0001567619-21-010235.txt : 20210514
0001567619-21-010235.hdr.sgml : 20210514
20210514170503
ACCESSION NUMBER: 0001567619-21-010235
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210514
DATE AS OF CHANGE: 20210514
EFFECTIVENESS DATE: 20210514
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GABELLI & Co INVESTMENT ADVISERS, INC.
CENTRAL INDEX KEY: 0000932724
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10598
FILM NUMBER: 21925811
BUSINESS ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: 914-921-5000
MAIL ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
FORMER COMPANY:
FORMER CONFORMED NAME: GABELLI SECURITIES, INC.
DATE OF NAME CHANGE: 20130812
FORMER COMPANY:
FORMER CONFORMED NAME: GABELLI SECURITIES INC
DATE OF NAME CHANGE: 19941114
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000932724
XXXXXXXX
03-31-2021
03-31-2021
GABELLI & Co INVESTMENT ADVISERS, INC.
ONE CORPORATE CENTER
RYE
NY
10580
13F HOLDINGS REPORT
028-10598
N
Douglas R. Jamieson
President
914-921-5020
/s/ Douglas R. Jamieson
Rye
NY
04-20-2021
0
412
803810
false
INFORMATION TABLE
2
form13fInfoTable.xml
26 CAPITAL ACQUISITION CORP
COM
90138P209
255
25400
SH
SOLE
25400
0
0
7GC & CO HOLDINGS INC
COM
81786A206
258
25422
SH
SOLE
25422
0
0
890 5TH AVE PARTNERS INC COM C
COM
28250A105
494
51000
SH
SOLE
51000
0
0
890 5TH AVE PARTNERS INC WT EX
WARRANT AND RIGH
28250A113
15
17000
SH
SOLE
17000
0
0
ABBVIE INC COM
COM
00287Y109
299
2762
SH
SOLE
2762
0
0
ACIES ACQUISITION CORP CL A
COM
G0103T105
1241
124969
SH
SOLE
124969
0
0
ACIES ACQUISITION CORP WT EXP
WARRANT AND RIGH
G0103T113
136
89299
SH
SOLE
89299
0
0
AEGION CORP
COM
00770F104
4111
142976
SH
SOLE
142976
0
0
AEROJET ROCKETDYNE HOLDINGS
COM
007800105
4715
100400
SH
SOLE
100400
0
0
AJAX I COM
COM
G0190X100
485
47300
SH
SOLE
47300
0
0
AJAX I WT EXP 102725
WARRANT AND RIGH
G0190X126
33
19550
SH
SOLE
19550
0
0
ALASKA COMMUNICATIONS SYS GRCO
COM
01167P101
1034
318237
SH
SOLE
318237
0
0
ALEXION PHARMACEUTICALS INC CO
COM
015351109
23665
154764
SH
SOLE
154764
0
0
ALPHA CAPITAL ACQUISITION CO
COM
G0316P114
175
17500
SH
SOLE
17500
0
0
AMAZON.COM INC
COM
023135106
5006
1618
SH
SOLE
1618
0
0
AMERISOURCEBERGEN CORP COM
COM
03073E105
295
2500
SH
SOLE
2500
0
0
ANDINA ACQUISITION CORP III RT
WARRANT AND RIGH
G04415132
175
254299
SH
SOLE
254299
0
0
APOLLO STRATEGIC GROWTH CAPTSH
COM
G0411R106
1520
153507
SH
SOLE
153507
0
0
APOLLO STRATEGIC GROWTH CAPTWT
WARRANT AND RIGH
G0411R114
76
60533
SH
SOLE
60533
0
0
ARCTOS NORTHSTAR ACQUISITION
COM
G0477L118
367
36700
SH
SOLE
36700
0
0
ARES ACQUISITION CORP
COM
G33032114
503
50271
SH
SOLE
50271
0
0
ARLO TECHNOLOGIES INC COM
COM
04206A101
63
10000
SH
SOLE
10000
0
0
ARROWROOT ACQUISITION CORP
COM
04282M201
244
24500
SH
SOLE
24500
0
0
ATHENE HLDG LTD CL A
COM
G0684D107
1665
33040
SH
SOLE
33040
0
0
ATLANTIC AVE ACQUISITION CORCO
COM
04906P101
398
41100
SH
SOLE
41100
0
0
ATLANTIC AVE ACQUISITION CORWT
WARRANT AND RIGH
04906P119
15
20550
SH
SOLE
20550
0
0
ATLANTIC PWR CORP COM NEW
COM
04878Q863
680
235286
SH
SOLE
235286
0
0
ATLAS CREST INVESTMENT CORP
COM
049287204
505
50400
SH
SOLE
50400
0
0
AURINIA PHARMACEUTICALS INC CO
COM
05156V102
130
10000
SH
SOLE
10000
0
0
AUSTERLITZ ACQUISITION CORP
COM
G0633D117
493
49100
SH
SOLE
49100
0
0
AUSTERLITZ ACQUISITION CORP
COM
G0633U119
983
98000
SH
SOLE
98000
0
0
AVANTI ACQUISITION CORP SHS CL
COM
G0682V109
496
50800
SH
SOLE
50800
0
0
AVANTI ACQUISITION CORP WT EXP
WARRANT AND RIGH
G0682V125
34
32100
SH
SOLE
32100
0
0
B RILEY PRINCIPAL 150.000 00/
COM
05601V202
626
62600
SH
SOLE
62600
0
0
BANCROFT FUND LTD COM
MUTUAL FUNDS
059695106
1867
63300
SH
SOLE
63300
0
0
BANK OF NEW YORK MELLON CORP
COM
064058100
757
16000
SH
SOLE
16000
0
0
BAUSCH HEALTH COMPANIES INC CO
COM
