0000920112-14-000046.txt : 20140812
0000920112-14-000046.hdr.sgml : 20140812
20140811151939
ACCESSION NUMBER: 0000920112-14-000046
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140811
DATE AS OF CHANGE: 20140811
EFFECTIVENESS DATE: 20140811
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DUBUQUE BANK & TRUST CO
CENTRAL INDEX KEY: 0000933482
IRS NUMBER: 420223620
STATE OF INCORPORATION: IA
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10581
FILM NUMBER: 141030328
BUSINESS ADDRESS:
STREET 1: 1398 CENTRAL AVE.
CITY: DUBUQUE
STATE: IA
ZIP: 52001
BUSINESS PHONE: 3195892000
MAIL ADDRESS:
STREET 1: 1398 CENTRAL
CITY: DUBUQUE
STATE: IA
ZIP: 52001
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000933482
XXXXXXXX
06-30-2014
06-30-2014
DUBUQUE BANK & TRUST CO
1398 CENTRAL
DUBUQUE
IA
52001
13F HOLDINGS REPORT
028-10581
N
Bruce C. Rehmke
Executive Vice President, Wealth Management
563-589-2000
Bruce C. Rehmke
Dubuque
IA
08-11-2014
0
694
634202
false
INFORMATION TABLE
2
form13fhr2014q2information.xml
INFORMATION TABLE
ABB Limited - ADR
Com
000375204
4
160
SH
DFND
0
0
160
Aston/River Road Long-Short Fu
Com
00080Y462
8675
735807
SH
SOLE
721800
0
14007
Aston/River Road Long-Short Fu
Com
00080Y462
19
1596
SH
DFND
1596
0
0
Aflac Inc.
Com
001055102
46
740
SH
SOLE
740
0
0
Aflac Inc.
Com
001055102
3
50
SH
DFND
0
0
50
ALPS Sector Dividend Dogs ETF
Com
00162Q858
16
427
SH
SOLE
427
0
0
ALPS Sector Dividend Dogs ETF
Com
00162Q858
74
1989
SH
DFND
1989
0
0
Alerian MLP ETF
Com
00162Q866
4
230
SH
SOLE
230
0
0
AT&T Inc
Com
00206R102
421
11897
SH
SOLE
11897
0
0
AZZ Incorporated
Com
002474104
332
7205
SH
SOLE
7205
0
0
AZZ Incorporated
Com
002474104
10
220
SH
DFND
220
0
0
Aaron's Inc
Com
002535300
31
876
SH
SOLE
876
0
0
Abbott Laboratories
Com
002824100
4
100
SH
SOLE
0
0
100
Abbvie Inc
Com
00287Y109
25
450
SH
SOLE
350
0
100
Activision Blizzard, Inc
Com
00507V109
32
1433
SH
SOLE
1433
0
0
Agilent Technologies Inc
Com
00846U101
5
88
SH
SOLE
88
0
0
Air Products & Chemicals Inc.
Com
009158106
47
368
SH
SOLE
368
0
0
Akamai Technologies Inc
Com
00971T101
38
616
SH
SOLE
616
0
0
Alere Inc Perp Pfd Conv Ser B
Pfd Stk
01449J204
4135
13009
SH
SOLE
12745
0
264
Allegheny Technologies Inc.
Com
01741R102
60
1326
SH
SOLE
1326
0
0
Allergan Inc
Com
018490102
91
540
SH
SOLE
540
0
0
Alliance Data Systems Corporat
Com
018581108
43
152
SH
SOLE
152
0
0
Alliant Energy Corp
Com
018802108
107
1764
SH
SOLE
1764
0
0
Allstate Corporation
Com
020002101
27
458
SH
SOLE
458
0
0
Altria Group Inc
Com
02209S103
218
5203
SH
SOLE
5203
0
0
Altria Group Inc
Com
02209S103
21
500
SH
DFND
500
0
0
Amazon.Com Inc.
Com
023135106
114
351
SH
SOLE
351
0
0
Ameren Corp
Com
023608102
47
1147
SH
SOLE
1047
0
100
American Electric Power
Com
025537101
10
182
SH
SOLE
182
0
0
American Express
Com
025816109
7587
79974
SH
SOLE
78309
0
1665
American Express
Com
025816109
164
1730
SH
DFND
1730
0
0
American International Group,
Com
026874784
9008
165035
SH
SOLE
160795
0
4240
American Realty Capital Proper
Com
02917T104
371
29593
SH
DFND
29593
0
0
American Tower Corp.
Com
03027X100
35
384
SH
SOLE
384
0
0
Amerisource Bergen Corp
Com
03073E105
31
427
SH
SOLE
427
0
0
Ameriprise Financial Inc
Com
03076C106
456
3801
SH
SOLE
3801
0
0
Ameriprise Financial Inc
Com
03076C106
42
346
SH
DFND
346
0
0
Amgen Inc
Com
031162100
54
460
SH
SOLE
460
0
0
Amgen Inc
Com
031162100
237
2000
SH
DFND
2000
0
0
Amphenol Corporation - Cl A
Com
032095101
4
40
SH
SOLE
40
0
0
Anadarko Petroleum Corp.
Com
032511107
251
2293
SH
SOLE
2293
0
0
Analog Devices
Com
032654105
23
421
SH
SOLE
421
0
0
Anheuser-Busch InBev SPN ADR
Com
03524A108
123
1071
SH
SOLE
1071
0
0
Ansys Inc
Com
03662Q105
29
380
SH
SOLE
380
0
0
Apache Corporation
Com
037411105
211
2100
SH
SOLE
2005
0
95
Apache Corporation
Com
037411105
3
25
SH
DFND
0
0
25
Apogee Enterprises
Com
037598109
32
922
SH
SOLE
922
0
0
Apple Computer Inc.
Com
037833100
10548
113502
SH
SOLE
111267
0
2235
Aptargroup Inc
Com
038336103
54
811
SH
SOLE
811
0
0
Archer Daniels
Com
039483102
142
3224
SH
SOLE
3224
0
0
Arlington Asset Investment
Com
041356205
55
2000
SH
SOLE
2000
0
0
ARM Holdings plc - Spon ADR
Com
042068106
149
3289
SH
SOLE
3289
0
0
Astec Industries Inc
Com
046224101
31
715
SH
SOLE
715
0
0
Astrazeneca PLC Sponsored ADR
Com
046353108
187
2516
SH
SOLE
2516
0
0
Astronics Corporation
Com
046433108
42
750
SH
SOLE
750
0
0
Atmos Energy Corp
Com
049560105
14
260
SH
SOLE
260
0
0
Autodesk,Inc.
Com
052769106
40
717
SH
SOLE
717
0
0
Autoliv, Inc.
Com
052800109
73
681
SH
SOLE
681
0
0
Automatic Data Processing, Inc
Com
053015103
20
252
SH
SOLE
252
0
0
BB&T Corporation
Com
054937107
5
120
SH
SOLE
120
0
0
BP PLC Sponsored ADR
Com
055622104
26
500
SH
SOLE
0
0
500
BT Group PLC - Spon ADR
Com
05577E101
19
294
SH
SOLE
294
0
0
Baidu Inc. - Spon ADR
Com
056752108
4
21
SH
SOLE
21
0
0
Baker Hughes Inc.
Com
057224107
15
200
SH
SOLE
200
0
0
Bank Of America Corporation
Com
060505104
10222
665073
SH
SOLE
649678
0
15395
Bank Of America Corporation
Com
060505104
6
400
SH
DFND
0
0
400
Bard, C.R. Inc.
Com
067383109
42
295
SH
SOLE
295
0
0
Baron Growth Fund #587
Com
068278209
54
741
SH
SOLE
741
0
0
Baxter International Inc
Com
071813109
334
4622
SH
SOLE
4607
0
15
Baxter International Inc
Com
071813109
5
70
SH
DFND
0
0
70
Becton Dickinson & Co
Com
075887109
233
1968
SH
SOLE
1968
0
0
Bed Bath & Beyond Inc.
Com
075896100
3
45
SH
DFND
0
0
45
Berkshire Hathaway Inc. CL B
Com
084670702
484
3825
SH
SOLE
3825
0
0
BHP Billiton Ltd-Spon ADR
Com
088606108
10
150
SH
SOLE
150
0
0
Biogen IDEC Inc.
Com
09062X103
8
25
SH
SOLE
25
0
0
BlackRock High Yield Bond Inst
Com
091929638
0
0
SH
SOLE
0
0
0
BlackRock High Yield Bond A
Com
091929679
31
3675
SH
SOLE
3675
0
0
BlackRock, Inc.
