0000934745-17-000008.txt : 20171020
0000934745-17-000008.hdr.sgml : 20171020
20171019175017
ACCESSION NUMBER: 0000934745-17-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171020
DATE AS OF CHANGE: 20171019
EFFECTIVENESS DATE: 20171020
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: WEATHERLY ASSET MANAGEMENT L. P.
CENTRAL INDEX KEY: 0000934745
IRS NUMBER: 330638187
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15002
FILM NUMBER: 171145473
BUSINESS ADDRESS:
STREET 1: 832 CAMINO DEL MAR
STREET 2: SUITE 4
CITY: DEL MAR
STATE: CA
ZIP: 92014
BUSINESS PHONE: 8582594507
MAIL ADDRESS:
STREET 1: 832 CAMINO DEL MAR
STREET 2: SUITE 4
CITY: DEL MAR
STATE: CA
ZIP: 92014
FORMER COMPANY:
FORMER CONFORMED NAME: WEATHERLY ASSET MANAGEMENT LP /ADV
DATE OF NAME CHANGE: 19941228
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000934745
XXXXXXXX
09-30-2017
09-30-2017
WEATHERLY ASSET MANAGEMENT L. P.
832 CAMINO DEL MAR
SUITE 4
DEL MAR
CA
92014
13F HOLDINGS REPORT
028-15002
N
LINDSEY JAN FISKE THOMPSON
STRATEGIC OPERATIONS ADVISOR
8582594507
LINDSEY JAN FISKE THOMPSON
DEL MAR
CA
09-30-2017
0
186
376959
false
INFORMATION TABLE
2
20170930-13fweatherly.xml
3-D SYS CORP DEL
COMMON
88554D205
291
21712
SH
SOLE
0
21712
0
0
3M CO
COMMON
88579Y101
2895
13792
SH
SOLE
0
13792
0
0
ABBOTT LABS
COMMON
002824100
1725
32331
SH
SOLE
0
32331
0
0
ABBVIE INC
COMMON
00287Y109
1024
11526
SH
SOLE
0
11526
0
0
ACCENTURE PLC IRELAND
FOREIGN
G1151C101
725
5366
SH
SOLE
0
5366
0
0
ADOBE SYS INC
COMMON
00724F101
7621
51086
SH
SOLE
0
51086
0
0
AGILENT TECHNOLOGIES INC
COMMON
00846U101
308
4792
SH
SOLE
0
4792
0
0
AGRIUM INC
COMMON
008916108
1713
15978
SH
SOLE
0
15978
0
0
ALASKA AIR GROUP INC
COMMON
011659109
291
3811
SH
SOLE
0
3811
0
0
ALIBABA GROUP HLDG LTD
FOREIGN
01609W102
305
1767
SH
SOLE
0
1767
0
0
ALLEGION PUB LTD CO
ORD SHS
G0176J109
825
9536
SH
SOLE
0
9536
0
0
ALLERGAN PLC
FOREIGN
G0177J108
211
1030
SH
SOLE
0
1030
0
0
ALLSTATE CORP
COMMON
020002101
1523
16571
SH
SOLE
0
16571
0
0
ALPHABET INC
COMMON
02079K305
4622
4747
SH
SOLE
0
4747
0
0
ALPHABET INC
COMMON
02079K107
1507
1571
SH
SOLE
0
1571
0
0
ALTRIA GROUP INC
COMMON
02209S103
368
5804
SH
SOLE
0
5804
0
0
AMAZON COM INC
COMMON
023135106
14385
14963
SH
SOLE
0
14963
0
0
AMERICAN STS WTR CO
COMMON
029899101
919
18655
SH
SOLE
0
18655
0
0
AMERICAN TOWER CORP NEW
COMMON
03027X100
264
1935
SH
SOLE
0
1935
0
0
AMGEN INC
COMMON
031162100
666
3574
SH
SOLE
0
3574
0
0
APPLE INC
COMMON
037833100
21549
139822
SH
SOLE
0
139822
0
0
ARCHER DANIELS MIDLAND CO
COMMON
039483102
3096
72830
SH
SOLE
0
72830
0
0
AT&T INC
COMMON
00206R102
