0000904454-12-000107.txt : 20120214 0000904454-12-000107.hdr.sgml : 20120214 20120214120710 ACCESSION NUMBER: 0000904454-12-000107 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120214 EFFECTIVENESS DATE: 20120214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ashmore EMM, L.L.C. CENTRAL INDEX KEY: 0000935111 IRS NUMBER: 521546587 STATE OF INCORPORATION: VA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05804 FILM NUMBER: 12605298 BUSINESS ADDRESS: STREET 1: 1001 19TH STREET NORTH CITY: ARLINGTON STATE: VA ZIP: 22209-1722 BUSINESS PHONE: 703-243-8800 MAIL ADDRESS: STREET 1: 1001 19TH STREET NORTH CITY: ARLINGTON STATE: VA ZIP: 22209-1722 FORMER COMPANY: FORMER CONFORMED NAME: EMERGING MARKETS MANAGEMENT LLC DATE OF NAME CHANGE: 19990406 13F-HR 1 f13hr_021412-ashmoreemm.txt 13F-HR FOR ASHMORE EMM QUARTER ENDED 12/31/11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 ----------------- Check here if Amendment [ ]; Amendment Number: --------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ashmore EMM, L.L.C. ---------------------------------- Address: 1001 19th Street North, 17th Floor ---------------------------------- Arlington, VA 22209 ---------------------------------- Form 13F File Number: 28-5804 ------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Brian Walker --------------- Title: General Counsel --------------- Phone: (703) 243-8800 --------------- Signature, Place, and Date of Signing: February 14, 2012 ----------------- ---------- ----------------- Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name 28-14260 Ashmore Group plc -------- ------------------ 28-14265 Ashmore Investments (UK) Ltd -------- ---------------------------- Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 152 Form 13F Information Table Value Total: $ 1,542,808 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-14260 Ashmore Group plc -------- ----------------- 2 28-14265 Ashmore Investments (UK) Ltd -------- ---------------------------- ASHMORE EMM, L.L.C. FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2011 VOTING AUTHORITY VALUE SHARES/ SH/ PUT/ INVSTMT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE AMERICA MOVIL SAB DE CV SPON ADR LSHS 02364W105 2,452 108,480 SH DEFINED 1,2 108,480 0 0 AMERICA MOVIL SAB DE CV SPON ADR LSHS 02364W105 1,521 67,300 SH DEFINED 1,2 0 0 67,300 AMERICA MOVIL SAB DE CV SPON ADR LSHS 02364W105 2,372 104,948 SH DEFINED 1,2 0 0 104,948 BAIDU INC SPON ADR REP A 056752108 19,249 165,273 SH DEFINED 1,2 165,273 0 0 BAIDU INC SPON ADR REP A 056752108 1,072 9,200 SH DEFINED 1,2 0 9,200 0 BAIDU INC SPON ADR REP A 056752108 710 6,100 SH DEFINED 1,2 0 0 6,100 BAIDU INC SPON ADR REP A 056752108 664 5,700 SH DEFINED 1,2 0 0 5,700 BAIDU INC SPON ADR REP A 056752108 2,458 21,100 SH DEFINED 1,2 0 0 21,100 BAIDU INC SPON ADR REP A 056752108 10,657 91,500 SH DEFINED 1,2 0 0 91,500 BAIDU INC