0000934745-16-000026.txt : 20161101 0000934745-16-000026.hdr.sgml : 20161101 20161031185412 ACCESSION NUMBER: 0000934745-16-000026 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161101 DATE AS OF CHANGE: 20161031 EFFECTIVENESS DATE: 20161101 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WEATHERLY ASSET MANAGEMENT L. P. CENTRAL INDEX KEY: 0000934745 IRS NUMBER: 330638187 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15002 FILM NUMBER: 161962866 BUSINESS ADDRESS: STREET 1: 832 CAMINO DEL MAR STREET 2: SUITE 4 CITY: DEL MAR STATE: CA ZIP: 92014 BUSINESS PHONE: 8582594507 MAIL ADDRESS: STREET 1: 832 CAMINO DEL MAR STREET 2: SUITE 4 CITY: DEL MAR STATE: CA ZIP: 92014 FORMER COMPANY: FORMER CONFORMED NAME: WEATHERLY ASSET MANAGEMENT LP /ADV DATE OF NAME CHANGE: 19941228 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000934745 XXXXXXXX 09-30-2016 09-30-2016 WEATHERLY ASSET MANAGEMENT L. P.

832 CAMINO DEL MAR SUITE 4 DEL MAR CA 92014

13F HOLDINGS REPORT 028-15002 N LINDSEY FISKE THOMPSON 858-259-4507 LINDSEY J F THOMPSON DEL MAR CA 10-31-2016 0 161 301528 false INFORMATION TABLE 2 weatherly09301613f.xml 3-D SYS CORP DEL COMMON 88554D205 428 23842 SH SOLE 0 23842 0 0 3M CO COMMON 88579Y101 2657 15078 SH SOLE 0 15078 0 0 ABBOTT LABS COMMON 002824100 1394 32969 SH SOLE 0 32969 0 0 ABBVIE INC COMMON 00287Y109 726 11506 SH SOLE 0 11506 0 0 ADOBE SYS INC COMMON 00724F101 6653 61298 SH SOLE 0 61298 0 0 AGRIUM INC COMMON 008916108 1519 16753 SH SOLE 0 16753 0 0 ALASKA AIR GROUP INC COMMON 011659109 242 3670 SH SOLE 0 3670 0 0 ALLEGION PUB LTD CO FOREIGN G0176J109 703 10200 SH SOLE 0 10200 0 0 ALLERGAN PLC FOREIGN G0177J108 262 1136 SH SOLE 0 1136 0 0 ALLSTATE CORP COMMON 020002101 1210 17492 SH SOLE 0 17492 0 0 ALPHABET INC COMMON 02079K305 2603 3237 SH SOLE 0 3237 0 0 ALPHABET INC COMMON 02079K107 1289 1658 SH SOLE 0 1658 0 0 ALTRIA GROUP INC COMMON 02209S103 314 4972 SH SOLE 0 4972 0 0 AMAZON COM INC COMMON 023135106 11200 13376 SH SOLE 0 13376 0 0 AMERICAN STS WTR CO COMMON 029899101 825 20599 SH SOLE 0 20599 0 0 AMGEN INC COMMON 031162100 600 3598 SH SOLE 0 3598 0 0 APPLE INC COMMON 037833100 16454 145545 SH SOLE 0 145545 0 0 ARCHER DANIELS MIDLAND CO COMMON 039483102 2793 66235 SH SOLE 0 66235 0 0 AT&T INC COMMON 00206R102 7702 189650 SH SOLE 0 189650 0 0 BAKER HUGHES INC COMMON 057224107 800 15860 SH SOLE 0 15860 0 0 BANK AMER CORP COMMON 060505104 223 14252 SH SOLE 0 14252 0 0 BAXTER INTL INC COMMON 071813109 1466 