DIRECTOR OF STRATEGY & RESOURCES, PARTNER

0000934745-19-000006.txt : 20190731 0000934745-19-000006.hdr.sgml : 20190731 20190730195844 ACCESSION NUMBER: 0000934745-19-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190731 DATE AS OF CHANGE: 20190730 EFFECTIVENESS DATE: 20190731 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WEATHERLY ASSET MANAGEMENT L. P. CENTRAL INDEX KEY: 0000934745 IRS NUMBER: 330638187 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15002 FILM NUMBER: 19986964 BUSINESS ADDRESS: STREET 1: 832 CAMINO DEL MAR STREET 2: SUITE 4 CITY: DEL MAR STATE: CA ZIP: 92014 BUSINESS PHONE: 8582594507 MAIL ADDRESS: STREET 1: 832 CAMINO DEL MAR STREET 2: SUITE 4 CITY: DEL MAR STATE: CA ZIP: 92014 FORMER COMPANY: FORMER CONFORMED NAME: WEATHERLY ASSET MANAGEMENT LP /ADV DATE OF NAME CHANGE: 19941228 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000934745 XXXXXXXX 06-30-2019 06-30-2019 WEATHERLY ASSET MANAGEMENT L. P.

832 CAMINO DEL MAR SUITE 4 DEL MAR CA 92014

13F HOLDINGS REPORT 028-15002 N LINDSEY JAN FISKE THOMPSON DIRECTOR OF STRATEGY & RESOURCES, PARTNER 858-259-4507 LINDSEY JAN FISKE THOMPSON DEL MAR CA 07-30-2019 0 189 501863 false INFORMATION TABLE 2 20190630_13Fwam.xml 3M CO COMMON 88579Y101 2430 14017 SH SOLE 0 14017 0 0 ABBOTT LABS COMMON 002824100 2527 30050 SH SOLE 0 30050 0 0 ABBVIE INC COMMON 00287Y109 605 8317 SH SOLE 0 8317 0 0 ACCENTURE PLC IRELAND FOREIGN G1151C101 1560 8446 SH SOLE 0 8446 0 0 ADOBE INC COMMON 00724F101 13608 46182 SH SOLE 0 46182 0 0 AGILENT TECHNOLOGIES INC COMMON 00846U101 1071 14349 SH SOLE 0 14349 0 0 ALASKA AIR GROUP INC COMMON 011659109 780 12211 SH SOLE 0 12211 0 0 ALIBABA GROUP HLDG LTD FOREIGN 01609W102 353 2082 SH SOLE 0 2082 0 0 ALLEGION PUB LTD CO FOREIGN G0176J109 1004 9083 SH SOLE 0 9083 0 0 ALLERGAN PLC FOREIGN G0177J108 317 1892 SH SOLE 0 1892 0 0 ALLSTATE CORP COMMON 020002101 1519 14940 SH SOLE 0 14940 0 0 ALPHABET INC COMMON 02079K305 6242 5765 SH SOLE 0 5765 0 0 ALPHABET INC COMMON 02079K107 2110 1952 SH SOLE 0 1952 0 0 ALTRIA GROUP INC COMMON 02209S103 231 4886 SH SOLE 0 4886 0 0 AMAZON COM INC COMMON 023135106 29830 15753 SH SOLE 0 15753 0 0 AMERICAN STS WTR CO COMMON 029899101 1272 16905 SH SOLE 0 16905 0 0 AMERICAN TOWER CORP NEW COMMON 03027X100 755 3693 SH SOLE 0 3693 0 0 AMGEN INC COMMON 031162100 616 3344 SH SOLE 0 3344 0 0 APPLE INC COMMON 037833100 28136 142156 SH SOLE 0 142156 0 0 ARCHER DANIELS MIDLAND CO COMMON 039483102 2917 71505 SH SOLE 0 71505 0 0 ASML HOLDING N V FOREIGN N07059210 458 2204 SH SOLE 0 2204 0 0 AT&T INC COMMON 00206R102 8938 266714 SH SOLE 0 266714 0 0 AUTOMATIC DATA PROCESSING IN