071734107
603
19000
SH
SOLE
19000
0
0
BECTON DICKINSON & CO COM
COM
075887109
241
990
SH
SOLE
990
0
0
BIOTECH ACQUISITION CO
COM
G1125A124
251
25400
SH
SOLE
25400
0
0
BLUE WATER ACQUISITION CORP/
COM
09607T203
537
50500
SH
SOLE
50500
0
0
BLUERIVER ACQUISITION CORP
COM
G1261Q123
101
10100
SH
SOLE
10100
0
0
BOA ACQUISITION CORP
COM
05601A208
241
24369
SH
SOLE
24369
0
0
BOINGO WIRELESS INC COM
COM
09739C102
399
28359
SH
SOLE
28359
0
0
BOSTON PRIVATE FINL HLDGS INCO
COM
101119105
2130
159928
SH
SOLE
159928
0
0
BOWX ACQUISITION CORP CL A
COM
103085106
387
33100
SH
SOLE
33100
0
0
BOWX ACQUISITION CORP WT EXP 0
WARRANT AND RIGH
103085114
57
26566
SH
SOLE
26566
0
0
BREEZE HLDGS ACQUISITION
COM
106762107
1136
114200
SH
SOLE
114200
0
0
BREEZE HLDGS ACQUISITION RT
WARRANT AND RIGH
106762123
35
128600
SH
SOLE
128600
0
0
BREEZE HLDGS ACQUISITION WT
WARRANT AND RIGH
106762115
87
128600
SH
SOLE
128600
0
0
BRIDGETOWN 2 HOLDINGS LTD-A
COM
G1355V103
260
25400
SH
SOLE
25400
0
0
BROOKFIELD PPTY PARTNERS L PUN
COM
G16249107
1649
92706
SH
SOLE
92706
0
0
BROOKLINE CAPITAL ACQUISITIO
COM
11374E203
118
11100
SH
SOLE
11100
0
0
CA HEALTHCARE ACQUISITION CO
COM
12510W206
125
12576
SH
SOLE
12576
0
0
CALSS ACCELERATION CORP
COM
18274B205
201
20300
SH
SOLE
20300
0
0
CANTEL MEDICAL CORP COM
COM
138098108
3300
41334
SH
SOLE
41334
0
0
CARDTRONICS PLC SHS CL A
COM
G1991C105
3411
87900
SH
SOLE
87900
0
0
CARTESIAN GROWTH CORP
COM
G19276123
242
24369
SH
SOLE
24369
0
0
CC NEUBERGER PRIN HLDGS II SHS
COM
G3166T103
1811
183700
SH
SOLE
183700
0
0
CC NEUBERGER PRIN HLDGS II WT
WARRANT AND RIGH
G3166T111
66
59850
SH
SOLE
59850
0
0
CC NEUBERGER PRINCIPAL HOLDNUN
UNITS
G1992N118
501
50200
SH
SOLE
50200
0
0
CF ACQUISITION CORP IV
COM
12520T201
662
65967
SH
SOLE
65967
0
0
CF ACQUISITION CORP V
COM
12520R205
504
50500
SH
SOLE
50500
0
0
CF ACQUISITION CORP VI
COM
12521J202
124
12500
SH
SOLE
12500
0
0
CHANGE HEALTHCARE INC COM
COM
15912K100
4532
205077
SH
SOLE
205077
0
0
CHENIERE ENERGY, INC. 4.250 0
CONVERTIBLE BOND
16411RAG4
204
250000
PRN
SOLE
250000
0
0
CHURCHILL CAPITAL CORP VI
COM
17143W200
129
12800
SH
SOLE
12800
0
0
CHURCHILL CAPITAL CORP VII
COM
17144M201
508
51000
SH
SOLE
51000
0
0
CHURCHILL DOWNS INC COM
COM
171484108
614
2700
SH
SOLE
2700
0
0
CIGNA CORP NEW
COM
125523100
375
1550
SH
SOLE
1550
0
0
CINCINNATI BELL INC NEW COM NE
COM
171871502
6903
449732
SH
SOLE
449732
0
0
CIRCLE ACQUISITION
COM
61531M200
250
25400
SH
SOLE
25400
0
0
CISCO SYS INC
COM
17275R102
1060
20500
SH
SOLE
20500
0
0
CIT GROUP INC COM NEW
COM
125581801
1751
34000
SH
SOLE
34000
0
0
CITIC CAPITAL ACQUISITION COCO
COM
G21513109
1255
125524
SH
SOLE
125524
0
0
CITIC CAPITAL ACQUISITION COWT
WARRANT AND RIGH
G21513117
147
132439
SH
SOLE
132439
0
0
CITIGROUP INC
COM
172967424
364
5000
SH
SOLE
5000
0
0
CLEAR CHANNEL OUTDOOR HLDG
COM
18453H106
137
76000
SH
SOLE
76000
0
0
CLOROX CO
COM
189054109
675
3500
SH
SOLE
3500
0
0
CNH INDUSTRIAL NV
COM
N20944109
218
13950
SH
SOLE
13950
0
0
COASTAL FINANCIAL CORP/WA
COM
19046P209
1154
44000
SH
SOLE
44000
0
0
COHERENT INC COM
COM
192479103
7789
30800
SH
SOLE
30800
0
0
COHN ROBBINS HOLDINGS CORP COM
COM
G23726105
1237
125813
SH
SOLE
125813
0
0
COHN ROBBINS HOLDINGS CORP WT
WARRANT AND RIGH
G23726113
62
52071
SH
SOLE
52071
0
0
COLICITY INC
COM
194170205
1026
101600
SH
SOLE
101600
0
0
COLL 2 5/8 2/15/26
CONVERTIBLE BOND
19459JAA2
206
190000
PRN
SOLE
190000
0
0
CONX CORP COM CL A
COM
212873103
1405
140900
SH
SOLE
140900
0
0
CONX CORP WT EXP 103027
WARRANT AND RIGH
212873111
47
37900
SH
SOLE
37900
0
0
COOPER TIRE & RUBBER CO
COM
216831107
5547
99091
SH
SOLE
99091
0
0
COPART INC COM
COM
217204106
711
6550
SH
SOLE
6550
0
0
CORELOGIC INC COM
COM
21871D103
9726
122723
SH
SOLE
122723
0
0
CORNER GROWTH ACQUISITION CO