30791 SH SOLE 0 30791 0 0 BERKSHIRE HATHAWAY INC DEL COMMON 084670108 216 1 SH SOLE 0 1 0 0 BERKSHIRE HATHAWAY INC DEL COMMON 084670702 1089 7535 SH SOLE 0 7535 0 0 BLACKROCK INC COMMON 09247X101 707 1952 SH SOLE 0 1952 0 0 BOEING CO COMMON 097023105 3942 29921 SH SOLE 0 29921 0 0 CARDINAL HEALTH INC COMMON 14149Y108 715 9202 SH SOLE 0 9202 0 0 CATERPILLAR INC DEL COMMON 149123101 1583 17829 SH SOLE 0 17829 0 0 CELGENE CORP COMMON 151020104 270 2582 SH SOLE 0 2582 0 0 CEMEX SAB DE CV 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COMMON 464287200 353 1622 SH SOLE 0 1622 0 0 ISHARES TR COMMON 464287226 275 2444 SH SOLE 0 2444 0 0 ISHARES TR COMMON 464287242 292 2368 SH SOLE 0 2368 0 0 ISHARES TR FOREIGN 46429B689 2407 35584 SH SOLE 0 35584 0 0 ISHARES TR FOREIGN 46429B697 544 11972 SH SOLE 0 11972 0 0 ISHARES TR FOREIGN 464288257 622 10517 SH SOLE 0 10517 0 0 ISHARES TR FOREIGN 464287465 264 4470 SH SOLE 0 4470 0 0 ISHARES TR COMMON 464287374 558 16194 SH SOLE 0 16194 0 0 ISHARES TR COMMON 464287622 566 4701 SH SOLE 0 4701 0 0 ISHARES TR COMMON 464287598 377 3574 SH SOLE 0 3574 0 0 ISHARES TR COMMON 464287499 5679 32581 SH SOLE 0 32581 0 0 ISHARES TR COMMON 464287168 5212 60819 SH SOLE 0 60819 0 0 ISHARES TR COMMON 464287176 217 1865 SH SOLE 0 1865 0 0 ISHARES TR PREFERR 464288687 2922 73976 SH SOLE 0 73976 0 0 ITRON INC COMMON 465741106 618 11087 SH SOLE 0 11087 0 0 JACOBS ENGR GROUP INC DEL COMMON 469814107 635 12279 SH SOLE 0 12279 0 0 JOHNSON & JOHNSON COMMON 478160104 6696 56687 SH SOLE 0 56687 0 0 JPMORGAN CHASE & CO COMMON 46625H100 1216 18267 SH SOLE 0 18267 0 0 KIMBERLY CLARK CORP COMMON 494368103 3105 24616 SH SOLE 0 24616 0 0 LAM RESEARCH CORP COMMON 512807108 266 2804 SH SOLE 0 2804 0 0 LILLY ELI & CO COMMON 532457108 26969 336020 SH SOLE 0 336020 0 0 LOCKHEED MARTIN CORP COMMON 539830109 2044 8527 SH SOLE 0 8527 0 0 MCDONALDS CORP COMMON 580135101 1052 9116 SH SOLE 0 9116 0 0 MCKESSON CORP COMMON 58155Q103 1891 11339 SH SOLE 0 11339 0 0 MEDTRONIC PLC FOREIGN G5960L103 879 10175 SH SOLE 0 10175 0 0 MERCK & CO INC COMMON 58933Y105 606 9706 SH SOLE 0 9706 0 0 MICROSOFT CORP COMMON 594918104 3012 52289 SH SOLE 0 52289 0 0 MONDELEZ INTL INC COMMON 609207105 230 5250 SH SOLE 0 5250 0 0 MONSANTO CO NEW COMMON 61166W101 888 8691 SH SOLE 0 8691 0 0 NETFLIX INC COMMON 64110L106 12004 121810 SH SOLE 0 121810 0 0 NEWELL BRANDS INC COMMON 651229106 316 6001 SH SOLE 0 6001 0 0 NIKE INC COMMON 654106103 1717 32605 SH SOLE 0 32605 0 0 