-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SrFPwmKC8fMCHgLQEsqwaDkMnBf6CoAB5gdz2kmrbObie3PhDIZ3I8gkUqYeSrg3 gMK0c8fS/hEje349EuPDeg== 0000946275-06-000239.txt : 20060317 0000946275-06-000239.hdr.sgml : 20060317 20060317124839 ACCESSION NUMBER: 0000946275-06-000239 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20060317 DATE AS OF CHANGE: 20060317 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TECHE HOLDING CO CENTRAL INDEX KEY: 0000934538 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 721287456 STATE OF INCORPORATION: LA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-45433 FILM NUMBER: 06694834 BUSINESS ADDRESS: STREET 1: 211 WILLOW ST CITY: FRANKLIN STATE: LA ZIP: 70538 BUSINESS PHONE: 3188283212 MAIL ADDRESS: STREET 1: 211 WILLOW ST CITY: FRANKLIN STATE: LA ZIP: 70538 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LITTLE PATRICK CENTRAL INDEX KEY: 0001238677 FILING VALUES: FORM TYPE: SC 13D/A MAIL ADDRESS: STREET 1: 1120 JEFFERSON TERRACE BLVD CITY: NEW IBERIA STATE: LA ZIP: 70560 SC 13D/A 1 sc13da4_031706-0123.txt PATRICK O. LITTLE SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 4) TECHE HOLDING COMPANY --------------------- (Name of Issuer) Common Stock $0.01 Par Value Per Share -------------------------------------- (Title of Class of Securities) 878330 10 9 ----------- (CUSIP Number) Evan M. Seigel, Esquire Malizia Spidi & Fisch, PC 901 New York Avenue, N.W., Suite 210 East Washington, D.C. 20001 (202) 434-8390 -------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) November 15, 2005 ------------------------------------------------------- (Date of event which requires filing of this Statement) If the filing person has previously filed a Statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box. [_] Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to who copies are to be sent. (Continued on following pages.) (Page 1 of 7 pages) - ----------------------------- ------------------------- CUSIP No. 878330 10 9 13D Page 2 of 7 Pages - ----------------------------- ------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Patrick O. Little - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [_] N/A - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS PF/00 - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [_] N/A - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 100,227 Shares SHARES -------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 83,751 Shares EACH -------------------------------------------------------- REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH 114,323 Shares -------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 83,751 Shares - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 198,074 Shares - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] N/A - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.6% (based on 2,291,074 outstanding shares) - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- 2 Item 1. Security and Issuer - ------- ------------------- The class of equity securities to which this Statement relates is the common stock, $0.01 par value per share (the "Common Stock"), of Teche Holding Company (the "Issuer"), the executive office of which is located at 211 Willow Street, Franklin, Louisiana, 70538. Item 2. Identity and Background - ------- ----------------------- (a) Name: Patrick O. Little (b) Residence or Business Address: 211 Willow Street, Franklin, Louisiana, 70538. (c) Present Principal Occupation or Employment: President and Chief Executive Officer of Teche Holding Company, 211 Willow Street, Franklin, Louisiana, 70538. (d) None. (e) None. (f) Citizenship: United States Item 3. Source and Amount of Funds or Other Consideration - ------- ------------------------------------------------- The purchase of the Common Stock was made with the personal funds of Mr. Little, through compensation awards as president and chief executive officer of the Issuer and through the dividend reinvestment plan. Mr. Little has exercisable options to purchase 14,096 shares. Such options were granted pursuant to compensation plans of the Issuer. Item 4. Purpose of Transaction - ------- ---------------------- All of the shares reported on this Schedule 13D as beneficially owned by Mr. Little were acquired for investment. Mr. Little may, from time to time, depending upon market conditions and other investment considerations, purchase additional securities of the Issuer for investment or dispose of securities of the Issuer. 3 Other than as discussed above and in the performance of his duties as a director and an executive officer of the Issuer, Mr. Little has no current plans or proposals which relate to or would result in: (a) the acquisition by any person of additional securities of the Issuer, or the disposition of securities of the Issuer; (b) an extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the Issuer or any of its subsidiaries; (c) a sale or transfer of a material amount of assets of the Issuer or any of its subsidiaries; (d) any change in the present board of directors or management of the Issuer, including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the board; (e) any material change in the present capitalization or dividend policy of the Issuer; (f) any other material change in the Issuer's business or corporate structure; (g) changes in the Issuer's articles of incorporation, bylaws or instruments corresponding thereto or other actions, which may impede the acquisition of control of the Issuer by any persons; (h) causing a class of securities of the Issuer to be delisted from a national securities exchange or to cease to be authorized to be quoted in an inter-dealer quotation system of a registered national securities association; 4 (i) a class of equity securities of the Issuer becoming eligible for termination of registration pursuant to Section 12(g)(4) of the Securities Exchange Act of 1934, as amended; or (j) any action similar to any of those enumerated above. Item 5. Interest in Securities of the Issuer - ------- ------------------------------------ (a) The reporting person beneficially owns 198,074 shares of the Issuer as of the date of this statement, representing 8.6% of the issued and outstanding shares. In addition to 100,227 shares owned directly, this includes 21,626 shares of the Common Stock held in the ESOP which have been allocated to Mr. Little's account, 10,925 shares of restricted stock, 14,096 shares which may be acquired by Mr. Little pursuant to exercise of stock options, 12,406 shares held in Mr. Little's IRA, 2,535 shares held in his wife's IRA, 12,208 shares owned solely by Mr. Little's wife and 24,052 shares held jointly by him or his spouse and his children who reside with him. (b) Mr. Little exercises sole voting and dispositive power over 114,323 shares including 100,227 shares owned directly and 14,096 shares, which may be acquired by Mr. Little pursuant to exercise of stock options. (c) No transactions in the class of securities being reporting on have been effected during the past sixty days. (d) No other person has any interest in the securities reported on pursuant to his Schedule 13D. 5 (e) Not applicable. Item 6. Contracts, Arrangements, Understanding, or Relationships With Respect to Securities of the Issuer - -------------------------------------------------------------------------------- There are no contracts, arrangements, understandings, or relationships between the undersigned and any other person with respect to the issuer's securities, including but not limited to the transfer or voting of securities, finder's fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division of profits or loss, the giving or withholding of proxies, or otherwise. Item 7. Material to be Filed as Exhibits - ------- -------------------------------- Not applicable. 6 SIGNATURE --------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete, and correct. Date: March 16, 2006 /s/ Patrick O. Little -----END PRIVACY-ENHANCED MESSAGE-----