Com
09247X101
8
25
SH
SOLE
25
0
0
Blackrock Real Asset Equity Tr
Com
09254B109
13
1375
SH
SOLE
1375
0
0
Boeing Company
Com
097023105
244
1915
SH
SOLE
1815
0
100
Borgwarner Inc
Com
099724106
217
3336
SH
SOLE
3336
0
0
Boston Scientific Corp
Com
101137107
2
156
SH
SOLE
156
0
0
Bristol Myers Squibb Co
Com
110122108
631
13000
SH
SOLE
13000
0
0
Broadcom Corp. - Cl A
Com
111320107
198
5346
SH
SOLE
5271
0
75
Brookfield Total Return Fund
Com
11283U108
5
212
SH
SOLE
212
0
0
C & F Financial Corp
Com
12466Q104
1644
45677
SH
SOLE
44577
0
1100
CBS Corp - Class B
Com
124857202
60
963
SH
SOLE
963
0
0
CB Richard Ellis Group Inc
Com
12504L109
42
1313
SH
SOLE
1313
0
0
Cigna Corp
Com
125509109
4558
49555
SH
SOLE
47685
0
1870
Chicago Mercantile Exchange
Com
12572Q105
3
45
SH
SOLE
45
0
0
CSX Corp
Com
126408103
34
1109
SH
SOLE
1109
0
0
CVS/Caremark Corp
Com
126650100
5133
68109
SH
SOLE
66864
0
1245
Cabot Microelectronics Corp co
Com
12709P103
30
683
SH
SOLE
683
0
0
Cal-Maine Foods Inc
Com
128030202
37
495
SH
SOLE
495
0
0
Camden Property Trust
Com
133131102
31
435
SH
SOLE
435
0
0
Cameron Intl Corp
Com
13342B105
141
2078
SH
SOLE
2078
0
0
Capital One Financial Corporat
Com
14040H105
100
1210
SH
SOLE
1210
0
0
CARBO Ceramics Inc
Com
140781105
45
294
SH
SOLE
294
0
0
Caterpillar Inc.
Com
149123101
4
33
SH
SOLE
33
0
0
CatchMark Timber Trust, Inc A
Com
14912Y202
3
211
SH
SOLE
211
0
0
Celgene Corp
Com
151020104
256
1474
SH
SOLE
1474
0
0
Cerner Corp
Com
156782104
92
1787
SH
SOLE
1787
0
0
ChevronTexaco Corp
Com
166764100
847
6490
SH
SOLE
6490
0
0
ChevronTexaco Corp
Com
166764100
18
135
SH
DFND
0
0
135
Chicago Bridge & Iron Co. - AD
Com
167250109
44
644
SH
SOLE
644
0
0
Chipotle Mexican Grill, Inc.
Com
169656105
4
7
SH
SOLE
7
0
0
Chubb Corp
Com
171232101
28
309
SH
SOLE
309
0
0
Church & Dwight Co Inc
Com
171340102
44
632
SH
SOLE
632
0
0
Cinemark Holdings Inc
Com
17243V102
52
1458
SH
SOLE
1458
0
0
Cisco Systems Inc.
Com
17275R102
5134
206613
SH
SOLE
202603
0
4010
Cisco Systems Inc.
Com
17275R102
12
500
SH
DFND
0
0
500
Cintas Corp
Com
172908105
38
600
SH
SOLE
600
0
0
Citigroup Inc.
Com
172967424
147
3112
SH
SOLE
3112
0
0
Citigroup Inc.
Com
172967424
7
152
SH
DFND
27
0
125
Citrix Systems Inc
Com
177376100
19
304
SH
SOLE
304
0
0
City Office REIT Inc
Com
178587101
1842
145274
SH
SOLE
145274
0
0
Guggenheim BulletShares 2016
Com
18383M415
178
6495
SH
SOLE
6495
0
0
Guggenheim Bulletshares 2015
Com
18383M423
2294
85200
SH
SOLE
83000
0
2200
Guggenheim Bulletshares 2014
Com
18383M431
175
6630
SH
SOLE
6630
0
0
Clean Harbors, Inc.
Com
184496107
386
6015
SH
SOLE
6015
0
0
Clean Harbors, Inc.
Com
184496107
10
150
SH
DFND
150
0
0
Clean Energy Fuels Corp.
Com
184499101
231
19750
SH
SOLE
19750
0
0
Clean Energy Fuels Corp.
Com
184499101
9
800
SH
DFND
800
0
0
Cliffs Natural Resources Inc.
Com
18683K101
2571
170810
SH
SOLE
166090
0
4720
Clorox Company
Com
189054109
9
93
SH
SOLE
93
0
0
Coca Cola Co
Com
191216100
237
5600
SH
SOLE
5400
0
200
Coca Cola Co
Com
191216100
17
400
SH
DFND
200
0
200
Cohen & Steers Quality Income
Com
19247L106
21
1908
SH
SOLE
1908
0
0
Colgate Palmolive Co.
Com
194162103
176
2580
SH
SOLE
2580
0
0
Columbia Intermed. Municipal B
Com
19765L637
278
25906
SH
SOLE
25906
0
0
Columbia Strategic Income Fund
Com
19765L694
34
5505
SH
SOLE
5505
0
0
Columbia Intermediate Bond Fun
Com
19765N468
57
6188
SH
SOLE
6188
0
0
Comcast Corp Cl A
Com
20030N101
4150
77310
SH
SOLE
75375
0
1935
Comcast Corp - Special Cl A
Com
20030N200
5
100
SH
SOLE
100
0
0
Comerica Inc
Com
200340107
71
1418
SH
SOLE
1418
0
0
Community Health Systems Inc
Com
203668108
9
200
SH
SOLE
200
0
0
Computer Programs & Systems, I
Com
205306103
264
4150
SH
SOLE
4150
0
0
Computer Programs & Systems, I
Com
205306103
6
100
SH
DFND
100
0
0
Conagra Inc
Com
205887102
328
11055
SH
SOLE
11055
0
0
ConocoPhillips
Com
20825C104
913
10653
SH
SOLE
10653
0
0
ConocoPhillips
Com
20825C104
9
100
SH
DFND
0
0
100
Consolidated Edison Inc
Com
209115104
43
750
SH
SOLE
750
0
0
Corning Inc.
Com
219350105
373
17000
SH
SOLE
17000
0
0
Corning Inc.
Com
219350105
11
500
SH
DFND
500
0
0
Corrections Corp Of America
Com
22025Y407
11
337
SH
SOLE
0
0
337
Costco Wholesale Corp
Com
22160K105
526
4565
SH
SOLE
4565
0
0
Costco Wholesale Corp
Com
22160K105
6
50
SH
DFND
50
0
0
Credit Suisse Commodity Return
Com
22544R305
16
2122
SH
SOLE
2122
0
0
Crown Castle International Cor
Com
228227104
1
10
SH
SOLE
0
0
10
Cummins Inc.
Com
231021106
403
2612
SH
SOLE
2612
0
0
D. R. Horton Inc
Com
23331A109
61
2469
SH
SOLE
2469
0
0
DWS Ultra-Short Duration Instl
Com
23339E772
579
63651
SH
SOLE
52650
0
11001
Danaher Corp
Com
235851102
185
2349
SH
SOLE
2349
0
0
Darden Restaurants Inc
Com
237194105
271
5863
SH
SOLE
5863
0
0
Darden Restaurants Inc
Com
237194105
2
45
SH
DFND
0
0
45
Deere & Company
Com
244199105
5369
59293
SH
SOLE
57953
0
1340
Delaware Diversified Floating
Com
245908637
293
33953
SH
SOLE
33953
0
0
Delaware Limited-Term Diversif
Com
245912506
614
71510
SH
SOLE
71510
0
0
Delta Air Lines Inc.
Com
247361702
3014
77835
SH
SOLE
76075
0
1760
Denbury Resources Inc.
Com
247916208
7237
392045
SH
SOLE
384185
0
7860
Deluxe Check Printer
Com
248019101
368
6285
SH
SOLE
6285
0
0
Deluxe Check Printer
Com
248019101
9
150
SH
DFND
150
0
0
Devon Energy Corp
Com
25179M103
98
1228
SH
SOLE
1228
0
0
Devon Energy Corp
Com
25179M103
4
50
SH
DFND
0
0
50
Diageo PLC - ADR
Com
25243Q205
203
1596
SH
SOLE
1596
0
0
DiamondRock Hospitality Co
Com
252784301
3
200
SH
DFND
0
0
200
DineEquity Inc.
