0000934745-13-000021.txt : 20131112
0000934745-13-000021.hdr.sgml : 20131111
20131112161353
ACCESSION NUMBER: 0000934745-13-000021
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130930
FILED AS OF DATE: 20131112
DATE AS OF CHANGE: 20131112
EFFECTIVENESS DATE: 20131112
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: WEATHERLY ASSET MANAGEMENT L. P.
CENTRAL INDEX KEY: 0000934745
IRS NUMBER: 330638187
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15002
FILM NUMBER: 131210318
BUSINESS ADDRESS:
STREET 1: 832 CAMINO DEL MAR
STREET 2: SUITE 4
CITY: DEL MAR
STATE: CA
ZIP: 92014
BUSINESS PHONE: 8582594507
MAIL ADDRESS:
STREET 1: 832 CAMINO DEL MAR
STREET 2: SUITE 4
CITY: DEL MAR
STATE: CA
ZIP: 92014
FORMER COMPANY:
FORMER CONFORMED NAME: WEATHERLY ASSET MANAGEMENT LP /ADV
DATE OF NAME CHANGE: 19941228
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000934745
XXXXXXXX
09-30-2013
09-30-2013
WEATHERLY ASSET MANAGEMENT L. P.
832 CAMINO DEL MAR
SUITE 4
DEL MAR
CA
92014
13F HOLDINGS REPORT
028-15002
N
MARGARET HAZEL EASTON
CONTROLLER
858-259-4507
MARGARET HAZEL EASTON
SAN DIEGO
CA
11-12-2013
0
141
3755426
false
INFORMATION TABLE
2
093013finfin3.xml
1000 ETF POWERSHARES
COM
73935X583
633
8380
SH
SOLE
8380
0
0
3-D SYS CORP DEL COM
COM
88554D205
931
17250
SH
SOLE
17250
0
0
3M COMPANY COM
COM
88579Y101
855
7164
SH
SOLE
7164
0
0
A T & T INC (NEW)
COM
00206R102
3513
103882
SH
SOLE
103882
0
0
ABBOTT LABS
COM
2824100
503
15167
SH
SOLE
15167
0
0
ABBVIE INC COM
COM
00287Y109
529
11827
SH
SOLE
11827
0
0
ADOBE SYS INC COM
COM
00724F101
3998
76965
SH
SOLE
76965
0
0
AFLAC INC SUBOR DEBEN
PREF
1055300
244
11200
SH
SOLE
11200
0
0
ALCOA INC COM
COM
13817101
431
53096
SH
SOLE
53096
0
0
ALLSTATE CORP
COM
20002101
285
5630
SH
SOLE
5630
0
0
AMAZON COM INC COM
COM
23135106
3711
11871
SH
SOLE
11871
0
0
AMERICAN FIN GROUP PR
PREF
25932401
233
9800
SH
SOLE
9800
0
0
AMERICAN STS WTR CO C
COM
29899101
613
22242
SH
SOLE
22242
0
0
ANADARKO PETE CORP CO
COM
32511107
242
2600
SH
SOLE
2600
0
0
APPLE INC COM
COM
37833100
9066
19016
SH
SOLE
19016
0
0
ARCHER DANIELS MIDLAN
COM
39483102
1844
50067
SH
SOLE
50067
0
0
BAKER HUGHES INC COM
COM
57224107
677
13794
SH
SOLE
13794
0
0
BANK OF AMERICA
COM
60505104
238
17211
SH
SOLE
17211
0
0
BAXTER INTL INC COM
COM
71813109
221
3370
SH
SOLE
3370
0
0
BERKSHIRE HATHAWAY IN
COM
84670702
635
5596
SH
SOLE
5596
0
0
BOEING CO COM
COM
97023105
3326
28308
SH
SOLE
28308
0
0
CANADIAN OIL SANDS LT
COM
10643E105
245
12610
SH
SOLE
12610
0
0
CARDINAL HEALTH INC C
COM
14149Y108
519
9956
SH
SOLE
9956
0
0
CATERPILLAR INC COM
COM
149123101
1522
18249
SH
SOLE
18249