COM
G2425N121
510
50500
SH
SOLE
50500
0
0
CORP
COM
00439D201
726
73100
SH
SOLE
73100
0
0
CRH MED CORP COM
COM
12626F105
2739
693544
SH
SOLE
693544
0
0
CROWN CASTLE INTL CORP
COM
22822V101
275
1600
SH
SOLE
1600
0
0
CROWN PROPTECH ACQUISITIONS
COM
G25741128
639
64300
SH
SOLE
64300
0
0
CRUCIBLE ACQUISITION CORP
COM
22877P207
368
35300
SH
SOLE
35300
0
0
CUBIC CORP COM
COM
229669106
7672
102883
SH
SOLE
102883
0
0
CVS HEALTH CORP
COM
126650100
350
4650
SH
SOLE
4650
0
0
D AND Z MEDIA ACQUISITION CO
COM
23305Q205
251
25400
SH
SOLE
25400
0
0
DAVITA INC
COM
23918K108
216
2000
SH
SOLE
2000
0
0
DECARBONIZATION PLUS ACQUISI
COM
242794204
355
35300
SH
SOLE
35300
0
0
DEEP LAKE CAPITAL ACQUSTN COUN
UNITS
G27029126
511
50800
SH
SOLE
50800
0
0
DELL TECHNOLOGIES INC CL C
COM
24703L202
2046
23213
SH
SOLE
23213
0
0
DELWINDS INSURANCE ACQUISITI
COM
24803C201
353
35300
SH
SOLE
35300
0
0
DHB CAPITAL CORP
COM
23291W208
487
49100
SH
SOLE
49100
0
0
DISCOVERY INC-C
COM
25470F302
4363
118272
SH
SOLE
118272
0
0
DISH NETWORK CORPORATION
COM
25470M109
224
6200
SH
SOLE
6200
0
0
DISNEY WALT PRODTNS
COM
254687106
859
4657
SH
SOLE
4657
0
0
DRAFTKINGS INC COM CL A
COM
26142R104
583
9500
SH
SOLE
9500
0
0
DRAGONEER GROWTH OPP III-A
COM
G28315102
722
71400
SH
SOLE
71400
0
0
E MERGE TECHNOLOGY ACQUISITICO
COM
26873Y104
891
91400
SH
SOLE
91400
0
0
E MERGE TECHNOLOGY ACQUISITIWT
WARRANT AND RIGH
26873Y112
34
35400
SH
SOLE
35400
0
0
EJF ACQUISITION CORP
COM
G2955B117
194
19500
SH
SOLE
19500
0
0
EPIPHANY TECHNOLOGY ACQUISIT
COM
29429X208
768
76600
SH
SOLE
76600
0
0
EQUITY DISTR ACQUISITION CORCO
COM
29465E106
655
66053
SH
SOLE
66053
0
0
EQUITY DISTR ACQUISITION CORWT
WARRANT AND RIGH
29465E114
28
25967
SH
SOLE
25967
0
0
EUROPEAN BIOTECH ACQUISITION
COM
G3167F110
581
57789
SH
SOLE
57789
0
0
EUROPEAN SUSTAINABLE GROWTH
COM
G3194F125
456
45700
SH
SOLE
45700
0
0
EXAS 1.000 01/15/25
CONVERTIBLE BOND
30063PAA3
234
125000
PRN
SOLE
125000
0
0
EXTENDED STAY AMER INC SHS 1 C
COM
30224P200
2822
142900
SH
SOLE
142900
0
0
FACEBOOK INC CL A
COM
30303M102
350
1190
SH
SOLE
1190
0
0
FALCON MINERALS CORP
COM
30607B109
461
102714
SH
SOLE
102714
0
0
FAR PEAK ACQUISITION CORP
COM
G3312L129
1728
171100
SH
SOLE
171100
0
0
FARFETCH LTD ORD SH CL A
COM
30744W107
1002
18900
SH
SOLE
18900
0
0
FERRO CORP
COM
315405100
744
44120
SH
SOLE
44120
0
0
FIGURE ACQUISITION CORP I
COM
302438205
253
25000
SH
SOLE
25000
0
0
FINSERV ACQUISITION CORP II
COM
31809Y202
250
25100
SH
SOLE
25100
0
0
FIRST RESERVE SUSTAINABLE
COM
336169206
146
14598
SH
SOLE
14598
0
0
FIRSTMARK HORIZON ACQUISITIOCL
COM
33765Y101
406
40600
SH
SOLE
40600
0
0
FIRSTMARK HORIZON ACQUISITIOWT
WARRANT AND RIGH
33765Y119
27
17166
SH
SOLE
17166
0
0
FIVE PRIME THERAPEUTICS INC
COM
33830X104
7988
212054
SH
SOLE
212054
0
0
FLAME ACQUISITION CORP UNIT
UNITS
33850F207
243
24500
SH
SOLE
24500
0
0
FLIR SYS INC COM
COM
302445101
9027
159857
SH
SOLE
159857
0
0
FLXN 3 3/8 5/1/24
CONVERTIBLE BOND
33938JAB2
181
200000
PRN
SOLE
200000
0
0
FLY LEASING LTD SPONSORED ADR
COM
34407D109
782
46400
SH
SOLE
46400
0
0
FORESIGHT ACQUISITION CORP
COM
34552Y205
257
25968
SH
SOLE
25968
0
0
FORTERRA INC COM
COM
34960W106
701
30162
SH
SOLE
30162
0
0
FORTISTAR SUSTAINABLE SOLUTI
COM
34962M205
352
35500
SH
SOLE
35500
0
0
FORTRESS CAPITAL ACQUISITION
COM
G36427113
254
25400
SH
SOLE
25400
0
0
FORTRESS VALUE ACQUISITIN IV
COM
34964K207
482
48700
SH
SOLE
48700
0
0
FORUM MERGER IV CORP
COM
349875203
963
97300
SH
SOLE
97300
0
0
FRAZIER LIFESCIENCES ACQUIS
COM
G3710A121
104
10200
SH
SOLE
10200
0
0
FRONTIER ACQUISITION CORP
COM
G36826116
363
36600
SH
SOLE
36600
0
0
FTAC ATHENA ACQUISITION CORP
COM
G37283127
123
12300
SH
SOLE
12300
0
0
FUSION ACQUISITION CORP II
COM
36118N201
487
49000
SH
SOLE
49000
0
0
G SQUARED ASCEND I INC