8442
215511
SH
SOLE
0
215511
0
0
AUTOMATIC DATA PROCESSING IN
COMMON
053015103
234
2143
SH
SOLE
0
2143
0
0
BAKER HUGHES A GE CO
COMMON
05722G100
532
14535
SH
SOLE
0
14535
0
0
BANK AMER CORP
COMMON
060505104
312
12293
SH
SOLE
0
12293
0
0
BAXTER INTL INC
COMMON
071813109
1738
27696
SH
SOLE
0
27696
0
0
BB&T CORP
COMMON
054937107
258
5501
SH
SOLE
0
5501
0
0
BERKSHIRE HATHAWAY INC DEL
COMMON
084670702
1416
7723
SH
SOLE
0
7723
0
0
BLACKROCK INC
COMMON
09247X101
1441
3224
SH
SOLE
0
3224
0
0
BOEING CO
COMMON
097023105
7845
30860
SH
SOLE
0
30860
0
0
BRISTOL MYERS SQUIBB CO
COMMON
110122108
275
4309
SH
SOLE
0
4309
0
0
CANADIAN NATL RY CO
COMMON
136375102
1976
23855
SH
SOLE
0
23855
0
0
CARDINAL HEALTH INC
COMMON
14149Y108
597
8917
SH
SOLE
0
8917
0
0
CATERPILLAR INC DEL
COMMON
149123101
1693
13579
SH
SOLE
0
13579
0
0
CELGENE CORP
COMMON
151020104
377
2582
SH
SOLE
0
2582
0
0
CEMEX SAB DE CV
FOREIGN
151290889
422
46503
SH
SOLE
0
46503
0
0
CHEVRON CORP NEW
COMMON
166764100
1995
16977
SH
SOLE
0
16977
0
0
CISCO SYS INC
COMMON
17275R102
2830
84143
SH
SOLE
0
84143
0
0
CLAYMORE EXCHANGE TRD FD TR
COMMON
18383Q507
13704
398129
SH
SOLE
0
398129
0
0
CLAYMORE EXCHANGE TRD FD TR
COMMON
18383M654
866
17201
SH
SOLE
0
17201
0
0
COCA COLA CO
COMMON
191216100
978
21733
SH
SOLE
0
21733
0
0
COLGATE PALMOLIVE CO
COMMON
194162103
2707
37161
SH
SOLE
0
37161
0
0
COMCAST CORP NEW
COMMON
20030N101
1170
30416
SH
SOLE
0
30416
0
0
CONAGRA BRANDS INC
COMMON
205887102
483
14310
SH
SOLE
0
14310
0
0
CONOCOPHILLIPS
COMMON
20825C104
1523
30434
SH
SOLE
0
30434
0
0
CORNING INC
COMMON
219350105
642
21445
SH
SOLE
0
21445
0
0
COSTCO WHSL CORP NEW
COMMON
22160K105
1873
11400
SH
SOLE
0
11400
0
0
CSX CORP
COMMON
126408103
883
16267
SH
SOLE
0
16267
0
0
CVS HEALTH CORP
COMMON
126650100
2522
31007
SH
SOLE
0
31007
0
0
CYRUSONE INC
COMMON
23283R100
356
6045
SH
SOLE
0
6045
0
0
DEERE & CO
COMMON
244199105
1185
9439
SH
SOLE
0
9439
0
0
DEVON ENERGY CORP NEW
COMMON
25179M103
329
8954
SH
SOLE
0
8954
0
0
DEXCOM INC
COMMON
252131107
461
9418
SH
SOLE
0
9418
0
0
DIAGEO P L C
FOREIGN
25243Q205
1083
8199
SH
SOLE
0
8199
0
0
DISNEY WALT CO
COMMON
254687106
3616
36689
SH
SOLE
0
36689
0
0
DOWDUPONT INC
COMMON
26078J100
204
2948
SH
SOLE
0
2948
0
0
ELECTRONIC ARTS INC
COMMON
285512109
612
5183
SH
SOLE
0
5183
0
0
EMERSON ELEC CO
COMMON
291011104
340
5408
SH
SOLE
0
5408
0
0
ENTERPRISE PRODS PARTNERS L
COMMON
293792107
562
21552
SH
SOLE
0
21552
0
0
EVANS BANCORP INC
COMMON
29911Q208
208
4823
SH
SOLE
0
4823
0
0
EXPRESS SCRIPTS HLDG CO
COMMON
30219G108
802
12669
SH
SOLE
0
12669
0
0
EXXON MOBIL CORP
COMMON
30231G102
