0001077131-18-000004.txt : 20180220 0001077131-18-000004.hdr.sgml : 20180220 20180220113727 ACCESSION NUMBER: 0001077131-18-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180215 FILED AS OF DATE: 20180220 DATE AS OF CHANGE: 20180220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRAZIADIO G LOUIS III CENTRAL INDEX KEY: 0001077131 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37721 FILM NUMBER: 18623698 MAIL ADDRESS: STREET 1: 149 PALOS VERDES BLVD., SUITE G CITY: REDONDO BEACH STATE: CA ZIP: 90277 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ACACIA RESEARCH CORP CENTRAL INDEX KEY: 0000934549 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 954405754 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 520 NEWPORT CENTER DRIVE STREET 2: 12TH FLOOR CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 9494808300 MAIL ADDRESS: STREET 1: 520 NEWPORT CENTER DRIVE STREET 2: 12TH FLOOR CITY: NEWPORT BEACH STATE: CA ZIP: 92660 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-02-15 0000934549 ACACIA RESEARCH CORP ACTG 0001077131 GRAZIADIO G LOUIS III 520 NEWPORT CENTER DR. 12TH FLOOR NEWPORT BEACH CA 92660 1 0 0 0 Common Stock 2018-02-15 4 P 0 10000 3.6058 A 588151 D Common Stock 2018-02-15 4 P 0 10000 3.6058 A 334400 I Graziadio Family Trust u/d/t 11/13/75 Common Stock 2018-02-15 4 P 0 5000 3.6058 A 21000 I Marianna R. Graziadio (minor children) Common Stock 2018-02-15 4 P 0 5000 3.6058 A 21000 I George L. Graziadio IV (minor children) Common Stock 15000 I George & Reva Graziadio Charitable Lead Annuity Trust Common Stock 25000 I Gina-Carra Partnership Common Stock 20000 I George and Reva Graziadio Foundation Common Stock 5000 I Owned by spouse The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.575 to $3.65, inclusive. Mr. Graziadio undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. These shares are owned by the Graziadio Family Trust u/d/t 11/13/75 ("GFT"), an irrevocable trust established by Mr. Graziadio for the benefit of his children. Mr. Graziadio is neither a trustee nor a beneficiary of GFT and disclaims beneficial ownership of the shares owned by GFT. These shares are owned by Mr. Graziadio's minor child, Marianna R. Graziadio. These shares are owned by Mr. Graziadio's minor child, George L. Graziadio, IV. These shares are owned by the George & Reva Graziadio Charitable Lead Annuity Trust (the "Annuity Trust"), as to which Mr. Graziadio is trustee and Mr. Graziadio's minor children are contingent beneficiaries. Mr. Graziadio disclaims beneficial ownership of the shares owned by the Annuity Trust. These shares are owned by the Gina-Carra Partnership ("Gina-Carra"), a limited partnership of which Mr. Graziadio is the trustee of each of the general partners, which are trusts for the benefit of Mr. Graziadio's children. Mr. Graziadio disclaims beneficial ownership of the shares owned by Gina-Carra. These shares are owned by the George and Reva Graziadio Foundation ("Foundation"), a charitable foundation established by Mr. Graziadio's parents, as to which Mr. Graziadio has no pecuniary interest. Mr. Graziadio is one of three directors of the Foundation and does not have the right to control disposition of these shares. Mr. Graziadio disclaims beneficial ownership of the shares owned by the Foundation. G. Louis Graziadio, III 2018-02-20