0
0
CEMEX S A ADR SPSRD N
FOR
151290889
563
50315
SH
SOLE
50315
0
0
CHEVRONTEXACO CORP
COM
166764100
1443
11878
SH
SOLE
11878
0
0
CISCO SYS INC COM
COM
17275R102
1940
82813
SH
SOLE
82813
0
0
CITIGROUP CAP XVII TR
PREF
17311H209
224
9000
SH
SOLE
9000
0
0
CITIGROUP INC
COM
172967424
208
4295
SH
SOLE
4295
0
0
COCA COLA CO
COM
191216100
893
23581
SH
SOLE
23581
0
0
COHEN & STEERS PFD SE
PREF
19248X307
318
24865
SH
SOLE
24865
0
0
COLGATE PALMOLIVE CO
COM
194162103
2860
48235
SH
SOLE
48235
0
0
COMCAST CORP NEW COM
COM
20030N101
909
20147
SH
SOLE
20147
0
0
CONOCOPHILLIPS COM
COM
20825C104
1984
28547
SH
SOLE
28547
0
0
COSTCO WHOLESALE CORP
COM
22160K105
1978
17178
SH
SOLE
17178
0
0
CSX CORP COM
COM
126408103
367
14240
SH
SOLE
14240
0
0
CVS CORP COM
COM
126650100
1136
20012
SH
SOLE
20012
0
0
DEERE & CO COM
COM
244199105
714
8770
SH
SOLE
8770
0
0
DEVON ENERGY CORP NEW
COM
25179M103
436
7557
SH
SOLE
7557
0
0
DIAGEO PLC SPONSORED
FOR
25243Q205
1468
11552
SH
SOLE
11552
0
0
DISNEY WALT PRODTNS
COM
254687106
708
10977
SH
SOLE
10977
0
0
ENTERPRISE PRODS PART
COM
293792107
425
6956
SH
SOLE
6956
0
0
EXELON CORP COM
COM
30161N101
344
11590
SH
SOLE
11590
0
0
EXXON CORPORATION
COM
30231G102
2163
25144
SH
SOLE
25144
0
0
FACEBOOK INC CL A
COM
30303M102
265
5280
SH
SOLE
5280
0
0
FEDEX CORP
COM
31428X106
722
6325
SH
SOLE
6325
0
0
FIDELITY INVT TR DIVE
FOR
315910802
300
8660
SH
SOLE
8660
0
0
FLUOR CORP NEW COM
COM
343412102
1546
21791
SH
SOLE
21791
0
0
FORD MTR CO DEL COM P
COM
345370860
644
38202
SH
SOLE
38202
0
0
FREEPORT MCMORAN COPP
COM
35671D857
1556
47026
SH
SOLE
47026
0
0
G A P INC
COM
364760108
202
5017
SH
SOLE
5017
0
0
GENERAL ELEC CO
COM
369604103
3650
152785
SH
SOLE
152785
0
0
GOOGLE INC CL A
COM
38259P508
905
1033
SH
SOLE
1033
0
0
HALLIBURTON COMPANY
COM
406216101
682
14161
SH
SOLE
14161
0
0
HARBOR FD INTL FD
FOR
411511306
244
3528
SH
SOLE
3528
0
0
HERSHEY FOODS CORP CO
COM
427866108
607
6562
SH
SOLE
6562
0
0
HEWLETT PACKARD CO CO
COM
428236103
238
11319
SH
SOLE
11319
0
0
HOME DEPOT INC COM
COM
437076102
6286
82871
SH
SOLE
82871
0
0
HORMEL FOODS CORP COM
COM
440452100
1108
26295
SH
SOLE
26295
0
0
I B M
COM
459200101
2703
14597
SH
SOLE
14597
0
0
INDIA FD INC COM
FOR
454089103
606
31636
SH
SOLE
31636
0
0
INGERSOLL-RAND PLC
FOR
G47791101
2257
34760
SH
SOLE
34760
0
0
INTEL CORP COM
COM
458140100
1299
56679
SH
SOLE
56679
0
0
ISHARES - PFF TR S&P
PREF
464288687
4233
111396
SH
SOLE
111396
0
0
ISHARES INC MSCI BRAZ
FOR
464286400
560
11679
SH
SOLE
11679
0
0
ISHARES INC MSCI CHIL
FOR
464286640
453
9020
SH
SOLE
9020
0
0
ISHARES SILVER TRUST
COM
46428Q109
391
18686
SH
SOLE
18686
0
0