2041
24899
SH
SOLE
0
24899
0
0
FACEBOOK INC
COMMON
30303M102
3918
22930
SH
SOLE
0
22930
0
0
FEDEX CORP
COMMON
31428X106
1197
5305
SH
SOLE
0
5305
0
0
FIDELITY
COMMON
316092600
925
23404
SH
SOLE
0
23404
0
0
FLUOR CORP NEW
COMMON
343412102
680
16151
SH
SOLE
0
16151
0
0
FORD MTR CO DEL
COMMON
345370860
630
52616
SH
SOLE
0
52616
0
0
FREEPORT-MCMORAN INC
COMMON
35671D857
1141
81249
SH
SOLE
0
81249
0
0
GENERAL DYNAMICS CORP
COMMON
369550108
4766
23183
SH
SOLE
0
23183
0
0
GENERAL ELECTRIC CO
COMMON
369604103
3914
161858
SH
SOLE
0
161858
0
0
HALLIBURTON CO
COMMON
406216101
4040
87759
SH
SOLE
0
87759
0
0
HERSHEY CO
COMMON
427866108
566
5180
SH
SOLE
0
5180
0
0
HOME DEPOT INC
COMMON
437076102
8864
54193
SH
SOLE
0
54193
0
0
HONDA MOTOR LTD
FOREIGN
438128308
434
14672
SH
SOLE
0
14672
0
0
HONEYWELL INTL INC
COMMON
438516106
1131
7981
SH
SOLE
0
7981
0
0
HORMEL FOODS CORP
COMMON
440452100
2692
83760
SH
SOLE
0
83760
0
0
INDIA FD INC
COMMON
454089103
520
19397
PRN
SOLE
0
19397
0
0
INGERSOLL-RAND PLC
FOREIGN
G47791101
2079
23319
SH
SOLE
0
23319
0
0
INTEL CORP
COMMON
458140100
3801
99805
SH
SOLE
0
99805
0
0
INTERNATIONAL BUSINESS MACHS
COMMON
459200101
2238
15429
SH
SOLE
0
15429
0
0
ISHARES
COMMON
464289123
2111
44802
SH
SOLE
0
44802
0
0
ISHARES INC
FOREIGN
464286533
1910
32878
SH
SOLE
0
32878
0
0
ISHARES SILVER TRUST
COMMON
46428Q109
208
13205
SH
SOLE
0
13205
0
0
ISHARES TR
COMMON
46432F834
1992
32668
SH
SOLE
0
32668
0
0
ISHARES TR
COMMON
464287507
1471
8224
SH
SOLE
0
8224
0
0
ISHARES TR
COMMON
464287150
3795
65859
SH
SOLE
0
65859
0
0
ISHARES TR
COMMON
464287200
532
2105
SH
SOLE
0
2105
0
0
ISHARES TR
COMMON
464287226
417
3803
SH
SOLE
0
3803
0
0
ISHARES TR
COMMON
46429B655
444
8710
SH
SOLE
0
8710
0
0
ISHARES TR
COMMON
464287242
309
2547
SH
SOLE
0
2547
0
0
ISHARES TR
FOREIGN
46429B689
2904
40868
SH
SOLE
0
40868
0
0
ISHARES TR
FOREIGN
46429B697
451
8960
SH
SOLE
0
8960
0
0
ISHARES TR
FOREIGN
464288257
927
13464
SH
SOLE
0
13464
0
0
ISHARES TR
FOREIGN
464287465
288
4211
SH
SOLE
0
4211
0
0
ISHARES TR
COMMON
464287556
213
639
SH
SOLE
0
639
0
0
ISHARES TR
COMMON
464287374
471
13989
SH
SOLE
0
13989
0
0
ISHARES TR
COMMON
464287622
670
4790
SH
SOLE
0
4790
0
0
ISHARES TR
COMMON
464287614
216
1731
SH
SOLE
0
1731
0
0
ISHARES TR
COMMON
464287598
464
3915
SH
SOLE
0
3915
0
0
ISHARES TR
COMMON
464287499
5808
29459
SH
SOLE
0
29459
0
0
ISHARES TR
PREFERR
464288687
1943
50077
SH
SOLE
0
50077
0
0
ISHARES TR
COMMON
464287168
1031
11012
SH
SOLE
0
11012
0
0
ISHARES TR
COMMON
464287176
208
1831
SH
SOLE
0
1831
0
0
ISHARES TR
COMMON
46432F396
205
2143
SH
SOLE
0
2143
0
0
ITRON INC
COMMON
