0001567619-18-000427.txt : 20180810
0001567619-18-000427.hdr.sgml : 20180810
20180810171056
ACCESSION NUMBER: 0001567619-18-000427
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180630
FILED AS OF DATE: 20180810
DATE AS OF CHANGE: 20180810
EFFECTIVENESS DATE: 20180810
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GABELLI & Co INVESTMENT ADVISERS, INC.
CENTRAL INDEX KEY: 0000932724
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10598
FILM NUMBER: 181009662
BUSINESS ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: 914-921-5000
MAIL ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
FORMER COMPANY:
FORMER CONFORMED NAME: GABELLI SECURITIES, INC.
DATE OF NAME CHANGE: 20130812
FORMER COMPANY:
FORMER CONFORMED NAME: GABELLI SECURITIES INC
DATE OF NAME CHANGE: 19941114
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000932724
XXXXXXXX
06-30-2018
06-30-2018
GABELLI & Co INVESTMENT ADVISERS, INC.
ONE CORPORATE CENTER
RYE
NY
10580
13F HOLDINGS REPORT
028-10598
N
Douglas R. Jamieson
President
914-921-5020
/s/ Douglas R. Jamieson
Rye
NY
07-30-2018
0
161
803336
false
INFORMATION TABLE
2
form13fInfoTable.xml
A T & T INC (NEW)
COM
00206R102
15642
487131
SH
SOLE
487131
0
0
ABAXIS INC COM
COM
002567105
1217
14659
SH
SOLE
14659
0
0
ACOR 1 3/4 6/15/21
CONVERTIBLE BOND
00484MAA4
241
250000
PRN
SOLE
250000
0
0
ADOBE SYSTEMS INC COM
COM
00724F101
2438
10000
SH
SOLE
10000
0
0
AETNA INC (B:AET) COM
COM
00817Y108
33948
185000
SH
SOLE
185000
0
0
AKAMAI TECHNOLOGIES INC COM
COM
00971T101
3295
45000
SH
SOLE
45000
0
0
AKORN INC
COM
009728106
7934
478248
SH
SOLE
478248
0
0
ALAMOS GOLD INC NEW COM CL A
COM
011532108
107
18847
SH
SOLE
18847
0
0
ALLERGAN PLC SHS
COM
G0177J108
340
2040
SH
SOLE
2040
0
0
ALLIANCE BERNSTEIN HLDGS LP UN
COM
01881G106
200
7000
SH
SOLE
7000
0
0
ALTABA INC
COM
021346101
37332
509928
SH
SOLE
509928
0
0
AMD 2 1/8 9/1/26
CONVERTIBLE BOND
007903BD8
298
150000
PRN
SOLE
150000
0
0
ANDEAVOR
COM
03349M105
6061
46200
SH
SOLE
46200
0
0
ATHENAHEALTH INC COM
COM
04685W103
2880
18099
SH
SOLE
18099
0
0
AV HOMES INC COM
COM
00234P102
6464
302071
SH
SOLE
302071
0
0
AVISTA CORP COM
COM
05379B107
1053
20000
SH
SOLE
20000
0
0
AXALTA COATING SYS LTD COM
COM
G0750C108
967
31900
SH
SOLE
31900
0
0
BANCROFT FUND LTD COM
MUTUAL FUNDS
059695106
1225
56000
SH
SOLE
56000
0
0
BANK OF AMERICA
COM
060505104
3305
117229
SH
SOLE
117229
0
0
BANK OF AMERICA CV PFD L 7.250
CONVERTIBLE PREF
060505682
219
175
SH
SOLE
175
0
0
BANK OF NEW YORK MELLON CORP
COM
064058100
593
11000
SH
SOLE
11000
0
0
BMRN 1 1/2 10/15/20
CONVERTIBLE BOND
09061GAF8
208
175000
PRN
SOLE
175000
0
0
BTO CN 3 1/4 10/1/18