COM
G4204R125
100
10000
SH
SOLE
10000
0
0
GABELLI CV SECURITIES FUND
MUTUAL FUNDS
36240B109
2162
355000
SH
SOLE
355000
0
0
GABELLI DIV&INC TR COM
MUTUAL FUNDS
36242H104
15216
635062
SH
SOLE
635062
0
0
GABELLI GLB SML & MD CP VAL CO
MUTUAL FUNDS
36249W104
1267
86856
SH
SOLE
86856
0
0
GABELLI GLOBAL UTIL & INCOMECO
MUTUAL FUNDS
36242L105
7633
389449
SH
SOLE
389449
0
0
GABELLI GO ANYWHERE TRUST
MUTUAL FUNDS
36250J109
1579
111487
SH
SOLE
111487
0
0
GABELLI MULTIMEDIA TRST INC
MUTUAL FUNDS
36239Q109
3079
322246
SH
SOLE
322246
0
0
GAMCO INVESTORS INC COM
COM
361438104
50502
2722473
SH
SOLE
2722473
0
0
GAMCO NAT RESOURCE GOLD X
MUTUAL FUNDS
36465E101
66
13205
SH
SOLE
13205
0
0
GCP APPLIED TECHNOLOGIES INCCO
COM
36164Y101
207
8425
SH
SOLE
8425
0
0
GDL FUND
MUTUAL FUNDS
361570104
15984
1789956
SH
SOLE
1789956
0
0
GENERAL ELEC CO
COM
369604103
433
33000
SH
SOLE
33000
0
0
GENERAL MTRS CO COM
COM
37045V100
205
3575
SH
SOLE
3575
0
0
GENMARK DIAGNOSTICS INC COM
COM
372309104
4990
208794
SH
SOLE
208794
0
0
GENWORTH FINL INC COM CL A
COM
37247D106
199
59994
SH
SOLE
59994
0
0
GIGCAPITAL2 INC RT
WARRANT AND RIGH
375036126
13
39099
SH
SOLE
39099
0
0
GIGCAPITAL4 INC
COM
37518G200
126
12800
SH
SOLE
12800
0
0
GLOBAL PARTNER ACQUISITION C
COM
G3934P110
379
38300
SH
SOLE
38300
0
0
GLU MOBILE INC COM
COM
379890106
3863
309513
SH
SOLE
309513
0
0
GO ACQUISITION CORP COM
COM
362019101
1687
171266
SH
SOLE
171266
0
0
GO ACQUISITION CORP WT EXP 083
WARRANT AND RIGH
362019119
36
39533
SH
SOLE
39533
0
0
GOLAR LNG PARTNERS LP
COM
Y2745C102
1195
342422
SH
SOLE
342422
0
0
GOLDENBRIDGE ACQUISITION LTD
COM
G3970D112
613
61400
SH
SOLE
61400
0
0
GOODYEAR TIRE & RUBR CO
COM
382550101
183
10400
SH
SOLE
10400
0
0
GORES METROPOULOS II INC
COM
382873206
103
10200
SH
SOLE
10200
0
0
GRACE W R & CO DEL NEW COM
COM
38388F108
1248
20846
SH
SOLE
20846
0
0
GREIF INC CL B
COM
397624206
541
9458
SH
SOLE
9458
0
0
GRIFOLS SA SP ADR REP B NVT
COM
398438408
3543
204920
SH
SOLE
204920
0
0
GROWTH CAPITAL ACQUISITION C
COM
39986V206
624
63000
SH
SOLE
63000
0
0
GRUBHUB INC COM
COM
400110102
6607
110112
SH
SOLE
110112
0
0
GRUPO TELEVISA SA DE CV ADR (B
COM
40049J206
314
35400
SH
SOLE
35400
0
0
GS ACQUISITION HLDGS CORP IICO
COM
36258Q105
2482
238011
SH
SOLE
238011
0
0
GS ACQUISITION HLDGS CORP IIWT
WARRANT AND RIGH
36258Q113
290
131875
SH
SOLE
131875
0
0
GW PHARMACEUTICALS PLC ADS
COM
36197T103
15507
71496
SH
SOLE
71496
0
0
GYRODYNE LLC COM
COM
403829104
1422
92594
SH
SOLE
92594
0
0
H I G ACQUISITION CORP COM CL
COM
G44898107
1901
191200
SH
SOLE
191200
0
0
H I G ACQUISITION CORP WT EXP
WARRANT AND RIGH
G44898123
72
68600
SH
SOLE
68600
0
0
HARTFORD FINL SVCS GROUP INCCO
COM
416515104
441
6600
SH
SOLE
6600
0
0
HAYMAKER ACQUISITION CORP II
COM
42087R207
244
24500
SH
SOLE
24500
0
0
HEALTHCARE CAPITAL CORP
COM
42228C200
251
25400
SH
SOLE
25400
0
0
HEALTHCARE SERVICES ACQUISIT
COM
42227K203
508
50700
SH
SOLE
50700
0
0
HMS HLDGS CORP COM
COM
40425J101
15098
408322
SH
SOLE
408322
0
0
HOLLYSYS AUTOMATION TECHNOLOGI
COM
G45667105
238
19000
SH
SOLE
19000
0
0
HORIZON ACQUISITION CORPORATWT
WARRANT AND RIGH
G46044114
53
25967
SH
SOLE
25967
0
0
HOUSTON WIRE & CABLE CO COM
COM
44244K109
603
115500
SH
SOLE
115500
0
0
HPX CORP SHS CL A
COM
G32219100
773
78706
SH
SOLE
78706
0
0
HPX CORP WT EXP 071425
WARRANT AND RIGH
G32219126
37
45850
SH
SOLE
45850
0
0
HUDSON EXECUTIV INV CORP III
COM
44376L206
242
24400
SH
SOLE
24400
0
0
HUDSON EXECUTIVE INVESTMENT
COM
443760202
373
38000
SH
SOLE
38000
0
0
HUMANCO ACQUISITION CORP
COM
44487N208
270
25574
SH
SOLE
25574
0
0
ICAHN ENTERPRISES LP DEPOSITRY
COM
451100101
387
7200
SH
SOLE
7200
0
0
ICPT 2.000 05/15/26
CONVERTIBLE BOND
45845PAB4
145
225000
PRN
SOLE
225000
0
0
IFF 6 09/15/21
CONVERTIBLE PREF