COMMON 053015103 239 1446 SH SOLE 0 1446 0 0 BANK AMER CORP COMMON 060505104 327 11269 SH SOLE 0 11269 0 0 BAXTER INTL INC COMMON 071813109 2121 25900 SH SOLE 0 25900 0 0 BB&T CORP COMMON 054937107 243 4943 SH SOLE 0 4943 0 0 BERKSHIRE HATHAWAY INC DEL COMMON 084670702 2158 10121 SH SOLE 0 10121 0 0 BLACKROCK INC COMMON 09247X101 1434 3055 SH SOLE 0 3055 0 0 BOEING CO COMMON 097023105 5844 16055 SH SOLE 0 16055 0 0 BOOKING HLDGS INC COMMON 09857L108 257 137 SH SOLE 0 137 0 0 BRISTOL MYERS SQUIBB CO COMMON 110122108 205 4511 SH SOLE 0 4511 0 0 CANADIAN NATL RY CO COMMON 136375102 2586 27959 SH SOLE 0 27959 0 0 CARDINAL HEALTH INC COMMON 14149Y108 318 6752 SH SOLE 0 6752 0 0 CATERPILLAR INC DEL COMMON 149123101 1386 10171 SH SOLE 0 10171 0 0 CERNER CORP COMMON 156782104 212 2890 SH SOLE 0 2890 0 0 CHECK POINT SOFTWARE TECH LT COMMON M22465104 292 2529 SH SOLE 0 2529 0 0 CHEVRON CORP NEW COMMON 166764100 1903 15289 SH SOLE 0 15289 0 0 CIGNA CORP NEW COMMON 125523100 334 2118 SH SOLE 0 2118 0 0 CISCO SYS INC COMMON 17275R102 4542 82985 SH SOLE 0 82985 0 0 COCA COLA CO COMMON 191216100 1088 21363 SH SOLE 0 21363 0 0 COGNIZANT TECHNOLOGY SOLUTIO COMMON 192446102 216 3405 SH SOLE 0 3405 0 0 COLGATE PALMOLIVE CO COMMON 194162103 2439 34032 SH SOLE 0 34032 0 0 COMCAST CORP NEW COMMON 20030N101 1548 36618 SH SOLE 0 36618 0 0 COMERICA INC COMMON 200340107 245 3375 SH SOLE 0 3375 0 0 CONAGRA BRANDS INC COMMON 205887102 317 11940 SH SOLE 0 11940 0 0 CONOCOPHILLIPS COMMON 20825C104 1588 26027 SH SOLE 0 26027 0 0 CORNING INC COMMON 219350105 854 25691 SH SOLE 0 25691 0 0 COSTCO WHSL CORP NEW COMMON 22160K105 4739 17932 SH SOLE 0 17932 0 0 CSX CORP COMMON 126408103 1317 17020 SH SOLE 0 17020 0 0 CVS HEALTH CORP COMMON 126650100 1667 30595 SH SOLE 0 30595 0 0 CYBERARK SOFTWARE LTD FOREIGN M2682V108 4920 38486 SH SOLE 0 38486 0 0 CYRUSONE INC COMMON 23283R100 349 6045 SH SOLE 0 6045 0 0 DEERE & CO COMMON 244199105 1030 6218 SH SOLE 0 6218 0 0 DEXCOM INC COMMON 252131107 1129 7533 SH SOLE 0 7533 0 0 DIAGEO P L C FOREIGN 25243Q205 1369 7947 SH SOLE 0 7947 0 0 DISNEY WALT CO COMMON 254687106 8875 63554 SH SOLE 0 63554 0 0 DOLLAR GEN CORP NEW COMMON 256677105 353 2611 SH SOLE 0 2611 0 0 ELECTRONIC ARTS INC COMMON 285512109 802 7925 SH SOLE 0 7925 0 0 EMERSON ELEC CO COMMON 291011104 344 5163 SH SOLE 0 5163 0 0 ENTERPRISE PRODS PARTNERS L COMMON 293792107 475 16451 SH SOLE 0 16451 0 0 EXXON MOBIL CORP COMMON 30231G102 1668 21765 SH SOLE 0 21765 0 0 FACEBOOK INC COMMON 30303M102 3687 19104 SH SOLE 0 19104 0 0 FEDEX CORP COMMON 31428X106 876 5335 SH SOLE 0 5335 0 0 FIDELITY COMMON 316092600 1153 25625 SH SOLE 0 25625 0 0 