CONVERTIBLE BOND
11777QAB6
502
500000
PRN
SOLE
500000
0
0
CANADIAN SOLAR INC COM
COM
136635109
1594
130205
SH
SOLE
130205
0
0
CAVIUM INC COM
COM
14964U108
21303
246273
SH
SOLE
246273
0
0
CBS CORP CLASS A
COM
124857103
590
10450
SH
SOLE
10450
0
0
CHARTER COMMUNICATIONS INC
COM
16119P108
382
1302
SH
SOLE
1302
0
0
CHENIERE ENERGY PTNRS LP HLDCO
COM
16411W108
3161
100500
SH
SOLE
100500
0
0
CHEVRON CORP
COM
166764100
1087
8600
SH
SOLE
8600
0
0
CHIPOTLE MEXICAN GRILL INC CL
COM
169656105
2804
6500
SH
SOLE
6500
0
0
CITIGROUP INC
COM
172967424
234
3500
SH
SOLE
3500
0
0
CLEAR CHANNEL OUTDOOR HLDGS CL
COM
18451C109
108
25000
SH
SOLE
25000
0
0
CLF 1 1/2 1/15/25
CONVERTIBLE BOND
185899AA9
336
275000
PRN
SOLE
275000
0
0
COBIZ FINANCIAL INC COM
COM
190897108
2855
132908
SH
SOLE
132908
0
0
COMMUNITY HEALTH SYSTEMS-CVR
WARRANT AND RIGH
203668116
5
471530
SH
SOLE
471530
0
0
CORCEPT THERAPEUTICS INC OC-CO
COM
218352102
230
14600
SH
SOLE
14600
0
0
COTIVITI HLDGS INC COM
COM
22164K101
1403
31800
SH
SOLE
31800
0
0
CTS CORP
COM
126501105
220
6100
SH
SOLE
6100
0
0
CURTISS WRIGHT CORP
COM
231561101
595
5000
SH
SOLE
5000
0
0
DCT INDUSTRIAL TRUST INC COM N
REAL ESTATE INVE
233153204
7250
108651
SH
SOLE
108651
0
0
DELL TECHNOLOGIES INC COM CL V
COM
24703L103
5496
64983
SH
SOLE
64983
0
0
DEVON ENERGY CORP NEW
COM
25179M103
1020
23200
SH
SOLE
23200
0
0
DISCOVERY INC-C
COM
25470F302
1602
62821
SH
SOLE
62821
0
0
DISH NETWORK CORPORATION
COM
25470M109
292
8700
SH
SOLE
8700
0
0
DR PEPPER SNAPPLE GROUP INC CO
COM
26138E109
610
5000
SH
SOLE
5000
0
0
EATON CORP PLC SHS
COM
G29183103
590
7900
SH
SOLE
7900
0
0
EDUCATION RLTY TR INC COM NEW
COM
28140H203
2947
71000
SH
SOLE
71000
0
0
ENPRO INDS INC COM
COM
29355X107
315
4500
SH
SOLE
4500
0
0
ENVISION HEALTHCARE CORP
COM
29414D100
10508
238759
SH
SOLE
238759
0
0
EXAS 1.000 01/15/25
CONVERTIBLE BOND
30063PAA3
395
375000
PRN
SOLE
375000
0
0
FINANCIAL ENGINES INC COM
COM
317485100
8622
192016
SH
SOLE
192016
0
0
FIRST CONN BANCORP INC MD COM
COM
319850103
4359
142440
SH
SOLE
142440
0
0
FOUNDATION MEDICINE INC COM
COM
350465100
13816
101070
SH
SOLE
101070
0
0
FREEPORT MCMORAN COPPER&GOLD C
COM
35671D857
2026
117400
SH
SOLE
117400
0
0
GABELLI GLB SML & MD CP VAL CO
MUTUAL FUNDS
36249W104
955
78828
SH
SOLE
78828
0
0
GABELLI GLOBAL UTIL & INCOMECO
MUTUAL FUNDS
36242L105
1966
105519
SH
SOLE
105519
0
0
GABELLI GO ANYWHERE TRUST
MUTUAL FUNDS
36250J109
2072
101138
SH
SOLE
101138
0
0
GABELLI GOLD NAT RES & INCOM
MUTUAL FUNDS
36465A109
61
11889
SH
SOLE
11889
0
0
GABELLI MULTIMEDIA TRST INC
MUTUAL FUNDS
36239Q109
993
105154
SH
SOLE
105154
0
0
GAMCO INVESTORS INC COM
PRIVATE INVESTME
