0000934745-18-000008.txt : 20181108
0000934745-18-000008.hdr.sgml : 20181108
20181108154148
ACCESSION NUMBER: 0000934745-18-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180930
FILED AS OF DATE: 20181108
DATE AS OF CHANGE: 20181108
EFFECTIVENESS DATE: 20181108
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: WEATHERLY ASSET MANAGEMENT L. P.
CENTRAL INDEX KEY: 0000934745
IRS NUMBER: 330638187
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15002
FILM NUMBER: 181169508
BUSINESS ADDRESS:
STREET 1: 832 CAMINO DEL MAR
STREET 2: SUITE 4
CITY: DEL MAR
STATE: CA
ZIP: 92014
BUSINESS PHONE: 8582594507
MAIL ADDRESS:
STREET 1: 832 CAMINO DEL MAR
STREET 2: SUITE 4
CITY: DEL MAR
STATE: CA
ZIP: 92014
FORMER COMPANY:
FORMER CONFORMED NAME: WEATHERLY ASSET MANAGEMENT LP /ADV
DATE OF NAME CHANGE: 19941228
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000934745
XXXXXXXX
09-30-2018
09-30-2018
WEATHERLY ASSET MANAGEMENT L. P.
832 CAMINO DEL MAR
SUITE 4
DEL MAR
CA
92014
13F HOLDINGS REPORT
028-15002
N
LINDSEY JAN FISKE THOMPSON
STRATEGIC OPERATIONS ADVISOR
8582594507
LINDSEY JAN FISKE THOMPSON
DEL MAR
CA
11-08-2018
0
191
487339
false
INFORMATION TABLE
2
20180930wam.xml
WEATHERLY
3M CO
COMMON
88579Y101
2812
13346
SH
SOLE
0
13346
0
0
ABBOTT LABS
COMMON
002824100
2315
31557
SH
SOLE
0
31557
0
0
ABBVIE INC
COMMON
00287Y109
833
8807
SH
SOLE
0
8807
0
0
ACCENTURE PLC IRELAND
FOREIGN
G1151C101
1450
8517
SH
SOLE
0
8517
0
0
ADOBE SYS INC
COMMON
00724F101
12679
46968
SH
SOLE
0
46968
0
0
AGILENT TECHNOLOGIES INC
COMMON
00846U101
1053
14923
SH
SOLE
0
14923
0
0
ALASKA AIR GROUP INC
COMMON
011659109
799
11602
SH
SOLE
0
11602
0
0
ALIBABA GROUP HLDG LTD
FOREIGN
01609W102
381
2312
SH
SOLE
0
2312
0
0
ALLEGION PUB LTD CO
FOREIGN
G0176J109
843
9310
SH
SOLE
0
9310
0
0
ALLERGAN PLC
COMMON
G0177J108
433
2271
SH
SOLE
0
2271
0
0
ALLSTATE CORP
COMMON
020002101
1583
16040
SH
SOLE
0
16040
0
0
ALPHABET INC
COMMON
02079K305
6587
5457
SH
SOLE
0
5457
0
0
ALPHABET INC
COMMON
02079K107
2226
1865
SH
SOLE
0
1865
0
0
ALTRIA GROUP INC
COMMON
02209S103
309
5121
SH
SOLE
0
5121
0
0
AMAZON COM INC
COMMON
023135106
31271
15612
SH
SOLE
0
15612
0
0
AMERICAN STS WTR CO
COMMON
029899101
1075
17580
SH
SOLE
0
17580
0
0
AMERICAN TOWER CORP NEW
COMMON
03027X100
567
3904
SH
SOLE
0
3904
0
0
AMGEN INC
COMMON
031162100
734
3539
SH
SOLE
0
3539
0
0
APPLE INC
COMMON
037833100
32611
144461
SH
SOLE
0
144461
0
0
ARCHER DANIELS MIDLAND CO
COMMON
039483102
3573
71080
SH
SOLE
0
71080
0
0
AT&T INC
COMMON
00206R102
8605
256266
SH
SOLE
0
256266
0
0
BAKER HUGHES A GE CO
COMMON
05722G100
264
7811
SH
SOLE
0
7811
0
0
BANK AMER CORP
COMMON
060505104
501
17004
SH
SOLE
0
17004
0
0
