CONTROLLER

0000934745-14-000002.txt : 20140417 0000934745-14-000002.hdr.sgml : 20140417 20140416182911 ACCESSION NUMBER: 0000934745-14-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140417 DATE AS OF CHANGE: 20140416 EFFECTIVENESS DATE: 20140417 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WEATHERLY ASSET MANAGEMENT L. P. CENTRAL INDEX KEY: 0000934745 IRS NUMBER: 330638187 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15002 FILM NUMBER: 14768351 BUSINESS ADDRESS: STREET 1: 832 CAMINO DEL MAR STREET 2: SUITE 4 CITY: DEL MAR STATE: CA ZIP: 92014 BUSINESS PHONE: 8582594507 MAIL ADDRESS: STREET 1: 832 CAMINO DEL MAR STREET 2: SUITE 4 CITY: DEL MAR STATE: CA ZIP: 92014 FORMER COMPANY: FORMER CONFORMED NAME: WEATHERLY ASSET MANAGEMENT LP /ADV DATE OF NAME CHANGE: 19941228 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000934745 XXXXXXXX 03-31-2014 03-31-2014 WEATHERLY ASSET MANAGEMENT L. P.

832 CAMINO DEL MAR SUITE 4 DEL MAR CA 92014

13F HOLDINGS REPORT 028-15002 N MARGARET HAZEL EASTON CONTROLLER 858-259-4507 MARGARET HAZEL EASTON DEL MAR CA 04-16-2014 0 139 215493 false INFORMATION TABLE 2 wammarfin.xml 1000 ETF POWERSHARES TRUST FTS COMMON 73935X583 709 8379 SH SOLE 0 8379 0 0 3-D SYS CORP DEL COM NEW COMMON 88554D205 2231 37720 SH SOLE 0 37720 0 0 3M COMPANY COM COMMON 88579Y101 945 6963 SH SOLE 0 6963 0 0 A T & T INC (NEW) COMMON 00206R102 3552 101295 SH SOLE 0 101295 0 0 ABBOTT LABS COMMON 2824100 1315 34151 SH SOLE 0 34151 0 0 ABBVIE INC COM COMMON 00287Y109 535 10410 SH SOLE 0 10410 0 0 ADOBE SYS INC COM COMMON 00724F101 5061 76990 SH SOLE 0 76990 0 0 AFLAC INC SUBOR DEBENTURE 5.50 PREFERR 1055300 234 10000 SH SOLE 0 10000 0 0 ALCOA INC COM COMMON 13817101 596 46280 SH SOLE 0 46280 0 0 ALLEGION PUB LTD CO ORD S COMMON G0176J109 582 11153 SH SOLE 0 11153 0 0 ALLSTATE CORP COMMON 20002101 613 10830 SH SOLE 0 10830 0 0 AMAZON COM INC COM COMMON 23135106 3132 9311 SH SOLE 0 9311 0 0 AMERICAN FIN GROUP PREF 6.375% PREFERR 25932401 241 9500 SH SOLE 0 9500 0 0 AMERICAN STS WTR CO COM COMMON 29899101 715 22142 SH SOLE 0 22142 0 0 ANADARKO PETE CORP COM COMMON 32511107 220 2600 SH SOLE 0 2600 0 0 APPLE INC COM COMMON 37833100 10072 18766 SH SOLE 0 18766 0 0 ARCHER DANIELS MIDLAND COMMON 39483102 2118 48811 SH SOLE 0 48811 0 0 BAKER HUGHES INC COM COMMON 57224107 1142 17559 SH SOLE 0 17559 0 0 BANK OF AMERICA COMMON 60505104 273 15886 SH SOLE 0 15886 0 0 BAXTER INTL INC COM COMMON 71813109 767 10425 SH SOLE 0 10425 0 0 BERKSHIRE HATHAWAY INC DEL CL COMMON 84670702 699 5596 SH SOLE 0 5596 0 0 BOEING CO COM COMMON 97023105 2853 22731 SH SOLE 0 22731 0 0 CANADIAN OIL SANDS LTD COM COMMON 13643E109 209 9985 SH SOLE 