0001567619-19-001904.txt : 20190130
0001567619-19-001904.hdr.sgml : 20190130
20190130170109
ACCESSION NUMBER: 0001567619-19-001904
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20181231
FILED AS OF DATE: 20190130
DATE AS OF CHANGE: 20190130
EFFECTIVENESS DATE: 20190130
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GABELLI & Co INVESTMENT ADVISERS, INC.
CENTRAL INDEX KEY: 0000932724
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10598
FILM NUMBER: 19552671
BUSINESS ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: 914-921-5000
MAIL ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
FORMER COMPANY:
FORMER CONFORMED NAME: GABELLI SECURITIES, INC.
DATE OF NAME CHANGE: 20130812
FORMER COMPANY:
FORMER CONFORMED NAME: GABELLI SECURITIES INC
DATE OF NAME CHANGE: 19941114
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000932724
XXXXXXXX
12-31-2018
12-31-2018
GABELLI & Co INVESTMENT ADVISERS, INC.
ONE CORPORATE CENTER
RYE
NY
10580
13F HOLDINGS REPORT
028-10598
N
Douglas R. Jamieson
President
914-921-5020
/s/ Douglas R. Jamieson
Rye
NY
01-25-2019
0
159
707700
false
INFORMATION TABLE
2
form13fInfoTable.xml
A T & T INC (NEW)
COM
00206R102
5812
203631
SH
SOLE
203631
0
0
ACOR 1 3/4 6/15/21
CONVERTIBLE BOND
00484MAA4
167
200000
PRN
SOLE
200000
0
0
AKORN INC
COM
009728106
354
104569
SH
SOLE
104569
0
0
ALAMOS GOLD INC NEW COM CL A
COM
011532108
68
18847
SH
SOLE
18847
0
0
ALLERGAN PLC SHS
COM
G0177J108
239
1790
SH
SOLE
1790
0
0
ALTABA INC
COM
021346101
29279
505328
SH
SOLE
505328
0
0
AMCI ACQUISITION CORP UNIT EX
UNITS
00165R200
3881
390100
SH
SOLE
390100
0
0
AMD 2 1/8 9/1/26
CONVERTIBLE BOND
007903BD8
347
150000
PRN
SOLE
150000
0
0
AMERICAN MIDSTREAM PARTNERS CO
COM
02752P100
199
65800
SH
SOLE
65800
0
0
APPTIO INC CL A
COM
03835C108
13157
346613
SH
SOLE
346613
0
0
ARRIS INTERNATIONAL PLC
COM
G0551A103
15671
512629
SH
SOLE
512629
0
0
ASPEN INSURANCE HOLDINGS LTDSH
COM
G05384105
9556
227576
SH
SOLE
227576
0
0
ATHENAHEALTH INC COM
COM
04685W103
13820
104749
SH
SOLE
104749
0
0
AVISTA CORP COM
COM
05379B107
2827
66559
SH
SOLE
66559
0
0
BANCROFT FUND LTD COM
MUTUAL FUNDS
059695106
1135
60941
SH
SOLE
60941
0
0
BANK OF AMERICA
COM
060505104
2889
117229
SH
SOLE
117229
0
0
BANK OF AMERICA CV PFD L 7.250
CONVERTIBLE PREF
060505682
220
175
SH
SOLE
175
0
0
BANK OF NEW YORK MELLON CORP
COM
064058100
894
19000
SH
SOLE
19000
0
0
BELMOND LTD CL A
COM
G1154H107
12850
513400
SH
SOLE
513400
0
0
BOJANGLES INC COM
