CONTROLLER

0000934745-14-000003.txt : 20140703 0000934745-14-000003.hdr.sgml : 20140703 20140703151330 ACCESSION NUMBER: 0000934745-14-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140703 DATE AS OF CHANGE: 20140703 EFFECTIVENESS DATE: 20140703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WEATHERLY ASSET MANAGEMENT L. P. CENTRAL INDEX KEY: 0000934745 IRS NUMBER: 330638187 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15002 FILM NUMBER: 14960488 BUSINESS ADDRESS: STREET 1: 832 CAMINO DEL MAR STREET 2: SUITE 4 CITY: DEL MAR STATE: CA ZIP: 92014 BUSINESS PHONE: 8582594507 MAIL ADDRESS: STREET 1: 832 CAMINO DEL MAR STREET 2: SUITE 4 CITY: DEL MAR STATE: CA ZIP: 92014 FORMER COMPANY: FORMER CONFORMED NAME: WEATHERLY ASSET MANAGEMENT LP /ADV DATE OF NAME CHANGE: 19941228 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000934745 XXXXXXXX 06-30-2014 06-30-2014 WEATHERLY ASSET MANAGEMENT L. P.

832 CAMINO DEL MAR SUITE 4 DEL MAR CA 92014

13F HOLDINGS REPORT 028-15002 N MARGARET HAZEL EASTON CONTROLLER 858-259-4507 MARGARET HAZEL EASTON DEL MAR CA 07-03-2014 0 142 229362 false INFORMATION TABLE 2 ncwfazss.xml 1000 ETF POWERSHARES TRUST FTS COMMON 73935X583 741 8379 SH SOLE 0 8379 0 0 3-D SYS CORP DEL COM NEW COMMON 88554D205 2246 37555 SH SOLE 0 37555 0 0 3M COMPANY COM COMMON 88579Y101 954 6663 SH SOLE 0 6663 0 0 A T & T INC (NEW) COMMON 00206R102 3540 100114 SH SOLE 0 100114 0 0 ABBOTT LABS COMMON 2824100 1373 33561 SH SOLE 0 33561 0 0 ABBVIE INC COM COMMON 00287Y109 566 10030 SH SOLE 0 10030 0 0 ADOBE SYS INC COM COMMON 00724F101 5497 75965 SH SOLE 0 75965 0 0 AFLAC INC SUBOR DEBENTURE 5.50 PREFERR 1055300 246 10000 SH SOLE 0 10000 0 0 AGRIUM INC COM FOREIGN 8916108 394 4305 SH SOLE 0 4305 0 0 ALCOA INC COM COMMON 13817101 554 37230 SH SOLE 0 37230 0 0 ALLEGION PUB LTD CO ORD S COMMON G0176J109 611 10780 SH SOLE 0 10780 0 0 ALLSTATE CORP COMMON 20002101 925 15760 SH SOLE 0 15760 0 0 AMAZON COM INC COM COMMON 23135106 2968 9137 SH SOLE 0 9137 0 0 AMERICAN STS WTR CO COM COMMON 29899101 736 22142 SH SOLE 0 22142 0 0 ANADARKO PETE CORP COM COMMON 32511107 320 2925 SH SOLE 0 2925 0 0 APPLE INC COM COMMON 37833100 12695 136613 SH SOLE 0 136613 0 0 ARCHER DANIELS MIDLAND COMMON 39483102 2153 48811 SH SOLE 0 48811 0 0 BAKER HUGHES INC COM COMMON 57224107 1373 18444 SH SOLE 0 18444 0 0 BANK OF AMERICA COMMON 60505104 271 17629 SH SOLE 0 17629 0 0 BAXTER INTL INC COM COMMON 71813109 1432 19805 SH SOLE 0 19805 0 0 BERKSHIRE HATHAWAY INC DEL CL COMMON 84670702 708 5596 SH SOLE 0 5596 0 0 BOEING CO COM COMMON 97023105 2901 22801 SH SOLE 0 22801 0 0 BRISTOL MYERS SQUIBB CO COMMON 110122108 200 4131 SH SOLE 0 4131 0 0 CANADIAN OIL SANDS LTD COM COMMON 13643E109 235 10360 SH SOLE 0 