0001104659-11-069020.txt : 20111212 0001104659-11-069020.hdr.sgml : 20111212 20111212174208 ACCESSION NUMBER: 0001104659-11-069020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20111209 FILED AS OF DATE: 20111212 DATE AS OF CHANGE: 20111212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TCG HOLDINGS LLC CENTRAL INDEX KEY: 0001022596 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35081 FILM NUMBER: 111256993 BUSINESS ADDRESS: STREET 1: C/O CARLYLE GROUP STREET 2: 1001 PENNSYLVANIA AVE., NW, STE. 220 S CITY: WASHINGTON STATE: DC ZIP: 20004-2505 BUSINESS PHONE: 2023472626 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KINDER MORGAN, INC. CENTRAL INDEX KEY: 0001506307 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION [4922] IRS NUMBER: 260238387 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 DALLAS STREET STREET 2: SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 713-369-9000 MAIL ADDRESS: STREET 1: 500 DALLAS STREET STREET 2: SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: Kinder Morgan Holdco LLC DATE OF NAME CHANGE: 20101122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TC Group, LLC CENTRAL INDEX KEY: 0000933790 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35081 FILM NUMBER: 111256992 BUSINESS ADDRESS: STREET 1: C/O THE CARLYLE GROUP STREET 2: 1001 PENNSYLVANIA AVENUE NW SUITE 220 S CITY: WASHINGTON STATE: DC ZIP: 20004 BUSINESS PHONE: 202-729-5438 MAIL ADDRESS: STREET 1: C/O CARLYLE GROUP STREET 2: 1001 PENNSYLVANIA AVENUE NW SUITE 220 S CITY: WASHINGTON STATE: DC ZIP: 20004 FORMER NAME: FORMER CONFORMED NAME: TC GROUP LLC DATE OF NAME CHANGE: 19961007 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TC Group IV Managing GP, L.L.C. CENTRAL INDEX KEY: 0001468089 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35081 FILM NUMBER: 111256991 BUSINESS ADDRESS: STREET 1: 1001 PENNSYLVANIA AVENUE, N.W. STREET 2: SUITE 200 SOUTH, ATTN: DONNA ARRINGTON CITY: WASHINGTON STATE: DC ZIP: 20004 BUSINESS PHONE: (202) 729-5438 MAIL ADDRESS: STREET 1: 1001 PENNSYLVANIA AVENUE, N.W. STREET 2: SUITE 200 SOUTH, ATTN: DONNA ARRINGTON CITY: WASHINGTON STATE: DC ZIP: 20004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TC Group IV, L.P. CENTRAL INDEX KEY: 0001468090 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35081 FILM NUMBER: 111256990 BUSINESS ADDRESS: STREET 1: 1001 PENNSYLVANIA AVENUE, N.W. STREET 2: SUITE 200 SOUTH CITY: WASHINGTON STATE: DC ZIP: 20004 BUSINESS PHONE: (202) 729-5438 MAIL ADDRESS: STREET 1: 1001 PENNSYLVANIA AVENUE, N.W. STREET 2: SUITE 200 SOUTH CITY: WASHINGTON STATE: DC ZIP: 20004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CP IV Coinvestment, L.P. CENTRAL INDEX KEY: 0001468092 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35081 FILM NUMBER: 111256988 BUSINESS ADDRESS: STREET 1: 1001 PENNSYLVANIA AVENUE, N.W. STREET 2: SUITE 200 SOUTH, ATTN: DONNA ARRINGTON CITY: WASHINGTON STATE: DC ZIP: 20004 BUSINESS PHONE: (202) 729-5438 MAIL ADDRESS: STREET 1: 1001 PENNSYLVANIA AVENUE, N.W. STREET 2: SUITE 200 SOUTH, ATTN: DONNA ARRINGTON CITY: WASHINGTON STATE: DC ZIP: 20004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carlyle Partners IV Knight, L.P. CENTRAL INDEX KEY: 0001512658 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35081 FILM NUMBER: 111256989 BUSINESS ADDRESS: STREET 1: 1001 PENNSYLVANIA AVENUE, N.W. STREET 2: SUITE 220 SOUTH CITY: WASHINGTON STATE: DC ZIP: 20004 BUSINESS PHONE: (202) 729-5438 MAIL ADDRESS: STREET 1: 1001 PENNSYLVANIA AVENUE, N.W. STREET 2: SUITE 220 SOUTH CITY: WASHINGTON STATE: DC ZIP: 20004 4 1 a4.xml 4 X0304 4 2011-12-09 0 0001506307 KINDER MORGAN, INC. KMI 0001022596 TCG HOLDINGS LLC 0 0 1 0 0000933790 TC Group, LLC C/O CARLYLE GROUP 1001 PENNSYLVANIA AVENUE NW SUITE 220 S WASHINGTON DC 20004 0 0 1 0 0001468089 TC Group IV Managing GP, L.L.C. 1001 PENNSYLVANIA AVENUE, N.W. SUITE 200 SOUTH, ATTN: DONNA ARRINGTON WASHINGTON DC 20004 0 0 1 0 0001468090 TC Group IV, L.P. 1001 PENNSYLVANIA AVENUE, N.W. SUITE 200 SOUTH WASHINGTON DC 20004 0 0 1 0 0001512658 Carlyle Partners IV Knight, L.P. 1001 PENNSYLVANIA AVENUE, N.W. SUITE 220 SOUTH WASHINGTON DC 20004 0 0 1 0 0001468092 CP IV Coinvestment, L.P. 1001 PENNSYLVANIA AVENUE, N.W. SUITE 200 SOUTH, ATTN: DONNA ARRINGTON WASHINGTON DC 20004 0 0 1 0 Class P Common Stock 2011-12-09 4 C 0 7586640 A 7586640 I See footnote Class P Common Stock 2011-12-09 4 S 0 7586640 25.35 D 0 I See footnote Class P Common Stock 2011-12-09 4 C 0 697144 A 697144 I See footnote Class P Common Stock 2011-12-09 4 S 0 697144 25.35 D 0 I See footnote Class A Common Stock, Series A-4 2011-12-09 4 C 0 7602490 0.0 D Class P Common Stock 7586640 46933698 I See footnote Class A Common Stock, Series A-4 2011-12-09 4 C 0 698601 0.0 D Class P Common Stock 697144 4312782 I See footnote See exhibit 99.1 for text of footnote (1). See exhibit 99.1 for text of footnote (2). See exhibit 99.1 for text of footnote (3). Exhibit List Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filer Information /s/ Jeremy W. Anderson, attorney-in-fact for David M. Rubenstein 2011-12-09 EX-99.1 2 ex-99d1.htm EX-99.1