COM
097488100
180
11200
SH
SOLE
11200
0
0
CAESARS ENTMT CORP COM
COM
127686103
657
96750
SH
SOLE
96750
0
0
CBS CORP CLASS A
COM
124857103
458
10450
SH
SOLE
10450
0
0
CHIPOTLE MEXICAN GRILL INC CL
COM
169656105
2807
6500
SH
SOLE
6500
0
0
CIGNA CORP NEW
COM
125523100
1326
6982
SH
SOLE
6982
0
0
CITIGROUP INC
COM
172967424
443
8500
SH
SOLE
8500
0
0
CIVITAS SOLUTIONS INC COM
COM
17887R102
2653
151500
SH
SOLE
151500
0
0
CLEAR CHANNEL OUTDOOR HLDGS CL
COM
18451C109
130
25000
SH
SOLE
25000
0
0
CLVS 2 1/2 9/15/21
CONVERTIBLE BOND
189464AB6
191
225000
PRN
SOLE
225000
0
0
CM SEVEN STAR ACQUISITION COSH
COM
G2345N102
2403
237900
SH
SOLE
237900
0
0
CNH INDUSTRIAL NV
COM
N20944109
221
24000
SH
SOLE
24000
0
0
COASTAL FINANCIAL CORP/WA
COM
19046P209
1218
80000
SH
SOLE
80000
0
0
COHEN & STEERS INC COM
COM
19247A100
343
10000
SH
SOLE
10000
0
0
COHU INC COM
COM
192576106
414
25778
SH
SOLE
25778
0
0
COMMUNITY HEALTH SYSTEMS-CVR
WARRANT AND RIGH
203668116
0
471530
SH
SOLE
471530
0
0
CONAGRA BRANDS INC
COM
205887102
256
12000
SH
SOLE
12000
0
0
CONNECTICUT WTR SVC INC COM
COM
207797101
1110
16600
SH
SOLE
16600
0
0
CONVERGEONE HLDGS INC COM CL A
COM
212481105
1379
111400
SH
SOLE
111400
0
0
CORCEPT THERAPEUTICS INC OC-CO
COM
218352102
195
14600
SH
SOLE
14600
0
0
DELL TECHNOLOGIES INC CL C
COM
24703L202
1830
41028
SH
SOLE
41028
0
0
DISCOVERY INC-C
COM
25470F302
1109
48050
SH
SOLE
48050
0
0
DISH NETWORK CORPORATION
COM
25470M109
217
8700
SH
SOLE
8700
0
0
DUN & BRADSTREET CORP
COM
26483E100
25112
175927
SH
SOLE
175927
0
0
EATON CORP PLC SHS
COM
G29183103
542
7900
SH
SOLE
7900
0
0
EDTECHX HLDGS ACQUISITION COCO
COM
28138X103
912
94000
SH
SOLE
94000
0
0
ELECTRO SCIENTIFIC INDS INC CO
COM
285229100
4275
142706
SH
SOLE
142706
0
0
ESSENDANT INC COM
COM
296689102
193
15313
SH
SOLE
15313
0
0
ESTERLINE TECHNOLOGIES CORP CO
COM
297425100
15417
126945
SH
SOLE
126945
0
0
EXACT SCIENCES CORP COM
COM
30063P105
262
4150
SH
SOLE
4150
0
0
FALCON MINERALS CORP
COM
30607B109
667
78514
SH
SOLE
78514
0
0
FORUM MERGER II CORP UNIT EX 0
UNITS
34986F202
3733
368900
SH
SOLE
368900
0
0
GABELLI CV SECURITIES FUND
MUTUAL FUNDS
36240B109
1572
357988
SH
SOLE
357988
0
0
GABELLI DIV&INC TR COM
MUTUAL FUNDS
36242H104
10690
584174
SH
SOLE
584174
0
0
GABELLI GLB SML & MD CP VAL CO
MUTUAL FUNDS
36249W104
771
78828
SH
SOLE
78828
0
0
GABELLI GLOBAL UTIL & INCOMECO
MUTUAL FUNDS
36242L105
5770
358370
SH
SOLE
358370
0
0
GABELLI GO ANYWHERE TRUST
MUTUAL FUNDS
36250J109