Com
254423106
2
31
SH
SOLE
0
0
31
Disney
Com
254687106
265
3088
SH
SOLE
3088
0
0
Disney
Com
254687106
5
55
SH
DFND
0
0
55
Discover Financial Services
Com
254709108
9
144
SH
SOLE
144
0
0
Discovery Communications, Inc.
Com
25470F104
2
29
SH
SOLE
29
0
0
DIRECTV
Com
25490A309
1
10
SH
SOLE
0
0
10
Dollar General
Com
256677105
7
115
SH
SOLE
115
0
0
Dominion Resources Inc/VA New
Com
25746U109
23
319
SH
SOLE
319
0
0
Donaldson Company, Inc.
Com
257651109
381
9008
SH
SOLE
9008
0
0
Donaldson Company, Inc.
Com
257651109
8
200
SH
DFND
200
0
0
DoubleLine Total Return Bond F
Com
258620103
16018
1457538
SH
SOLE
1416368
0
41171
DoubleLine Total Return Bond F
Com
258620103
40
3683
SH
DFND
3683
0
0
Dover Corp.
Com
260003108
77
842
SH
SOLE
842
0
0
Dow Chemical
Com
260543103
100
1950
SH
SOLE
1850
0
100
Dow Chemical
Com
260543103
4
70
SH
DFND
0
0
70
Driehaus Select Credit Fund
Com
262028848
10
982
SH
SOLE
982
0
0
Driehaus Active Income Fund
Com
262028855
58
5421
SH
SOLE
5421
0
0
Dril-Quip Inc
Com
262037104
27
248
SH
SOLE
248
0
0
Dupont, E.I. De Nemours & Co.
Com
263534109
229
3502
SH
SOLE
3502
0
0
Dupont, E.I. De Nemours & Co.
Com
263534109
35
540
SH
DFND
500
0
40
Duke Energy Corp
Com
26441C204
14
185
SH
SOLE
185
0
0
EMC Corporation
Com
268648102
481
18262
SH
SOLE
18262
0
0
EOG Resources Inc.
Com
26875P101
7
56
SH
SOLE
56
0
0
Eastman Chemical Company
Com
277432100
40
457
SH
SOLE
457
0
0
Eastman Kodak Company
Com
277461406
2
74
SH
SOLE
74
0
0
Eaton Vance Corporation
Com
278265103
46
1216
SH
SOLE
1216
0
0
Eaton Vance Corporation
Com
278265103
4
100
SH
DFND
0
0
100
Eaton Vance Short Duration Div
Com
27828V104
46
3000
SH
SOLE
3000
0
0
Ebay Inc
Com
278642103
148
2964
SH
SOLE
2964
0
0
Ecolab Inc
Com
278865100
25
224
SH
SOLE
224
0
0
EMCORE Corporation
Com
290846203
33
8000
SH
SOLE
0
0
8000
Emerson Electric Co.
Com
291011104
123
1859
SH
SOLE
1859
0
0
Ennis Inc
Com
293389102
27
1750
SH
SOLE
1750
0
0
Entergy Corp.
Com
29364G103
82
1000
SH
DFND
1000
0
0
Equifax Inc
Com
294429105
35
488
SH
SOLE
488
0
0
Equinix, Inc.
Com
29444U502
145
688
SH
SOLE
688
0
0
Exelon Corp
Com
30161N101
32
874
SH
SOLE
874
0
0
Express Scripts Holding Co
Com
30219G108
146
2100
SH
SOLE
2100
0
0
Express Scripts Holding Co
Com
30219G108
5
75
SH
DFND
0
0
75
Exxon Mobil Corp
Com
30231G102
989
9827
SH
SOLE
9327
0
500
Exxon Mobil Corp
Com
30231G102
415
4125
SH
DFND
4000
0
125
FEI Company
Com
30241L109
35
386
SH
SOLE
386
0
0
FMC Corp
Com
302491303
34
483
SH
SOLE
483
0
0
Facebook Inc A Shares
Com
30303M102
22
331
SH
SOLE
331
0
0
Factset Research Systems Inc.
Com
303075105
7
62
SH
SOLE
62
0
0
Fastenal Co.
Com
311900104
5
100
SH
SOLE
100
0
0
Federated Equity Income Fund #
Com
313915100
71
2811
SH
DFND
2811
0
0
Federated Ultrashort Bond Fund
Com
31428Q762
398
43339
SH
SOLE
43339
0
0
Federated Total Return Govt Bo
Com
31429A204
52
4663
SH
SOLE
4663
0
0
Fidelity Advisor High Income A
Com
315807875
59
5671
SH
SOLE
5671
0
0
Fidelity Advisor High Income A
Com
315807875
50
4797
SH
DFND
4797
0
0
Fidelity High Income Fund #455
Com
316146406
76
7956
SH
SOLE
7956
0
0
Fifth Third Bancorp
Com
316773100
64
2993
SH
SOLE
2993
0
0
First Solar Inc
Com
336433107
249
3500
SH
SOLE
3500
0
0
First Solar Inc
Com
336433107
7
100
SH
DFND
100
0
0
First Trust Dow Jones Select M
Com
33718M105
2
61
SH
SOLE
61
0
0
NASDAQ Auto Index ETF
Com
33734X309
2313
56710
SH
SOLE
55475
0
1235
Firstenergy Corp
Com
337932107
16
468
SH
SOLE
468
0
0
FleetCor Technologies Inc.
Com
339041105
4
31
SH
SOLE
31
0
0
Flexshares Morningstar Global
Com
33939L407
7
200
SH
SOLE
200
0
0
Fluor Corp New
Com
343412102
81
1049
SH
SOLE
1049
0
0
Flowserve Corporation
Com
34354P105
154
2068
SH
SOLE
2068
0
0
Ford Motor Company
Com
345370860
44
2545
SH
SOLE
2545
0
0
Forest Laboratories Inc
Com
345838106
94
946
SH
SOLE
946
0
0
L.B. Foster Company
Com
350060109
41
765
SH
SOLE
765
0
0
Franklin Floating Rate Daily A
Com
353612781
30
3308
SH
SOLE
3308
0
0
Franklin Resources Inc
Com
354613101
19
333
SH
SOLE
333
0
0
Freeport-McMoran Copper & Gold
Com
35671D857
7
200
SH
SOLE
200
0
0
The Fresh Market Inc.
Com
35804H106
3
85
SH
DFND
0
0
85
GATX Corporation
Com
361448103
36
543
SH
SOLE
543
0
0
General Dynamics
Com
369550108
110
944
SH
SOLE
944
0
0
General Electric
Com
369604103
1292
49161
SH
SOLE
48541
0
620
General Electric
Com
369604103
173
6600
SH
DFND
6100
0
500
General Mills
Com
370334104
287
5472
SH
SOLE
5472
0
0
General Motors Co.
Com
37045V100
7765
213912
SH
SOLE
208667
0
5245
Gentex Corp
Com
371901109
10
346
SH
SOLE
346
0
0
Gilead Sciences Inc
Com
375558103
4309
51969
SH
SOLE
50894
0
1075
GlaxoSmithKline PLC - ADR
Com
37733W105
18
341
SH
SOLE
341
0
0
Global Payments Inc
Com
37940X102
38
516
SH
SOLE
516
0
0
Goldman Sachs Group Inc.
Com
38141G104
244
1457
SH
SOLE
1457
0
0
Goldman Sachs Strategic Income
Com
38145C646
17386
1643275
SH
SOLE
1597100
0
46175
Goldman Sachs Strategic Income
Com
38145C646
45
4216
SH
DFND
4216
0
0
Google Inc - Cl A
Com
38259P508
1891
3234
SH
SOLE
3168
0
66
Google Inc. - Cl C
Com
38259P706
6286
10927
SH
SOLE
10704
0
223
The Gorman-Rupp Company
Com
383082104
69
1940
SH
SOLE
1940
0
0
Grainger (W.W.) Inc.
Com
384802104
6
24
SH
SOLE
24
0
0
Granite Construction Inc
Com
387328107
56
1569
SH
SOLE
1569
0
0
Groupon, Inc.