0 9985 0 0 CARDINAL HEALTH INC COM COMMON 14149Y108 679 9706 SH SOLE 0 9706 0 0 CATERPILLAR INC COM COMMON 149123101 1741 17518 SH SOLE 0 17518 0 0 CEMEX S A ADR SPSRD NEW FOREIGN 151290889 574 45445 SH SOLE 0 45445 0 0 CHEVRONTEXACO CORPORATION COMMON 166764100 1304 10965 SH SOLE 0 10965 0 0 CISCO SYS INC COM COMMON 17275R102 1660 74047 SH SOLE 0 74047 0 0 CITIGROUP CAP XVII TRUPS 6.35% PREFERR 17311H209 226 9000 SH SOLE 0 9000 0 0 CITIGROUP PERP PFD 6.875% CALL PREFERR 172967341 321 12300 SH SOLE 0 12300 0 0 COCA COLA CO COMMON 191216100 914 23633 SH SOLE 0 23633 0 0 COHEN & STEERS PFD SECS&INC CL PREFERR 19248X307 675 50464 SH SOLE 0 50464 0 0 COLGATE PALMOLIVE CO COMMON 194162103 3008 46369 SH SOLE 0 46369 0 0 COMCAST CORP NEW COM CL A COMMON 20030N101 983 19650 SH SOLE 0 19650 0 0 CONOCOPHILLIPS COM COMMON 20825C104 2258 32101 SH SOLE 0 32101 0 0 COSTCO WHOLESALE CORP COMMON 22160K105 1535 13748 SH SOLE 0 13748 0 0 CSX CORP COM COMMON 126408103 423 14615 SH SOLE 0 14615 0 0 CVS CORP COM COMMON 126650100 1477 19723 SH SOLE 0 19723 0 0 DEERE & CO COM COMMON 244199105 1135 12499 SH SOLE 0 12499 0 0 DEVON ENERGY CORP NEW COM COMMON 25179M103 805 12023 SH SOLE 0 12023 0 0 DIAGEO PLC SPONSORED ADR FOREIGN 25243Q205 1257 10086 SH SOLE 0 10086 0 0 DISNEY WALT PRODTNS COMMON 254687106 863 10777 SH SOLE 0 10777 0 0 ENTERPRISE PRODS PARTNERS L CO COMMON 293792107 487 7026 SH SOLE 0 7026 0 0 EXPRESS SCRIPTS HOLDING COMPAN COMMON 30219G108 206 2745 SH SOLE 0 2745 0 0 EXXON CORPORATION COMMON 30231G102 2423 24804 SH SOLE 0 24804 0 0 FACEBOOK INC CL A COMMON 30303M102 315 5230 SH SOLE 0 5230 0 0 FEDEX CORP COMMON 31428X106 838 6325 SH SOLE 0 6325 0 0 FIDELITY INVT TR DIVERS INTL F FOREIGN 315910802 311 8504 SH SOLE 0 8504 0 0 FLUOR CORP NEW COM COMMON 343412102 1655 21291 SH SOLE 0 21291 0 0 FORD MTR CO DEL COM PAR $0.08 COMMON 345370860 785 50337 SH SOLE 0 50337 0 0 FREEPORT MCMORAN COPPER&GOLDCL COMMON 35671D857 1833 55438 SH SOLE 0 55438 0 0 GENERAL ELEC CO COMMON 369604103 3802 146837 SH SOLE 0 146837 0 0 GOOGLE INC CL A COMMON 38259P508 1277 1146 SH SOLE 0 1146 0 0 HALLIBURTON COMPANY COMMON 406216101 1110 18851 SH SOLE 0 18851 0 0 HERSHEY FOODS CORP COM COMMON 427866108 685 6562 SH SOLE 0 6562 0 0 HEWLETT PACKARD CO COM COMMON 428236103 351 10847 SH SOLE 0 10847 0 0 HOME DEPOT INC COM COMMON 437076102 6060 76577 SH SOLE 0 76577 0 0 HORMEL FOODS CORP COM COMMON 440452100 2243 45530 SH SOLE 0 45530 0 0 I B M COMMON 459200101 2726 14162 SH SOLE 0 14162 0 0 INDIA FD INC COM FOREIGN 454089103 515 22349 SH SOLE 0 22349 0 0 INGERSOLL-RAND PLC FOREIGN G47791101 1962 34278 SH SOLE 0 34278 0 0 INTEL CORP COM COMMON 458140100 1292 50048 SH SOLE 0 