SPON ADR REP A 056752108 2,838 24,370 SH DEFINED 1,2 0 0 24,370 BANCO DE CHILE SPONSORED ADR 059520106 6,123 74,900 SH DEFINED 1,2 74,900 0 0 BANCO DE CHILE SPONSORED ADR 059520106 221 2,700 SH DEFINED 1,2 0 2,700 0 BANCO DE CHILE SPONSORED ADR 059520106 1,676 20,500 SH DEFINED 1,2 0 0 20,500 BANCO DE CHILE SPONSORED ADR 059520106 270 3,300 SH DEFINED 1,2 0 0 3,300 BANCO BRADESCO SA SP ADR PFD NEW 059460303 12,783 766,366 SH DEFINED 1,2 766,366 0 0 BANCO BRADESCO SA SP ADR PFD NEW 059460303 743 44,523 SH DEFINED 1,2 0 44,523 0 BANCO BRADESCO SA SP ADR PFD NEW 059460303 367 21,999 SH DEFINED 1,2 0 0 21,999 BANCO BRADESCO SA SP ADR PFD NEW 059460303 522 31,300 SH DEFINED 1,2 0 0 31,300 BANCO BRADESCO SA SP ADR PFD NEW 059460303 1,354 81,193 SH DEFINED 1,2 0 0 81,193 BANCO BRADESCO SA SP ADR PFD NEW 059460303 1,689 101,278 SH DEFINED 1,2 0 0 101,278 BANCO BRADESCO SA SP ADR PFD NEW 059460303 5,384 322,784 SH DEFINED 1,2 0 0 322,784 BRASKEM S A SP ADR PFD A 105532105 23,205 1,645,765 SH DEFINED 1,2 1,645,765 0 0 BRASKEM S A SP ADR PFD A 105532105 1,156 81,970 SH DEFINED 1,2 0 81,970 0 BRASKEM S A SP ADR PFD A 105532105 214 15,200 SH DEFINED 1,2 0 0 15,200 BRASKEM S A SP ADR PFD A 105532105 813 57,640 SH DEFINED 1,2 0 0 57,640 BRASKEM S A SP ADR PFD A 105532105 857 60,770 SH DEFINED 1,2 0 0 60,770 BRASKEM S A SP ADR PFD A 105532105 2,630 186,530 SH DEFINED 1,2 0 0 186,530 BRASKEM S A SP ADR PFD A 105532105 3,164 224,390 SH DEFINED 1,2 0 0 224,390 BRASKEM S A SP ADR PFD A 105532105 12,253 868,990 SH DEFINED 1,2 0 0 868,990 CEMEX SAB DE CV SPON ADR NEW 151290889 18,325 3,399,900 SH DEFINED 1,2 3,399,900 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 897 166,500 SH DEFINED 1,2 0 166,500 0 CEMEX SAB DE CV SPON ADR NEW 151290889 165 30,600 SH DEFINED 1,2 0 0 30,600 CEMEX SAB DE CV SPON ADR NEW 151290889 640 118,700 SH DEFINED 1,2 0 0 118,700 CEMEX SAB DE CV SPON ADR NEW 151290889 656 121,700 SH DEFINED 1,2 0 0 121,700 CEMEX SAB DE CV SPON ADR NEW 151290889 2,031 376,800 SH DEFINED 1,2 0 0 376,800 CEMEX SAB DE CV SPON ADR NEW 151290889 2,164 401,500 SH DEFINED 1,2 0 0 401,500 CEMEX SAB DE CV SPON ADR NEW 151290889 9,547 1,771,200 SH DEFINED 1,2 0 0 1,771,200 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 256 14,400 SH DEFINED 1,2 14,400 0 0 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 541 30,400 SH DEFINED 1,2 0 0 30,400 CHINA LODGING GROUP LTD SPONSORED ADR 16949N109 9,508 669,608 SH DEFINED 1,2 669,608 0 0 CHINA LODGING GROUP LTD SPONSORED ADR 16949N109 1,115 78,494 SH DEFINED 1,2 0 0 78,494 CHINA LODGING GROUP LTD SPONSORED ADR 16949N109 1,781 125,400 SH DEFINED 1,2 0 0 125,400 CHINA LODGING GROUP LTD SPONSORED ADR 16949N109 7,392 520,590 SH DEFINED 1,2 0 0 520,590 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 3,449 71,121 SH DEFINED 1,2 71,121 0 0 CHINA ZENIX AUTO INTL LTD ADS 16951E104 3,332 1,096,026 SH DEFINED 