPONSORED ADR 25030W100 3133 167000 SH DEFINED 1,2 0 0 167000 DESARROLLADORA HOMEX SA SPONSORED ADR 25030W100 11763 627000 SH DEFINED 1,2 0 0 627000 DR REDDYS LABS LTD ADR 256135203 3584 103702 SH DEFINED 1,2 103702 0 0 EMBRAER SA SPON ADR B 29082A107 201 6300 SH DEFINED 1,2 6300 0 0 ENERSIS SA SPONSORED ADR 29274F104 713 35300 SH DEFINED 1,2 0 0 35300 FOMENTO ECONOMICO MEXICANO SPON ADR UNITS 344419106 15988 194337 SH DEFINED 1,2 194337 0 0 FOMENTO ECONOMICO MEXICANO SPON ADR UNITS 344419106 905 11000 SH DEFINED 1,2 0 11000 0 FOMENTO ECONOMICO MEXICANO SPON ADR UNITS 344419106 206 2500 SH DEFINED 1,2 0 0 2500 FOMENTO ECONOMICO MEXICANO SPON ADR UNITS 344419106 740 9000 SH DEFINED 1,2 0 0 9000 FOMENTO ECONOMICO MEXICANO SPON ADR UNITS 344419106 2057 25000 SH DEFINED 1,2 0 0 25000 FOMENTO ECONOMICO MEXICANO SPON ADR UNITS 344419106 8885 108000 SH DEFINED 1,2 0 0 108000 FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 6496 258610 SH DEFINED 1,2 258610 0 0 GERDAU SA SPONSORED ADR 373737105 1158 120300 SH DEFINED 1,2 120300 0 0 GERDAU SA SPONSORED ADR 373737105 1280 132900 SH DEFINED 1,2 0 0 132900 GERDAU SA SPONSORED ADR 373737105 1627 169000 SH DEFINED 1,2 0 0 169000 GERDAU SA SPONSORED ADR 373737105 2069 214800 SH DEFINED 1,2 0 0 214800 GRUPO FINANCIERO GALICIA S A SP ADR 10 SH B 399909100 165 25600 SH DEFINED 1,2 0 0 25600 HARMONY GOLD MNG LTD SPONSORED ADR 413216300 8791 804300 SH DEFINED 1,2 804300 0 0 HARMONY GOLD MNG LTD SPONSORED ADR 413216300 481 44000 SH DEFINED 1,2 0 44000 0 HARMONY GOLD MNG LTD SPONSORED ADR 413216300 325 29700 SH DEFINED 1,2 0 0 29700 HARMONY GOLD MNG LTD SPONSORED ADR 413216300 1038 95000 SH DEFINED 1,2 0 0 95000 HARMONY GOLD MNG LTD SPONSORED ADR 413216300 1318 120600 SH DEFINED 1,2 0 0 120600 HARMONY GOLD MNG LTD SPONSORED ADR 413216300 3987 364800 SH DEFINED 1,2 0 0 364800 HDFC BANK LTD ADR REPS 3 SHS 40415F101 7956 233300 SH DEFINED 1,2 233300 0 0 HDFC BANK LTD ADR REPS 3 SHS 40415F101 1456 42700 SH DEFINED 1,2 0 0 42700 HDFC BANK LTD ADR REPS 3 SHS 40415F101 6118 179400 SH DEFINED 1,2 0 0 179400 HOLLYSYS AUTOMATION TECH SHS G45667105 5598 528104 SH DEFINED 1,2 528104 0 0 EMPRESAS ICA S A DE CV SPONS ADR NEW 292448206 4261 560700 SH DEFINED 1,2 560700 0 0 ICICI BK LTD ADR 45104G104 26148 749864 SH DEFINED 1,2 749864 0 0 ICICI BK LTD ADR 45104G104 2235 64100 SH DEFINED 1,2 0 0 64100 ICICI BK LTD ADR 45104G104 9411 269900 SH DEFINED 1,2 0 0 269900 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 10151 178000 SH DEFINED 1,2 178000 0 0 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 2281 40000 SH DEFINED 1,2 0 0 40000 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 9900 173600 SH DEFINED 1,2 0 0 173600 ISHARES TR MSCI EM MKT INDEX 464287234 325 7557 SH DEFINED 1,2 7557 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 67926 3539663 SH DEFINED 1,2 3539663 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 3459 180232 SH DEFINED 1,2 0 180232 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 697 36331 SH DEFINED 1,2 0 0 36331 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 2464 128404 SH DEFINED 1,2 0 0 128404 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 7986 416165 SH DEFINED 1,2 0 0 416165 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 9864 514000 SH DEFINED 1,2 0 0 514000 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 31116 1621469 SH DEFINED 1,2 0 0 1621469 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 31660 960277 SH DEFINED 1,2 960277 0 0 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 2110 64000 SH DEFINED 1,2 0 64000 0 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 307 9300 SH DEFINED 1,2 0 0 9300 