50048 0 0 ISHARES - PFF TR S&P US PFD ST PREFERR 464288687 3679 94256 SH SOLE 0 94256 0 0 ISHARES INC EM MKT MIN VOL FOREIGN 464286533 1794 31360 SH SOLE 0 31360 0 0 ISHARES INC MSCI BRAZIL FOREIGN 464286400 505 11203 SH SOLE 0 11203 0 0 ISHARES INC MSCI CHILE INVE FOREIGN 464286640 278 6114 SH SOLE 0 6114 0 0 ISHARES SILVER TRUST ISHARES COMMON 46428Q109 306 16086 SH SOLE 0 16086 0 0 ISHARES TR DJ INTL SEL DI FOREIGN 464288448 261 6752 SH SOLE 0 6752 0 0 ISHARES TR DJ US TELECOMM COMMON 464287713 261 8692 SH SOLE 0 8692 0 0 ISHARES TR DOW JONES - DVY SEL COMMON 464287168 5092 69452 SH SOLE 0 69452 0 0 ISHARES TR EAFE MIN VOL E FOREIGN 46429B689 706 11245 SH SOLE 0 11245 0 0 ISHARES TR GS NAT RES IDX COMMON 464287374 826 18643 SH SOLE 0 18643 0 0 ISHARES TR MSCI EAFE INDEX FOREIGN 464287465 262 3907 SH SOLE 0 3907 0 0 ISHARES TR RUSSELL 100- COMMON 464287622 492 4698 SH SOLE 0 4698 0 0 ISHARES TR RUSSELL MIDCAP COMMON 464287499 2355 15215 SH SOLE 0 15215 0 0 ISHARES TR RUSSELL100-9 COMMON 464287598 354 3672 SH SOLE 0 3672 0 0 ISHARES TR S&P MIDCAP 40- COMMON 464287507 682 4962 SH SOLE 0 4962 0 0 ISHARES TR S&P SMCAP 60VA COMMON 464287879 211 1862 SH SOLE 0 1862 0 0 ITRON INC COM COMMON 465741106 839 23599 SH SOLE 0 23599 0 0 J.P. MORGAN CHASE & CO COMMON 46625H100 1120 18450 SH SOLE 0 18450 0 0 JACOBS ENGR GROUP INC DEL COM COMMON 469814107 1042 16414 SH SOLE 0 16414 0 0 JOHNSON & JOHNSON COMMON 478160104 3024 30783 SH SOLE 0 30783 0 0 KIMBERLY CLARK CORP COM COMMON 494368103 827 7501 SH SOLE 0 7501 0 0 KIMCO REALTY 5.625% PERPETUAL PREFERR 49446R745 257 12000 SH SOLE 0 12000 0 0 KIMCO REALTY PERPETUAL PRE 6.0 PREFERR 49446R794 661 29125 SH SOLE 0 29125 0 0 LILLY ELI & CO COM COMMON 532457108 20672 351207 SH SOLE 0 351207 0 0 MARKET VECTORS ETF TR AGRIBUS COMMON 57060U605 224 4115 SH SOLE 0 4115 0 0 MCDONALDS CORP COMMON 580135101 1314 13403 SH SOLE 0 13403 0 0 MCKESSON CORPORATION COM COMMON 58155Q103 2844 16106 SH SOLE 0 16106 0 0 MEDTRONIC INC COM COMMON 585055106 697 11324 SH SOLE 0 11324 0 0 MERCK & COMPANY COMMON 58933Y105 589 10372 SH SOLE 0 10372 0 0 MICROSOFT CORP COM COMMON 594918104 1800 43917 SH SOLE 0 43917 0 0 MONSANTO CO NEW COM COMMON 61166W101 1457 12803 SH SOLE 0 12803 0 0 NETFLIX INC COM COMMON 64110L106 6157 17490 SH SOLE 0 17490 0 0 NIKE INC COMMON 654106103 468 6331 SH SOLE 0 6331 0 0 NUMEREX CORP PA CL A COMMON 67053A102 206 18815 SH SOLE 0 18815 0 0 NUVASIVE INC COM COMMON 670704105 759 19765 SH SOLE 0 19765 0 0 ONEOK PARTNERS LP UNIT LTD PAR COMMON 68268N103 212 3950 SH SOLE 0 3950 0 0 ORACLE CORP COM COMMON 68389X105 275 6725 SH SOLE 0 6725 0 0 PEPSICO INC COMMON 713448108 4602 55115 SH SOLE 0 55115 0 0 