1539
103497
SH
SOLE
103497
0
0
GABELLI GOLD NAT RES & INCOM
MUTUAL FUNDS
36465A109
47
12720
SH
SOLE
12720
0
0
GABELLI MULTIMEDIA TRST INC
MUTUAL FUNDS
36239Q109
2147
304037
SH
SOLE
304037
0
0
GAMCO INVESTORS INC COM
PRIVATE INVESTME
361438104
50949
3016501
SH
SOLE
3016501
0
0
GAMCO NAT RESOURCE GOLD X
MUTUAL FUNDS
36465E101
58
11708
SH
SOLE
11708
0
0
GCI LIBERTY INC COM CLASS A
COM
36164V305
1401
34037
SH
SOLE
34037
0
0
GCP APPLIED TECHNOLOGIES INCCO
COM
36164Y101
209
8500
SH
SOLE
8500
0
0
GDL FUND
MUTUAL FUNDS
361570104
15310
1669541
SH
SOLE
1669541
0
0
GENERAL ELEC CO
COM
369604103
257
34000
SH
SOLE
34000
0
0
GENERAL ELECTRIC CO
COM
369604903
216
100
SH
Call
SOLE
0
0
0
GENWORTH FINL INC COM CL A
COM
37247D106
1642
352405
SH
SOLE
352405
0
0
GORDON POINTE ACQUISITION COCO
COM
382788107
3739
373900
SH
SOLE
373900
0
0
GORDON POINTE ACQUISITION COWT
WARRANT AND RIGH
382788115
87
223900
SH
SOLE
223900
0
0
GRIFOLS SA SP ADR REP B NVT
COM
398438408
5109
278271
SH
SOLE
278271
0
0
GRUPO TELEVISA SA DE CV ADR (B
COM
40049J206
403
32000
SH
SOLE
32000
0
0
GYRODYNE LLC COM
COM
403829104
1522
87994
SH
SOLE
87994
0
0
HC2 HLDGS INC COM
COM
404139107
98
37100
SH
SOLE
37100
0
0
HLX 4 1/8 9/15/23
CONVERTIBLE BOND
42330PAJ6
182
200000
PRN
SOLE
200000
0
0
HOMETOWN BANKSHARES CORP COM
COM
43787N108
420
35436
SH
SOLE
35436
0
0
ICAHN ENTERPRISES LP DEPOSITRY
COM
451100101
411
7200
SH
SOLE
7200
0
0
ICPT 3 1/4 7/1/23
CONVERTIBLE BOND
45845PAA6
185
200000
PRN
SOLE
200000
0
0
IMPERVA INC COM
COM
45321L100
22261
399730
SH
SOLE
399730
0
0
INFRAREIT INC COM
COM
45685L100
1997
95000
SH
SOLE
95000
0
0
INTEGRATED DEVICE TECH INC COM
COM
458118106
16127
332992
SH
SOLE
332992
0
0
INTEL CORP 3.25 8/1/39
CONVERTIBLE BOND
458140AF7
401
175000
PRN
SOLE
175000
0
0
INTERACTIVE BROKERS
COM
45841N107
1749
32000
SH
SOLE
32000
0
0
INTERNAP CORP COM PAR
COM
45885A409
42
10000
SH
SOLE
10000
0
0
INTERNATIONAL SPEEDWAY A
COM
460335201
1823
41560
SH
SOLE
41560
0
0
INVESTMENT TECHNOLOGY GRP NECO
COM
46145F105
2804
92720
SH
SOLE
92720
0
0
KKR & CO INC CL A
COM
48251W104
2403
122410
SH
SOLE
122410
0
0
LENNAR B SHARES
COM
526057302
3561
113650
SH
SOLE
113650
0
0
LF CAP ACQUISITION CORP CL A
COM
50200K108
3315
339000
SH
SOLE
339000
0
0
LF CAP ACQUISITION CORP UNIT E
UNITS
50200K207
1102
108993
SH
SOLE
108993
0
0
LF CAP ACQUISITION CORP WT EXP
WARRANT AND RIGH
50200K116
146
339000
SH
SOLE
339000
0
0
LIBERTY BRAVES GROUP C
COM
531229888
282
11339
SH
SOLE
11339
