-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RvEFRqyvsWueShSK1QWV8Cr5A2d6pPPlElEtCofrqmYDzcZGZ6kzFv+nfXC4KpMN hiih+lFUjDQ0OahGZv+KhQ== 0000950110-97-000252.txt : 19970222 0000950110-97-000252.hdr.sgml : 19970222 ACCESSION NUMBER: 0000950110-97-000252 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970213 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SHELLS SEAFOOD RESTAURANTS INC CENTRAL INDEX KEY: 0000935066 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 593372414 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-46593 FILM NUMBER: 97530149 BUSINESS ADDRESS: STREET 1: 16313 N DALE MABRY HWY STREET 2: STE 100 CITY: TAMPA STATE: FL ZIP: 33618 BUSINESS PHONE: 8139610944 MAIL ADDRESS: STREET 1: 16313 NORTH DALE MABRY STREET 2: SUITE 100 CITY: TAMPA STATE: FL ZIP: 33618 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LONGVIEW PARTNERS LP CENTRAL INDEX KEY: 0001033253 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 175 EAST 64TH STREET CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 2033599595 MAIL ADDRESS: STREET 1: 1520 SOUTH OCEAN BLVD CITY: PALM BEACH STATE: FL ZIP: 33480 SC 13G 1 13G ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------ SCHEDULE 13G ------------ UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ___)* SHELLS SEAFOOD RESTAURANTS, INC. -------------------------------- (Name of Issuer) COMMON STOCK, $0.01 PAR VALUE ------------------------------ (Title of Class of Securities) 822809 10 9 -------------- (CUSIP Number) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). ================================================================================ CUSIP No. 822809 10 9 ----------- 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Longview Partners, L.P. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Longview Partners, L.P. is a partnership organized under the laws of the state of Delaware. - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF SHARES 313,159 shares ------------------------------------------------------------ BENEFICIALLY OWNED BY 6 SHARED VOTING POWER EACH REPORTING 0 shares ------------------------------------------------------------ PERSON WITH 7 SOLE DISPOSITIVE POWER 313,159 shares ------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 0 shares - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 313,159 shares - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 9.1% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON PN - -------------------------------------------------------------------------------- -2- Item 1(a) NAME OF ISSUER: Shells Seafood Restaurants, Inc. (the "Company") Item 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 16313 N. Dale Mabry Highway Suite 100 Tampa, Florida 33618 Item 2(a) NAME OF PERSON FILING: See Item 1 of the cover page attached hereto Item 2(b) Address of Principal Business Office, or If none, residence: 175 East 64th Street New York, New York 10021 Item 2(c) CITIZENSHIP: See Item 4 of the cover page attached hereto Item 2(d) TITLE OF CLASS OF SECURITIES: Common Stock, par value $.01 (the "Common Stock") Item 2(e) CUSIP NUMBER: 822809 10 9 Item 3 Not Applicable Item 4 OWNERSHIP: (a) Amount beneficially owned: See Item 9 of the cover page attached hereto which includes (i) 159,884 shares of Common Stock owned directly by the Reporting Person, (ii) warrants to purchase 79,942 shares of Common Stock at an exercise price of $6.00 per share which are presently exercisable and (iii) warrants to purchase 73,333 shares of Common Stock at an exercise price of $3.50 per share which are presently exercisable. -3- (b) Percent of Class: See Item 11 of the cover page attached hereto (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: See Row 5 of the cover page attached hereto which includes (i) 159,884 shares of Common Stock owned directly by the Reporting Person, (ii) warrants to purchase 79,942 shares of Common Stock at an exercise price of $6.00 per share which are presently exercisable and (iii) warrants to purchase 73,333 shares of Common Stock at an exercise price of $3.50 per share which are presently exercisable. (ii) Shared power to vote or to direct the vote: See Row 6 of the cover page. (iii) Sole power to dispose or direct the disposition of: See Row 7 of the cover page attached hereto which includes (i) 159,884 shares of Common Stock owned directly by the Reporting Person, (ii) warrants to purchase 79,942 shares of Common Stock at an exercise price of $6.00 per share which are presently exercisable and (iii) warrants to purchase 73,333 shares of Common Stock at an exercise price of $3.50 per share which are presently exercisable. (iv) Shared power to dispose or direct the disposition of: See Row 8 of the cover page. Item 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: Not Applicable Item 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Not Applicable -4- Item 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Not Applicable Item 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not Applicable Item 9 NOTICE OF DISSOLUTION OF GROUP: Not Applicable Item 10 CERTIFICATION: Not Applicable -5- SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 11, 1997 LONGVIEW PARTNERS, L.P. By: /s/ SUSAN R. CHAPMAN ----------------------------------- Susan R. Chapman General Partner -6- -----END PRIVACY-ENHANCED MESSAGE-----