10360 0 0 CARDINAL HEALTH INC COM COMMON 14149Y108 653 9531 SH SOLE 0 9531 0 0 CATERPILLAR INC COM COMMON 149123101 1898 17468 SH SOLE 0 17468 0 0 CEMEX S A ADR SPSRD NEW FOREIGN 151290889 600 45318 SH SOLE 0 45318 0 0 CHEVRONTEXACO CORPORATION COMMON 166764100 1418 10865 SH SOLE 0 10865 0 0 CISCO SYS INC COM COMMON 17275R102 1864 75002 SH SOLE 0 75002 0 0 CITIGROUP PERP PFD 6.875% CALL PREFERR 172967341 334 12300 SH SOLE 0 12300 0 0 COCA COLA CO COMMON 191216100 984 23235 SH SOLE 0 23235 0 0 COHEN & STEERS PFD SECS&INC CL PREFERR 19248X307 807 58625 SH SOLE 0 58625 0 0 COLGATE PALMOLIVE CO COMMON 194162103 3063 44919 SH SOLE 0 44919 0 0 COMCAST CORP NEW COM CL A COMMON 20030N101 1044 19443 SH SOLE 0 19443 0 0 CONAGRA FOODS INC COM COMMON 205887102 422 14213 SH SOLE 0 14213 0 0 CONOCOPHILLIPS COM COMMON 20825C104 2730 31846 SH SOLE 0 31846 0 0 COSTCO WHOLESALE CORP COMMON 22160K105 1613 14003 SH SOLE 0 14003 0 0 CSX CORP COM COMMON 126408103 438 14215 SH SOLE 0 14215 0 0 CVS CORP COM COMMON 126650100 1493 19808 SH SOLE 0 19808 0 0 DEERE & CO COM COMMON 244199105 1120 12369 SH SOLE 0 12369 0 0 DEVON ENERGY CORP NEW COM COMMON 25179M103 917 11546 SH SOLE 0 11546 0 0 DIAGEO PLC SPONSORED ADR FOREIGN 25243Q205 1233 9686 SH SOLE 0 9686 0 0 DIRECTV COMMON 25490A309 208 2447 SH SOLE 0 2447 0 0 DISNEY WALT PRODTNS COMMON 254687106 911 10627 SH SOLE 0 10627 0 0 ENTERPRISE PRODS PARTNERS L CO COMMON 293792107 550 7026 SH SOLE 0 7026 0 0 EXPRESS SCRIPTS HOLDING COMPAN COMMON 30219G108 249 3595 SH SOLE 0 3595 0 0 EXXON CORPORATION COMMON 30231G102 2492 24750 SH SOLE 0 24750 0 0 FACEBOOK INC CL A COMMON 30303M102 352 5230 SH SOLE 0 5230 0 0 FEDEX CORP COMMON 31428X106 920 6075 SH SOLE 0 6075 0 0 FIDELITY INVT TR DIVERS INTL F FOREIGN 315910802 323 8504 SH SOLE 0 8504 0 0 FLUOR CORP NEW COM COMMON 343412102 1580 20541 SH SOLE 0 20541 0 0 FORD MTR CO DEL COM PAR $0.08 COMMON 345370860 888 51487 SH SOLE 0 51487 0 0 FREEPORT MCMORAN COPPER&GOLDCL COMMON 35671D857 2624 71881 SH SOLE 0 71881 0 0 GENERAL ELEC CO COMMON 369604103 4486 170682 SH SOLE 0 170682 0 0 GOOGLE INC CL A COMMON 38259P508 665 1137 SH SOLE 0 1137 0 0 GOOGLE INC CL C COMMON 38259P706 666 1157 SH SOLE 0 1157 0 0 HALLIBURTON COMPANY COMMON 406216101 1828 25746 SH SOLE 0 25746 0 0 HERSHEY FOODS CORP COM COMMON 427866108 632 6492 SH SOLE 0 6492 0 0 HEWLETT PACKARD CO COM COMMON 428236103 365 10847 SH SOLE 0 10847 0 0 HOME DEPOT INC COM COMMON 437076102 6184 76378 SH SOLE 0 76378 0 0 HORMEL FOODS CORP COM COMMON 440452100 2242 45430 SH SOLE 0 45430 0 0 I B M COMMON 459200101 2567 14162 SH SOLE 0 14162 0 0 INDIA FD INC COM FOREIGN 454089103 538 21201 SH SOLE 0 21201 0 0 INGERSOLL-RAND PLC FOREIGN G47791101 2077 33223 SH SOLE 0 33223 0 0 INTEL