SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Last Will & Testament of John Q. Sherman fbo William Patrick Sherman

(Last) (First) (Middle)
147 BEVERLY PLACE

(Street)
DAYTON OH 45419

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
STANDARD REGISTER CO [ SR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
03/18/2014
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/18/2014 S(1) 800 D $9.43(2) 192,112 D(8)
Common Stock 03/19/2014 S(1) 400 D $9.05 191,712 D(9)
Common Stock 03/18/2014 S(1) 400 D $9.86(3) 192,485 D(10)
Common Stock 03/19/2014 S(1) 400 D $9.25 192,085 D(10)
Common Stock 03/18/2014 S(1) 700 D $9.43(4) 192,183 D(11)
Common Stock 03/19/2014 S(1) 100 D $9.05 192,083 D(11)
Common Stock 03/18/2014 S(1) 698 D $9.7(5) 192,185 D(12)
Common Stock 03/19/2014 S(1) 79 D $9.25 192,106 D(12)
Common Stock 03/18/2014 S(1) 800 D $9.43(6) 192,083 D(13)
Common Stock 03/19/2014 S(1) 400 D $9 191,683 D(13)
Common Stock 03/18/2014 S(1) 800 D $9.43(7) 192,083 D(14)
Class A Stock 83,895 D(9)
Class A Stock 83,895 D(10)
Class A Stock 83,895 D(11)
Class A Stock 83,895 D(12)
Class A Stock 83,895 D(13)
Class A Stock 83,895 D(14)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
Last Will & Testament of John Q. Sherman fbo William Patrick Sherman

(Last) (First) (Middle)
147 BEVERLY PLACE

(Street)
DAYTON OH 45419

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Last Will & Testament of John Q. Sherman fbo Helen Louise Sherman Tormey

(Last) (First) (Middle)
147 BEVERLY PLACE

(Street)
DAYTON OH 45419

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Last Will & Testament of John Q. Sherman fbo Patricia Lucille Sherman Begley

(Last) (First) (Middle)
147 BEVERLY PLACE

(Street)
DAYTON OH 45419

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Last Will & Testament of John Q. Sherman fbo Mary Catherine Sherman Newshawg

(Last) (First) (Middle)
147 BEVERLY PLACE

(Street)
DAYTON OH 45419

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Last Will & Testament of John Q. Sherman fbo James Louis Sherman

(Last) (First) (Middle)
147 BEVERLY PLACE

(Street)
DAYTON OH 45419

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Last Will & Testament of John Q. Sherman fbo Charles Francis Sherman

(Last) (First) (Middle)
147 BEVERLY PLACE

(Street)
DAYTON OH 45419

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. On February 26, 2014, each of the John Q. Sherman Trusts (as defined below) entered into a separate Rule 10b5-1 trading plan. Each sale reported in this Form 4 was effected pursuant to the applicable trust's Rule 10b5-1 trading plan.
2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.42 to $9.44, inclusive. The applicable reporting person undertakes to provide The Standard Register Company, any security holder of The Standard Register Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4), (5), (6) and (7) to this Form 4.
3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.43 to $9.90, inclusive.
4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.42 to $9.45, inclusive.
5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.42 to $9.95, inclusive.
6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.42 to $9.43, inclusive.
7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.42 to $9.44, inclusive.
8. These securities are owned solely by the trust established under the Last Will and Testament of John Q. Sherman fbo William Patrick Sherman, which may be deemed to be a member of a "group" for purposes of Section 13(d) under the Exchange Act with the trust established under the Last Will and Testament of John Q. Sherman fbo Helen Louise Sherman Tormey, the trust established under the Last Will and Testament of John Q. Sherman fbo Patricia Lucille Sherman Begley, the trust established under the Last Will and Testament of John Q. Sherman fbo Mary Catherine Sherman Newshawg, the trust established under the Last Will and Testament of John Q. Sherman fbo Charles Francis Sherman, and the trust established under the Last Will and Testament of John Q. Sherman fbo James Louis Sherman. These six trusts are sometimes referred to collectively in this Form 4 as the "John Q. Sherman Trusts".
9. These securities are owned solely by the Last Will and Testament of John Q. Sherman fbo William Patrick Sherman.
10. These securities are owned solely by the Last Will and Testament of John Q. Sherman fbo Helen Louise Sherman Tormey.
11. These securities are owned solely by the Last Will and Testament of John Q. Sherman fbo Patricia Lucille Sherman Begley.
12. These securities are owned solely by the Last Will and Testament of John Q. Sherman fbo Mary Catherine Sherman Newshawg.
13. These securities are owned solely by the Last Will and Testament of John Q. Sherman fbo Charles Francis Sherman.
14. These securities are owned solely by , the Last Will and Testament of John Q. Sherman fbo James Louis Sherman.
Arthur F. McMahon, III, attorney-in-fact 03/20/2014
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.