465741106
804
10385
SH
SOLE
0
10385
0
0
JACOBS ENGR GROUP INC DEL
COMMON
469814107
696
11939
SH
SOLE
0
11939
0
0
JOHNSON & JOHNSON
COMMON
478160104
7162
55090
SH
SOLE
0
55090
0
0
JPMORGAN CHASE & CO
COMMON
46625H100
1672
17508
SH
SOLE
0
17508
0
0
KIMBERLY CLARK CORP
COMMON
494368103
2995
25452
SH
SOLE
0
25452
0
0
LAM RESEARCH CORP
COMMON
512807108
482
2606
SH
SOLE
0
2606
0
0
LAMB WESTON HLDGS INC
COMMON
513272104
215
4593
SH
SOLE
0
4593
0
0
LILLY ELI & CO
COMMON
532457108
28108
328590
SH
SOLE
0
328590
0
0
LOCKHEED MARTIN CORP
COMMON
539830109
2886
9301
SH
SOLE
0
9301
0
0
MCDONALDS CORP
COMMON
580135101
1241
7922
SH
SOLE
0
7922
0
0
MCKESSON CORP
COMMON
58155Q103
1666
10843
SH
SOLE
0
10843
0
0
MEDTRONIC PLC
FOREIGN
G5960L103
676
8696
SH
SOLE
0
8696
0
0
MERCK & CO INC
COMMON
58933Y105
467
7288
SH
SOLE
0
7288
0
0
MICROSOFT CORP
COMMON
594918104
5134
68929
SH
SOLE
0
68929
0
0
MOLSON COORS BREWING CO
COMMON
60871R209
746
9132
SH
SOLE
0
9132
0
0
MONDELEZ INTL INC
COMMON
609207105
225
5544
SH
SOLE
0
5544
0
0
MONSANTO CO NEW
COMMON
61166W101
1010
8429
SH
SOLE
0
8429
0
0
NETFLIX INC
COMMON
64110L106
20573
113442
SH
SOLE
0
113442
0
0
NEWELL BRANDS INC
COMMON
651229106
663
15543
SH
SOLE
0
15543
0
0
NEXTERA ENERGY INC
COMMON
65339F101
215
1469
SH
SOLE
0
1469
0
0
NIKE INC
COMMON
654106103
2129
41061
SH
SOLE
0
41061
0
0
NORFOLK SOUTHERN CORP
COMMON
655844108
1574
11900
SH
SOLE
0
11900
0
0
NOVARTIS A G
FOREIGN
66987V109
200
2324
SH
SOLE
0
2324
0
0
NUVASIVE INC
COMMON
670704105
1042
18785
SH
SOLE
0
18785
0
0
ONEOK INC NEW
COMMON
682680103
215
3889
SH
SOLE
0
3889
0
0
ORACLE CORP
COMMON
68389X105
510
10551
SH
SOLE
0
10551
0
0
PALO ALTO NETWORKS INC
COMMON
697435105
1011
7014
SH
SOLE
0
7014
0
0
PAYPAL HLDGS INC
COMMON
70450Y103
4721
73733
SH
SOLE
0
73733
0
0
PEPSICO INC
COMMON
713448108
241
2163
SH
SOLE
0
2163
0
0
PFIZER INC
COMMON
717081103
1287
36064
SH
SOLE
0
36064
0
0
PHILIP MORRIS INTL INC
COMMON
718172109
554
4994
SH
SOLE
0
4994
0
0
PHILLIPS 66
COMMON
718546104
788
8598
SH
SOLE
0
8598
0
0
PIMCO ETF TR
COMMON
72201R833
1358
13342
SH
SOLE
0
13342
0
0
POWERSHARES ETF TRUST
COMMON
73935X583
694
6478
SH
SOLE
0
6478
0
0
POWERSHARES ETF TRUST
COMMON
73935X575
838
29410
SH
SOLE
0
29410
0
0
POWERSHARES QQQ TRUST
COMMON
73935A104
499
3433
SH
SOLE
0
3433
0
0
PROCTER AND GAMBLE CO
COMMON
742718109
3564
39177
SH
SOLE
0
39177
0
0
PROGRESSIVE CORP OHIO
COMMON
743315103
354
7320
SH
SOLE
0
7320
0
0
PUBLIC STORAGE
COMMON
74460D109
360
1683
PRN
SOLE
0
1683
0
0
QUALCOMM INC
COMMON
747525103
3034
58524
SH
SOLE
0
58524
0
0
RAYONIER INC
COMMON
754907103
257
8904
SH
SOLE
0
8904
