-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GV/YFKoIcvt0X7v3RLwUyo9ao5uWmqa037garFN0bNfebcb0n0farr4gSSlfb1GP EgzU5BFNOQlGkrh1O0Zr4w== 0000946275-09-000180.txt : 20090217 0000946275-09-000180.hdr.sgml : 20090216 20090217121543 ACCESSION NUMBER: 0000946275-09-000180 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090217 DATE AS OF CHANGE: 20090217 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TECHE HOLDING CO CENTRAL INDEX KEY: 0000934538 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 721287456 STATE OF INCORPORATION: LA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-45433 FILM NUMBER: 09609087 BUSINESS ADDRESS: STREET 1: 211 WILLOW ST CITY: FRANKLIN STATE: LA ZIP: 70538 BUSINESS PHONE: 3188283212 MAIL ADDRESS: STREET 1: 211 WILLOW ST CITY: FRANKLIN STATE: LA ZIP: 70538 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TECHE FEDERAL SAVINGS BANK EMPLOYEE STOCK OWNERSHIP PLAN CENTRAL INDEX KEY: 0001013630 IRS NUMBER: 721287458 STATE OF INCORPORATION: LA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 211 WILLOW STREET CITY: FRANKLIN STATE: LA ZIP: 70538 BUSINESS PHONE: 3378283212 MAIL ADDRESS: STREET 1: 211 WILLOW STREET CITY: FRANKLIN STATE: LA SC 13G/A 1 sc13gaesop_021109-0123.htm ESOP

 

SECURITIES AND EXCHANGE COMMISSION

 

Washington, D.C. 20549

 

 

SCHEDULE 13G

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT

 

TO RULE 13d-2(b)

 

(Amendment No. 12)*

 

Teche Holding Company

(Name of Issuer)

 

Common Stock

(Title of Class of Securities)

 

878330 10 9

(CUSIP Number)

 

February 11, 2009

(Date of Event Which Requires Filing of this Statement)

 

 

 

Check the appropriate box to designate the rule pursuant to which this schedule is filed:

 

x

Rule 13d-1(b)

 

o

Rule 13d-1(c)

 

o

Rule 13d-1(d)

 

* The remainder of the cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

(Continued on following pages)

 

 

 

 

 


CUSIP No. 878330 10 9

Schedule 13G

 

1.

Name of Reporting Person:

 

 

Teche Federal Bank

 

Employee Stock Ownership Plan

 

2.

Check the appropriate box if a member of a group*

 

 

(a) x

(b)

o

 

3.

SEC Use Only

 

4.

Citizenship or Place of Organization: Louisiana

 

Number of Shares Beneficially Owned by Each Reporting Person with:

 

5.

Sole Voting Power:

-0-

 

6.

Shared Voting Power:

241,377

 

7.

Sole Dispositive Power:

-0-

 

8.

Shared Dispositive Power:

241,377

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person:   241,377

 

10.

Check Box If The Aggregate Amount in Row (9) Excludes Certain Shares*

 

11.

Percent of Class Represented by Amount in Row 9:   11.4%

 

12.

Type of Reporting Person*:

EP  

 

 

 

* SEE INSTRUCTION

 

 

 

 

 


Item 1(a)

Name of Issuer: Teche Holding Company

 

Item 1(b)

Address of Issuer’s Principal Executive Offices:

 

1120 Jefferson Terrace

New Iberia, Louisiana 70538

 

Item 2(a)

Name of Person Filing:

 

Teche Federal Bank

Employee Stock Ownership Plan

 

Item 2(b)

Address of Principal Business Office: Same as Item 1(b)

 

Item 2(c)

Citizenship: Louisiana

 

Item 2(d)

Title of Class of Securities: Common Stock

 

Item 2(e)

CUSIP Number:

878330 10 9

 

Item 3

Check whether the person filing is a:

 

Item 3(f)   X

Employee Benefit Plan, in accordance with Rule 13d-1(b)(1)(ii)(F).

 

Item 3(j)   X

Group, in accordance with Rule 13d-1(b)(1)(ii)(J).

 

Item 3 (a) (b) (c) (d) (e) (g) (h) (i) - not applicable.