BAXTER INTL INC
COMMON
071813109
2096
27195
SH
SOLE
0
27195
0
0
BB&T CORP
COMMON
054937107
267
5501
SH
SOLE
0
5501
0
0
BERKSHIRE HATHAWAY INC DEL
COMMON
084670702
2152
10051
SH
SOLE
0
10051
0
0
BLACKROCK INC
COMMON
09247X101
1638
3475
SH
SOLE
0
3475
0
0
BOEING CO
COMMON
097023105
5433
14610
SH
SOLE
0
14610
0
0
BOOKING HLDGS INC
COMMON
09857L108
272
137
SH
SOLE
0
137
0
0
BRISTOL MYERS SQUIBB CO
COMMON
110122108
293
4716
SH
SOLE
0
4716
0
0
CANADIAN NATL RY CO
COMMON
136375102
2639
29387
SH
SOLE
0
29387
0
0
CARDINAL HEALTH INC
COMMON
14149Y108
433
8016
SH
SOLE
0
8016
0
0
CATERPILLAR INC DEL
COMMON
149123101
1772
11623
SH
SOLE
0
11623
0
0
CELGENE CORP
COMMON
151020104
262
2931
SH
SOLE
0
2931
0
0
CEMEX SAB DE CV
FOREIGN
151290889
212
30107
SH
SOLE
0
30107
0
0
CERNER CORP
COMMON
156782104
226
3511
SH
SOLE
0
3511
0
0
CHEVRON CORP NEW
COMMON
166764100
2020
16515
SH
SOLE
0
16515
0
0
CISCO SYS INC
COMMON
17275R102
4116
84609
SH
SOLE
0
84609
0
0
COCA COLA CO
COMMON
191216100
991
21444
SH
SOLE
0
21444
0
0
COGNIZANT TECHNOLOGY SOLUTIO
COMMON
192446102
259
3355
SH
SOLE
0
3355
0
0
COLGATE PALMOLIVE CO
COMMON
194162103
2359
35232
SH
SOLE
0
35232
0
0
COMCAST CORP NEW
COMMON
20030N101
1346
38017
SH
SOLE
0
38017
0
0
COMERICA INC
COMMON
200340107
304
3375
SH
SOLE
0
3375
0
0
CONAGRA BRANDS INC
COMMON
205887102
464
13660
SH
SOLE
0
13660
0
0
CONOCOPHILLIPS
COMMON
20825C104
2104
27182
SH
SOLE
0
27182
0
0
CORNING INC
COMMON
219350105
895
25361
SH
SOLE
0
25361
0
0
COSTCO WHSL CORP NEW
COMMON
22160K105
2639
11233
SH
SOLE
0
11233
0
0
CSX CORP
COMMON
126408103
1271
17170
SH
SOLE
0
17170
0
0
CVS HEALTH CORP
COMMON
126650100
2569
32638
SH
SOLE
0
32638
0
0
CYBERARK SOFTWARE LTD
FOREIGN
M2682V108
893
11190
SH
SOLE
0
11190
0
0
CYRUSONE INC
COMMON
23283R100
383
6045
SH
SOLE
0
6045
0
0
DEERE & CO
COMMON
244199105
1059
7044
SH
SOLE
0
7044
0
0
DEVON ENERGY CORP NEW
COMMON
25179M103
295
7379
SH
SOLE
0
7379
0
0
DEXCOM INC
COMMON
252131107
1078
7533
SH
SOLE
0
7533
0
0
DIAGEO P L C
FOREIGN
25243Q205
1152
8132
SH
SOLE
0
8132
0
0
DISNEY WALT CO
COMMON
254687106
5582
47735
SH
SOLE
0
47735
0
0
DOLLAR GEN CORP NEW
COMMON
256677105
277
2532
SH
SOLE
0
2532
0
0
DOWDUPONT INC
COMMON
26078J100
738
11473
SH
SOLE
0
11473
0
0
ELECTRONIC ARTS INC
COMMON
285512109
688
5708
SH
SOLE
0
5708
0
0
EMERSON ELEC CO
COMMON
291011104
406
5298
SH
SOLE
0
5298
0
0
ENTERPRISE PRODS PARTNERS L
COMMON
293792107
593
20651
SH
SOLE
0
20651
0
0
EVANS BANCORP INC
COMMON
29911Q208
226
4823
SH
SOLE
0
4823
0
0
EXPRESS SCRIPTS HLDG CO
COMMON
30219G108
972
10229
SH
SOLE
0
10229
0
0
EXXON MOBIL CORP
COMMON
30231G102
1982
23307
SH
SOLE
0
23307
0
0
FACEBOOK INC
COMMON
30303M102
3665
22288
SH
SOLE
0