Com
399473107
39
5946
SH
SOLE
5946
0
0
Gulf Island Fabrication Inc
Com
402307102
24
1104
SH
SOLE
1104
0
0
Gulfport Energy Corp
Com
402635304
2417
38480
SH
SOLE
37220
0
1260
HCA Holdings Inc
Com
40412C101
3496
62015
SH
SOLE
60745
0
1270
HCP Inc
Com
40414L109
350
8450
SH
SOLE
8450
0
0
HCP Inc
Com
40414L109
10
250
SH
DFND
250
0
0
Hain Celestial Group Inc
Com
405217100
123
1390
SH
SOLE
1390
0
0
Halliburton Co
Com
406216101
14
200
SH
SOLE
0
0
200
Hanesbrands Inc.
Com
410345102
1
12
SH
SOLE
12
0
0
Harris Corp Del
Com
413875105
290
3824
SH
SOLE
3824
0
0
Hasbro Inc
Com
418056107
83
1561
SH
SOLE
1461
0
100
Hawaiian Electric
Com
419870100
272
10755
SH
SOLE
10755
0
0
Hawkins Inc
Com
420261109
4
112
SH
SOLE
112
0
0
Healthcare Services Group, Inc
Com
421906108
357
12140
SH
SOLE
12140
0
0
Healthcare Services Group, Inc
Com
421906108
10
350
SH
DFND
350
0
0
Heartland Financial USA Inc.
Com
42234Q102
37342
1509991
SH
SOLE
1471979
0
38012
Heartland Financial USA Inc.
Com
42234Q102
7202
291233
SH
DFND
291233
0
0
Helmerich & Payne Inc
Com
423452101
347
2990
SH
SOLE
2990
0
0
Helmerich & Payne Inc
Com
423452101
12
100
SH
DFND
100
0
0
Jack Henry & Associates Inc
Com
426281101
36
610
SH
SOLE
610
0
0
Hertz Global Holdings, Inc.
Com
42805T105
4
149
SH
SOLE
149
0
0
Hexcel Corp
Com
428291108
42
1023
SH
SOLE
1023
0
0
Home Depot Inc
Com
437076102
30
372
SH
SOLE
372
0
0
Honeywell Intl Inc
Com
438516106
334
3590
SH
SOLE
2940
0
650
Hospitality Properties Trust
Com
44106M102
3
90
SH
DFND
0
0
90
Hubbell Inc., Class B
Com
443510201
51
416
SH
SOLE
416
0
0
J.B. Hunt Transportation Servi
Com
445658107
26
359
SH
SOLE
359
0
0
Hyatt Hotels Corp - Cl A
Com
448579102
6
100
SH
SOLE
0
0
100
Idexx Laboratories Inc.
Com
45168D104
43
320
SH
SOLE
320
0
0
Illinois Tool Works Inc.
Com
452308109
26
301
SH
SOLE
301
0
0
Illinois Tool Works Inc.
Com
452308109
5
60
SH
DFND
0
0
60
Illumina Inc
Com
452327109
3
14
SH
SOLE
14
0
0
Independence Realty Trust REIT
Com
45378A106
3
350
SH
SOLE
350
0
0
Ingredion Inc
Com
457187102
33
446
SH
SOLE
446
0
0
Intel Corp
Com
458140100
611
19785
SH
SOLE
19785
0
0
Intel Corp
Com
458140100
9
300
SH
DFND
0
0
300
Integrys Energy Group Inc
Com
45822P105
34
479
SH
SOLE
479
0
0
IntercontinentalExchange Inc
Com
45866F104
43
226
SH
SOLE
226
0
0
IBM
Com
459200101
534
2945
SH
SOLE
2840
0
105
Intuit Inc.
Com
461202103
36
445
SH
SOLE
445
0
0
Invesco Trust for Investment G
Com
46131M106
21
1579
SH
SOLE
1579
0
0
Invesco Quality Municipal Inco
Com
46133G107
4
317
SH
SOLE
317
0
0
361 Managed Futures Strategy F
Com
461418337
21647
1934521
SH
SOLE
1897742
0
36779
361 Managed Futures Strategy F
Com
461418337
69
6141
SH
DFND
6141
0
0
iShares S&P 100 Index Fund
Com
464287101
974
11255
SH
SOLE
11255
0
0
iShares Dow Jones Select Divid
Com
464287168
30
390
SH
SOLE
390
0
0
iShares Barclays US TIP Securi
Com
464287176
12
103
SH
SOLE
103
0
0
iShares S&P 500 Index Fund
Com
464287200
483
2451
SH
SOLE
2451
0
0
iShares S&P 500 Index Fund
Com
464287200
18
90
SH
DFND
90
0
0
iShares MSCI Emerging Markets
Com
464287234
188
4351
SH
SOLE
4351
0
0
iShares Tr MSCI EAFE Index Fun
Com
464287465
5415
79195
SH
SOLE
77715
0
1480
iShares Tr MSCI EAFE Index Fun
Com
464287465
2
30
SH
DFND
30
0
0
iShares Russell Midcap Value I
Com
464287473
8
107
SH
SOLE
107
0
0
iShares Russell MidCap Index F
Com
464287499
69
425
SH
SOLE
425
0
0
iShares Russell 1000 Value Ind
Com
464287598
241
2375
SH
SOLE
2375
0
0
iShares Russell 2000
Com
464287655
191
1610
SH
SOLE
1610
0
0
Ishares S&P SmallCap 600 Index
Com
464287804
43
387
SH
SOLE
387
0
0
iShares S&P/Citigroup Internat
Com
464288117
9
83
SH
SOLE
83
0
0
iShares MSCI Asia Ex-Japan Ind
Com
464288182
63
1000
SH
DFND
1000
0
0
iShares JP Morgan USD Emerging
Com
464288281
8
68
SH
SOLE
68
0
0
iShares S&P National Municipal
Com
464288414
6101
56151
SH
SOLE
56151
0
0
iShares MBS Bond Fund
Com
464288588
15
136
SH
SOLE
136
0
0
iShares Barclays 1-3 Year Cred
Com
464288646
546
5165
SH
SOLE
4220
0
945
iShares Barclays 3-7 Treasury
Com
464288661
410
3370
SH
SOLE
3370
0
0
iShares S&P U.S. Preferred Sto
Com
464288687
157
3928
SH
SOLE
3928
0
0
iShares S&P U.S. Preferred Sto
Com
464288687
147
3676
SH
DFND
3676
0
0
iShares MSCI USA ESG Select ET
Com
464288703
8
60
SH
SOLE
60
0
0
iShares Silver Trust
Com
46428Q109
2
100
SH
SOLE
100
0
0
iShares Floating Rate Bond ETF
Com
46429B655
86
1695
SH
SOLE
1695
0
0
ITC Holdings Corporation
Com
465685105
357
9780
SH
SOLE
9780
0
0
ITC Holdings Corporation
Com
465685105
11
300
SH
DFND
300
0
0
J & J Snack Foods Corp
Com
466032109
61
650
SH
SOLE
650
0
0
JP Morgan Chase & Co
Com
46625H100
10680
185347
SH
SOLE
181392
0
3955
JP Morgan Chase & Co
Com
46625H100
6
100
SH
DFND
0
0
100
Jarden Corporation
Com
471109108
39
657
SH
SOLE
657
0
0
John Hancock Funds II - Global
Com
47804M878
661
59160
SH
SOLE
59160
0
0
Johnson & Johnson
Com
478160104
838
8011
SH
SOLE
8011
0
0
Johnson & Johnson
Com
478160104
10
100
SH
DFND
0
0
100
Johnson Outdoors Inc
Com
479167108
17
644
SH
SOLE
644
0
0
Joy Global Inc.
Com
481165108
56
904
SH
SOLE
904
0
0
JPMorgan Strategic Income Opp
Com
4812A4351
26972
2266533
SH
SOLE
2214013
0
52519
JPMorgan Strategic Income Opp
Com
4812A4351
64
5341
SH
DFND
5341
0
0
KBR Inc.