459506309
221
4500
SH
SOLE
4500
0
0
IHS MARKIT LTD SHS
COM
G47567105
6736
69600
SH
SOLE
69600
0
0
INDEPENDENCE HOLDINGS CORP
COM
G4761A119
609
60900
SH
SOLE
60900
0
0
INFN 2 1/8 9/1/24
CONVERTIBLE BOND
45667GAC7
413
350000
PRN
SOLE
350000
0
0
INPHI CORP COM
COM
45772F107
17370
97362
SH
SOLE
97362
0
0
INSU ACQUISITION CORP III
COM
457817302
510
50500
SH
SOLE
50500
0
0
INTERACTIVE BROKERS
COM
45841N107
1826
25000
SH
SOLE
25000
0
0
ISLEWORTH HEALTHCARE ACQU COCO
COM
46468P102
947
97700
SH
SOLE
97700
0
0
ISLEWORTH HEALTHCARE ACQU COWT
WARRANT AND RIGH
46468P110
23
48850
SH
SOLE
48850
0
0
ITHAX ACQUISITION CORP
COM
G49775110
507
50600
SH
SOLE
50600
0
0
ITIQUIRA ACQUISITION CORP
COM
G49773123
250
25200
SH
SOLE
25200
0
0
JACK CREEK INVESTMENT CORP
COM
G4989X107
378
38100
SH
SOLE
38100
0
0
JAWS MUSTANG ACQUISITION COR
COM
G50737116
510
50271
SH
SOLE
50271
0
0
JAWS SPITFIRE ACQUISITION CO
COM
G50740128
296
27800
SH
SOLE
27800
0
0
JIYA ACQUISITION CORP -CL A
COM
47760M102
400
40600
SH
SOLE
40600
0
0
JOFF FINTECH ACQUISITION COR
COM
46592C209
1990
200000
SH
SOLE
200000
0
0
KANSAS CITY SOUTHERN
COM
485170302
9132
34600
SH
SOLE
34600
0
0
KELLOGG CO
COM
487836108
285
4500
SH
SOLE
4500
0
0
KERNEL GROUP HOLDINGS INC
COM
G5259L111
501
50200
SH
SOLE
50200
0
0
KINS TECHNOLOGY GROUP INC
COM
49714K208
1679
166107
SH
SOLE
166107
0
0
KKR ACQUISITION HOLDINGS I C
COM
48253T208
443
44236
SH
SOLE
44236
0
0
KKR & CO INC CL A
COM
48251W104
5232
107100
SH
SOLE
107100
0
0
KLUDEIN I ACQUISITION CORP
COM
49878L208
253
25400
SH
SOLE
25400
0
0
LANDSEA HOMES CORP
COM
51509P103
134
13993
SH
SOLE
13993
0
0
LAUREATE EDUCATION INC CL A
COM
518613203
1426
104961
SH
SOLE
104961
0
0
LENNAR B SHARES
COM
526057302
7501
91093
SH
SOLE
91093
0
0
LEO HOLDINGS CORP II
COM
G5463R110
506
51058
SH
SOLE
51058
0
0
LIBERTY MEDIA ACQUISITION COCO
COM
53073L104
6393
632331
SH
SOLE
632331
0
0
LIBERTY MEDIA ACQUISITION COWT
WARRANT AND RIGH
53073L112
382
126466
SH
SOLE
126466
0
0
LIBERTY SIRIUS GROUP C
COM
531229607
14251
323084
SH
SOLE
323084
0
0
LIONHEART ACQUISITION CORP ICO
COM
53625R104
3301
336100
SH
SOLE
336100
0
0
LIONHEART ACQUISITION CORP IWT
WARRANT AND RIGH
53625R112
128
178050
SH
SOLE
178050
0
0
LIV CAP ACQUISITION CORP CL A
COM
G5510C108
1040
104600
SH
SOLE
104600
0
0
LIV CAP ACQUISITION CORP WT EX
WARRANT AND RIGH
G5510C116
58
102300
SH
SOLE
102300
0
0
LMF ACQUISITION OPPORTUNITIE
COM
502015209
626
61604
SH
SOLE
61604
0
0
LOCUST WALK ACQUISITION CORP
COM
54015L301
258
25600
SH
SOLE
25600
0
0
LORAL SPACE & COMMUNICATNS ICO
COM
543881106
2129
56508
SH
SOLE
56508
0
0
LUV 1 1/4 5/1/25
CONVERTIBLE BOND
844741BG2
215
125000
PRN
SOLE
125000
0
0
MACQUARIE INFRASTRUCTURE COMPA
COM
55608B105
3163
99442
SH
SOLE
99442
0
0
MADISON SQUARE GARDEN SPORTS
COM
55825T103
225
1256
SH
SOLE
1256
0
0
MAGELLAN HEALTH SVCS INC COM N
COM
559079207
5710
61236
SH
SOLE
61236
0
0
MANNING & NAPIER INC
COM
56382Q102
92
14250
SH
SOLE
14250
0
0
MARLIN TECHNOLOGY CORP
COM
G58411128
376
38100
SH
SOLE
38100
0
0
MARQUEE RAINE ACQUISITION CO
COM
G58442115
205
20200
SH
SOLE
20200
0
0
MAXIM INTEGRATED PRODS INC COM
COM
57772K101
16697
182738
SH
SOLE
182738
0
0
MCAP ACQUISITION CORP
COM
55282T208
244
24500
SH
SOLE
24500
0
0
MCDONALDS CORP
COM
580135101
717
3200
SH
SOLE
3200
0
0
MDH ACQUISITION CORP
COM
55283P205
749
75400
SH
SOLE
75400
0
0
MEDICUS SCIENCES ACQUISITION
COM
G5960S116
152
15400
SH
SOLE
15400
0
0
MERCK & COMPANY
COM
58933Y105
265
3444
SH
SOLE
3444
0
0
MICHAELS COS INC COM
COM
59408Q106
6353
289583
SH
SOLE
289583
0
0
MICROSOFT CORP
COM
594918104
1276
5410
SH
SOLE
5410
0
0
MISSION ADVANCEMENT CORP UNIT
UNITS
60501L200
973
97800
SH
SOLE
97800
0
0
MONMOUTH REAL ESTATE INVT COCL
COM
609720107
980
55400
SH
SOLE
55400
0
0
MONTES ARCHIMEDES ACQUISITIO