1,2 1,096,026 0 0 CHUNGHWA TELECOM CO LTD SPON ADR NEW 17133Q502 1,823 54,774 SH DEFINED 1,2 54,774 0 0 CNOOC LTD SPONSORED ADR 126132109 5,820 33,320 SH DEFINED 1,2 33,320 0 0 COCA COLA FEMSA SAB DE CV SPON ADR REP L 191241108 409 4,300 SH DEFINED 1,2 4,300 0 0 COCA COLA FEMSA SAB DE CV SPON ADR REP L 191241108 619 6,500 SH DEFINED 1,2 0 0 6,500 COMPANIA CERVECERIAS UNIDAS SPONSORED ADR 204429104 2,208 34,988 SH DEFINED 1,2 34,988 0 0 COMPANIA CERVECERIAS UNIDAS SPONSORED ADR 204429104 1,362 21,580 SH DEFINED 1,2 0 0 21,580 COMPANIA CERVECERIAS UNIDAS SPONSORED ADR 204429104 1,142 18,100 SH DEFINED 1,2 0 0 18,100 COPA HOLDINGS SA CL A P31076105 2,845 48,486 SH DEFINED 1,2 48,486 0 0 COPA HOLDINGS SA CL A P31076105 375 6,400 SH DEFINED 1,2 0 0 6,400 COPA HOLDINGS SA CL A P31076105 411 7,000 SH DEFINED 1,2 0 0 7,000 COPA HOLDINGS SA CL A P31076105 1,402 23,900 SH DEFINED 1,2 0 0 23,900 COSAN LTD SHS A G25343107 21,179 1,932,397 SH DEFINED 1,2 1,932,397 0 0 COSAN LTD SHS A G25343107 1,129 103,000 SH DEFINED 1,2 0 103,000 0 COSAN LTD SHS A G25343107 732 66,800 SH DEFINED 1,2 0 0 66,800 COSAN LTD SHS A G25343107 756 69,000 SH DEFINED 1,2 0 0 69,000 COSAN LTD SHS A G25343107 2,361 215,400 SH DEFINED 1,2 0 0 215,400 COSAN LTD SHS A G25343107 3,061 279,265 SH DEFINED 1,2 0 0 279,265 COSAN LTD SHS A G25343107 11,525 1,051,537 SH DEFINED 1,2 0 0 1,051,537 CREDICORP LTD COM G2519Y108 263 2,400 SH DEFINED 1,2 0 0 2,400 DESARROLLADORA HOMEX SA SPONSORED ADR 25030W100 1,959 116,147 SH DEFINED 1,2 116,147 0 0 DR REDDYS LABS LTD ADR 256135203 1,819 61,802 SH DEFINED 1,2 61,802 0 0 EMBRAER SA SPON ADR B 29082A107 12,462 494,129 SH DEFINED 1,2 494,129 0 0 EMBRAER SA SPON ADR B 29082A107 884 35,032 SH DEFINED 1,2 0 35,032 0 EMBRAER SA SPON ADR B 29082A107 444 17,590 SH DEFINED 1,2 0 0 17,590 EMBRAER SA SPON ADR B 29082A107 468 18,542 SH DEFINED 1,2 0 0 18,542 EMBRAER SA SPON ADR B 29082A107 1,435 56,911 SH DEFINED 1,2 0 0 56,911 EMBRAER SA SPON ADR B 29082A107 1,726 68,450 SH DEFINED 1,2 0 0 68,450 EMBRAER SA SPON ADR B 29082A107 6,937 275,042 SH DEFINED 1,2 0 0 275,042 ENERSIS SA SPONSORED ADR 29274F104 993 56,300 SH DEFINED 1,2 0 0 56,300 FOMENTO ECONOMICO MEXICANO SPON ADR UNITS 344419106 337 4,837 SH DEFINED 1,2 4,837 0 0 GAFISA SA SPONSORED ADR 362607301 267 58,100 SH DEFINED 1,2 58,100 0 0 GERDAU SA SPONSORED ADR 373737105 15,257 1,953,500 SH DEFINED 1,2 1,953,500 0 0 GERDAU SA SPONSORED ADR 373737105 769 98,500 SH DEFINED 1,2 0 98,500 0 GERDAU SA SPONSORED ADR 373737105 541 69,300 SH DEFINED 1,2 0 0 69,300 GERDAU SA SPONSORED ADR 373737105 570 73,000 SH DEFINED 1,2 0 0 73,000 GERDAU SA SPONSORED ADR 373737105 2,105 269,500 SH DEFINED 1,2 0 0 269,500 GERDAU SA SPONSORED ADR 373737105 2,199 281,600 SH DEFINED 1,2 0 0 281,600 GERDAU SA SPONSORED ADR 373737105 8,168 1,045,800 SH DEFINED 1,2 0 0 1,045,800 HDFC BANK LTD ADR REPS 3 SHS 40415F101 3,154 120,000 