ISHARES TR DJ INTL SE
FOR
464288448
250
6902
SH
SOLE
6902
0
0
ISHARES TR DJ US TELE
COM
464287713
243
8825
SH
SOLE
8825
0
0
ISHARES TR DOW JONES
COM
464287168
4550
68584
SH
SOLE
68584
0
0
ISHARES TR GS NAT RES
COM
464287374
773
18644
SH
SOLE
18644
0
0
ISHARES TR MSCI EAFE
FOR
464287465
370
5802
SH
SOLE
5802
0
0
ISHARES TR MSCI EMERG
FOR
464287234
848
20804
SH
SOLE
20804
0
0
ISHARES TR RUSSELL 10
COM
464287622
2500
26551
SH
SOLE
26551
0
0
ISHARES TR RUSSELL 20
COM
464287655
416
3903
SH
SOLE
3903
0
0
ISHARES TR RUSSELL MI
COM
464287499
2109
15167
SH
SOLE
15167
0
0
ISHARES TR RUSSELL100
COM
464287598
327
3797
SH
SOLE
3797
0
0
ISHARES TR S&P MIDCAP
COM
464287507
580
4672
SH
SOLE
4672
0
0
ITRON INC COM
COM
465741106
1153
26910
SH
SOLE
26910
0
0
J.P. MORGAN CHASE & C
COM
46625H100
990
19151
SH
SOLE
19151
0
0
JACOBS ENGR GROUP INC
COM
469814107
980
16850
SH
SOLE
16850
0
0
JOHNSON & JOHNSON
COM
478160104
2578
29736
SH
SOLE
29736
0
0
KIMBERLY CLARK CORP C
COM
494368103
205
2181
SH
SOLE
2181
0
0
KIMCO REALTY 5.625% P
PREF
49446R745
245
12000
SH
SOLE
12000
0
0
KIMCO REALTY PERPETUA
PREF
49446R794
722
32925
SH
SOLE
32925
0
0
LILLY ELI & CO COM
COM
532457108
19003
377577
SH
SOLE
377577
0
0
MANPOWER INC
COM
56418H100
2239
30775
SH
SOLE
30775
0
0
MARKET VECTORS ETF TR
COM
57060U605
257
5015
SH
SOLE
5015
0
0
MCDONALDS CORP
COM
580135101
1428
14839
SH
SOLE
14839
0
0
MCKESSON CORPORATION
COM
58155Q103
5769
44968
SH
SOLE
44968
0
0
MEDTRONIC INC COM
COM
585055106
619
11624
SH
SOLE
11624
0
0
MERCK & COMPANY
COM
58933Y105
486
10198
SH
SOLE
10198
0
0
MICROSOFT CORP COM
COM
594918104
1494
44894
SH
SOLE
44894
0
0
MONSANTO CO NEW COM
COM
61166W101
1395
13364
SH
SOLE
13364
0
0
NANOVIRICIDES INC COM
COM
630087203
221
42643
SH
SOLE
42643
0
0
NIKE INC
COM
654106103
460
6331
SH
SOLE
6331
0
0
NUMEREX CORP PA CL A
COM
67053A102
206
18815
SH
SOLE
18815
0
0
NUVASIVE INC COM
COM
670704105
502
20515
SH
SOLE
20515
0
0
ONEOK PARTNERS LP UNI
COM
68268N103
209
3950
SH
SOLE
3950
0
0
PEPSICO INC
COM
713448108
4514
56780
SH
SOLE
56780
0
0
PETROLEO BRASILEIRO S
FOR
71654V408
368
23729
SH
SOLE
23729
0
0
PFIZER INC
COM
717081103
958
33340
SH
SOLE
33340
0
0
PHILIP MORRIS INTL IN
COM
718172109
512
5911
SH
SOLE
5911
0
0
PHILLIPS 66 COM
COM
718546104
477
8253
SH
SOLE
8253
0
0
POWERSHARES ETF TRUST
COM
73935X575
1875
78408
SH
SOLE
78408
0
0
POWERSHARES QQQ TRUST
COM
73935A104
394
5001
SH
SOLE
5001
0
0
POWERSHS DB MULTI SEC
COM
73936B408
440
17388
SH
SOLE
17388
0
0
PROCTER & GAMBLE CO C
COM
742718109
1815
24014
SH
SOLE
24014
0
0
PROGRESSIVE CORP OHIO
COM
743315103
257
9450
SH
SOLE
9450
0
0
PUBLIC STORAGE INC 5.
