CONTROLLER

0000934745-14-000005.txt : 20141003 0000934745-14-000005.hdr.sgml : 20141003 20141003165155 ACCESSION NUMBER: 0000934745-14-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141003 DATE AS OF CHANGE: 20141003 EFFECTIVENESS DATE: 20141003 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WEATHERLY ASSET MANAGEMENT L. P. CENTRAL INDEX KEY: 0000934745 IRS NUMBER: 330638187 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15002 FILM NUMBER: 141140350 BUSINESS ADDRESS: STREET 1: 832 CAMINO DEL MAR STREET 2: SUITE 4 CITY: DEL MAR STATE: CA ZIP: 92014 BUSINESS PHONE: 8582594507 MAIL ADDRESS: STREET 1: 832 CAMINO DEL MAR STREET 2: SUITE 4 CITY: DEL MAR STATE: CA ZIP: 92014 FORMER COMPANY: FORMER CONFORMED NAME: WEATHERLY ASSET MANAGEMENT LP /ADV DATE OF NAME CHANGE: 19941228 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000934745 XXXXXXXX 09-30-2014 09-30-2014 WEATHERLY ASSET MANAGEMENT L. P.

832 CAMINO DEL MAR SUITE 4 DEL MAR CA 92014

13F HOLDINGS REPORT 028-15002 N MARGARET HAZEL EASTON CONTROLLER 858-259-4507 MARGARET HAZEL EASTON DEL MAR CA 10-03-2014 0 152 232248 false INFORMATION TABLE 2 wamsept.xml 1000 ETF POWERSHARES COMMON 73935X583 605 6880 SH SOLE 0 6880 0 0 3-D SYS CORP DEL COM COMMON 88554D205 1731 37330 SH SOLE 0 37330 0 0 3M COMPANY COM COMMON 88579Y101 944 6664 SH SOLE 0 6664 0 0 A T & T INC (NEW) COMMON 00206R102 3645 103439 SH SOLE 0 103439 0 0 ABBOTT LABS COMMON 2824100 1441 34632 SH SOLE 0 34632 0 0 ABBVIE INC COM COMMON 00287Y109 579 10030 SH SOLE 0 10030 0 0 ADOBE SYS INC COM COMMON 00724F101 5287 76415 SH SOLE 0 76415 0 0 AFLAC INC SUBOR DEBEN PREFERR 1055300 243 10000 SH SOLE 0 10000 0 0 AGRIUM INC COM FOREIGN 8916108 765 8600 SH SOLE 0 8600 0 0 ALCOA INC COM COMMON 13817101 574 35680 SH SOLE 0 35680 0 0 ALLEGION PUB LTD CO O COMMON G0176J109 501 10517 SH SOLE 0 10517 0 0 ALLSTATE CORP COMMON 20002101 1088 17731 SH SOLE 0 17731 0 0 AMAZON COM INC COM COMMON 23135106 3010 9335 SH SOLE 0 9335 0 0 AMERICAN STS WTR CO C COMMON 29899101 674 22142 SH SOLE 0 22142 0 0 AMGEN INC COM COMMON 31162100 329 2340 SH SOLE 0 2340 0 0 ANADARKO PETE CORP CO COMMON 32511107 289 2850 SH SOLE 0 2850 0 0 APPLE INC COM COMMON 37833100 13927 138232 SH SOLE 0 138232 0 0 ARCHER DANIELS MIDLAN COMMON 39483102 2494 48812 SH SOLE 0 48812 0 0 ASTERES INC SER C PRE PREFERR 46995858 11 12500 SH SOLE 0 12500 0 0 BAKER HUGHES INC COM COMMON 57224107 1215 18669 SH SOLE 0 18669 0 0 BANK OF AMERICA COMMON 60505104 297 17441 SH SOLE 0 17441 0 0 BAXTER INTL INC COM COMMON 71813109 1716 23916 SH SOLE 0 23916 0 0 BERKSHIRE HATHAWAY IN COMMON 84670108 207 1 SH SOLE 0 1 0 0 BERKSHIRE HATHAWAY IN COMMON 84670702 773 5596 SH SOLE 0 5596 0 0 BOEING CO COM COMMON 97023105 2971 23326 SH SOLE 0 23326 0 