PETROLEO BRASILEIRO SA PETROSP FOREIGN 71654V408 233 17740 SH SOLE 0 17740 0 0 PFIZER INC COMMON 717081103 1002 31205 SH SOLE 0 31205 0 0 PHILIP MORRIS INTL INC COM COMMON 718172109 472 5767 SH SOLE 0 5767 0 0 PHILLIPS 66 COM COMMON 718546104 621 8065 SH SOLE 0 8065 0 0 POWERSHARES ETF TRUST WATER RE COMMON 73935X575 2065 77408 SH SOLE 0 77408 0 0 POWERSHARES QQQ TRUST UNIT SER COMMON 73935A104 333 3798 SH SOLE 0 3798 0 0 POWERSHS DB MULTI SECT COMM DB COMMON 73936B408 386 13613 SH SOLE 0 13613 0 0 PROCTER & GAMBLE CO COM COMMON 742718109 1763 21876 SH SOLE 0 21876 0 0 PROGRESSIVE CORP OHIO COM COMMON 743315103 226 9350 SH SOLE 0 9350 0 0 PUBLIC STORAGE INC 5.375% DEPO PREFERR 74460W800 224 10400 SH SOLE 0 10400 0 0 QUALCOMM INC COMMON 747525103 3091 39198 SH SOLE 0 39198 0 0 ROCHE HLDG LTD SPONSORED ADR FOREIGN 771195104 7958 212224 SH SOLE 0 212224 0 0 ROYAL BK CDA MONTREAL QUE COM FOREIGN 780087102 583 8830 SH SOLE 0 8830 0 0 ROYAL DUTCH SHELL PLC SPONS AD FOREIGN 780259206 458 6269 SH SOLE 0 6269 0 0 SAP AG ADR SPON FOREIGN 803054204 1543 18971 SH SOLE 0 18971 0 0 SCHLUMBERGER COMMON 806857108 924 9475 SH SOLE 0 9475 0 0 SECTOR SPDR TR SBI HEALTHCARE COMMON 81369Y209 1845 31551 SH SOLE 0 31551 0 0 SELECT SECTOR SPDR TR SBI INT- COMMON 81369Y605 869 38915 SH SOLE 0 38915 0 0 SEMPRA ENERGY CORP COM COMMON 816851109 510 5275 SH SOLE 0 5275 0 0 SHERWIN WILLIAMS CO COM COMMON 824348106 882 4475 SH SOLE 0 4475 0 0 SPDR GOLD TRUST GOLD SHS COMMON 78463V107 659 5330 SH SOLE 0 5330 0 0 SPDR SERIES TRUST S&P BIOTECH COMMON 78464A870 3285 23056 SH SOLE 0 23056 0 0 SPDR TR UNIT SER 1 COMMON 78462F103 367 1963 SH SOLE 0 1963 0 0 ST JUDE MED INC COM COMMON 790849103 243 3711 SH SOLE 0 3711 0 0 STARBUCKS CORP COM COMMON 855244109 4803 65457 SH SOLE 0 65457 0 0 SUNCOR ENERGY INC FOREIGN 867224107 232 6643 SH SOLE 0 6643 0 0 TARGET CORP COM COMMON 87612E106 2124 35106 SH SOLE 0 35106 0 0 TESLA MTRS INC COM COMMON 88160R101 439 2105 SH SOLE 0 2105 0 0 TRANSOCEAN LTD ZUG NAMEN AKT FOREIGN H8817H100 215 5191 SH SOLE 0 5191 0 0 UNITED PARCEL SVC INC CL B COMMON 911312106 382 3927 SH SOLE 0 3927 0 0 URBAN OUTFITTERS INC COM COMMON 917047102 1679 46048 SH SOLE 0 46048 0 0 VEOLIA ENVIRONMENT SPONSORED A FOREIGN 92334N103 641 32258 SH SOLE 0 32258 0 0 VERIZON COMMUNICATIONS COMMON 92343V104 1728 36323 SH SOLE 0 36323 0 0 VISA INC. CLASS A COMMON 92826C839 210 971 SH SOLE 0 971 0 0 VOLKSWAGEN A G ADR SPONSORED FOREIGN 928662303 4809 94806 SH SOLE 0 94806 0 0 WAL MART STORES INC COMMON 931142103 1045 13670 SH SOLE 0 13670 0 0 WASTE MGMT INC DEL COM COMMON 94106L109 3669 87220 SH SOLE 0 87220 0 0 WELLS FARGO NEW COMMON 949746101 3337 67084 SH SOLE 0 67084 0 0