0001567619-18-000427.txt : 20180810 0001567619-18-000427.hdr.sgml : 20180810 20180810171056 ACCESSION NUMBER: 0001567619-18-000427 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180810 DATE AS OF CHANGE: 20180810 EFFECTIVENESS DATE: 20180810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GABELLI & Co INVESTMENT ADVISERS, INC. CENTRAL INDEX KEY: 0000932724 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10598 FILM NUMBER: 181009662 BUSINESS ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 914-921-5000 MAIL ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 FORMER COMPANY: FORMER CONFORMED NAME: GABELLI SECURITIES, INC. DATE OF NAME CHANGE: 20130812 FORMER COMPANY: FORMER CONFORMED NAME: GABELLI SECURITIES INC DATE OF NAME CHANGE: 19941114 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000932724 XXXXXXXX 06-30-2018 06-30-2018 GABELLI & Co INVESTMENT ADVISERS, INC.
ONE CORPORATE CENTER RYE NY 10580
13F HOLDINGS REPORT 028-10598 N
Douglas R. Jamieson President 914-921-5020 /s/ Douglas R. Jamieson Rye NY 07-30-2018 0 161 803336 false
INFORMATION TABLE 2 form13fInfoTable.xml A T & T INC (NEW) COM 00206R102 15642 487131 SH SOLE 487131 0 0 ABAXIS INC COM COM 002567105 1217 14659 SH SOLE 14659 0 0 ACOR 1 3/4 6/15/21 CONVERTIBLE BOND 00484MAA4 241 250000 PRN SOLE 250000 0 0 ADOBE SYSTEMS INC COM COM 00724F101 2438 10000 SH SOLE 10000 0 0 AETNA INC (B:AET) COM COM 00817Y108 33948 185000 SH SOLE 185000 0 0 AKAMAI TECHNOLOGIES INC COM COM 00971T101 3295 45000 SH SOLE 45000 0 0 AKORN INC COM 009728106 7934 478248 SH SOLE 478248 0 0 ALAMOS GOLD INC NEW COM CL A COM 011532108 107 18847 SH SOLE 18847 0 0 ALLERGAN PLC SHS COM G0177J108 340 2040 SH SOLE 2040 0 0 ALLIANCE BERNSTEIN HLDGS LP UN COM 01881G106 200 7000 SH SOLE 7000 0 0 ALTABA INC COM 021346101 37332 509928 SH SOLE 509928 0 0 AMD 2 1/8 9/1/26 CONVERTIBLE BOND 007903BD8 298 150000 PRN SOLE 150000 0 0 ANDEAVOR COM 03349M105 6061 46200 SH SOLE 46200 0 0 ATHENAHEALTH INC COM COM 04685W103 2880 18099 SH SOLE 18099 0 0 AV HOMES INC COM COM 00234P102 6464 302071 SH SOLE 302071 0 0 AVISTA CORP COM COM 05379B107 1053 20000 SH SOLE 20000 0 0 AXALTA COATING SYS LTD COM COM G0750C108 967 31900 SH SOLE 31900 0 0 BANCROFT FUND LTD COM MUTUAL FUNDS 059695106 1225 56000 SH SOLE 56000 0 0 BANK OF AMERICA COM 060505104 3305 117229 SH SOLE 117229 0 0 BANK OF AMERICA CV PFD L 7.250 CONVERTIBLE PREF 060505682 219 175 SH SOLE 175 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 593 11000 SH SOLE 11000 0 0 BMRN 1 1/2 10/15/20 CONVERTIBLE BOND 09061GAF8 208 175000 PRN SOLE 175000 0 0 BTO CN 3 1/4 10/1/18 CONVERTIBLE BOND 11777QAB6 502 500000 PRN SOLE 500000 0 0 CANADIAN SOLAR INC COM COM 136635109 1594 130205 SH SOLE 130205 0 0 CAVIUM INC COM COM 14964U108 21303 246273 SH SOLE 246273 0 0 CBS CORP CLASS A COM 124857103 590 10450 SH SOLE 10450 0 0 CHARTER COMMUNICATIONS INC COM 16119P108 382 1302 SH SOLE 1302 0 0 CHENIERE ENERGY PTNRS LP HLDCO COM 16411W108 3161 100500 SH SOLE 100500 0 0 CHEVRON CORP COM 166764100 1087 8600 SH SOLE 8600 0 0 CHIPOTLE MEXICAN GRILL INC CL COM 169656105 2804 6500 SH SOLE 6500 0 0 CITIGROUP INC COM 172967424 234 3500 SH SOLE 3500 0 0 CLEAR CHANNEL OUTDOOR HLDGS CL COM 18451C109 108 25000 SH SOLE 25000 0 0 CLF 1 1/2 1/15/25 CONVERTIBLE BOND 185899AA9 336 275000 PRN SOLE 275000 0 0 COBIZ FINANCIAL INC COM COM 190897108 2855 132908 SH SOLE 132908 0 0 COMMUNITY HEALTH SYSTEMS-CVR WARRANT AND RIGH 203668116 5 471530 SH SOLE 471530 