Exhibit 99.1

 

(1)                                  The Reporting Persons beneficially own Series A-4 shares of Class A Common Stock (“Class A Shares”).  A holder of Class A Shares may, from time to time prior to a Mandatory Conversion Date (as such term is used and defined in the Issuer’s Certificate of Incorporation (the “Charter”) and which shall be no later than May 31, 2015, according to the Charter), elect to convert some, or all, of its Class A Shares in order to sell the resulting shares of the Issuer’s Class P Common Stock (“Common Shares”) to a third party or to make a distribution of such resulting Common Shares to its investors or partners. The Class A Shares also may convert into Common Shares in connection with the occurrence of a Mandatory Conversion Date in accordance with the Charter. The formula for the conversion of Class A Shares into Common Shares, as well as the terms and conditions of such conversions, are specified in Article Fourth of the Charter, filed as Exhibit 3.1 of the Issuer’s Amendment No. 3 to the Registration Statement on Form S-1, filed with the Securities and Exchange Commission on January 26, 2011.

 

(2)                                  By Carlyle Partners IV Knight, L.P. TCG Holdings, L.L.C. exercise investment discretion over the shares held by Carlyle Partners IV Knight, L.P. through its indirect subsidiary, TC Group IV, L.P. TC Group IV, L.P. is the sole general partner of Carlyle Partners IV Knight, L.P. TC Group IV Managing GP, L.L.C. is the sole general partner of TC Group IV, L.P. TC Group, L.L.C. is the sole managing member of TC Group IV Managing GP, L.L.C. TCG Holdings, L.L.C. is the sole managing member of TC Group, L.L.C. Accordingly, TC Group IV, L.P., TC Group IV Managing GP, L.L.C., TC Group, L.L.C. and TCG Holdings, L.L.C. each may be deemed to share beneficial ownership of the Class A shares owned of record by Carlyle Partners IV Knight, L.P. Each such entity expressly disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein.  William E. Conway, Jr., Daniel A. D’Aniello and David M. Rubenstein are managing members of TCG Holdings, L.L.C. and, in such capacity, may be deemed to share beneficial ownership of the Class A shares beneficially owned by TCG Holdings, L.L.C. Such individuals expressly disclaim any such beneficial ownership.