Com
48242W106
2552
106985
SH
SOLE
104640
0
2345
KLA-Tencor Corporation
Com
482480100
14
196
SH
SOLE
196
0
0
Kellogg Company
Com
487836108
8
120
SH
SOLE
120
0
0
Keurig Green Mountain Inc
Com
49271M100
37
300
SH
SOLE
300
0
0
KeyCorp
Com
493267108
31
2138
SH
SOLE
2138
0
0
Kimberly-Clark Corp
Com
494368103
14
126
SH
SOLE
126
0
0
Kimberly-Clark Corp
Com
494368103
4
35
SH
DFND
0
0
35
Kinder Morgan Energy Partners
Com
494550106
8
100
SH
SOLE
100
0
0
Knowles Corporation
Com
49926D109
13
420
SH
SOLE
420
0
0
Kohl's Corporation
Com
500255104
263
4993
SH
SOLE
4993
0
0
Kohl's Corporation
Com
500255104
3
60
SH
DFND
0
0
60
Kraft Foods Group Inc
Com
50076Q106
51
857
SH
SOLE
857
0
0
Kraft Foods Group Inc
Com
50076Q106
2
41
SH
DFND
0
0
41
Las Vegas Sands Corp
Com
517834107
6
80
SH
SOLE
80
0
0
Estee Lauder Companies-Cl A
Com
518439104
79
1068
SH
SOLE
1068
0
0
Western Asset Short Duration H
Com
52469F598
10236
1574760
SH
SOLE
1545792
0
28968
Western Asset Short Duration H
Com
52469F598
32
4910
SH
DFND
4910
0
0
Liberty Property Trust
Com
531172104
47
1247
SH
SOLE
1247
0
0
Liberty Media Corporation Cl A
Com
531229102
35
258
SH
SOLE
258
0
0
Lihua International Inc.
Com
532352101
9
29235
SH
SOLE
23075
0
6160
Eli Lilly & Co.
Com
532457108
289
4642
SH
SOLE
4642
0
0
Lincoln National Corp.
Com
534187109
42
823
SH
SOLE
823
0
0
Linear Technology Corp.
Com
535678106
9
200
SH
DFND
0
0
200
Natixis Loomis Sayles Strategi
Com
543487250
57
3285
SH
SOLE
3285
0
0
Natixis Loomis Sayles Strategi
Com
543487250
140
8132
SH
DFND
8132
0
0
Natixis Loomis Sayles Ltd Term
Com
543487326
615
52533
SH
SOLE
52533
0
0
Loomis Sayles Bond Retail
Com
543495832
193
12180
SH
SOLE
12180
0
0
Loomis Sayles Bond Fund Instl
Com
543495840
174
10949
SH
SOLE
10949
0
0
Lord Abbett Short Duration Inc
Com
543916688
27185
5974651
SH
SOLE
5883238
0
91414
Lord Abbett Short Duration Inc
Com
543916688
95
20984
SH
DFND
20984
0
0
Lowes Companies Inc.
Com
548661107
69
1441
SH
SOLE
1441
0
0
William Lyon Homes
Com
552074700
15
500
SH
SOLE
500
0
0
M&T Bank Corporation
Com
55261F104
66
536
SH
SOLE
536
0
0
MDU Resources Group Inc
Com
552690109
285
8110
SH
SOLE
8110
0
0
MFA Financial Inc
Com
55272X102
39
4754
SH
SOLE
4754
0
0
MGE Energy, Inc.
Com
55277P104
86
2187
SH
SOLE
2187
0
0
Macy's Inc
Com
55616P104
7380
127205
SH
SOLE
124475
0
2730
MainStay DefinedTerm Municipal
Com
56064K100
18
1000
SH
SOLE
1000
0
0
ManpowerGroup Inc.
Com
56418H100
8
100
SH
SOLE
100
0
0
Manulife Financial Corporation
Com
56501R106
32
1600
SH
DFND
1600
0
0
Marathon Oil Corp.
Com
565849106
67
1672
SH
SOLE
1672
0
0
Market Vectors High Yield Muni
Com
57060U878
359
11893
SH
DFND
11893
0
0
MasterCard Inc - Cl A
Com
57636Q104
47
640
SH
SOLE
640
0
0
Maxim Integrated Products
Com
57772K101
70
2059
SH
SOLE
2059
0
0
Maxim Integrated Products
Com
57772K101
3
100
SH
DFND
0
0
100
McCormick & Co - Non Voting Sh
Com
579780206
11
150
SH
SOLE
150
0
0
McDonalds Corp
Com
580135101
418
4145
SH
SOLE
4045
0
100
McDonalds Corp
Com
580135101
10
100
SH
DFND
0
0
100
McGraw Hill Financial Inc
Com
580645109
33
400
SH
SOLE
400
0
0
MEDNAX, Inc
Com
58502B106
30
510
SH
SOLE
510
0
0
Medtronic Inc
Com
585055106
27
422
SH
SOLE
422
0
0
Medtronic Inc
Com
585055106
6
100
SH
DFND
0
0
100
Merck & Company Inc.
Com
58933Y105
569
9839
SH
SOLE
9739
0
100
Merck & Company Inc.
Com
58933Y105
58
1000
SH
DFND
1000
0
0
Merge Healthcare Inc
Com
589499102
2
1000
SH
SOLE
1000
0
0
Metlife Inc
Com
59156R108
667
12007
SH
SOLE
12007
0
0
MICROS Systems, Inc
Com
594901100
44
646
SH
SOLE
646
0
0
Microsoft Corporation
Com
594918104
576
13805
SH
SOLE
13655
0
150
Microsoft Corporation
Com
594918104
847
20300
SH
DFND
20000
0
300
Microchip Technology Inc
Com
595017104
6
116
SH
SOLE
116
0
0
Mid-America Apartment Communit
Com
59522J103
36
495
SH
SOLE
495
0
0
Mondelez International Inc
Com
609207105
417
11095
SH
SOLE
11095
0
0
Mondelez International Inc
Com
609207105
5
125
SH
DFND
0
0
125
Monsanto Co.
Com
61166W101
311
2490
SH
SOLE
2490
0
0
Morgan Stanley Dean Witter & C
Com
617446448
135
4177
SH
SOLE
4177
0
0
Murphy Oil Corp
Com
626717102
35
531
SH
SOLE
531
0
0
Murphy USA Inc
Com
626755102
6
132
SH
SOLE
132
0
0
Mylan Laboratories
Com
628530107
4365
84652
SH
SOLE
82887
0
1765
NCR Corp
Com
62886E108
4
110
SH
SOLE
110
0
0
National Oilwell Varco Inc.
Com
637071101
10
120
SH
SOLE
120
0
0
Nat'l Westminster Bk PLC Ser C
Pfd Stk
638539882
26
1000
SH
SOLE
1000
0
0
Navient Corporation
Com
63938C108
34
1934
SH
SOLE
1934
0
0
Navios Maritime Hdgs 8.75% ADR
Pfd Stk
63938Y100
1922
74655
SH
SOLE
74655
0
0
Newmont Mining Corporation
Com
651639106
2212
86965
SH
SOLE
85320
0
1645
Nextera Energy Inc
Com
65339F101
35
343
SH
SOLE
343
0
0
Nike Inc. - Class B
Com
654106103
70
906
SH
SOLE
906
0
0
Noble Energy Inc.
Com
655044105
9
120
SH
SOLE
120
0
0
Nordstrom Inc.
Com
655664100
52
766
SH
SOLE
766
0
0
Norfolk Southern Corp
Com
655844108
319
3094
SH
SOLE
3094
0
0
Northeast Utilities
Com
664397106
33
693
SH
SOLE
693
0
0
Northern Global Real Estate In
Com
665162541
82
8254
SH
SOLE
8254
0
0
Northern Trust Corporation
Com
665859104
6
100
SH
SOLE
100
0
0
Northern Trust Corporation
Com
665859104
4
60
SH
DFND
0
0
60
Northrop Grumman Corp.
Com
666807102
46
384
SH
SOLE
384
0
0
Northrop Grumman Corp.
Com
666807102
128
1070
SH
DFND
1070
0
0
Northstar Realty Fin Pfd Ser E
Pfd Stk
66704R605
2617
103245
SH
SOLE
103245
0
0
Novartis AG - ADR
Com
66987V109
297
3276
SH
SOLE
3276
0
0
Novartis AG - ADR
Com
66987V109
7
75
SH
DFND
0
0
75
Now Inc
Com
67011P100
1
30
SH
SOLE
30
0
0
Nuveen High Income Bond Fund -
Com
670678234
10
1083
SH
SOLE
1083
0
0
Nuveen Core Plus Bond Fund -
Com
670678622
303
25848
SH
SOLE
25848
0
0
MFC Nuveen Preferred and Conv
Com
67073D102
429
45885
SH
SOLE
45885
0
0
O'Reilly Automotive Inc
Com
67103H107
34
223
SH
SOLE
223
0
0
Occidental Petroleum Corporati
Com
674599105
114
1115
SH
SOLE
1115
0
0
Ocwen Financial Corp
Com
675746309
32
850
SH
SOLE
850
0
0
Old Dominion Freight Line, Inc
Com
679580100
36
559
SH
SOLE
559
0
0
Old Republic Intl Corp
Com
680223104
28
1678
SH
SOLE
1678
0
0
Omnicom Group
Com
681919106
12
170
SH
SOLE
170
0
0
ONE Gas, Inc
Com
68235P108
6
152
SH
SOLE
152
0
0
ONEOK, Inc.