COM
612657205
262
25700
SH
SOLE
25700
0
0
MORINGA ACQUISITION CORP
COM
G6S23K116
758
76300
SH
SOLE
76300
0
0
MOTIVE CAPITAL CORP
COM
G6293A129
355
35300
SH
SOLE
35300
0
0
MOUNTAIN CREST ACQUISITION
COM
62402D204
651
63900
SH
SOLE
63900
0
0
MSC INDL DIRECT INC CL A
COM
553530106
767
8500
SH
SOLE
8500
0
0
MTS SYS CORP COM
COM
553777103
4286
73650
SH
SOLE
73650
0
0
MUSIC ACQUISITION CORP/THE
COM
62752R209
751
75300
SH
SOLE
75300
0
0
NASDAQ STOCK MARKET INC COM
COM
631103108
737
5000
SH
SOLE
5000
0
0
NAVISTAR INTL CORP COM
COM
63934E108
11415
259244
SH
SOLE
259244
0
0
NEE 4.872 9/1/22 CV PFD
CONVERTIBLE PREF
65339F796
346
6000
SH
SOLE
6000
0
0
NEW VISTA ACQUISITION CORP
COM
G6529L113
254
25400
SH
SOLE
25400
0
0
NEWMONT CORP
COM
651639106
473
7840
SH
SOLE
7840
0
0
NIC INC COM
COM
62914B100
7441
219290
SH
SOLE
219290
0
0
NIKE INC CL B
COM
654106103
372
2800
SH
SOLE
2800
0
0
NOBLE ROCK ACQUISITION CORP
COM
G6546R127
373
37700
SH
SOLE
37700
0
0
NOCTURNE ACQ
COM
G6580S122
142
14200
SH
SOLE
14200
0
0
NORTHERN STAR INVESTMENT COR
COM
66575B200
485
48900
SH
SOLE
48900
0
0
NORTHERN STAR INVESTMENT III
COM
66574L209
244
24500
SH
SOLE
24500
0
0
OAKTREE ACQUISITION CORP II CL
COM
G6715X103
513
51900
SH
SOLE
51900
0
0
OAKTREE ACQUISITION CORP II WT
WARRANT AND RIGH
G6715X111
16
12975
SH
SOLE
12975
0
0
OCA ACQUISITION CORP
COM
670865203
381
38100
SH
SOLE
38100
0
0
OMNICHANNEL ACQUISITION CORPCO
COM
68218L108
756
77500
SH
SOLE
77500
0
0
OMNICHANNEL ACQUISITION CORPWT
WARRANT AND RIGH
68218L116
31
38750
SH
SOLE
38750
0
0
ONE EQUITY PARTNERS OPEN WAT
COM
68237L204
355
35600
SH
SOLE
35600
0
0
OPKO HEALTH INC COM
COM
68375N103
43
10000
SH
SOLE
10000
0
0
ORION ACQUISITION CORP
COM
68626A207
294
29374
SH
SOLE
29374
0
0
PACIFIC MERCANTILE BANCORP COM
COM
694552100
330
37116
SH
SOLE
37116
0
0
PENN NATIONAL GAMING INC COM
COM
707569109
262
2500
SH
SOLE
2500
0
0
PERIPHAS CAPITAL PARTNERING
COM
713895209
1421
57900
SH
SOLE
57900
0
0
PERRIGO COMPANY
COM
G97822103
243
6000
SH
SOLE
6000
0
0
PERSPECTA INC COM
COM
715347100
11317
389581
SH
SOLE
389581
0
0
PINE IS ACQUISITION CORP CL A
COM
722615101
941
94000
SH
SOLE
94000
0
0
PINE IS ACQUISITION CORP WT EX
WARRANT AND RIGH
722615119
50
34733
SH
SOLE
34733
0
0
PINE TECHNOLOGY ACQUISITION
COM
722850203
1331
134000
SH
SOLE
134000
0
0
PIONEER MERGER CORP
COM
G7S24C129
1258
125900
SH
SOLE
125900
0
0
PIVOTAL INVESTMENT CORP III
COM
72582M205
257
25700
SH
SOLE
25700
0
0
PLURALSIGHT INC COM CL A
COM
72941B106
15302
684938
SH
SOLE
684938
0
0
PMV CONSUMER ACQUISITION CORCO
COM
693486102
9700
1000000
SH
SOLE
1000000
0
0
PMV CONSUMER ACQUISITION CORWT
WARRANT AND RIGH
693486110
385
500000
SH
SOLE
500000
0
0
PNC FINANCIAL CORP
COM
693475105
579
3300
SH
SOLE
3300
0
0
PNM RES INC
COM
69349H107
21118
430548
SH
SOLE
430548
0
0
POEMA GLOBAL HOLDINGS CORP
COM
G7154B123
510
50886
SH
SOLE
50886
0
0
POWERED BRANDS
COM
G7209M124
381
38393
SH
SOLE
38393
0
0
PRA HEALTH SCIENCES INC COM
COM
69354M108
11331
73900
SH
SOLE
73900
0
0
PRIMAVERA CAPITAL ACQUISITIO
COM
G7255E125
156
15200
SH
SOLE
15200
0
0
PRIVETERRA ACQUISITION CORP
COM
74275N201
127
12800
SH
SOLE
12800
0
0
PROCTER & GAMBLE COMPANY
COM
742718109
620
4575
SH
SOLE
4575
0
0
PROGRESS ACQUISITION CORP
COM
74327P204
633
64300
SH
SOLE
64300
0
0
PROPERTY SOLUTIONS ACQUISITI
COM
74350A207
1082
110093
SH
SOLE
110093
0
0
PROPTECH INVESTMENT CORP II
COM
743497208
1665
166100
SH
SOLE
166100
0
0
PROSHARES TRUST ULTRASHORT SP5
ETF - EQUITY
74347B383
215
20000
SH
SOLE
20000
0
0
PROSIGHT GLOBAL INC COM
COM
74349J103
1518
120482
SH
SOLE
120482
0
0
PROTECTIVE INS CORP CL B
COM
74368L203
1848
80806
SH
SOLE
80806
0
0
PVGCN 2 1/4 3/15/22
CONVERTIBLE BOND
74139CAB8
257
250000
PRN
SOLE
250000
0
0
QUANTUM FINTECH ACQUISITION
COM