FLUOR CORP NEW COMMON 343412102 278 8250 SH SOLE 0 8250 0 0 FREEPORT-MCMORAN INC COMMON 35671D857 688 59258 SH SOLE 0 59258 0 0 GENERAL DYNAMICS CORP COMMON 369550108 4179 22982 SH SOLE 0 22982 0 0 GENERAL ELECTRIC CO COMMON 369604103 1005 95732 SH SOLE 0 95732 0 0 HALLIBURTON CO COMMON 406216101 1875 82455 SH SOLE 0 82455 0 0 HERSHEY CO COMMON 427866108 604 4505 SH SOLE 0 4505 0 0 HOME DEPOT INC COMMON 437076102 10890 52363 SH SOLE 0 52363 0 0 HONDA MOTOR LTD FOREIGN 438128308 254 9830 SH SOLE 0 9830 0 0 HONEYWELL INTL INC COMMON 438516106 1523 8722 SH SOLE 0 8722 0 0 HORMEL FOODS CORP COMMON 440452100 3255 80285 SH SOLE 0 80285 0 0 INDIA FD INC COMMON 454089103 319 15005 PRN SOLE 0 15005 0 0 INGERSOLL-RAND PLC FOREIGN G47791101 2923 23073 SH SOLE 0 23073 0 0 INTEL CORP COMMON 458140100 5083 106175 SH SOLE 0 106175 0 0 INTERNATIONAL BUSINESS MACHS COMMON 459200101 2293 16628 SH SOLE 0 16628 0 0 INTL PAPER CO COMMON 460146103 2341 54045 SH SOLE 0 54045 0 0 INTUIT COMMON 461202103 664 2542 SH SOLE 0 2542 0 0 INVESCO ACTIVELY MANAGD ETF COMMON 46090A887 907 17999 SH SOLE 0 17999 0 0 INVESCO EXCHANGE TRADED FD T COMMON 46137V613 674 5780 SH SOLE 0 5780 0 0 INVESCO EXCHANGE TRADED FD T COMMON 46137V142 933 26210 SH SOLE 0 26210 0 0 INVESCO EXCHNG TRADED FD TR COMMON 46138E263 16270 434557 SH SOLE 0 434557 0 0 INVESCO QQQ TR COMMON 46090E103 535 2863 SH SOLE 0 2863 0 0 ISHARES TR COMMON 464287457 297 3509 SH SOLE 0 3509 0 0 ISHARES TR COMMON 46432F834 2531 43154 SH SOLE 0 43154 0 0 ISHARES TR COMMON 464287507 1359 6996 SH SOLE 0 6996 0 0 ISHARES TR COMMON 464287150 7620 114367 SH SOLE 0 114367 0 0 ISHARES TR COMMON 464287200 1999 6783 SH SOLE 0 6783 0 0 ISHARES TR COMMON 464287226 314 2821 SH SOLE 0 2821 0 0 ISHARES TR COMMON 46429B655 698 13710 SH SOLE 0 13710 0 0 ISHARES TR COMMON 464287242 244 1961 SH SOLE 0 1961 0 0 ISHARES TR FOREIGN 46429B697 456 7390 SH SOLE 0 7390 0 0 ISHARES TR FOREIGN 464288257 426 5778 SH SOLE 0 5778 0 0 ISHARES TR COMMON 464287556 209 1917 SH SOLE 0 1917 0 0 ISHARES TR FOREIGN 464289123 2400 44953 SH SOLE 0 44953 0 0 ISHARES TR COMMON 464287374 295 9614 SH SOLE 0 9614 0 0 ISHARES TR PREFERR 464288687 1349 36607 SH SOLE 0 36607 0 0 ISHARES TR COMMON 464287622 768 4720 SH SOLE 0 4720 0 0 ISHARES TR COMMON 464287614 376 2390 SH SOLE 0 2390 0 0 ISHARES TR COMMON 464287598 485 3809 SH SOLE 0 3809 0 0 ISHARES TR COMMON 464287499 4720 84483 SH SOLE 0 84483 0 0 ISHARES TR COMMON 464287168 858 8622 SH SOLE 0 8622 0 0 ISHARES TR COMMON 464287176 207 1795 SH SOLE 0 1795 0 0 ISHARES TR COMMON 46432F396 251 2116 SH SOLE 0 2116 0 0 ITRON INC COMMON 465741106 332 5306 SH SOLE 0 5306 0 0 