 

Item 4(a)

Amount Beneficially Owned: 241,377

 

Item 4(b)

Percent of Class:

11.4%

 

Item 4(c) Number of shares as to which such person has:

 

 

(i)

sole power to vote or to direct the vote

-0-

 

 

(ii)

shared power to vote or to direct the vote

241,377

 

 

(iii)

sole power to dispose or to direct the

 

disposition of

-0-

 

 

(iv)

shared power to dispose or to direct the

 

disposition of

241,377

 

Item 5

Ownership of Five Percent or Less of Class:

 

 

Not applicable

 

 

 

 

 


Item 6

Ownership of More than Five Percent on Behalf of Another Person:

 

 

Not applicable

 

Item 7

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.

 

 

Not applicable

 

Item 8

Identification and Classification of Members of the Group.

 

This Schedule 13G is being filed on behalf of the Employee Stock Ownership Plan (“ESOP”) identified in Item 2(a) by the Plan Committee and the Plan Trustee both filing under the Item 3(f) and 3(j) classifications. Exhibit A contains a disclosure of the voting and dispositive powers over shares of the issuer held directly by these entities exclusive of those shares held by the ESOP as well as identification of members of these groups.

 

Item 9

Notice of Dissolution of Group.

 

 

Not applicable

 

Item 10

Certification.

 

By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect.

 

 

 

 

 


SIGNATURE:

 

After reasonable inquiry and to the best of my knowledge and belief, as a member of the ESOP Plan Committee, I certify that the information set forth in this statement is true, complete and correct.

 

 

/s/ J.L. Chauvin

 

February 13, 2009

J.L. Chauvin

 

Date

 

 

 

 

 

 

 

 

 

/s/ W. Ross Little, Jr.

 

February 13, 2009

W. Ross Little, Jr.

 

Date

 

 

 

 

 

 

 


SIGNATURE:

 

After reasonable inquiry and to the best of my knowledge and belief, as a member of the ESOP Trustee Committee, I certify that the information set forth in this statement is true, complete and correct.

 

 

 

/s/ Mary Coon Biggs

 

February 13, 2009

Mary Coon Biggs

 

Date

 

 

 

 

 

 

 

 

 

 

 

 

Donelson T. Caffery, Jr.

 

Date

 

 

 

 

 

 

 

 

 

/s/ Robert L. Wolfe, Jr.

 

February 13, 2009

Robert L. Wolfe, Jr.

 

Date

 

 

 

 

 

 

 


Exhibit A

 

 

Identification of Members of Group

 

Shares of common stock of the issuer are held in trust for the benefit of participating employees by the ESOP Plan Trustee. The Plan Trustee shares voting and dispositive power with the Plan Committee. By the terms of the Plan, the Plan Trustee votes stock allocated to participant accounts as directed by participants. Stock held by the Trust, but not yet allocated is voted by the Plan Trustee as directed by the Plan Committee. Investment direction is exercised by the Plan Trustee as directed by the Plan Committee. The Plan Committee and the Plan Trustee share voting and dispositive power with respect to the unallocated stock held by the ESOP pursuant to their fiduciary responsibilities under Section 404 of the Employee Retirement Income Security Act of 1974, as amended.

 

Members of the Plan Committee and their beneficial ownership of shares of common stock of the issuer exclusive of membership on the Plan Committee and of shares beneficially owned as a Participant in the Plan are as follows:

 

 

 

Beneficial

 

Beneficial Ownership

Name

 

Ownership(1)(2)(3)

 

as Plan Participant

 

 

 

 

 

J.L. Chauvin

 

48,420

 

13,441

W. Ross Little, Jr.

 

116,258

 

7,004

 

Members of the Trustee Committee and their beneficial ownership of shares of common stock of the issuer exclusive of membership on the Trustee Committee and of shares beneficially owned are as follows:

 

 

 

Beneficial

 

Beneficial Ownership

Name

 

Ownership(1)(2)(3)

 

as Plan Participant

 

 

 

 

 

Mary Coon Biggs

 

28,970

 

-0-

Donelson T. Caffery, Jr.

 

26,531

 

-0-

Robert L. Wolfe, Jr.

 

11,482

 

-0-

 

(1)

Beneficial ownership as of February 13, 2009. Includes shares of common stock of issuer owned in conjunction with family members. The Plan Committee and Plan Trustee(s) disclaims ownership of these shares in conjunction with the exercise of their fiduciary duties as members of the Plan Committee and Trustee Committee. Includes beneficial shares beneficially owned as a plan participant

 

(2)

Excludes shares awarded under the Management Stock Bonus Plan, 2001 Stock Based Incentive Plan, and 2004 Stock Based Incentive Plan for which individuals do not presently exercise voting or dispositive power.

 

(3)

Includes stock related to exercisable options.

 

 

 

 

 

 

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