PREF
74460W875
232
11500
SH
SOLE
11500
0
0
PUBLIC STORAGE INC 5.
PREF
74460W800
252
12000
SH
SOLE
12000
0
0
PUBLIC STORAGE PREFER
PREF
74460W602
218
10000
SH
SOLE
10000
0
0
QUALCOMM INC
COM
747525103
2673
39701
SH
SOLE
39701
0
0
ROCHE HLDG LTD SPONSO
FOR
771195104
7364
109212
SH
SOLE
109212
0
0
ROYAL BK CDA MONTREAL
FOR
780087102
580
9030
SH
SOLE
9030
0
0
SAP AG ADR SPON
FOR
803054204
1523
20598
SH
SOLE
20598
0
0
SCHLUMBERGER
COM
806857108
837
9476
SH
SOLE
9476
0
0
SECTOR SPDR TR SBI HE
COM
81369Y209
1620
32027
SH
SOLE
32027
0
0
SELECT SECTOR SPDR TR
COM
81369Y605
830
41685
SH
SOLE
41685
0
0
SEMPRA ENERGY CORP CO
COM
816851109
450
5256
SH
SOLE
5256
0
0
SHERWIN WILLIAMS CO C
COM
824348106
876
4811
SH
SOLE
4811
0
0
SPDR GOLD TRUST GOLD
COM
78463V107
874
6815
SH
SOLE
6815
0
0
SPDR SERIES TRUST S&P
COM
78464A870
1554
12029
SH
SOLE
12029
0
0
SPDR TR UNIT SER 1
COM
78462F103
329
1960
SH
SOLE
1960
0
0
STARBUCKS CORP COM
COM
855244109
3421
44442
SH
SOLE
44442
0
0
SUNCOR ENERGY INC
FOR
867224107
241
6739
SH
SOLE
6739
0
0
SUNTRUST BKS DEP PERP
PREF
867914889
251
11600
SH
SOLE
11600
0
0
SYMANTEC CORP COM
COM
871503108
214
8634
SH
SOLE
8634
0
0
TARGET CORP COM
COM
87612E114
1694
26478
SH
SOLE
26478
0
0
TESLA MTRS INC COM
COM
88160R101
389
2010
SH
SOLE
2010
0
0
TRANSOCEAN LTD ZUG NA
FOR
H8817H100
236
5296
SH
SOLE
5296
0
0
UNITED PARCEL SVC INC
COM
911312106
427
4677
SH
SOLE
4677
0
0
URBAN OUTFITTERS INC
COM
917047102
1735
47173
SH
SOLE
47173
0
0
VEOLIA ENVIRONMENT SP
FOR
92334N103
703
41034
SH
SOLE
41034
0
0
VERIZON COMMUNICATION
COM
92343V104
1668
35733
SH
SOLE
35733
0
0
VISA INC. CLASS A
COM
92826C839
201
1051
SH
SOLE
1051
0
0
VODAFONE GROUP INC
FOR
92857W209
251
7123
SH
SOLE
7123
0
0
VOLKSWAGEN A G ADR SP
FOR
928662303
4450
98046
SH
SOLE
98046
0
0
WAL MART STORES INC
COM
931142103
1049
14181
SH
SOLE
14181
0
0
WASTE MGMT INC DEL CO
COM
94106L109
3625
87896
SH
SOLE
87896
0
0
WELLS FARGO NEW
COM
949746101
2637
63816
SH
SOLE
63816
0
0