74767A204
2490
250000
SH
SOLE
250000
0
0
RDUS 3.000 09/01/24
CONVERTIBLE BOND
750469AA6
187
200000
PRN
SOLE
200000
0
0
REALPAGE INC COM
COM
75606N109
29121
333962
SH
SOLE
333962
0
0
REDBALL ACQUISITION CORP COM C
COM
G7417R105
1152
115800
SH
SOLE
115800
0
0
REXNORD CORP NEW COM
COM
76169B102
608
12918
SH
SOLE
12918
0
0
RIGNET INC COM
COM
766582100
1808
207383
SH
SOLE
207383
0
0
ROSECLIFF ACQUISITION CORP I
COM
77732R202
253
25500
SH
SOLE
25500
0
0
ROTH CH ACQUISITION II CO COM
COM
778673103
654
66000
SH
SOLE
66000
0
0
ROTH CH ACQUISITION II CO WT E
WARRANT AND RIGH
778673111
42
33000
SH
SOLE
33000
0
0
ROTOR ACQUISITION CORP
COM
77879W204
356
35600
SH
SOLE
35600
0
0
RXR ACQUISITION CORP
COM
74981W206
289
29300
SH
SOLE
29300
0
0
SANDBRIDGE X2 CORP
COM
799792205
976
97700
SH
SOLE
97700
0
0
SCIENCE STRATEGIC ACQUISITIO
COM
808641203
505
50800
SH
SOLE
50800
0
0
SCION TECH GROWTH I
COM
G31067120
1264
125800
SH
SOLE
125800
0
0
SCION TECH GROWTH II
COM
G31070124
514
51636
SH
SOLE
51636
0
0
SEACOR HLDGS INC COM
COM
811904101
6598
161919
SH
SOLE
161919
0
0
SENIOR CONNECT ACQUISITION C
COM
81723H207
1169
116800
SH
SOLE
116800
0
0
SEVEN OAKS ACQUISITION CORP CO
COM
81787X106
1227
125800
SH
SOLE
125800
0
0
SEVEN OAKS ACQUISITION CORP WT
WARRANT AND RIGH
81787X114
57
62900
SH
SOLE
62900
0
0
SEVERN BANCORP INC ANNAPOLISCO
COM
81811M100
847
70000
SH
SOLE
70000
0
0
SILVER CREST ACQUISITION COR
COM
G81355110
252
25400
SH
SOLE
25400
0
0
SILVER SPIKE ACQUISITION COR
COM
G8201H121
744
74800
SH
SOLE
74800
0
0
SINCLAIR BROADCAST GROUP INCCL
COM
829226109
380
13000
SH
SOLE
13000
0
0
SLACK TECHNOLOGIES INC COM CL
COM
83088V102
27925
687312
SH
SOLE
687312
0
0
SLAM CORP
COM
G8210L113
290
29200
SH
SOLE
29200
0
0
SMTC CORP COM NEW
COM
832682207
1685
280326
SH
SOLE
280326
0
0
SOARING EAGLE ACQUISITION CO
COM
G8354H100
814
80400
SH
SOLE
80400
0
0
SOCIAL CAPITAL HEDOSOPHA HLDSH
COM
G8251L105
700
65376
SH
SOLE
65376
0
0
SOCIAL CAPITAL HEDOSOPHA HLDSH
COM
G82514103
138
12594
SH
SOLE
12594
0
0
SOCIAL CAPITAL HEDOSOPHA HLDWT
WARRANT AND RIGH
G8251L113
68
25703
SH
SOLE
25703
0
0
SOCIAL CAPITAL HEDOSOPHA HLDWT
WARRANT AND RIGH
G82514111
31
12875
SH
SOLE
12875
0
0
SOHU COM LTD SPONSORED ADS
COM
83410S108
1607
102202
SH
SOLE
102202
0
0
SONY GROUP CORPORATION ADR
COM
835699307
1389
13100
SH
SOLE
13100
0
0
SPARTACUS ACQUISITION CORP CL
COM
84677L109
512
52000
SH
SOLE
52000
0
0
SPARTACUS ACQUISITION CORP WT
WARRANT AND RIGH
84677L117
17
26000
SH
SOLE
26000
0
0
SPARTAN ACQUISITION CORP III
COM
84677R205
516
51400
SH
SOLE
51400
0
0
SPDR SERIES TRUST S&P BIOTECH
ETF - EQUITY
78464A870
343
2530
SH
SOLE
2530
0
0
SPORTSMANS WHSE HLDGS INC COM
COM
84920Y106
5093
295446
SH
SOLE
295446
0
0
SPORTSTEK ACQUISITION CORP
COM
849196209
507
51000
SH
SOLE
51000
0
0
SPWR 4 1/15/23
CONVERTIBLE BOND
867652AL3
1119
710000
PRN
SOLE
710000
0
0
STANDARD AVB FINL CORP COM
COM
85303B100
849
26000
SH
SOLE
26000
0
0
STAR PEAK CORP II
COM
855179206
160
15300
SH
SOLE
15300
0
0
STARBUCKS CORP COM
COM
855244109
1639
15000
SH
SOLE
15000
0
0
SURGALIGN HOLDINGS INC COM
COM
86882C105
566
259535
SH
SOLE
259535
0
0
SVF INVESTMENT CORP
COM
G8601L110
405
38393
SH
SOLE
38393
0
0
SYNACOR INC COM
COM
871561106
145
66100
SH
SOLE
66100
0
0
TALEND S A ADS
COM
874224207
5635
88544
SH
SOLE
88544
0
0
TASTEMAKER ACQUISITION CORP
COM
876545203
1963
196300
SH
SOLE
196300
0
0
TBPH 3 1/4 11/1/23
CONVERTIBLE BOND
88339KAA0
440
430000
PRN
SOLE
430000
0
0
TECH AND ENERGY TRANSITION
COM
87823R201
1464
146365
SH
SOLE
146365
0
0
TELEFONICA DE ESPANA SA ADR (B
COM
879382208
136
30000
SH
SOLE
30000
0
0
TELEPHONE & DATA SYS
COM
879433829
370
16100
SH
SOLE
16100
0
0
TESLA MTRS INC COM
COM
88160R101
314
470
SH
SOLE
470
0
0
TEXAS INSTRUMENTS INC
COM
882508104
340
1800
SH