22288
0
0
FEDEX CORP
COMMON
31428X106
1472
6113
SH
SOLE
0
6113
0
0
FIDELITY
COMMON
316092600
1014
21674
SH
SOLE
0
21674
0
0
FLUOR CORP NEW
COMMON
343412102
750
12911
SH
SOLE
0
12911
0
0
FREEPORT-MCMORAN INC
COMMON
35671D857
973
69908
SH
SOLE
0
69908
0
0
GENERAL DYNAMICS CORP
COMMON
369550108
5429
26518
SH
SOLE
0
26518
0
0
GENERAL ELECTRIC CO
COMMON
369604103
1377
122008
SH
SOLE
0
122008
0
0
HALLIBURTON CO
COMMON
406216101
4046
99824
SH
SOLE
0
99824
0
0
HERSHEY CO
COMMON
427866108
527
5165
SH
SOLE
0
5165
0
0
HOME DEPOT INC
COMMON
437076102
10895
52597
SH
SOLE
0
52597
0
0
HONDA MOTOR LTD
FOREIGN
438128308
414
13772
SH
SOLE
0
13772
0
0
HONEYWELL INTL INC
COMMON
438516106
1423
8551
SH
SOLE
0
8551
0
0
HORMEL FOODS CORP
COMMON
440452100
3206
81360
SH
SOLE
0
81360
0
0
INDIA FD INC
COMMON
454089103
333
15058
PRN
SOLE
0
15058
0
0
INGERSOLL-RAND PLC
FOREIGN
G47791101
2383
23294
SH
SOLE
0
23294
0
0
INTEL CORP
COMMON
458140100
4632
97939
SH
SOLE
0
97939
0
0
INTERNATIONAL BUSINESS MACHS
COMMON
459200101
2735
18085
SH
SOLE
0
18085
0
0
INTL PAPER CO
COMMON
460146103
2185
44452
SH
SOLE
0
44452
0
0
INTUIT
COMMON
461202103
240
1057
SH
SOLE
0
1057
0
0
INVESCO ACTIVELY MANAGD ETF
COMMON
46090A887
1226
24410
SH
SOLE
0
24410
0
0
INVESCO EXCHANGE TRADED FD T
COMMON
46137V142
920
28935
SH
SOLE
0
28935
0
0
INVESCO EXCHANGE TRADED FD T
COMMON
46137V613
769
6472
SH
SOLE
0
6472
0
0
INVESCO EXCHNG TRADED FD TR
COMMON
46138E263
14733
422365
SH
SOLE
0
422365
0
0
INVESCO QQQ TR
COMMON
46090E103
636
3423
SH
SOLE
0
3423
0
0
ISHARES TR
COMMON
464287879
201
1202
SH
SOLE
0
1202
0
0
ISHARES TR
COMMON
46432F834
2471
40977
SH
SOLE
0
40977
0
0
ISHARES TR
COMMON
464287507
1481
7358
SH
SOLE
0
7358
0
0
ISHARES TR
COMMON
464287150
6393
95953
SH
SOLE
0
95953
0
0
ISHARES TR
COMMON
464287200
605
2066
SH
SOLE
0
2066
0
0
ISHARES TR
COMMON
464287226
207
1965
SH
SOLE
0
1965
0
0
ISHARES TR
COMMON
46429B655
790
15483
SH
SOLE
0
15483
0
0
ISHARES TR
COMMON
464287556
234
1917
SH
SOLE
0
1917
0
0
ISHARES TR
COMMON
464287374
456
12724
SH
SOLE
0
12724
0
0
ISHARES TR
COMMON
464287622
775
4790
SH
SOLE
0
4790
0
0
ISHARES TR
COMMON
464287614
261
1673
SH
SOLE
0
1673
0
0
ISHARES TR
COMMON
464287598
595
4702
SH
SOLE
0
4702
0
0
ISHARES TR
COMMON
464287499
5919
26842
SH
SOLE
0
26842
0
0
ISHARES TR
COMMON
464287168
980
9820
SH
SOLE
0
9820
0
0
ISHARES TR
COMMON
46432F396
252
2116
SH
SOLE
0
2116
0
0
ISHARES TR
FOREIGN
46429B689
2808
38565
SH
SOLE
0
38565
0
0
ISHARES TR
FOREIGN
46429B697
429
7514
SH
SOLE
0
7514
0
0
ISHARES TR
FOREIGN
464288257
697
9385
SH
SOLE
0
9385
0
0
ISHARES TR
FOREIGN
464287465
299
4392
SH
SOLE
0
4392
0
0
ISHARES TR
FOREIGN
464289123
2234
45974
SH
SOLE
0
45974
0
0