Com
682680103
42
610
SH
SOLE
610
0
0
Oppenheimer Senior Floating Ra
Com
68381K408
7
859
SH
SOLE
859
0
0
Oracle Corporation
Com
68389X105
75
1847
SH
SOLE
1847
0
0
Oracle Corporation
Com
68389X105
3
75
SH
DFND
0
0
75
PNC Financial Services Group
Com
693475105
328
3686
SH
SOLE
3686
0
0
PPG Industries Inc.
Com
693506107
101
479
SH
SOLE
479
0
0
PPL Corporation
Com
69351T106
64
1795
SH
SOLE
1795
0
0
PPL Corporation
Com
69351T106
284
8000
SH
DFND
8000
0
0
PVH Corp.
Com
693656100
5
39
SH
SOLE
39
0
0
Pandora Media Inc.
Com
698354107
2
79
SH
SOLE
79
0
0
Paychex Inc
Com
704326107
8
199
SH
SOLE
199
0
0
People's United Financial
Com
712704105
3
215
SH
SOLE
215
0
0
Pepsico Incorporated
Com
713448108
446
4989
SH
SOLE
4964
0
25
Pepsico Incorporated
Com
713448108
9
100
SH
DFND
0
0
100
Petsmart Inc
Com
716768106
3
43
SH
SOLE
43
0
0
Pfizer Inc
Com
717081103
1050
35371
SH
SOLE
26271
0
9100
Philip Morris International In
Com
718172109
376
4458
SH
SOLE
4458
0
0
Philip Morris International In
Com
718172109
42
500
SH
DFND
500
0
0
Phillips 66
Com
718546104
47
589
SH
SOLE
589
0
0
Physicians Realty Trust
Com
71943U104
359
24970
SH
SOLE
24970
0
0
PIMCO Invest Grade Corp Bond A
Com
722005592
50
4645
SH
SOLE
4645
0
0
PIMCO Investment Grade Corp Bo
Com
722005816
8840
825429
SH
SOLE
791356
0
34073
PIMCO Emerging Local Bond Inst
Com
72201F516
4
431
SH
SOLE
431
0
0
PIMCO Short-Term Fund
Com
72201M594
155
15674
SH
SOLE
15674
0
0
PIMCO Mortgage-Backed Securiti
Com
72201M651
76
7330
SH
SOLE
7330
0
0
PIMCO Low Duration Fund
Com
72201M669
631
60828
SH
SOLE
60828
0
0
PIMCO Enhanced Short Maturity
Com
72201R833
104
1030
SH
SOLE
1030
0
0
PIMCO Dynamic Credit Income Fu
Com
72202D106
957
40172
SH
SOLE
40172
0
0
Pinnacle West Capital
Com
723484101
29
499
SH
SOLE
499
0
0
Pioneer Natural Resources Co.
Com
723787107
172
749
SH
SOLE
749
0
0
Plum Creek Timber Co. Inc.
Com
729251108
364
8060
SH
SOLE
8060
0
0
Plum Creek Timber Co. Inc.
Com
729251108
18
389
SH
DFND
389
0
0
Polaris Industries Inc
Com
731068102
123
947
SH
SOLE
947
0
0
Post Holdings Inc.
Com
737446104
41
814
SH
SOLE
814
0
0
Potash Corp. Of Saskatchewan -
Com
73755L107
3
75
SH
SOLE
75
0
0
Powershares DB Commodity Index
Com
73935S105
5
185
SH
SOLE
185
0
0
PowerShares International Divi
Com
73935X716
282
14600
SH
SOLE
14600
0
0
PowerShares Dividend Achievers
Com
73935X732
336
16000
SH
SOLE
16000
0
0
Praxair Inc.
Com
74005P104
70
526
SH
SOLE
526
0
0
Praxair Inc.
Com
74005P104
5
35
SH
DFND
0
0
35
Precision Castparts Corp
Com
740189105
101
399
SH
SOLE
399
0
0
Preferred Apartment Communitie
Com
74039L103
3413
384810
SH
SOLE
383570
0
1240
T Rowe Price Group Inc
Com
74144T108
4
49
SH
SOLE
49
0
0
Priceline.com Inc.
Com
741503403
148
123
SH
SOLE
123
0
0
Principal Diversified Real Ass
Com
74254V166
9186
695881
SH
SOLE
683132
0
12748
Principal Diversified Real Ass
Com
74254V166
19
1470
SH
DFND
1470
0
0
Procter & Gamble
Com
742718109
528
6718
SH
SOLE
6718
0
0
Procter & Gamble
Com
742718109
8
100
SH
DFND
0
0
100
Progressive Corp
Com
743315103
32
1265
SH
SOLE
1265
0
0
ProShares Short 20+ Year Treas
Com
74347X849
987
34267
SH
SOLE
33345
0
922
Prudential Financial Inc.
Com
744320102
133
1494
SH
SOLE
1494
0
0
Prudential High Yield Fund
Com
74440Y306
7
1266
SH
SOLE
1266
0
0
Prudential Short Duration HY F
Com
74442F107
10
550
SH
SOLE
550
0
0
Public Service Enterprises
Com
744573106
317
7767
SH
SOLE
7767
0
0
Pure Cycle Corp
Com
746228303
5608
828360
SH
SOLE
815895
0
12465
MFC Putnam Master Intermediate
Com
746909100
10
1900
SH
SOLE
1900
0
0
Qualcomm Inc
Com
747525103
6665
84154
SH
SOLE
82379
0
1775
Qualcomm Inc
Com
747525103
5
65
SH
DFND
0
0
65
Ralph Lauren Corporation
Com
751212101
40
247
SH
SOLE
247
0
0
Raymond James Financial, Inc
Com
754730109
66
1306
SH
SOLE
1306
0
0
Raytheon Co New
Com
755111507
995
10784
SH
SOLE
10784
0
0
Redwood Trust, Inc
Com
758075402
67
3448
SH
SOLE
3448
0
0
Regal Beloit Corp.
Com
758750103
83
1058
SH
SOLE
1058
0
0
Regions Financial Corp
Com
7591EP100
33
3067
SH
SOLE
3067
0
0
Reinsurance Group of America,
Com
759351604
40
506
SH
SOLE
506
0
0
Republic Services Inc
Com
760759100
5841
153842
SH
SOLE
150567
0
3275
Retail Properties of America,
Com
76131V202
369
24004
SH
SOLE
24004
0
0
RidgeWorth Seix Floating Rate
Com
76628T678
60
6579
SH
DFND
6579
0
0
Rockwell Automation Inc.
Com
773903109
273
2182
SH
SOLE
2182
0
0
Rockwell Collins Inc
Com
774341101
63
808
SH
SOLE
808
0
0
Rogers Communications - ADR
Com
775109200
260
6460
SH
SOLE
6460
0
0
Ross Stores Inc
Com
778296103
29
432
SH
SOLE
432
0
0
Roundy's Inc
Com
779268101
1
100
SH
SOLE
100
0
0
T. Rowe Price Short Term Bond
Com
77957P204
49
10225
SH
SOLE
10225
0
0
Royal Bank of Canada - ADR
Com
780087102
13
186
SH
SOLE
186
0
0
Royal Bk Scotland Group Ser F
Pfd Stk
780097739
49
2000
SH
SOLE
2000
0
0
Royal Bk Scotland Grp Ser P 6.