JACOBS ENGR GROUP INC COMMON 469814107 835 9889 SH SOLE 0 9889 0 0 JOHNSON & JOHNSON COMMON 478160104 7453 53511 SH SOLE 0 53511 0 0 JP MORGAN EXCHANGE TRADED FD COMMON 46641Q837 835 16577 SH SOLE 0 16577 0 0 JPMORGAN CHASE & CO COMMON 46625H100 1696 15174 SH SOLE 0 15174 0 0 KIMBERLY CLARK CORP COMMON 494368103 3535 26526 SH SOLE 0 26526 0 0 LAM RESEARCH CORP COMMON 512807108 470 2501 SH SOLE 0 2501 0 0 LAMB WESTON HLDGS INC COMMON 513272104 253 3986 SH SOLE 0 3986 0 0 LILLY ELI & CO COMMON 532457108 36247 327170 SH SOLE 0 327170 0 0 LOCKHEED MARTIN CORP COMMON 539830109 3263 8975 SH SOLE 0 8975 0 0 MASTERCARD INC COMMON 57636Q104 429 1621 SH SOLE 0 1621 0 0 MCDONALDS CORP COMMON 580135101 1398 6731 SH SOLE 0 6731 0 0 MCKESSON CORP COMMON 58155Q103 1475 10973 SH SOLE 0 10973 0 0 MEDTRONIC PLC FOREIGN G5960L103 732 7517 SH SOLE 0 7517 0 0 MERCK & CO INC COMMON 58933Y105 646 7704 SH SOLE 0 7704 0 0 MICROSOFT CORP COMMON 594918104 13786 102914 SH SOLE 0 102914 0 0 MOLSON COORS BREWING CO COMMON 60871R209 406 7242 SH SOLE 0 7242 0 0 MONDELEZ INTL INC COMMON 609207105 249 4612 SH SOLE 0 4612 0 0 NETFLIX INC COMMON 64110L106 33808 92041 SH SOLE 0 92041 0 0 NEXTERA ENERGY INC COMMON 65339F101 318 1554 SH SOLE 0 1554 0 0 NIKE INC COMMON 654106103 3107 37012 SH SOLE 0 37012 0 0 NORFOLK SOUTHERN CORP COMMON 655844108 2126 10667 SH SOLE 0 10667 0 0 NOVARTIS A G FOREIGN 66987V109 295 3235 SH SOLE 0 3235 0 0 NUTRIEN LTD COMMON 67077M108 1932 36134 SH SOLE 0 36134 0 0 NUVASIVE INC COMMON 670704105 924 15780 SH SOLE 0 15780 0 0 ONEOK INC NEW COMMON 682680103 242 3516 SH SOLE 0 3516 0 0 ORACLE CORP COMMON 68389X105 1120 19653 SH SOLE 0 19653 0 0 PALO ALTO NETWORKS INC COMMON 697435105 1406 6901 SH SOLE 0 6901 0 0 PAYPAL HLDGS INC COMMON 70450Y103 9995 87320 SH SOLE 0 87320 0 0 PFIZER INC COMMON 717081103 1267 29259 SH SOLE 0 29259 0 0 PHILIP MORRIS INTL INC COMMON 718172109 396 5037 SH SOLE 0 5037 0 0 PHILLIPS 66 COMMON 718546104 735 7856 SH SOLE 0 7856 0 0 PIMCO ETF TR COMMON 72201R833 982 9653 SH SOLE 0 9653 0 0 PROCTER AND GAMBLE CO COMMON 742718109 4580 41768 SH SOLE 0 41768 0 0 PROGRESSIVE CORP OHIO COMMON 743315103 349 4361 SH SOLE 0 4361 0 0 PUBLIC STORAGE COMMON 74460D109 381 1599 PRN SOLE 0 1599 0 0 QUALCOMM INC COMMON 747525103 3569 46919 SH SOLE 0 46919 0 0 RAYONIER INC COMMON 754907103 243 8019 SH SOLE 0 8019 0 0 RAYTHEON CO COMMON 755111507 2595 14926 SH SOLE 0 14926 0 0 REALITY SHS ETF TR COMMON 75605A702 5622 242306 SH SOLE 0 242306 0 0 ROCKWELL AUTOMATION INC COMMON 773903109 3028 18480 SH SOLE 0 18480 0 0 ROYAL BK CDA MONTREAL QUE COMMON 780087102 454 5715 SH SOLE 0 5715 0 0 ROYAL DUTCH SHELL PLC