CORP COM COMMON 458140100 1920 62134 SH SOLE 0 62134 0 0 ISHARES - PFF TR S&P US PFD ST PREFERR 464288687 3622 90766 SH SOLE 0 90766 0 0 ISHARES CORE S&P TTL S COMMON 464287150 783 8729 SH SOLE 0 8729 0 0 ISHARES INC EM MKT MIN VOL FOREIGN 464286533 2184 36361 SH SOLE 0 36361 0 0 ISHARES INC MSCI BRAZIL FOREIGN 464286400 411 8603 SH SOLE 0 8603 0 0 ISHARES INC MSCI CHILE INVE FOREIGN 464286640 275 6064 SH SOLE 0 6064 0 0 ISHARES SILVER TRUST ISHARES COMMON 46428Q109 326 16086 SH SOLE 0 16086 0 0 ISHARES TR DJ INTL SEL DI FOREIGN 464288448 268 6707 SH SOLE 0 6707 0 0 ISHARES TR DJ US TELECOMM COMMON 464287713 264 8692 SH SOLE 0 8692 0 0 ISHARES TR DOW JONES - DVY SEL COMMON 464287168 5295 68785 SH SOLE 0 68785 0 0 ISHARES TR EAFE MIN VOL E FOREIGN 46429B689 1285 19651 SH SOLE 0 19651 0 0 ISHARES TR GS NAT RES IDX COMMON 464287374 924 18493 SH SOLE 0 18493 0 0 ISHARES TR MSCI EAFE INDEX FOREIGN 464287465 255 3732 SH SOLE 0 3732 0 0 ISHARES TR RUSSELL 100- COMMON 464287622 574 5211 SH SOLE 0 5211 0 0 ISHARES TR RUSSELL MIDCAP COMMON 464287499 2397 14745 SH SOLE 0 14745 0 0 ISHARES TR RUSSELL100-9 COMMON 464287598 372 3672 SH SOLE 0 3672 0 0 ISHARES TR S&P MIDCAP 40- COMMON 464287507 866 6052 SH SOLE 0 6052 0 0 ISHARES TR S&P SMCAP 60VA COMMON 464287879 208 1802 SH SOLE 0 1802 0 0 ITRON INC COM COMMON 465741106 932 22974 SH SOLE 0 22974 0 0 J.P. MORGAN CHASE & CO COMMON 46625H100 1063 18450 SH SOLE 0 18450 0 0 JACOBS ENGR GROUP INC DEL COM COMMON 469814107 857 16089 SH SOLE 0 16089 0 0 JOHNSON & JOHNSON COMMON 478160104 4231 40443 SH SOLE 0 40443 0 0 KIMBERLY CLARK CORP COM COMMON 494368103 888 7986 SH SOLE 0 7986 0 0 KIMCO REALTY 5.625% PERPETUAL PREFERR 49446R745 279 12000 SH SOLE 0 12000 0 0 KIMCO REALTY PERPETUAL PRE 6.0 PREFERR 49446R794 721 29125 SH SOLE 0 29125 0 0 LILLY ELI & CO COM COMMON 532457108 21219 341307 SH SOLE 0 341307 0 0 MARKET VECTORS ETF TR AGRIBUS COMMON 57060U605 226 4115 SH SOLE 0 4115 0 0 MCDONALDS CORP COMMON 580135101 1312 13022 SH SOLE 0 13022 0 0 MCKESSON CORPORATION COM COMMON 58155Q103 2947 15826 SH SOLE 0 15826 0 0 MEDTRONIC INC COM COMMON 585055106 698 10951 SH SOLE 0 10951 0 0 MERCK & COMPANY COMMON 58933Y105 593 10247 SH SOLE 0 10247 0 0 MICROSOFT CORP COM COMMON 594918104 1788 42881 SH SOLE 0 42881 0 0 MONSANTO CO NEW COM COMMON 61166W101 1572 12603 SH SOLE 0 12603 0 0 NETFLIX INC COM COMMON 64110L106 7592 17232 SH SOLE 0 17232 0 0 NIKE INC COMMON 654106103 491 6331 SH SOLE 0 6331 0 0 NUMEREX CORP PA CL A COMMON 67053A102 216 18815 SH SOLE 0 18815 0 0 NUVASIVE INC COM COMMON 670704105 643 18080 SH SOLE 0 18080 0 0 ONEOK PARTNERS LP UNIT LTD PAR COMMON 68268N103 231 3950 SH SOLE 0 3950 0 0 ORACLE CORP COM COMMON 68389X105 304 7501 SH SOLE 0 7501 0 0 PFIZER