361438104
40842
1526250
SH
SOLE
1526250
0
0
GAMCO NAT RESOURCE GOLD X
MUTUAL FUNDS
36465E101
71
11109
SH
SOLE
11109
0
0
GCI LIBERTY INC COM CLASS A
COM
36164V305
5996
132999
SH
SOLE
132999
0
0
GDL FUND
MUTUAL FUNDS
361570104
6726
732663
SH
SOLE
732663
0
0
GENERAL ELECTRIC CO
COM
369604903
216
100
SH
Call
SOLE
0
0
0
GENWORTH FINL INC COM CL A
COM
37247D106
1057
234936
SH
SOLE
234936
0
0
GGP INC COM
COM
36174X101
2827
138372
SH
SOLE
138372
0
0
GORDON POINTE ACQUISTION CO
COM
382788206
3844
373900
SH
SOLE
373900
0
0
GRAMERCY PPTY TR COM NEW
COM
385002308
16017
586272
SH
SOLE
586272
0
0
GRIFOLS SA SP ADR REP B NVT
COM
398438408
6482
301480
SH
SOLE
301480
0
0
GRUPO TELEVISA SA DE CV ADR (B
COM
40049J206
531
28000
SH
SOLE
28000
0
0
GYRODYNE LLC COM
COM
403829104
1821
87994
SH
SOLE
87994
0
0
HC2 HLDGS INC COM
COM
404139107
217
37100
SH
SOLE
37100
0
0
HERC HLDGS INC COM
COM
42704L104
1725
30625
SH
SOLE
30625
0
0
HLX 4 1/8 9/15/23
CONVERTIBLE BOND
42330PAJ6
237
200000
PRN
SOLE
200000
0
0
HRG GROUP INC COM
COM
40434J100
9577
731605
SH
SOLE
731605
0
0
I AM CAP ACQ WARRANT 5/22/24
WARRANT AND RIGH
45074Q116
84
200000
SH
SOLE
200000
0
0
I AM CAP ACQUISITION CO COM
COM
45074Q108
2162
200000
SH
SOLE
200000
0
0
I AM CAP ACQUISITION RIGHT
WARRANT AND RIGH
45074Q124
76
200000
SH
SOLE
200000
0
0
ICAHN ENTERPRISES LP DEPOSITRY
COM
451100101
533
7500
SH
SOLE
7500
0
0
ICPT 3 1/4 7/1/23
CONVERTIBLE BOND
45845PAA6
176
200000
PRN
SOLE
200000
0
0
INDUSTREA ACQUISITION CORP CL
COM
45579J104
6123
620982
SH
SOLE
620982
0
0
INDUSTREA ACQUISITION CORP WT
WARRANT AND RIGH
45579J112
300
500482
SH
SOLE
500482
0
0
INTEL CORP 3.25 8/1/39
CONVERTIBLE BOND
458140AF7
421
175000
PRN
SOLE
175000
0
0
INTERNAP CORP COM PAR
COM
45885A409
104
10000
SH
SOLE
10000
0
0
KAPSTONE PAPER & PACKAGING CCO
COM
48562P103
14130
409555
SH
SOLE
409555
0
0
KINDRED HEALTHCARE INC COM
COM
494580103
4212
468045
SH
SOLE
468045
0
0
KLX INC COM
COM
482539103
6206
86314
SH
SOLE
86314
0
0
LASALLE HOTEL PPTYS COM SH BEN
COM
517942108
6777
197995
SH
SOLE
197995
0
0
LATTICE SEMICONDUCTOR CORP COM
COM
518415104
857
130665
SH
SOLE
130665
0
0
LENNAR B SHARES
COM
526057302
7834
183513
SH
SOLE
183513
0
0
LF CAP ACQUISITION CORP UNIT E
UNITS
50200K207
3414
339000
SH
SOLE
339000
0
0
LIBERTY BRAVES GROUP C
COM
531229888
293
11339
SH
SOLE
11339
0
0
LIBERTY EXPEDIA HOLDINGS SER A
COM
53046P109
272
6200
SH
SOLE
6200
0
0
LIBERTY GLOBAL PLC SHS CL A
COM
G5480U104
561
20354
SH
SOLE
20354
0
0
LIBERTY GLOBAL PLC SHS CL C
COM
G5480U120
1320
49599
SH
SOLE
49599
0
0
LIBERTY SIRIUS GROUP C
COM
531229607
27597
608400
SH
SOLE
608400
0
0
LORAL SPACE & COMMUNICATNS ICO
COM