NORFOLK SOUTHERN CORP COMMON 655844108 1092 11246 SH SOLE 0 11246 0 0 NUVASIVE INC COMMON 670704105 1312 19687 SH SOLE 0 19687 0 0 ORACLE CORP COMMON 68389X105 407 10354 SH SOLE 0 10354 0 0 PALO ALTO NETWORKS INC COMMON 697435105 1079 6774 SH SOLE 0 6774 0 0 PAYPAL HLDGS INC COMMON 70450Y103 1903 46460 SH SOLE 0 46460 0 0 PFIZER INC COMMON 717081103 1125 33215 SH SOLE 0 33215 0 0 PHILIP MORRIS INTL INC COMMON 718172109 452 4648 SH SOLE 0 4648 0 0 PHILLIPS 66 COMMON 718546104 713 8849 SH SOLE 0 8849 0 0 PIMCO ETF TR COMMON 72201R833 1358 13391 SH SOLE 0 13391 0 0 POWERSHARES ETF TRUST COMMON 73935X583 618 6598 SH SOLE 0 6598 0 0 POWERSHARES ETF TRUST COMMON 73935X575 674 27410 SH SOLE 0 27410 0 0 POWERSHARES QQQ TRUST COMMON 73935A104 505 4257 SH SOLE 0 4257 0 0 POWERSHS DB MULTI SECT COMM COMMON 73936B408 209 10483 SH SOLE 0 10483 0 0 PROCTER AND GAMBLE CO COMMON 742718109 2713 30230 SH SOLE 0 30230 0 0 PROGRESSIVE CORP OHIO COMMON 743315103 226 7190 SH SOLE 0 7190 0 0 PUBLIC STORAGE COMMON 74460D109 376 1683 SH SOLE 0 1683 0 0 QUALCOMM INC 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SERIES TRUST FOREIGN 78464A490 873 15339 SH SOLE 0 15339 0 0 SPDR SERIES TRUST COMMON 78464A870 7047 106311 SH SOLE 0 106311 0 0 SSGA ACTIVE ETF TR COMMON 78467V848 1139 22685 SH SOLE 0 22685 0 0 ST JUDE MED INC COMMON 790849103 276 3461 SH SOLE 0 3461 0 0 STARBUCKS CORP COMMON 855244109 8508 157157 SH SOLE 0 157157 0 0 TARGET CORP COMMON 87612E106 2589 37694 SH SOLE 0 37694 0 0 TESLA MTRS INC COMMON 88160R101 421 2065 SH SOLE 0 2065 0 0 TOTAL S A FOREIGN 89151E109 1341 28106 SH SOLE 0 28106 0 0 UNDER ARMOUR INC COMMON 904311107 950 24569 SH SOLE 0 24569 0 0 UNDER ARMOUR INC COMMON 904311206 796 23518 SH SOLE 0 23518 0 0 UNITED PARCEL SERVICE INC COMMON 911312106 453 4144 SH SOLE 0 4144 0 0 URBAN OUTFITTERS INC COMMON 917047102 637 18459 SH SOLE 0 18459 0 0 VANECK VECTORS ETF TR COMMON 92189F700 208 4162 SH SOLE 0 4162 0 0 VANGUARD INDEX FDS COMMON 922908553 326 3760 SH SOLE 0 3760 0 0 VERIZON COMMUNICATIONS INC COMMON 92343V104 2331 44844 SH SOLE 0 44844 0 0 VISA INC COMMON 92826C839 489 5909 SH SOLE 0 5909 0 0 VISTA OUTDOOR INC COMMON 928377100 402 10076 SH SOLE 0 10076 0 0 WAL-MART STORES INC COMMON 931142103 735 10190 SH SOLE 0 10190 0 0 WASTE MGMT INC DEL COMMON 94106L109 5096 79929 SH SOLE 0 79929 0 0 WELLS FARGO & CO NEW COMMON 949746101 5599 126451 SH SOLE 0 126451 0 0 WESTERN ALLIANCE BANCORP COMMON 957638109 498 13255 SH SOLE 0 13255 0 0