SH DEFINED 1,2 120,000 0 0 HOLLYSYS AUTOMATION TECH SHS G45667105 5,959 716,204 SH DEFINED 1,2 716,204 0 0 EMPRESAS ICA SA DE CV APONS ADR NEW 292448206 2,905 607,700 SH DEFINED 1,2 607,700 0 0 ICICI BK LTD ADR 45104G104 25,102 949,764 SH DEFINED 1,2 949,764 0 0 ICICI BK LTD ADR 45104G104 727 27,500 SH DEFINED 1,2 0 0 27,500 ICICI BK LTD ADR 45104G104 2,017 76,300 SH DEFINED 1,2 0 0 76,300 ICICI BK LTD ADR 45104G104 8,574 324,400 SH DEFINED 1,2 0 0 324,400 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 5,215 101,500 SH DEFINED 1,2 101,500 0 0 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 329 6,400 SH DEFINED 1,2 0 0 6,400 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 935 18,200 SH DEFINED 1,2 0 0 18,200 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 4,280 83,300 SH DEFINED 1,2 0 0 83,300 ISHARES INC MSCI EM MKT INDEX 464287234 287 7,557 SH DEFINED 1,2 7,557 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 95,740 5,158,424 SH DEFINED 1,2 5,158,424 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 4,202 226,400 SH DEFINED 1,2 0 226,400 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 49,279 2,655,131 SH DEFINED 1,2 0 0 2,655,131 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 898 48,366 SH DEFINED 1,2 0 0 48,366 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 3,397 183,027 SH DEFINED 1,2 0 0 183,027 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 3,414 183,959 SH DEFINED 1,2 0 0 183,959 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 11,006 592,978 SH DEFINED 1,2 0 0 592,978 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 12,839 691,738 SH DEFINED 1,2 0 0 691,738 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 26,345 1,027,477 SH DEFINED 1,2 1,027,477 0 0 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 1,641 64,000 SH DEFINED 1,2 0 64,000 0 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 238 9,300 SH DEFINED 1,2 0 0 9,300 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 885 34,500 SH DEFINED 1,2 0 0 34,500 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 1,172 45,700 SH DEFINED 1,2 0 0 45,700 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 3,714 144,841 SH DEFINED 1,2 0 0 144,841 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 3,823 149,100 SH DEFINED 1,2 0 0 149,100 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 13,653 532,500 SH DEFINED 1,2 0 0 532,500 NET 1 UEPS TECHNOLOGIES INC COM NEW 64107N206 10,987 1,432,436 SH DEFINED 1,2 1,432,436 0 0 NEW ORIENTAL ED & TECH GRP I SPONSORED ADR 647581107 11,354 472,100 SH DEFINED 1,2 472,100 0 0 NEW ORIENTAL ED & TECH GRP I SPONSORED ADR 647581107 486 20,200 SH DEFINED 1,2 0 20,200 0 NEW ORIENTAL ED & TECH GRP I SPONSORED ADR 647581107 361 15,000 SH DEFINED 1,2 0 0 15,000 NEW ORIENTAL ED & TECH GRP I SPONSORED ADR 647581107 601 25,000 SH DEFINED 1,2 0 0 25,000 NEW ORIENTAL