543881106
5507
146468
SH
SOLE
146468
0
0
MATTERSIGHT CORP COM
COM
577097108
370
138200
SH
SOLE
138200
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
261
9000
SH
SOLE
9000
0
0
MICROSOFT CORP
COM
594918104
1021
10350
SH
SOLE
10350
0
0
MITEL NETWORKS CORP COM
COM
60671Q104
13384
1220057
SH
SOLE
1220057
0
0
MODERN MEDIA ACQUISITION COM
COM
60765P103
3842
384939
SH
SOLE
384939
0
0
MONDELEZ INTERNATIONAL
COM
609207105
631
15400
SH
SOLE
15400
0
0
MONEYGRAM INTERNATIONAL INC CO
COM
60935Y208
1855
277325
SH
SOLE
277325
0
0
NASDAQ STOCK MARKET INC COM
COM
631103108
274
3000
SH
SOLE
3000
0
0
NATIONAL FUEL GAS CO N J COM
COM
636180101
376
7100
SH
SOLE
7100
0
0
NEBULA ACQUISITION CORP UNIT E
UNITS
629076209
2561
254300
SH
SOLE
254300
0
0
NEWMONT MINING CORP HOLDING CO
COM
651639106
339
9000
SH
SOLE
9000
0
0
NIKE INC CL B
COM
654106103
381
4780
SH
SOLE
4780
0
0
NXP SEMICONDUCTORS N V COM
COM
N6596X109
62031
567687
SH
SOLE
567687
0
0
NXSTAGE MEDICAL INC COM
COM
67072V103
9501
340543
SH
SOLE
340543
0
0
OPKO HEALTH INC COM
COM
68375N103
47
10000
SH
SOLE
10000
0
0
ORBOTECH LTD ORD
COM
M75253100
17604
284853
SH
SOLE
284853
0
0
OSPREY ENERGY ACQ WARRANTS EXP
WARRANT AND RIGH
688397116
285
178150
SH
SOLE
178150
0
0
OSPREY ENERGY ACQUISITION COCL
COM
688397108
6228
613600
SH
SOLE
613600
0
0
PENSARE ACQUISITION CORP COM
COM
70957E105
1795
181453
SH
SOLE
181453
0
0
PEPSICO INC
COM
713448108
1089
10000
SH
SOLE
10000
0
0
PHH CORP COM NEW
COM
693320202
3247
298973
SH
SOLE
298973
0
0
PINNACLE ENTMT INC NEW COM
COM
72348Y105
3776
111952
SH
SOLE
111952
0
0
PINNACLE FOODS INC DEL COM
COM
72348P104
9408
144600
SH
SOLE
144600
0
0
POST HOLDINGS INC
COM
737446104
1290
15000
SH
SOLE
15000
0
0
QUALCOMM INC COM
COM
747525103
2047
36475
SH
SOLE
36475
0
0
RENT A CTR INC NEW COM
COM
76009N100
346
23506
SH
SOLE
23506
0
0
RITE AID CORP COM
COM
767754104
1284
742114
SH
SOLE
742114
0
0
ROCKWELL COLLINS INC COM
COM
774341101
34605
256946
SH
SOLE
256946
0
0
RSP PERMIAN INC COM
COM
74978Q105
14041
318967
SH
SOLE
318967
0
0
RYMAN HOSPITALITY PPTYS INC CO
COM
78377T107
291
3500
SH
SOLE
3500
0
0
SCHULMAN A INC COM
COM
808194104
14647
329157
SH
SOLE
329157
0
0
SCRIPPS E W CO OHIO CL A
COM
811054402
248
18500
SH
SOLE
18500
0
0
SHIRE PLC ADR
COM
82481R106
13833
81950
SH
SOLE
81950
0
0
SOCIAL CAPITAL HEDOSOPHIE HO
COM
G8250R111
593
54100
SH
SOLE
54100
0
0
SONY CORP-ADR (B:SNE US)
COM
835699307
1035
20200
SH
SOLE
20200
0
0
SPARTON CORP COM
COM
847235108
3547
186761
SH
SOLE
186761
0
0
SPWR 4 1/15/23
CONVERTIBLE BOND
867652AL3
446
525000
PRN
SOLE
525000
0
0
TELEPHONE & DATA SYS
COM
879433829
559
20400
SH
SOLE
20400
0
0
TESLA INC.
