FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
STANDARD REGISTER CO [ SR ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 03/12/2014 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 03/12/2014 | S(8) | 319 | D | $10.7 | 193,364 | D(1) | |||
Common Stock | 03/13/2014 | S(8) | 52 | D | $10.6 | 193,312 | D(2) | |||
Common Stock | 03/12/2014 | S(8) | 400 | D | $10.7 | 193,283 | D(3) | |||
Common Stock | 03/12/2014 | S(8) | 400 | D | $10.7 | 193,283 | D(4) | |||
Common Stock | 03/12/2014 | S(8) | 290 | D | $10.7 | 193,393 | D(5) | |||
Common Stock | 03/13/2014 | S(8) | 110 | D | $10.6 | 193,283 | D(5) | |||
Common Stock | 03/13/2014 | S(8) | 400 | D | $10.6 | 193,283 | D(6) | |||
Common Stock | 03/13/2014 | S(8) | 400 | D | $10.6 | 193,283 | D(7) | |||
Class A Stock | 83,895 | D(2) | ||||||||
Class A Stock | 83,895 | D(3) | ||||||||
Class A Stock | 83,895 | D(4) | ||||||||
Class A Stock | 83,895 | D(5) | ||||||||
Class A Stock | 83,895 | D(6) | ||||||||
Class A Stock | 83,895 | D(7) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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Explanation of Responses: |
1. These securities are owned solely by the trust established under the Last Will and Testament of John Q. Sherman fbo William Patrick Sherman, which may be deemed to be a member of a "group" for purposes of Section 13(d) under the Exchange Act with the trust established under the Last Will and Testament of John Q. Sherman fbo Helen Louise Sherman Tormey, the trust established under the Last Will and Testament of John Q. Sherman fbo Patricia Lucille Sherman Begley, the trust established under the Last Will and Testament of John Q. Sherman fbo Mary Catherine Sherman Newshawg, the trust established under the Last Will and Testament of John Q. Sherman fbo Charles Francis Sherman, and the trust established under the Last Will and Testament of John Q. Sherman fbo James Louis Sherman. These six trusts are sometimes referred to collectively in this Form 4 as the "John Q. Sherman Trusts". |
2. These securities are owned solely by the trust established under the Last Will and Testament of John Q. Sherman fbo William Patrick Sherman. |
3. These securities are owned solely by the trust established under the Last Will and Testament of John Q. Sherman fbo Helen Louise Sherman Tormey. |
4. These securities are owned solely by the trust established under the Last Will and Testament of John Q. Sherman fbo Patricia Lucille Sherman Begley. |
5. These securities are owned solely by the trust established under the Last Will and Testament of John Q. Sherman fbo Mary Catherine Sherman Newshawg. |
6. These securities are owned solely by the trust established under the Last Will and Testament of John Q. Sherman fbo Charles Francis Sherman. |
7. These securities are owned solely by the trust established under the Last Will and Testament of John Q. Sherman fbo James Louis Sherman. |
8. On February 26, 2014, each of the John Q. Sherman Trusts entered into a seperate Rule 10b5-1 trading plan. Each sale reported in this Form 4 was effected pursuant to the applicable trust's Rule 10b5-1 trading plan. |
Arthur F. McMahon, III, attorney-in-fact | 03/14/2014 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |