X0306
4
2017-05-08
0000934549
ACACIA RESEARCH CORP
ACTG
0001077131
GRAZIADIO G LOUIS III
520 NEWPORT CENTER DR.
12TH FLOOR
NEWPORT BEACH
CA
92660
1
0
0
0
Common Stock
2017-05-08
4
P
0
5200
5.072
A
429467
D
Common Stock
2017-05-08
4
P
0
5219
5.072
A
240289
I
Graziadio Family Trust dtd 11/13/75
Common Stock
15000
I
Graziadio Charitable Lead Annuity Trust
Common Stock
10000
I
Marianna R. Graziadio (minor children)
Common Stock
10000
I
George L. Graziadio IV (minor children)
Common Stock
10000
I
The Gina-Carra Partnership
Common Stock
2500
I
Owned by spouse
Common Stock
10000
I
George and Reva Graziadio Foundation
These shares are owned by the Graziadio Family Trust u/d/t 11/13/75 ("GFT"), an irrevocable trust established by Mr. Graziadio for the benefit of his children. Mr. Graziadio is neither a trustee nor a beneficiary of GFT and disclaims beneficial ownership of the shares owned by GFT.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.00 to $5.10, inclusive. Mr. Graziadio undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (2) to this Form 4.
These shares are owned by the George & Reva Graziadio Charitable Lead Annuity Trust (the "Annuity Trust"), as to which Mr. Graziadio is trustee and Mr. Graziadio's minor children are contingent beneficiaries. Mr. Graziadio disclaims beneficial ownership of the shares owned by the Annuity Trust.
Shares owned in the name of Mr. Graziadio's minor child, Marianna R. Graziadio.
Shares owned in the name of Mr. Graziadio's minor child, George L. Graziadio IV
These shares are owned by Gina-Carra Partnership ("Gina-Carra"), a limited partnership of which Mr. Graziadio is the trustee of each of the general partners, which are trusts for the benefit of Mr. Graziadio's children. Mr. Graziadio disclaims beneficial ownership of the shares owned by Gina-Carra.
Shares are owned by the George and Reva Graziadio Foundation ("Foundation"), a charitable foundation established by Mr. Graziadio's parents, as to which Mr. Graziadio has no pecuniary interest. Mr. Graziadio is one of three directors of the Foundation and does not have the right to control disposition of these shares. Mr. Graziadio disclaims beneficial ownership of the shares owned by the Foundation.
G. Louis Graziadio, III
2017-05-09