ISHARES TR
PREFERR
464288687
1660
44701
SH
SOLE
0
44701
0
0
ITRON INC
COMMON
465741106
528
8229
SH
SOLE
0
8229
0
0
JACOBS ENGR GROUP INC DEL
COMMON
469814107
883
11539
SH
SOLE
0
11539
0
0
JOHNSON & JOHNSON
COMMON
478160104
7285
52727
SH
SOLE
0
52727
0
0
JP MORGAN EXCHANGE TRADED FD
COMMON
46641Q837
929
18522
SH
SOLE
0
18522
0
0
JPMORGAN CHASE & CO
COMMON
46625H100
1685
14930
SH
SOLE
0
14930
0
0
KIMBERLY CLARK CORP
COMMON
494368103
3851
33888
SH
SOLE
0
33888
0
0
LAM RESEARCH CORP
COMMON
512807108
379
2501
SH
SOLE
0
2501
0
0
LAMB WESTON HLDGS INC
COMMON
513272104
295
4427
SH
SOLE
0
4427
0
0
LILLY ELI & CO
COMMON
532457108
35130
327370
SH
SOLE
0
327370
0
0
LOCKHEED MARTIN CORP
COMMON
539830109
3323
9606
SH
SOLE
0
9606
0
0
MARATHON PETE CORP
COMMON
56585A102
204
2547
SH
SOLE
0
2547
0
0
MCDONALDS CORP
COMMON
580135101
1168
6983
SH
SOLE
0
6983
0
0
MCKESSON CORP
COMMON
58155Q103
1632
12300
SH
SOLE
0
12300
0
0
MEDTRONIC PLC
FOREIGN
G5960L103
752
7648
SH
SOLE
0
7648
0
0
MERCK & CO INC
COMMON
58933Y105
523
7366
SH
SOLE
0
7366
0
0
MICROSOFT CORP
COMMON
594918104
9833
85980
SH
SOLE
0
85980
0
0
MOLSON COORS BREWING CO
COMMON
60871R209
472
7680
SH
SOLE
0
7680
0
0
MONDELEZ INTL INC
COMMON
609207105
212
4925
SH
SOLE
0
4925
0
0
NETFLIX INC
COMMON
64110L106
37044
99013
SH
SOLE
0
99013
0
0
NEWELL BRANDS INC
COMMON
651229106
243
11983
SH
SOLE
0
11983
0
0
NEXTERA ENERGY INC
COMMON
65339F101
259
1544
SH
SOLE
0
1544
0
0
NIKE INC
COMMON
654106103
3151
37197
SH
SOLE
0
37197
0
0
NORFOLK SOUTHERN CORP
COMMON
655844108
2119
11742
SH
SOLE
0
11742
0
0
NOVARTIS A G
FOREIGN
66987V109
281
3256
SH
SOLE
0
3256
0
0
NUTRIEN LTD
COMMON
67077M108
2120
36745
SH
SOLE
0
36745
0
0
NUVASIVE INC
COMMON
670704105
1188
16743
SH
SOLE
0
16743
0
0
ONEOK INC NEW
COMMON
682680103
264
3889
SH
SOLE
0
3889
0
0
ORACLE CORP
COMMON
68389X105
1069
20732
SH
SOLE
0
20732
0
0
PALO ALTO NETWORKS INC
COMMON
697435105
1532
6801
SH
SOLE
0
6801
0
0
PAYPAL HLDGS INC
COMMON
70450Y103
7887
89784
SH
SOLE
0
89784
0
0
PFIZER INC
COMMON
717081103
1321
29983
SH
SOLE
0
29983
0
0
PHILIP MORRIS INTL INC
COMMON
718172109
399
4889
SH
SOLE
0
4889
0
0
PHILLIPS 66
COMMON
718546104
944
8376
SH
SOLE
0
8376
0
0
PIMCO ETF TR
COMMON
72201R833
1273
12532
SH
SOLE
0
12532
0
0
PROCTER AND GAMBLE CO
COMMON
742718109
3022
36303
SH
SOLE
0
36303
0
0
PROGRESSIVE CORP OHIO
COMMON
743315103
300
4230
SH
SOLE
0
4230
0
0
PUBLIC STORAGE
COMMON
74460D109
320
1588
PRN
SOLE
0
1588
0
0
QUALCOMM INC
COMMON
747525103
4618
64119
SH
SOLE
0
64119
0
0
RAYONIER INC
COMMON
754907103
277
8204
SH
SOLE
0
8204
0
0
RAYTHEON CO
COMMON
755111507
3235
15652
SH
SOLE
0
15652
0
0
REALITY SHS ETF TR
COMMON
75605A702
6031
254740
SH
SOLE
