-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AGAB4jrDGVh+e86kKwpP4ufaDNo+xN+qT3PX5jxPbFOcSiUyQ+X+jnJY2wEOZ13M IHcI9bMFyMM5Eohqeo8eUg== 0000950130-99-000521.txt : 19990204 0000950130-99-000521.hdr.sgml : 19990204 ACCESSION NUMBER: 0000950130-99-000521 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990203 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ISB FINANCIAL CORP/LA CENTRAL INDEX KEY: 0000933141 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 721280718 STATE OF INCORPORATION: LA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-48257 FILM NUMBER: 99520416 BUSINESS ADDRESS: STREET 1: 1101 E ADMIRAL DOYLE DR CITY: NEW IBERIA STATE: LA ZIP: 70560 BUSINESS PHONE: 3183652361 MAIL ADDRESS: STREET 1: 1101 EAST ADMIRAL DOYLE DR CITY: NEW IBERIA STATE: LA ZIP: 70560 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KNOTT DAVID M CENTRAL INDEX KEY: 0000808722 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 485 UNDERHILL BLVD STREET 2: STE 205 CITY: SYOSSET STATE: NY ZIP: 11791-3419 MAIL ADDRESS: STREET 1: 485 UNDERHILL BLVD STREET 2: STE 205 CITY: SYOSSET STATE: NY ZIP: 11791-3419 SC 13G 1 SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934/1/ ISB Financial Corp. ---------------------------------------------------- (Name of Issuer) Common Stock $1.00 Par Value ---------------------------------------------------- (Title of Class of Securities) 450091103 ------------------------------------------------------ (CUSIP Number) ---------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) /1/ The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the "Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5
CUSIP No. 450091103 13G Page 2 of 5 Pages - ---------------------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS David M. Knott I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) - ---------------------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [x] - ---------------------------------------------------------------------------------------------- 3. SEC USE ONLY - ---------------------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - ---------------------------------------------------------------------------------------------- NUMBER OF 5. SOLE VOTING POWER: 220,200 SHARES -------------------------------------------------------------------------- BENEFICIALLY 6. SHARED VOTING POWER: 128,300 OWNED BY --------------------------------------------------------------------------- EACH 7. SOLE DISPOSITIVE POWER: 220,200 REPORTING --------------------------------------------------------------------------- PERSON WITH 8. SHARED DISPOSITIVE POWER: 131,300 --------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED 351,500 BY EACH REPORTING PERSON: --------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] --------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.1% --------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* IN ---------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT! Page 2 of 5 Item 1(a) Name of Issuer: ISB Financial Corp. Item 1(b) Address of Issuer's Principal Executive offices: 1101 E. Admiral Doyle Drive New Iberia, LA 70560 Item 2(a) Name of Person Filing: David M. Knott Item 2(b) Address of Principal Business Office or, if none, residence: 485 Underhill Boulevard, Suite 205 Syosset, New York 11791 Item 2(c) Citizenship: United States of America Item 2(d) Title of Class of Securities: Common Stock $1.00 Par Value Item 2(e) CUSIP Number: 450091103 Page 3 of 5 Item 3 If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: (a) [ ] Broker or dealer registered under Section 15 of the Exchange Act; (b) [ ] Bank as defined in Section 3(a)(6) of the Exchange Act; (c) [ ] Insurance company as defined in Section 3(a)(19) of the Exchange Act; (d) [ ] Investment company registered under Section 8 of the Investment Company Act; (e) [ ] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan, or endowment fund in accordance with rule 13d-1(b)(l)(ii)(F); (g) [ ] A parent holding company, or control person, in accordance with Rule 13d-1(b)(1)(ii)(G); (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). If this statement is to filed pursuant Rule 13d-1(c), check this box [x] Item 4 Ownership:
(a) Amount Beneficially Owned: 351,500 (b) Percent of Class: 5.1% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote 220,200 (ii) Shared power to vote or direct the vote 128,300 (iii) Sole power to dispose or to direct the disposition of 220,200 (iv) Shared power to vote or direct the disposition of 131,300
Item 5 Ownership of Five Percent or Less of a Class N/A Page 4 of 5 Item 6 Ownership of More than Five Percent on Behalf of Another Person Persons, other than the Reporting Person hereunder, have the right to receive or the power to direct the receipt of dividends, or the proceeds from the sale, of the securities reported herein. Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company N/A Item 8 Identification and Classification of Members of the Group N/A Item 9 Notice of Dissolution of Group N/A Item 10 Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 3, 1999 --------------------- Date /s/ David M. Knott ---------------------- Signature David M. Knott ------------------------ Name/Title Page 5 of 5 -----END PRIVACY-ENHANCED MESSAGE-----