0
0
RAYTHEON CO
COMMON
755111507
1167
6253
SH
SOLE
0
6253
0
0
ROCKWELL AUTOMATION INC
COMMON
773903109
3036
17035
SH
SOLE
0
17035
0
0
ROCKWELL COLLINS INC
COMMON
774341101
351
2683
SH
SOLE
0
2683
0
0
ROYAL BK CDA MONTREAL QUE
COMMON
780087102
490
6340
SH
SOLE
0
6340
0
0
ROYAL DUTCH SHELL PLC
FOREIGN
780259206
1415
23353
SH
SOLE
0
23353
0
0
SAP SE
FOREIGN
803054204
1757
16025
SH
SOLE
0
16025
0
0
SCHLUMBERGER LTD
COMMON
806857108
732
10494
SH
SOLE
0
10494
0
0
SCHWAB STRATEGIC TR
COMMON
808524102
244
4005
SH
SOLE
0
4005
0
0
SELECT SECTOR SPDR TR
COMMON
81369Y209
2133
26101
SH
SOLE
0
26101
0
0
SELECT SECTOR SPDR TR
FOREIGN
81369Y704
566
7977
SH
SOLE
0
7977
0
0
SEMPRA ENERGY
COMMON
816851109
496
4342
SH
SOLE
0
4342
0
0
SERVICENOW INC
COMMON
81762P102
309
2630
SH
SOLE
0
2630
0
0
SHERWIN WILLIAMS CO
COMMON
824348106
1143
3193
SH
SOLE
0
3193
0
0
SHIRE PLC
FOREIGN
82481R106
539
3522
SH
SOLE
0
3522
0
0
SOUTHWEST AIRLS CO
COMMON
844741108
347
6207
SH
SOLE
0
6207
0
0
SPDR GOLD TRUST
COMMON
78463V107
724
5958
SH
SOLE
0
5958
0
0
SPDR S&P 500 ETF TR
COMMON
78462F103
931
3707
SH
SOLE
0
3707
0
0
SPDR SERIES TRUST
COMMON
78464A490
873
15239
SH
SOLE
0
15239
0
0
SPDR SERIES TRUST
COMMON
78464A870
11465
132441
SH
SOLE
0
132441
0
0
SSGA ACTIVE ETF TR
FOREIGN
78467V848
1859
37735
SH
SOLE
0
37735
0
0
SSGA ACTIVE TR
COMMON
78470P200
299
6000
SH
SOLE
0
6000
0
0
STARBUCKS CORP
COMMON
855244109
8707
162111
SH
SOLE
0
162111
0
0
SYMANTEC CORP
COMMON
871503108
2525
76971
SH
SOLE
0
76971
0
0
TARGET CORP
COMMON
87612E106
1992
33752
SH
SOLE
0
33752
0
0
TESLA INC
COMMON
88160R101
779
2285
SH
SOLE
0
2285
0
0
TOTAL S A
FOREIGN
89151E109
1909
35671
SH
SOLE
0
35671
0
0
TYSON FOODS INC
COMMON
902494103
2437
34597
SH
SOLE
0
34597
0
0
UNDER ARMOUR INC
COMMON
904311107
311
18857
SH
SOLE
0
18857
0
0
UNDER ARMOUR INC
COMMON
904311206
205
13681
SH
SOLE
0
13681
0
0
UNITED PARCEL SERVICE INC
COMMON
911312106
480
4000
SH
SOLE
0
4000
0
0
VANECK VECTORS ETF TR
COMMON
92189F700
216
3662
SH
SOLE
0
3662
0
0
VANGUARD INDEX FDS
COMMON
922908553
364
4384
SH
SOLE
0
4384
0
0
VANGUARD WORLD FDS
COMMON
92204A108
213
1489
SH
SOLE
0
1489
0
0
VERIZON COMMUNICATIONS INC
COMMON
92343V104
2446
49419
SH
SOLE
0
49419
0
0
VISA INC
COMMON
92826C839
822
7815
SH
SOLE
0
7815
0
0
WAL-MART STORES INC
COMMON
931142103
871
11145
SH
SOLE
0
11145
0
0
WASTE MGMT INC DEL
COMMON
94106L109
6175
78894
SH
SOLE
0
78894
0
0
WELLS FARGO CO NEW
COMMON
949746101
1118
20265
SH
SOLE
0
20265
0
0
WESTERN ALLIANCE BANCORP
COMMON
957638109
538
10130
SH
SOLE
0
10130
0
0
WYNDHAM WORLDWIDE CORP
COMMON
98310W108
219
2078
SH
SOLE
0
2078
0
0