0
0
LIBERTY SIRIUS GROUP C
COM
531229607
22499
608400
SH
SOLE
608400
0
0
LORAL SPACE & COMMUNICATNS ICO
COM
543881106
5450
146318
SH
SOLE
146318
0
0
MB FINANCIAL INC NEW COM
COM
55264U108
1351
34100
SH
SOLE
34100
0
0
MBT FINL CORP COM
COM
578877102
890
95700
SH
SOLE
95700
0
0
MEGALITH FINANCIAL ACQUISITION
COM
58518F109
3982
410500
SH
SOLE
410500
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
267
11000
SH
SOLE
11000
0
0
MINDBODY INC COM CL A
COM
60255W105
6694
183900
SH
SOLE
183900
0
0
MODERN MEDIA ACQUISITION COM
COM
60765P103
3926
384939
SH
SOLE
384939
0
0
MONEYGRAM INTERNATIONAL INC CO
COM
60935Y208
320
159857
SH
SOLE
159857
0
0
NASDAQ STOCK MARKET INC COM
COM
631103108
489
6000
SH
SOLE
6000
0
0
NATIONAL FUEL GAS CO N J COM
COM
636180101
368
7200
SH
SOLE
7200
0
0
NAVIGATORS GROUP INC COM
COM
638904102
3679
52947
SH
SOLE
52947
0
0
NEBULA ACQUISITION CORP COM CL
COM
629076100
2544
260895
SH
SOLE
260895
0
0
NEBULA ACQUISITION CORP WT EXP
WARRANT AND RIGH
629076118
97
86965
SH
SOLE
86965
0
0
NEWMONT MINING CORP HOLDING CO
COM
651639106
312
9000
SH
SOLE
9000
0
0
NUTRI SYS INC NEW COM
COM
67069D108
7218
164500
SH
SOLE
164500
0
0
NXP SEMICONDUCTORS N V COM
COM
N6596X109
9589
130861
SH
SOLE
130861
0
0
NXSTAGE MEDICAL INC COM
COM
67072V103
11936
417045
SH
SOLE
417045
0
0
OPKO HEALTH INC COM
COM
68375N103
30
10000
SH
SOLE
10000
0
0
ORBOTECH LTD ORD
COM
M75253100
16292
288153
SH
SOLE
288153
0
0
PACIFIC BIOSCIENCES CALIF INCO
COM
69404D108
3619
489050
SH
SOLE
489050
0
0
PANDORA MEDIA INC COM
COM
698354107
1675
207100
SH
SOLE
207100
0
0
PENSARE ACQUISITION CORP COM
COM
70957E105
1838
181453
SH
SOLE
181453
0
0
PNC FINANCIAL CORP
COM
693475105
421
3600
SH
SOLE
3600
0
0
RDUS 3.000 09/01/24
CONVERTIBLE BOND
750469AA6
152
200000
PRN
SOLE
200000
0
0
RED HAT INC
COM
756577102
36607
208418
SH
SOLE
208418
0
0
RENT A CTR INC NEW COM
COM
76009N100
3122
192840
SH
SOLE
192840
0
0
RESOLUTE ENERGY CORP COM NEW
COM
76116A306
255
8800
SH
SOLE
8800
0
0
RYMAN HOSPITALITY PPTYS INC CO
COM
78377T107
540
8100
SH
SOLE
8100
0
0
SCRIPPS E W CO OHIO CL A
COM
811054402
260
16500
SH
SOLE
16500
0
0
SHIRE PLC ADR
COM
82481R106
45423
260994
SH
SOLE
260994
0
0
SI FINL GROUP INC MD COM
COM
78425V104
2970
233326
SH
SOLE
233326
0
0
SOCIAL CAP HEDOSOPHIA HLDGS CL
COM
G8250R103
1091
109122
SH
SOLE
109122
0
0
SOCIAL CAPITAL HEDOSOPHIE HO
COM
G8250R111
2262
221146
SH
SOLE
221146
0
0
SONY CORP-ADR (B:SNE US)
COM
835699307
927
19200
SH
SOLE
19200