FOREIGN 780259206 4085 62772 SH SOLE 0 62772 0 0 SANOFI FOREIGN 80105N105 601 13889 SH SOLE 0 13889 0 0 SAP SE FOREIGN 803054204 2194 16036 SH SOLE 0 16036 0 0 SCHLUMBERGER LTD COMMON 806857108 394 9916 SH SOLE 0 9916 0 0 SCHWAB STRATEGIC TR COMMON 808524862 481 9505 SH SOLE 0 9505 0 0 SCHWAB STRATEGIC TR COMMON 808524102 625 8855 SH SOLE 0 8855 0 0 SELECT SECTOR SPDR TR COMMON 81369Y209 2437 26303 SH SOLE 0 26303 0 0 SELECT SECTOR SPDR TR FOREIGN 81369Y704 477 6166 SH SOLE 0 6166 0 0 SEMPRA ENERGY COMMON 816851109 544 3961 SH SOLE 0 3961 0 0 SERVICENOW INC COMMON 81762P102 843 3070 SH SOLE 0 3070 0 0 SHERWIN WILLIAMS CO COMMON 824348106 1301 2839 SH SOLE 0 2839 0 0 SOUTHWEST AIRLS CO COMMON 844741108 297 5857 SH SOLE 0 5857 0 0 SPDR GOLD TRUST FOREIGN 78463V107 836 6274 SH SOLE 0 6274 0 0 SPDR S&P 500 ETF TR COMMON 78462F103 977 3336 SH SOLE 0 3336 0 0 SPDR SERIES TRUST COMMON 78464A490 828 14904 SH SOLE 0 14904 0 0 SPDR SERIES TRUST COMMON 78464A870 13948 159024 SH SOLE 0 159024 0 0 SSGA ACTIVE ETF TR FOREIGN 78467V848 2572 52424 SH SOLE 0 52424 0 0 STARBUCKS CORP COMMON 855244109 12375 147626 SH SOLE 0 147626 0 0 SYMANTEC CORP COMMON 871503108 1397 64191 SH SOLE 0 64191 0 0 TAKEDA PHARMACEUTICAL CO LTD FOREIGN 874060205 243 13715 SH SOLE 0 13715 0 0 TARGET CORP COMMON 87612E106 2098 24229 SH SOLE 0 24229 0 0 TESLA INC COMMON 88160R101 336 1502 SH SOLE 0 1502 0 0 TOTAL S A FOREIGN 89151E109 3228 57851 SH SOLE 0 57851 0 0 TYSON FOODS INC COMMON 902494103 2017 24984 SH SOLE 0 24984 0 0 UNILEVER PLC FOREIGN 904767704 1477 23829 SH SOLE 0 23829 0 0 UNION PACIFIC CORP COMMON 907818108 227 1341 SH SOLE 0 1341 0 0 UNITED PARCEL SERVICE INC COMMON 911312106 375 3632 SH SOLE 0 3632 0 0 UNITED TECHNOLOGIES CORP COMMON 913017109 428 3290 SH SOLE 0 3290 0 0 UNITEDHEALTH GROUP INC COMMON 91324P102 3960 16229 SH SOLE 0 16229 0 0 VANECK VECTORS ETF TR COMMON 92189F700 227 3392 SH SOLE 0 3392 0 0 VANGUARD BD INDEX FD INC COMMON 921937819 322 3727 SH SOLE 0 3727 0 0 VANGUARD INDEX FDS COMMON 922908363 417 1548 SH SOLE 0 1548 0 0 VANGUARD INDEX FDS COMMON 922908744 227 2049 SH SOLE 0 2049 0 0 VANGUARD TAX MANAGED INTL FD FOREIGN 921943858 318 7629 SH SOLE 0 7629 0 0 VERIZON COMMUNICATIONS INC COMMON 92343V104 5052 88425 SH SOLE 0 88425 0 0 VISA INC COMMON 92826C839 6815 39266 SH SOLE 0 39266 0 0 WALMART INC COMMON 931142103 1541 13943 SH SOLE 0 13943 0 0 WASTE MGMT INC DEL COMMON 94106L109 10069 87274 SH SOLE 0 87274 0 0 WELLS FARGO CO NEW COMMON 949746101 1106 23374 SH SOLE 0 23374 0 0 WESTERN ALLIANCE BANCORP COMMON 957638109 311 6955 SH SOLE 0 6955 0 0 WESTROCK CO COMMON 96145D105 260 7125 SH SOLE 0 7125 0 0