SOLE
1800
0
0
TEXAS PACIFIC LAND CORPORATION
COM
88262P102
477
300
SH
SOLE
300
0
0
TEXTRON INC
COM
883203101
224
4000
SH
SOLE
4000
0
0
THAYER VENTURES ACQUISITION
COM
88332T209
257
25200
SH
SOLE
25200
0
0
THIMBLE POINT ACQUISITION CO
COM
88408P206
251
25100
SH
SOLE
25100
0
0
TLG ACQUISITION ONE CORP
COM
87257M207
1505
151700
SH
SOLE
151700
0
0
TREBIA ACQUISITION CORP COM CL
COM
G9027T109
1142
114622
SH
SOLE
114622
0
0
TREBIA ACQUISITION CORP WT EXP
WARRANT AND RIGH
G9027T117
66
44040
SH
SOLE
44040
0
0
TREPONT ACQUISITION CORP I
COM
G9095M119
377
37000
SH
SOLE
37000
0
0
TRIBUNE PUBG CO NEW COM
COM
89609W107
842
46800
SH
SOLE
46800
0
0
TRILLIUM THERAPEUTICS INC COM
COM
89620X506
161
15000
SH
SOLE
15000
0
0
TURMERIC ACQUISITION CORP CL A
COM
G9127T108
635
65000
SH
SOLE
65000
0
0
TURMERIC ACQUISITION CORP WT E
WARRANT AND RIGH
G9127T124
22
21666
SH
SOLE
21666
0
0
TWC TECH HLDGS II CORP COM
COM
90117G105
2130
216500
SH
SOLE
216500
0
0
TWC TECH HLDGS II CORP WT EXP
WARRANT AND RIGH
90117G113
73
69100
SH
SOLE
69100
0
0
TWO 6 1/4 1/15/22
CONVERTIBLE BOND
90187BAA9
358
350000
PRN
SOLE
350000
0
0
TWTR 1/4 6/15/24
CONVERTIBLE BOND
90184LAF9
267
200000
PRN
SOLE
200000
0
0
TZP STRATEGIES ACQUISITION
COM
G91595127
355
35600
SH
SOLE
35600
0
0
T-MOBILE US INC
COM
872590104
1572
12550
SH
SOLE
12550
0
0
UBER TECHNOLOGIES INC COM
COM
90353T100
681
12500
SH
SOLE
12500
0
0
UNION ACQUISITION CORP II SHS
COM
G9402Q100
327
32500
SH
SOLE
32500
0
0
UNION ACQUISITION CORP II WT E
WARRANT AND RIGH
G9402Q126
134
196900
SH
SOLE
196900
0
0
VARIAN MED SYS INC COM
COM
92220P105
28981
164173
SH
SOLE
164173
0
0
VECTOIQ ACQUISITION CORP II CO
COM
92244F109
741
74700
SH
SOLE
74700
0
0
VECTOR ACQUISITION CORP II CL
COM
G9460A104
483
48759
SH
SOLE
48759
0
0
VELOCITY ACQUISITION CORP
COM
92259E203
723
73300
SH
SOLE
73300
0
0
VENTOUX CCM ACQUISITION CORP
COM
92280L200
3066
292000
SH
SOLE
292000
0
0
VENUS ACQUISITION CORP
COM
G9420F136
385
38500
SH
SOLE
38500
0
0
VEON LTD ADR
COM
91822M106
106
60000
SH
SOLE
60000
0
0
VERIZON COMMUNICATIONS
COM
92343V104
1163
20000
SH
SOLE
20000
0
0
VIACOMCBS INC CL A
COM
92556H107
396
8400
SH
SOLE
8400
0
0
VIATRIS INC COM
COM
92556V106
1099
78637
SH
SOLE
78637
0
0
VICKERS VANTAGE CORP I
COM
G9440B123
1420
140900
SH
SOLE
140900
0
0
VIRGIN GROUP ACQUISITION COR
COM
G9460K110
1214
122260
SH
SOLE
122260
0
0
VIRTUOSO ACQUISITION CORP
COM
92837J203
250
25400
SH
SOLE
25400
0
0
VIVEON HEALTH ACQUISITION CO
COM
92853V205
1842
178800
SH
SOLE
178800
0
0
VMWARE INC CL A COM
COM
928563402
361
2400
SH
SOLE
2400
0
0
VNE 4 6/1/24
CONVERTIBLE BOND
92336XAA7
201
150000
PRN
SOLE
150000
0
0
VULCAN MATLS CO COM
COM
929160109
338
2000
SH
SOLE
2000
0
0
VY GLOBAL GROWTH COM CL A
COM
G9444H100
517
51100
SH
SOLE
51100
0
0
VY GLOBAL GROWTH WT EXP 013030
WARRANT AND RIGH
G9444H118
21
10220
SH
SOLE
10220
0
0
WALDENCAST ACQUISITION CORP
COM
G9460C126
194
19400
SH
SOLE
19400
0
0
WARBURG PINCUS CAPITAL COR B
COM
G9460M116
245
24500
SH
SOLE
24500
0
0
WARRIOR TECHNOLOGIES ACQUISI
COM
936273200
486
49100
SH
SOLE
49100
0
0
WATFORD HLDGS LTD SHS
COM
G94787101
4752
137297
SH
SOLE
137297
0
0
WELLS FARGO & CO NEW
COM
949746101
230
5890
SH
SOLE
5890
0
0
WENDYS COMPANY
COM
95058W100
405
20000
SH
SOLE
20000
0
0
WILLIS TOWERS WATSON PUB LTD S
COM
G96629103
26783
117017
SH
SOLE
117017
0
0
XILINX INC COM
COM
983919101
15267
123222
SH
SOLE
123222
0
0
YATRA ONLINE INC ORD SHS
COM
G98338109
574
246533
SH
SOLE
246533
0
0
YUCAIPA ACQUISITION CORP COM
COM
G9879L105
900
91400
SH
SOLE
91400
0
0
YUCAIPA ACQUISITION CORP WT EX
WARRANT AND RIGH
G9879L113
50
35400
SH
SOLE
35400
0
0
YUNHONG INTL RT
WARRANT AND RIGH
G98882130
48
110100
SH
SOLE
110100
0
0
YUNHONG INTL WT EXP 013127
WARRANT AND RIGH
G98882122
21
42053
SH
SOLE
42053
0
0