0
0
SPARTON CORP COM
COM
847235108
3512
193085
SH
SOLE
193085
0
0
SPWR 4 1/15/23
CONVERTIBLE BOND
867652AL3
418
525000
PRN
SOLE
525000
0
0
TAHOE RES INC COM
COM
873868103
1033
283029
SH
SOLE
283029
0
0
TELEPHONE & DATA SYS
COM
879433829
664
20400
SH
SOLE
20400
0
0
TENZING ACQUISITION CORP
COM
G8708A124
1959
194500
SH
SOLE
194500
0
0
TESARO INC COM
COM
881569107
19238
259100
SH
SOLE
259100
0
0
TESLA MOTORS 1.250 03/1/21
CONVERTIBLE BOND
88160RAC5
447
400000
PRN
SOLE
400000
0
0
TEXAS INSTRUMENTS INC
COM
882508104
284
3000
SH
SOLE
3000
0
0
TEXAS PAC LD TR SUB CTF PROP I
COM
882610108
217
400
SH
SOLE
400
0
0
TEXTRON INC
COM
883203101
248
5400
SH
SOLE
5400
0
0
THE MEDICINES CO. 2.5 1/15/22
CONVERTIBLE BOND
584688AE5
215
250000
PRN
SOLE
250000
0
0
TKK SYMPHONY ACQUISITION CORUN
UNITS
G88950111
2105
208580
SH
SOLE
208580
0
0
TKK SYMPHONY ACQUISTION COR
COM
G88950103
1197
124000
SH
SOLE
124000
0
0
TRANSOCEAN LTD ZUG NAMEN AKT
COM
H8817H100
227
32710
SH
SOLE
32710
0
0
TRAVELPORT WORLDWIDE LTD SHS
COM
G9019D104
6252
400250
SH
SOLE
400250
0
0
TRIBUNE MEDIA CO - A
COM
896047503
23792
524288
SH
SOLE
524288
0
0
TRINITY MERGER CORP COM CL A
COM
89653L106
4227
423100
SH
SOLE
423100
0
0
TRINITY MERGER CORP WT EXP 051
WARRANT AND RIGH
89653L114
169
423100
SH
SOLE
423100
0
0
TWENTY FIRST CENTY FOX B
COM
90130A200
37895
793123
SH
SOLE
793123
0
0
TWO 6 1/4 1/15/22
CONVERTIBLE BOND
90187BAA9
490
500000
PRN
SOLE
500000
0
0
U S G CORP COM NEW
COM
903293405
17804
417342
SH
SOLE
417342
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
658
6175
SH
SOLE
6175
0
0
VECTOIQ ACQUISITION CORP COM
COM
92243N103
2962
305400
SH
SOLE
305400
0
0
VECTOIQ ACQUISITION CORP UNIT
UNITS
92243N202
369
36600
SH
SOLE
36600
0
0
VECTOIQ ACQUISITION CORP WT EX
WARRANT AND RIGH
92243N111
121
242600
SH
SOLE
242600
0
0
VECTREN INC.
COM
92240G101
27971
388594
SH
SOLE
388594
0
0
VEON LTD ADR
COM
91822M106
51
22000
SH
SOLE
22000
0
0
VERIZON COMMUNICATIONS
COM
92343V104
1518
27000
SH
SOLE
27000
0
0
VIACOM INC NEW CL A
COM
92553P102
339
12200
SH
SOLE
12200
0
0
VULCAN MATLS CO COM
COM
929160109
237
2400
SH
SOLE
2400
0
0
WEATHERFORD INTERNATIONAL PLC
COM
G48833100
31
55000
SH
SOLE
55000
0
0
WELLS FARGO CV PFD L 7.500
CONVERTIBLE PREF
949746804
315
250
SH
SOLE
250
0
0
WELLS FARGO & CO NEW
COM
949746101
3764
81693
SH
SOLE
81693
0
0
WRIGHT MED GROUP N V CVR
WARRANT AND RIGH
N96617126
0
23569
SH
SOLE
23569
0
0
XEROX CORP
COM
984121608
1111
56200
SH
SOLE
56200
0
0