0
254740
0
0
ROCKWELL AUTOMATION INC
COMMON
773903109
3527
18810
SH
SOLE
0
18810
0
0
ROCKWELL COLLINS INC
COMMON
774341101
378
2694
SH
SOLE
0
2694
0
0
ROYAL BK CDA MONTREAL QUE
COMMON
780087102
508
6340
SH
SOLE
0
6340
0
0
ROYAL DUTCH SHELL PLC
FOREIGN
780259206
2437
35764
SH
SOLE
0
35764
0
0
SANOFI
FOREIGN
80105N105
408
9131
SH
SOLE
0
9131
0
0
SAP SE
FOREIGN
803054204
1970
16020
SH
SOLE
0
16020
0
0
SCHLUMBERGER LTD
COMMON
806857108
687
11279
SH
SOLE
0
11279
0
0
SCHWAB STRATEGIC TR
COMMON
808524862
471
9505
SH
SOLE
0
9505
0
0
SCHWAB STRATEGIC TR
COMMON
808524102
686
9745
SH
SOLE
0
9745
0
0
SELECT SECTOR SPDR TR
COMMON
81369Y209
2417
25402
SH
SOLE
0
25402
0
0
SELECT SECTOR SPDR TR
FOREIGN
81369Y704
625
7977
SH
SOLE
0
7977
0
0
SEMPRA ENERGY
COMMON
816851109
463
4068
SH
SOLE
0
4068
0
0
SERVICENOW INC
COMMON
81762P102
573
2930
SH
SOLE
0
2930
0
0
SHERWIN WILLIAMS CO
COMMON
824348106
1314
2888
SH
SOLE
0
2888
0
0
SHIRE PLC
FOREIGN
82481R106
528
2913
SH
SOLE
0
2913
0
0
SOUTHWEST AIRLS CO
COMMON
844741108
366
5857
SH
SOLE
0
5857
0
0
SPDR GOLD TRUST
COMMON
78463V107
707
6274
SH
SOLE
0
6274
0
0
SPDR S&P 500 ETF TR
COMMON
78462F103
1093
3760
SH
SOLE
0
3760
0
0
SPDR SERIES TRUST
COMMON
78464A490
799
15189
SH
SOLE
0
15189
0
0
SPDR SERIES TRUST
COMMON
78464A870
14178
147892
SH
SOLE
0
147892
0
0
SSGA ACTIVE ETF TR
FOREIGN
78467V848
1975
41794
SH
SOLE
0
41794
0
0
STARBUCKS CORP
COMMON
855244109
8715
153328
SH
SOLE
0
153328
0
0
SYMANTEC CORP
COMMON
871503108
1725
81049
SH
SOLE
0
81049
0
0
TARGET CORP
COMMON
87612E106
2337
26492
SH
SOLE
0
26492
0
0
TESLA INC
COMMON
88160R101
429
1620
SH
SOLE
0
1620
0
0
TOTAL S A
FOREIGN
89151E109
3597
55865
SH
SOLE
0
55865
0
0
TYSON FOODS INC
COMMON
902494103
1780
29905
SH
SOLE
0
29905
0
0
UNILEVER PLC
FOREIGN
904767704
467
8504
SH
SOLE
0
8504
0
0
UNION PAC CORP
COMMON
907818108
245
1506
SH
SOLE
0
1506
0
0
UNITED PARCEL SERVICE INC
COMMON
911312106
481
4117
SH
SOLE
0
4117
0
0
UNITED TECHNOLOGIES CORP
COMMON
913017109
281
2013
SH
SOLE
0
2013
0
0
UNITEDHEALTH GROUP INC
COMMON
91324P102
904
3399
SH
SOLE
0
3399
0
0
VANECK VECTORS ETF TR
COMMON
92189F700
241
3662
SH
SOLE
0
3662
0
0
VANGUARD WORLD FDS
COMMON
92204A108
269
1489
SH
SOLE
0
1489
0
0
VERIZON COMMUNICATIONS INC
COMMON
92343V104
3139
58795
SH
SOLE
0
58795
0
0
VISA INC
COMMON
92826C839
3652
24330
SH
SOLE
0
24330
0
0
WALGREENS BOOTS ALLIANCE INC
COMMON
931427108
291
3992
SH
SOLE
0
3992
0
0
WALMART INC
COMMON
931142103
1250
13314
SH
SOLE
0
13314
0
0
WASTE MGMT INC DEL
COMMON
94106L109
7079
78339
SH
SOLE
0
78339
0
0
WELLS FARGO CO NEW
COMMON
949746101
1323
25175
SH
SOLE
0
25175
0
0
WESTERN ALLIANCE BANCORP
COMMON
957638109
453
7955
SH
SOLE
0
7955
0
0