0001209191-17-001969.txt : 20170105 0001209191-17-001969.hdr.sgml : 20170105 20170105160801 ACCESSION NUMBER: 0001209191-17-001969 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170104 FILED AS OF DATE: 20170105 DATE AS OF CHANGE: 20170105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROOKS AUTOMATION INC CENTRAL INDEX KEY: 0000933974 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 043040660 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 15 ELIZABETH DRIVE CITY: CHELMSFORD STATE: MA ZIP: 01824 BUSINESS PHONE: (978) 262-2400 MAIL ADDRESS: STREET 1: 15 ELIZABETH DRIVE CITY: CHELMSFORD STATE: MA ZIP: 01824 FORMER COMPANY: FORMER CONFORMED NAME: BROOKS-PRI AUTOMATION INC DATE OF NAME CHANGE: 20020514 FORMER COMPANY: FORMER CONFORMED NAME: BROOKS AUTOMATION INC DATE OF NAME CHANGE: 19941215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Joseph Jason CENTRAL INDEX KEY: 0001485448 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25434 FILM NUMBER: 17510685 MAIL ADDRESS: STREET 1: 170 TRACER LANE CITY: WALTHAM STATE: MA ZIP: 02451 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-01-04 0 0000933974 BROOKS AUTOMATION INC BRKS 0001485448 Joseph Jason C/O BROOKS AUTOMATION, INC. 15 ELIZABETH DRIVE CHELMSFORD MA 01824 0 1 0 0 VP, General Counsel, Secretary Common Stock 2017-01-04 4 S 0 8256 16.77 D 134802 D The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2016. This represents the weighted average price for shares sold at a range between $16.65 (low) and $16.85 (high). The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. /s/ Jason W. Joseph 2017-01-05