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 1137 34500 SH DEFINED 1,2 0 0 34500 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 4508 136741 SH DEFINED 1,2 0 0 136741 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 4916 149100 SH DEFINED 1,2 0 0 149100 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 17069 517700 SH DEFINED 1,2 0 0 517700 NET 1 UEPS TECHNOLOGIES INC COM NEW 64107N206 12949 1432436 SH DEFINED 1,2 1432436 0 0 NEW ORIENTAL ED & TECH GRP I SPONSORED ADR 647581107 27073 985900 SH DEFINED 1,2 985900 0 0 NEW ORIENTAL ED & TECH GRP I SPONSORED ADR 647581107 1477 53800 SH DEFINED 1,2 0 53800 0 NEW ORIENTAL ED & TECH GRP I SPONSORED ADR 647581107 288 10500 SH DEFINED 1,2 0 0 10500 NEW ORIENTAL ED & TECH GRP I SPONSORED ADR 647581107 1022 37200 SH DEFINED 1,2 0 0 37200 NEW ORIENTAL ED & TECH GRP I SPONSORED ADR 647581107 3718 135400 SH DEFINED 1,2 0 0 135400 NEW ORIENTAL ED & TECH GRP I SPONSORED ADR 647581107 4026 146600 SH DEFINED 1,2 0 0 146600 NEW ORIENTAL ED & TECH GRP I SPONSORED ADR 647581107 12610 459200 SH DEFINED 1,2 0 0 459200 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 119376 4494589 SH DEFINED 1,2 4494589 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 6599 248451 SH DEFINED 1,2 0 248451 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 1127 42429 SH DEFINED 1,2 0 0 42429 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 4550 171325 SH DEFINED 1,2 0 0 171325 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 13543 509889 SH DEFINED 1,2 0 0 509889 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 17330 652491 SH DEFINED 1,2 0 0 652491 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 53441 2012102 SH DEFINED 1,2 0 0 2012102 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 215 2800 SH DEFINED 1,2 2800 0 0 SINOVAC BIOTECH LTD SHS P8696W104 1495 733042 SH DEFINED 1,2 733042 0 0 SOUFUN HLDGS LTD ADR 836034108 6278 331839 SH DEFINED 1,2 331839 0 0 STERLITE INDS INDIA LTD ADS 859737207 12963 1517926 SH DEFINED 1,2 1517926 0 0 STERLITE INDS INDIA LTD ADS 859737207 1804 211200 SH DEFINED 1,2 0 0 211200 STERLITE INDS INDIA LTD ADS 859737207 7877 922355 SH DEFINED 1,2 0 0 922355 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 10870 711401 SH DEFINED 1,2 711401 0 0 TELECOM ARGENTINA SA SPON ADR REP B 879273209 1081 61000 SH DEFINED 1,2 0 0 61000 TELEFONICA BRASIL SA SPONSORED ADR 87936R106 389 12700 SH DEFINED 1,2 12700 0 0 TERNIUM SA SPON ADR 880890108 22338 943314 SH DEFINED 1,2 943314 0 0 TERNIUM SA SPON ADR 880890108 474 20000 SH DEFINED 1,2 0 20000 0 TERNIUM SA SPON ADR 880890108 210 8859 SH DEFINED 1,2 0 0 8859 TERNIUM SA SPON ADR 880890108 1545 65235 SH DEFINED 1,2 0 0 65235 TERNIUM SA SPON ADR 880890108 2522 106504 SH DEFINED 1,2 0 0 106504 TERNIUM SA SPON ADR 880890108 10182 430002 SH DEFINED 1,2 0 0 430002 VALE SA ADR 91912E105 72319 3101509 SH DEFINED 1,2 3101509 0 0 VALE SA ADR 91912E105 3322 142400 SH DEFINED 1,2 0 142400 0 VALE SA ADR 91912E105 698 29900 SH DEFINED 1,2 0 0 29900 VALE SA ADR 91912E105 2597 111300 SH DEFINED 1,2 0 0 111300 VALE SA ADR 91912E105 8602 368700 SH DEFINED 1,2 0 0 368700 VALE SA ADR 91912E105 11544 494800 SH DEFINED 1,2 0 0 494800 VALE SA ADR 91912E105 35072 1503300 SH DEFINED 1,2 0 0 1503300 VIMPELCOM LTD SPONSORED ADR 92719A106 12184 1091785 SH DEFINED 1,2 1091785 0 0 VIMPELCOM LTD SPONSORED ADR 92719A106 581 52086 SH DEFINED 1,2 0 52086 0 VIMPELCOM LTD SPONSORED ADR 92719A106 402 36025 SH DEFINED 1,2 0 0 36025 VIMPELCOM LTD SPONSORED ADR 92719A106 1284 115066 SH DEFINED 1,2 0 115066 VIMPELCOM LTD SPONSORED ADR 92719A106 1595 142886 SH DEFINED 1,2 0 142886 VIMPELCOM LTD SPONSORED ADR 92719A106 5478 490880 SH DEFINED 1,2 0 490880