Pfd Stk
780097762
66
2800
SH
SOLE
2800
0
0
Royal Dutch Shell PLC A - ADR
Com
780259206
143
1740
SH
SOLE
1740
0
0
Royal Dutch Shell PLC A - ADR
Com
780259206
5
65
SH
DFND
0
0
65
SBA Communications Corporation
Com
78388J106
7
64
SH
SOLE
64
0
0
SLM Corp
Com
78442P106
16
1934
SH
SOLE
1934
0
0
SPDR S&P 500 ETF Trust
Com
78462F103
8753
44720
SH
SOLE
43522
0
1198
SPDR Gold Trust
Com
78463V107
15
115
SH
SOLE
115
0
0
SPDR STOXX Europe 50 Fund
Com
78463X103
5
119
SH
SOLE
119
0
0
SPDR Euro Stoxx 50 ETF
Com
78463X202
931
21517
SH
SOLE
14365
0
7152
SPDR S&P Emerging Markets ETF
Com
78463X509
4
58
SH
SOLE
58
0
0
SPDR Dow Jones Int'l Real Esta
Com
78463X863
6
130
SH
SOLE
130
0
0
SPDR S&P International Small C
Com
78463X871
4
111
SH
SOLE
111
0
0
SPDR S&P World ETF
Com
78463X889
23
755
SH
SOLE
755
0
0
SPDR Barclays Long Term Corpor
Com
78464A367
4
94
SH
SOLE
94
0
0
SPDR Barclays High Yield Bond
Com
78464A417
12
292
SH
SOLE
292
0
0
SPDR DB Int'l Govt Inflation P
Com
78464A490
3
46
SH
SOLE
46
0
0
SPDR Dow Jones REIT ETF
Com
78464A607
11
137
SH
SOLE
137
0
0
SPDR Barclays Aggregate Bond E
Com
78464A649
38
651
SH
SOLE
651
0
0
SPDR Barclays Capital Tips ETF
Com
78464A656
5
83
SH
SOLE
83
0
0
SPDR S&P Dividend ETF
Com
78464A763
963
12576
SH
SOLE
12576
0
0
Midcap SPDR Trust Series 1
Com
78467Y107
99
379
SH
SOLE
379
0
0
SPDR Barclays Cap Short Term H
Com
78468R408
1246
40235
SH
SOLE
39235
0
1000
SPDR Russell 2000 ETF
Com
78468R853
4
57
SH
SOLE
57
0
0
Salesforce.com, Inc.
Com
79466L302
2
33
SH
SOLE
33
0
0
SCANA Corporation
Com
80589M102
4
66
SH
SOLE
66
0
0
SCANA Corporation
Com
80589M102
3
55
SH
DFND
0
0
55
Henry Schein Inc
Com
806407102
224
1885
SH
SOLE
1885
0
0
Schlumberger Ltd. - ADR
Com
806857108
326
2763
SH
SOLE
2423
0
340
The Charles Schwab Corporation
Com
808513105
8
300
SH
SOLE
300
0
0
Schwab US Large Cap Growth ETF
Com
808524300
8
163
SH
SOLE
163
0
0
Schwab US Large-Cap Value ETF
Com
808524409
9
215
SH
SOLE
215
0
0
Schwab Emerging Markets Equity
Com
808524706
5
187
SH
SOLE
187
0
0
Schwab International Equity ET
Com
808524805
11
329
SH
SOLE
329
0
0
Scotts Miracle-Gro Co
Com
810186106
34
593
SH
SOLE
593
0
0
Sealed Air Corp
Com
81211K100
37
1084
SH
SOLE
1084
0
0
Sealed Air Corp
Com
81211K100
5
140
SH
DFND
0
0
140
Energy Select Sector Spdr
Com
81369Y506
11
110
SH
SOLE
110
0
0
Shire PLC - ADR
Com
82481R106
15
62
SH
SOLE
62
0
0
Sigma Aldrich Corp
Com
826552101
342
3367
SH
SOLE
3367
0
0
Sigma Aldrich Corp
Com
826552101
5
50
SH
DFND
50
0
0
Signature Bank
Com
82669G104
51
401
SH
SOLE
401
0
0
Skyworks Solutions Inc
Com
83088M102
96
2050
SH
SOLE
2050
0
0
Smith A O Corp
Com
831865209
38
763
SH
SOLE
763
0
0
JM Smucker Co/The-New Com
Com
832696405
9
82
SH
SOLE
82
0
0
Snap-On-Tools
Com
833034101
46
392
SH
SOLE
392
0
0
Southern Companies
Com
842587107
106
2344
SH
SOLE
2344
0
0
Span-America Medical Systems,
Com
846396109
26
1204
SH
SOLE
1204
0
0
Spectra Energy Corp
Com
847560109
96
2262
SH
SOLE
2262
0
0
Sprint Corp
Com
85207U105
3298
386586
SH
SOLE
378891
0
7695
Stag Industrial Inc Cum Pfd Se
Pfd Stk
85254J300
10
400
SH
SOLE
400
0
0
Starbucks Corp
Com
855244109
179
2314
SH
SOLE
2314
0
0
Starwood Waypoint Residential
Com
85571W109
1
50
SH
SOLE
50
0
0
Starwood Hotels & Resorts Worl
Com
85590A401
71
877
SH
SOLE
877
0
0
State Street Corp
Com
857477103
144
2135
SH
SOLE
2135
0
0
Stone Ridge Reinsurance Risk P
Com
861728103
18779
1802231
SH
SOLE
1767869
0
34363
Stone Ridge Reinsurance Risk P
Com
861728103
40
3804
SH
DFND
3804
0
0
Stone Ridge High Yield Reins R
Com
861728400
7497
718097
SH
SOLE
704385
0
13712
Stone Ridge High Yield Reins R
Com
861728400
16
1521
SH
DFND
1521
0
0
Sturm Ruger & Co Inc
Com
864159108
72
1223
SH
SOLE
1223
0
0
Sun Hydraulics Corporation
Com
866942105
32
777
SH
SOLE
777
0
0
Sunoco Logistic Partners LP
Com
86764L108
39
820
SH
SOLE
820
0
0
Sun Trust Banks, Inc
Com
867914103
149
3730
SH
SOLE
3730
0
0
Sysco Corp.
Com
871829107
13
345
SH
SOLE
345
0
0
TCW Emerging Markets Income Fu
Com
87234N765
10900
1240059
SH
SOLE
1221854
0
18205
TCW Emerging Markets Income Fu
Com
87234N765
49
5537
SH
DFND
5537
0
0
TIAA-CREF Social Choice Bond I
Com
87245R672
1430
140055
SH
SOLE
140055
0
0
TIAA-CREF Social Choice Bond I
Com
87245R672
63
6137
SH
DFND
6137
0
0
TJX Companies Inc.
Com
872540109
46
861
SH
SOLE
861
0
0
T-Mobile
Com
872590104
2265
67375
SH
SOLE
65800
0
1575
TW Telecom Inc.
Com
87311L104
4
100
SH
SOLE
100
0
0
Target Corp
Com
87612E106
3208
55352
SH
SOLE
54157
0
1195
Target Corp
Com
87612E106
2
30
SH
DFND
0
0
30
Tennant Company
Com
880345103
411
5385
SH
SOLE
5385
0
0
Tennant Company
Com
880345103
11
150
SH
DFND
150
0
0
Teradata Corp.
Com
88076W103
24
585
SH
SOLE
585
0
0
Tetra Tech, Inc.
Com
88162G103
345
12560
SH
SOLE
12560
0
0
Tetra Tech, Inc.
Com
88162G103
10
350
SH
DFND
350
0
0
Texas Instruments Inc.
Com
882508104
51
1060
SH
SOLE
1060
0
0
Thermo Electron Corp
Com
883556102
3161
26792
SH
SOLE
26192
0
600
3M Company
Com
88579Y101
376
2626
SH
SOLE
2626
0
0
3M Company
Com
88579Y101
14
100
SH
DFND
0
0
100
Timken Company
Com
887389104
1
20
SH
SOLE
20
0
0
Total SA-Spon ADR
Com
89151E109
5
65
SH
DFND
0
0
65
Travelers Companies Inc
Com
89417E109
434
4616
SH
SOLE
4616
0
0
Trimble Navigation Ltd
Com
896239100
144
3892
SH
SOLE
3892
0
0
Collins Alternative Solutions
Com
89833W139
21911
1993739
SH
SOLE
1956142
0
37597
Collins Alternative Solutions
Com
89833W139
47
4256
SH
DFND
4256
0
0
Twin Disc, Inc
Com
901476101
31
943
SH
SOLE
943
0
0
Tyson Foods Inc - Cl A
Com
902494103
101
2700
SH
SOLE
2700
0
0
UGI Corporation
Com
902681105
301
5965
SH
SOLE
5965
0
0
US Bancorp New
Com
902973304
72
1664
SH
SOLE
1664
0
0
UMH Properties Inc 8.25%
Pfd Stk
903002202
1986
75415
SH
SOLE
75415
0
0
Under Armour, Inc.
Com
904311107
12
200
SH
SOLE
200
0
0
Unilever PLC - ADR
Com
904767704
3
70
SH
DFND
0
0
70
Unilever NV ADR
Com
904784709
60
1360
SH
SOLE
1360
0
0
Union Pacific Corp
Com
907818108
335
3356
SH
SOLE
3356
0
0
Unisys Corp.