ED & TECH GRP I SPONSORED ADR 647581107 794 33,000 SH DEFINED 1,2 0 0 33,000 NEW ORIENTAL ED & TECH GRP I SPONSORED ADR 647581107 2,073 86,200 SH DEFINED 1,2 0 0 86,200 NEW ORIENTAL ED & TECH GRP I SPONSORED ADR 647581107 9,202 382,600 SH DEFINED 1,2 0 0 382,600 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 107,092 4,559,053 SH DEFINED 1,2 4,559,053 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 5,448 231,940 SH DEFINED 1,2 0 231,940 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 1,011 43,029 SH DEFINED 1,2 0 0 43,029 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 3,830 163,047 SH DEFINED 1,2 0 0 163,047 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 4,038 171,882 SH DEFINED 1,2 0 0 171,882 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 12,392 527,560 SH DEFINED 1,2 0 0 527,560 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 14,905 634,520 SH DEFINED 1,2 0 0 634,520 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 53,395 2,273,103 SH DEFINED 1,2 0 0 2,273,103 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 2,765 111,284 SH DEFINED 1,2 111,284 0 0 POSCO SPONSORED ADR 693483109 4,830 58,833 SH DEFINED 1,2 58,833 0 0 SINOVAC BIOTECH LTD SHS P8696W104 2,418 1,099,138 SH DEFINED 1,2 1,099,138 0 0 SOUFUN HLDGS LTD ADR 836034108 3,828 262,200 SH DEFINED 1,2 262,200 0 0 STERLITE INDS INDIA LTD ADS 859737207 1,685 243,200 SH DEFINED 1,2 243,200 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 14,102 1,092,303 SH DEFINED 1,2 1,092,303 0 0 TELECOM ARGENTINA SA SPON ADR REP B 879273209 1,091 61,000 SH DEFINED 1,2 0 61,000 TELEFONICA BRASIL SA SPONSORED ADR 87936R106 347 12,700 SH DEFINED 1,2 12,700 0 0 VALE SA ADR 91912E105 72,078 3,360,295 SH DEFINED 1,2 3,360,295 0 0 VALE SA ADR 91912E105 3,642 169,800 SH DEFINED 1,2 0 169,800 0 VALE SA ADR 91912E105 674 31,400 SH DEFINED 1,2 0 0 31,400 VALE SA ADR 91912E105 2,568 119,700 SH DEFINED 1,2 0 0 119,700 VALE SA ADR 91912E105 2,681 125,000 SH DEFINED 1,2 0 0 125,000 VALE SA ADR 91912E105 7,926 369,500 SH DEFINED 1,2 0 0 369,500 VALE SA ADR 91912E105 9,976 465,100 SH DEFINED 1,2 0 0 465,100 VALE SA ADR 91912E105 39,054 1,820,700 SH DEFINED 1,2 0 0 1,820,700 VALE SA ADR REPSTG PFD 91912E204 1,269 61,614 SH DEFINED 1,2 0 0 0 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 15,284 400,000 SH DEFINED 1,2 400,000 0 0 VIMPELCOM LTD SPONSORED ADR 92719A106 7,735 816,761 SH DEFINED 1,2 816,761 0 0 VIMPELCOM LTD SPONSORED ADR 92719A106 315 33,214 SH DEFINED 1,2 0 33,214 0 VIMPELCOM LTD SPONSORED ADR 92719A106 207 21,868 SH DEFINED 1,2 0 0 21,868 VIMPELCOM LTD SPONSORED ADR 92719A106 250 26,394 SH DEFINED 1,2 0 0 26,394 VIMPELCOM LTD SPONSORED ADR 92719A106 800 84,523 SH DEFINED 1,2 0 0 84,523 VIMPELCOM LTD SPONSORED ADR 92719A106 970 102,461 SH DEFINED 1,2 0 0 102,461 VIMPELCOM LTD SPONSORED ADR 92719A106 3,461 365,474 SH DEFINED 1,2 0 0 365,474