 

(3)                                  By CP IV Coinvestment, L.P. TCG Holdings, L.L.C. exercise investment discretion over the shares held by CP IV Coinvestment, L.P. through its indirect subsidiary, TC Group IV, L.P. TC Group IV, L.P. is the sole general partner of CP IV Coinvestment, L.P. TC Group IV Managing GP, L.L.C. is the sole general partner of TC Group IV, L.P. TC Group, L.L.C. is the sole managing member of TC Group IV Managing GP, L.L.C. TCG Holdings, L.L.C. is the sole managing member of TC Group, L.L.C.  Accordingly, TC Group IV, L.P., TC Group IV Managing GP, L.L.C., TC Group, L.L.C. and TCG Holdings, L.L.C. each may be deemed to share beneficial ownership of the Class A shares owned of record by CP IV Coinvestment, L.P.  Each such entity expressly disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein.  William E. Conway, Jr., Daniel A. D’Aniello and David M. Rubenstein are managing members of TCG Holdings, L.L.C. and, in such capacity, may be deemed to share beneficial ownership of the Class A shares beneficially owned by TCG Holdings, L.L.C. Such individuals expressly disclaim any such beneficial ownership.

 

 EX-99.2 3 ex-99d2.htm EX-99.2

Exhibit 99.2

 

Joint Filer Information

 

Date of Event

 

Requiring Statement:

December 9, 2011

 

 

Issuer Name and Ticker

 

or Trading Symbol:

Kinder Morgan, Inc. [KMI]

 

 

Designated Filer:

TCG Holdings, L.L.C.

 

 

Other Joint Filers:

Carlyle Partners IV Knight, L.P.

 

CP IV Coinvestment, L.P.

 

TC Group IV, L.P.

 

TC Group IV Managing GP, L.L.C.

 

TC Group, L.L.C.

 

 

Addresses:

The address of each of the reporting persons is c/o The Carlyle Group

 

1001 Pennsylvania Avenue, N.W., Suite 220 South,

 

Washington, DC 20004-2505

 

 

Signatures:

 

 

 

Dated: December 9, 2011

 

 

 

 

CARLYLE PARTNERS IV KNIGHT, L.P.

 

 

 

by: TC Group IV, L.P., as its General Partner

 

by: TC Group IV Managing GP, L.L.C., as its General Partner

 

by: TC Group, L.L.C., as its Managing Member

 

by: TCG Holdings, L.L.C., as its Managing Member

 

 

 

 

 

By:

/s/ Jeremy W. Anderson,

 

 

 

attorney-in-fact

 

 

Name:

David M. Rubenstein

 

 

Title:

Managing Director

 

 

 

 

 

 

CP IV COINVESTMENT, L.P.

 

 

 

by: TC Group IV, L.P., as its General Partner

 

by: TC Group IV Managing GP, L.L.C., as its General Partner

 

by: TC Group, L.L.C., as its Managing Member

 

by: TCG Holdings, L.L.C., as its Managing Member

 

 

 

 

 

By:

/s/ Jeremy W. Anderson,

 

 

 

attorney-in-fact

 

 

Name:

David M. Rubenstein

 

 

Title:

Managing Director

 

 


 

 

TC GROUP IV, L.P.

 

 

 

by: TC Group IV Managing GP, L.L.C., as its General Partner

 

by: TC Group, L.L.C., as its Managing Member

 

by: TCG Holdings, L.L.C., as its Managing Member

 

 

 

By:

/s/ Jeremy W. Anderson,

 

 

 

attorney-in-fact

 

 

Name:

David M. Rubenstein

 

 

Title:

Managing Director

 

 

 

 

 

 

TC GROUP IV MANAGING GP, L.L.C.

 

 

 

by: TC Group, L.L.C., as its Managing Member

 

by: TCG Holdings, L.L.C., as its Managing Member

 

 

 

By:

/s/ Jeremy W. Anderson,

 

 

 

attorney-in-fact

 

 

Name:

David M. Rubenstein

 

 

Title:

Managing Director

 

 

 

 

 

 

TC GROUP, L.L.C.

 

 

 

by: TCG Holdings, L.L.C., as its Managing Member

 

 

 

By:

/s/ Jeremy W. Anderson,

 

 

 

attorney-in-fact

 

 

Name:

David M. Rubenstein

 

 

Title:

Managing Director