Com
909214306
7618
307925
SH
SOLE
302210
0
5715
Unit Corporation
Com
909218109
59
858
SH
SOLE
858
0
0
United Natural Foods Inc.
Com
911163103
255
3920
SH
SOLE
3920
0
0
United Natural Foods Inc.
Com
911163103
7
100
SH
DFND
100
0
0
United Parcel Service - Class
Com
911312106
265
2583
SH
SOLE
2583
0
0
United Rentals, Inc.
Com
911363109
103
985
SH
SOLE
985
0
0
United States Steel Corp.
Com
912909108
4
150
SH
SOLE
130
0
20
United Technologies Corporatio
Com
913017109
356
3087
SH
SOLE
3087
0
0
United Therapeutics Corp
Com
91307C102
40
447
SH
SOLE
447
0
0
United Health Group Inc.
Com
91324P102
108
1319
SH
SOLE
1319
0
0
UNUMProvident Corp
Com
91529Y106
66
1897
SH
SOLE
1897
0
0
Urban Outfitters, Inc
Com
917047102
31
925
SH
SOLE
925
0
0
Utah Medical Products, Inc
Com
917488108
48
937
SH
SOLE
937
0
0
VF Corporation
Com
918204108
132
2098
SH
SOLE
2098
0
0
Valeant Pharmaceuticals Int'l
Com
91911K102
107
852
SH
SOLE
852
0
0
Valero Energy Corporation
Com
91913Y100
4533
90485
SH
SOLE
88915
0
1570
The Valspar Corporation
Com
920355104
60
784
SH
SOLE
784
0
0
Vanguard Dividend Appreciation
Com
921908844
327
4200
SH
SOLE
4200
0
0
Vanguard Dividend Appreciation
Com
921908844
132
1698
SH
DFND
1698
0
0
Vanguard Total Bond Market Ind
Com
921937504
40
3703
SH
SOLE
3703
0
0
Vanguard Long-Term Bond ETF
Com
921937793
11
124
SH
SOLE
124
0
0
Vanguard Intermed-Term Bond ET
Com
921937819
27
316
SH
SOLE
316
0
0
Vanguard Short-Term Bond ETF
Com
921937827
23
281
SH
SOLE
281
0
0
Vanguard Wellesley Income Fund
Com
921938205
4
67
SH
SOLE
0
0
67
Vanguard Europe Pacific ETF
Com
921943858
128
3000
SH
SOLE
3000
0
0
Vanguard Intermediate Term Tre
Com
922031828
35
3110
SH
SOLE
3110
0
0
Vanguard Short-Term Investment
Com
922031836
20217
1877192
SH
SOLE
1853088
0
24104
Vanguard Short-Term Investment
Com
922031836
77
7104
SH
DFND
7104
0
0
Vanguard Emerging Market ETF
Com
922042858
101
2340
SH
SOLE
900
0
1440
Vanguard FTSE Pacific ETF
Com
922042866
3
48
SH
SOLE
48
0
0
Vanguard European ETF
Com
922042874
6761
112775
SH
SOLE
110480
0
2295
Vanguard European ETF
Com
922042874
4
70
SH
DFND
70
0
0
Vanguard Energy ETF
Com
92204A306
8479
58895
SH
SOLE
56930
0
1965
Vanguard Industrials VIPERs Fu
Com
92204A603
9337
89572
SH
SOLE
87542
0
2030
Vanguard Info Tech Vipers
Com
92204A702
14431
149100
SH
SOLE
145530
0
3570
Vanguard Materials ETF
Com
92204A801
3578
32015
SH
SOLE
31395
0
620
Vanguard Utilities ETF
Com
92204A876
6614
68400
SH
SOLE
67100
0
1300
Vanguard Telecommunications Sr
Com
92204A884
46
520
SH
SOLE
520
0
0
Varian Medical Systems Inc
Com
92220P105
17
200
SH
SOLE
200
0
0
Vectren Corporation
Com
92240G101
297
6995
SH
SOLE
6995
0
0
Vectren Corporation
Com
92240G101
85
2000
SH
DFND
2000
0
0
Vanguard S&P 500 ETF
Com
922908363
66
368
SH
SOLE
368
0
0
Vanguard Mid-Cap Growth ETF
Com
922908538
6
60
SH
SOLE
60
0
0
Vanguard REIT ETF
Com
922908553
72
963
SH
SOLE
963
0
0
Vanguard Small-Cap Growth ETF
Com
922908595
4
31
SH
SOLE
31
0
0
Vanguard Mid-Cap VIPERs Fund
Com
922908629
187
1575
SH
SOLE
1575
0
0
Verizon Communications
Com
92343V104
584
11942
SH
SOLE
11942
0
0
Verizon Communications
Com
92343V104
9
178
SH
DFND
0
0
178
Visa Inc. - Class A
Com
92826C839
25
117
SH
SOLE
117
0
0
Visa Inc. - Class A
Com
92826C839
12
55
SH
DFND
0
0
55
Vodafone Group PLC - ADR
Com
92857W308
54
1615
SH
SOLE
1615
0
0
Vornado Rlty Tr Sh Ben Int
Com
929042109
77
724
SH
DFND
724
0
0
Voya Global Real Estate Fund-A
Com
92913X845
432
21224
SH
SOLE
21224
0
0
WP Carey Inc.
Com
92936U109
20
305
SH
SOLE
305
0
0
Wabtec Corporation
Com
929740108
52
624
SH
SOLE
624
0
0
Walmart
Com
931142103
5527
73627
SH
SOLE
71946
0
1681
Walmart
Com
931142103
52
696
SH
DFND
666
0
30
Walgreen Co
Com
931422109
948
12789
SH
SOLE
12789
0
0
Walgreen Co
Com
931422109
18
245
SH
DFND
150
0
95
Waste Management Inc
Com
94106L109
21
467
SH
SOLE
467
0
0
Waters Corporation
Com
941848103
11
110
SH
SOLE
110
0
0
Wells Fargo & Co New
Com
949746101
447
8510
SH
SOLE
8510
0
0
Westar Energy Inc
Com
95709T100
71
1866
SH
SOLE
1866
0
0
Whirlpool Corporation
Com
963320106
77
552
SH
SOLE
552
0
0
Whitestone REIT
Com
966084204
1239
83105
SH
SOLE
83105
0
0
Williams Sonoma Inc
Com
969904101
140
1952
SH
SOLE
1952
0
0
Wisconsin Energy Corporation
Com
976657106
4
83
SH
SOLE
83
0
0
WisdomTree Emerging Markets Sm
Com
97717W281
26
549
SH
SOLE
549
0
0
WisdomTree Emerging Markets Sm
Com
97717W281
56
1171
SH
DFND
1171
0
0
Wisdom Tree Japan Hedged Equit
Com
97717W851
6958
140957
SH
SOLE
137992
0
2965
Wisdom Tree Japan Hedged Equit
Com
97717W851
4
90
SH
DFND
90
0
0
Wolverine World Wide, Inc
Com
978097103
27
1048
SH
SOLE
1048
0
0
Workday, Inc.
Com
98138H101
3
32
SH
SOLE
32
0
0
Xilinx Inc.
Com
983919101
5
98
SH
SOLE
98
0
0
Xylem, Inc
Com
98419M100
12
296
SH
SOLE
296
0
0
Yum Brands Inc
Com
988498101
16
200
SH
SOLE
0
0
200
Accenture PLC - Cl A - ADR
Com
G1151C101
396
4894
SH
SOLE
4894
0
0
Bunge Limited
Com
G16962105
5900
77995
SH
SOLE
76175
0
1820
Covidien PLC - ADR
Com
G2554F113
4935
54727
SH
SOLE
53597
0
1130
Eaton Corp PLC - ADR
Com
G29183103
309
4005
SH
SOLE
4005
0
0
Everest Reinsurance Group Limi
Com
G3223R108
3
19
SH
SOLE
19
0
0
Michael Kors Holdings Ltd
Com
G60754101
173
1957
SH
SOLE
1957
0
0
Perrigo Co PLC ADR
Com
G97822103
3033
20810
SH
SOLE
20365
0
445
ACE Limited - ADR
Com
H0023R105
15
144
SH
SOLE
144
0
0
Transocean LTD - ADR
Com
H8817H100
8
167
SH
SOLE
167
0
0
Core Laboratories N.V.
Com
N22717107
37
223
SH
SOLE
223
0
0
LyondellBasell Industries NV -
Com
N53745100
372
3812
SH
SOLE
3747
0
65
Nordic American Offshore Ltd
Com
Y6366T112
574
30000
SH
SOLE
30000
0
0