0 CANADIAN OIL SANDS LT COMMON 10643E105 191 10360 SH SOLE 0 10360 0 0 CARDINAL HEALTH INC C COMMON 14149Y108 710 9481 SH SOLE 0 9481 0 0 CATERPILLAR INC COM COMMON 149123101 1738 17549 SH SOLE 0 17549 0 0 CEMEX S A ADR SPSRD N FOREIGN 151290889 584 44807 SH SOLE 0 44807 0 0 CHEVRONTEXACO CORPORA COMMON 166764100 1328 11130 SH SOLE 0 11130 0 0 CISCO SYS INC COM COMMON 17275R102 1930 76683 SH SOLE 0 76683 0 0 CITIGROUP PERP PFD 6. 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MORGAN CHASE & C COMMON 46625H100 1107 18385 SH SOLE 0 18385 0 0 JACOBS ENGR GROUP INC COMMON 469814107 763 15639 SH SOLE 0 15639 0 0 JOHNSON & JOHNSON COMMON 478160104 4544 42632 SH SOLE 0 42632 0 0 KIMBERLY CLARK CORP C COMMON 494368103 943 8766 SH SOLE 0 8766 0 0 KIMCO REALTY 5.625% P PREFERR 49446R745 282 12000 SH SOLE 0 12000 0 0 KIMCO REALTY PERPETUA PREFERR 49446R794 727 29125 SH SOLE 0 29125 0 0 LILLY ELI & CO COM COMMON 532457108 22135 341332 SH SOLE 0 341332 0 0 MARKET VECTORS ETF TR COMMON 57060U605 218 4115 SH SOLE 0 4115 0 0 MCDONALDS CORP COMMON 580135101 1200 12659 SH SOLE 0 12659 0 0 MCKESSON CORPORATION COMMON 58155Q103 3081 15827 SH SOLE 0 15827 0 0 MEDTRONIC INC COM COMMON 585055106 669 10804 SH SOLE 0 10804 0 0 MERCK & COMPANY COMMON 58933Y105 592 9987 SH SOLE 0 9987 0 0 MICROSOFT CORP COM COMMON 594918104 1993 42992 SH SOLE 0 42992 0 0 MOBILEPRO CORP COM NE COMMON 60742E205 1 150000 SH SOLE 0 150000 0 0 MONSANTO CO NEW COM COMMON 61166W101 1413 12563 SH SOLE 0 12563 0 0 NANOVIRICIDES INC COM COMMON 630087203 128 42644 SH SOLE 0 42644 0 0 NETFLIX INC COM COMMON 64110L106 7777 17238 SH SOLE 0 17238 0 0 NIKE INC COMMON 654106103 565 6331 SH SOLE 0 6331 0 0 NUMEREX CORP PA CL A COMMON 67053A102 197 18815 SH SOLE 0 18815 0 0 NUVASIVE INC COM COMMON 670704105 628 18005 SH SOLE 0 18005 0 0 ONEOK PARTNERS LP UNI COMMON 68268N103 221 3950 SH SOLE 0 3950 0 0 ORACLE CORP COM COMMON 68389X105 293 7654 SH SOLE 0 7654 0 0 PETMED EXPRESS INC CO COMMON 716382106 177 13003 SH SOLE 0 13003 0 0 PETROLEO BRASILEIRO S FOREIGN 71654V408 188 13241 SH SOLE 0 13241 0 0 PFIZER INC COMMON 717081103 866 29298 SH SOLE 0 29298 0 0 PHILIP MORRIS INTL IN COMMON 718172109 484 5798 SH SOLE 0 5798 0 0 PHILLIPS 66 COM COMMON 718546104 657 8086 SH SOLE 0 8086 0 0 POWERSHARES ETF TRUST COMMON 73935X500 71 11210 SH SOLE 0 11210 0 0 POWERSHARES ETF TRUST COMMON 73935X575 1846 75008 SH SOLE 0 75008 0 0 POWERSHARES QQQ TRUST COMMON 73935A104 375 3798 SH SOLE 0 3798 0 0 POWERSHS DB MULTI SEC COMMON 73936B408 348 13613 SH SOLE 0 13613 0 0 PROCTER & GAMBLE CO C COMMON 742718109 1772 21162 SH SOLE 0 21162 0 0 PROGRESSIVE CORP OHIO COMMON 743315103 216 8530 SH SOLE 0 8530 0 0 PUBLIC STORAGE INC 5. 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