COM
88160R951
320
100
SH
Put
SOLE
0
0
0
TESLA MOTORS 1.250 03/1/21
CONVERTIBLE BOND
88160RAC5
453
400000
PRN
SOLE
400000
0
0
TEXAS INSTRUMENTS INC
COM
882508104
320
2900
SH
SOLE
2900
0
0
TEXTRON INC
COM
883203101
356
5400
SH
SOLE
5400
0
0
THE MEDICINES CO. 2.5 1/15/22
CONVERTIBLE BOND
584688AE5
305
250000
PRN
SOLE
250000
0
0
TRIBUNE MEDIA CO - A
COM
896047503
21310
556838
SH
SOLE
556838
0
0
TRINITY MERGER CORP UNIT EX
UNITS
89653L205
4256
423100
SH
SOLE
423100
0
0
TWENTY FIRST CENTY FOX B
COM
90130A200
15471
314000
SH
SOLE
314000
0
0
TWIN DISC INC COM
COM
901476101
242
9750
SH
SOLE
9750
0
0
TWO 6 1/4 1/15/22
CONVERTIBLE BOND
90187BAA9
522
500000
PRN
SOLE
500000
0
0
U S G CORP COM NEW
COM
903293405
11618
269431
SH
SOLE
269431
0
0
UNITED STATES CELLULAR CORP
COM
911684108
470
12700
SH
SOLE
12700
0
0
VALIDUS HOLDINGS LTD COM SHS
COM
G9319H102
29327
433833
SH
SOLE
433833
0
0
VAXART INC
COM
92243A200
57
18843
SH
SOLE
18843
0
0
VECTREN INC.
COM
92240G101
14341
200719
SH
SOLE
200719
0
0
VEON LTD ADR
COM
91822M106
52
22000
SH
SOLE
22000
0
0
VERIFONE HLDGS INC COM
COM
92342Y109
15307
670755
SH
SOLE
670755
0
0
VIACOM INC NEW CL A
COM
92553P102
432
12200
SH
SOLE
12200
0
0
WEATHERFORD INTERNATIONAL PLC
COM
G48833100
199
60550
SH
SOLE
60550
0
0
WELLS FARGO CV PFD L 7.500
CONVERTIBLE PREF
949746804
314
250
SH
SOLE
250
0
0
WELLS FARGO & CO NEW
COM
949746101
4529
81693
SH
SOLE
81693
0
0
XCERRA CORP COM
COM
98400J108
2742
196285
SH
SOLE
196285
0
0
XERIUM TECHNOLOGIES INC COM NE
COM
98416J118
651
49201
SH
SOLE
49201
0
0
XEROX CORP
COM
984121608
3303
137625
SH
SOLE
137625
0
0
XL GROUP LTD COM
COM
G98294104
30465
544512
SH
SOLE
544512
0
0
ZYNGA INC CL A
COM
98986T108
440
108000
SH
SOLE
108000
0
0