INC COMMON 717081103 904 30455 SH SOLE 0 30455 0 0 PHILIP MORRIS INTL INC COM COMMON 718172109 489 5797 SH SOLE 0 5797 0 0 PHILLIPS 66 COM COMMON 718546104 643 7995 SH SOLE 0 7995 0 0 POWERSHARES ETF TRUST WATER RE COMMON 73935X575 2010 75608 SH SOLE 0 75608 0 0 POWERSHARES QQQ TRUST UNIT SER COMMON 73935A104 357 3798 SH SOLE 0 3798 0 0 POWERSHS DB MULTI SECT COMM DB COMMON 73936B408 374 13613 SH SOLE 0 13613 0 0 PROCTER & GAMBLE CO COM COMMON 742718109 1720 21889 SH SOLE 0 21889 0 0 PROGRESSIVE CORP OHIO COM COMMON 743315103 217 8570 SH SOLE 0 8570 0 0 PUBLIC STORAGE INC 5.375% DEPO PREFERR 74460W800 237 10400 SH SOLE 0 10400 0 0 PUBLIC STORAGE PREFERRED 5.625 PREFERR 74460W602 205 8600 SH SOLE 0 8600 0 0 QUALCOMM INC COMMON 747525103 3245 40975 SH SOLE 0 40975 0 0 RAYONIER INC COM COMMON 754907103 463 13037 SH SOLE 0 13037 0 0 ROCHE HLDG LTD SPONSORED ADR FOREIGN 771195104 7823 209824 SH SOLE 0 209824 0 0 ROYAL BK CDA MONTREAL QUE COM FOREIGN 780087102 631 8830 SH SOLE 0 8830 0 0 ROYAL DUTCH SHELL PLC SPONS AD FOREIGN 780259206 546 6629 SH SOLE 0 6629 0 0 SAP AG ADR SPON FOREIGN 803054204 1408 18285 SH SOLE 0 18285 0 0 SCHLUMBERGER COMMON 806857108 1165 9875 SH SOLE 0 9875 0 0 SECTOR SPDR TR SBI HEALTHCARE COMMON 81369Y209 1904 31301 SH SOLE 0 31301 0 0 SELECT SECTOR SPDR TR SBI INT- COMMON 81369Y605 871 38315 SH SOLE 0 38315 0 0 SEMPRA ENERGY CORP COM COMMON 816851109 552 5275 SH SOLE 0 5275 0 0 SHERWIN WILLIAMS CO COM COMMON 824348106 926 4475 SH SOLE 0 4475 0 0 SPDR GOLD TRUST GOLD SHS COMMON 78463V107 682 5330 SH SOLE 0 5330 0 0 SPDR SERIES TRUST S&P BIOTECH COMMON 78464A870 3734 24246 SH SOLE 0 24246 0 0 SPDR TR UNIT SER 1 COMMON 78462F103 323 1649 SH SOLE 0 1649 0 0 ST JUDE MED INC COM COMMON 790849103 257 3711 SH SOLE 0 3711 0 0 STARBUCKS CORP COM COMMON 855244109 5545 71664 SH SOLE 0 71664 0 0 SUNCOR ENERGY INC FOREIGN 867224107 280 6579 SH SOLE 0 6579 0 0 TARGET CORP COM COMMON 87612E106 2665 45989 SH SOLE 0 45989 0 0 TESLA MTRS INC COM COMMON 88160R101 505 2105 SH SOLE 0 2105 0 0 TRANSOCEAN LTD ZUG NAMEN AKT FOREIGN H8817H100 230 5116 SH SOLE 0 5116 0 0 UNITED PARCEL SVC INC CL B COMMON 911312106 437 4252 SH SOLE 0 4252 0 0 URBAN OUTFITTERS INC COM COMMON 917047102 1530 45198 SH SOLE 0 45198 0 0 VEOLIA ENVIRONMENT SPONSORED A FOREIGN 92334N103 613 32258 SH SOLE 0 32258 0 0 VERIZON COMMUNICATIONS COMMON 92343V104 1678 34294 SH SOLE 0 34294 0 0 VISA INC. CLASS A COMMON 92826C839 204 971 SH SOLE 0 971 0 0 VOLKSWAGEN A G ADR SPONSORED FOREIGN 928662303 4695 90806 SH SOLE 0 90806 0 0 WAL MART STORES INC COMMON 931142103 1015 13520 SH SOLE 0 13520 0 0 WASTE MGMT INC DEL COM COMMON 94106L109 3794 84815 SH SOLE 0 84815 0 0 WELLS FARGO NEW COMMON 949746101 3836 72979 SH SOLE 0 72979 0 0