0 0 CORCEPT THERAPEUTICS INC OC-CO COM 218352102 230 14600 SH SOLE 14600 0 0 COTIVITI HLDGS INC COM COM 22164K101 1403 31800 SH SOLE 31800 0 0 CTS CORP COM 126501105 220 6100 SH SOLE 6100 0 0 CURTISS WRIGHT CORP COM 231561101 595 5000 SH SOLE 5000 0 0 DCT INDUSTRIAL TRUST INC COM N REAL ESTATE INVE 233153204 7250 108651 SH SOLE 108651 0 0 DELL TECHNOLOGIES INC COM CL V COM 24703L103 5496 64983 SH SOLE 64983 0 0 DEVON ENERGY CORP NEW COM 25179M103 1020 23200 SH SOLE 23200 0 0 DISCOVERY INC-C COM 25470F302 1602 62821 SH SOLE 62821 0 0 DISH NETWORK CORPORATION COM 25470M109 292 8700 SH SOLE 8700 0 0 DR PEPPER SNAPPLE GROUP INC CO COM 26138E109 610 5000 SH SOLE 5000 0 0 EATON CORP PLC SHS COM G29183103 590 7900 SH SOLE 7900 0 0 EDUCATION RLTY TR INC COM NEW COM 28140H203 2947 71000 SH SOLE 71000 0 0 ENPRO INDS INC COM COM 29355X107 315 4500 SH SOLE 4500 0 0 ENVISION HEALTHCARE CORP COM 29414D100 10508 238759 SH SOLE 238759 0 0 EXAS 1.000 01/15/25 CONVERTIBLE BOND 30063PAA3 395 375000 PRN SOLE 375000 0 0 FINANCIAL ENGINES INC COM COM 317485100 8622 192016 SH SOLE 192016 0 0 FIRST CONN BANCORP INC MD COM COM 319850103 4359 142440 SH SOLE 142440 0 0 FOUNDATION MEDICINE INC COM COM 350465100 13816 101070 SH SOLE 101070 0 0 FREEPORT MCMORAN COPPER&GOLD C COM 35671D857 2026 117400 SH SOLE 117400 0 0 GABELLI GLB SML & MD CP VAL CO MUTUAL FUNDS 36249W104 955 78828 SH SOLE 78828 0 0 GABELLI GLOBAL UTIL & INCOMECO MUTUAL FUNDS 36242L105 1966 105519 SH SOLE 105519 0 0 GABELLI GO ANYWHERE TRUST MUTUAL FUNDS 36250J109 2072 101138 SH SOLE 101138 0 0 GABELLI GOLD NAT RES & INCOM MUTUAL FUNDS 36465A109 61 11889 SH SOLE 11889 0 0 GABELLI MULTIMEDIA TRST INC MUTUAL FUNDS 36239Q109 993 105154 SH SOLE 105154 0 0 GAMCO INVESTORS INC COM PRIVATE INVESTME 361438104 40842 1526250 SH SOLE 1526250 0 0 GAMCO NAT RESOURCE GOLD X MUTUAL FUNDS 36465E101 71 11109 SH SOLE 11109 0 0 GCI LIBERTY INC COM CLASS A COM 36164V305 5996 132999 SH SOLE 132999 0 0 GDL FUND MUTUAL FUNDS 361570104 6726 732663 SH SOLE 732663 0 0 GENERAL ELECTRIC CO COM 369604903 216 100 SH Call SOLE 0 0 0 GENWORTH FINL INC COM CL A COM 37247D106 1057 234936 SH SOLE 234936 0 0 GGP INC COM COM 36174X101 2827 138372 SH SOLE 138372 0 0 GORDON POINTE ACQUISTION CO COM 382788206 3844 373900 SH SOLE 373900 0 0 GRAMERCY PPTY TR COM NEW COM 385002308 16017 586272 SH SOLE 586272 0 0 GRIFOLS SA SP ADR REP B NVT COM 398438408 6482 301480 SH SOLE 301480 0 0 GRUPO TELEVISA SA DE CV ADR (B COM 40049J206 531 28000 SH SOLE 28000 0 0 GYRODYNE LLC COM COM 403829104 1821 87994 SH SOLE 87994 0 0 HC2 HLDGS INC COM COM 404139107 217 37100 SH SOLE 37100 0 0 HERC HLDGS INC COM COM 42704L104 1725 30625 SH SOLE 30625 0 0 HLX 4 1/8 9/15/23 CONVERTIBLE BOND 42330PAJ6 237 200000 PRN SOLE 200000 0 0 HRG GROUP INC COM COM 40434J100 9577 731605 SH SOLE 731605 0 0 I AM CAP ACQ WARRANT 5/22/24 WARRANT AND RIGH 45074Q116 84 200000 SH SOLE 200000 0 0 I AM CAP ACQUISITION CO COM COM 45074Q108 2162 200000 SH SOLE 200000 0 0 I AM CAP ACQUISITION RIGHT WARRANT AND RIGH 45074Q124 76 200000 SH SOLE 200000 0 0 ICAHN ENTERPRISES LP DEPOSITRY COM 451100101 533 7500 SH SOLE 7500 0 0 ICPT 3 1/4 7/1/23 CONVERTIBLE BOND 45845PAA6 176 200000 PRN SOLE 200000 0 0 INDUSTREA ACQUISITION CORP CL COM 45579J104 6123 620982 SH SOLE 620982 0 0 INDUSTREA ACQUISITION CORP WT WARRANT AND RIGH 45579J112 300 500482 SH SOLE 500482 0 0 INTEL CORP 3.25 8/1/39 CONVERTIBLE BOND 458140AF7 421 175000 PRN SOLE 175000 0 0 INTERNAP CORP COM PAR COM 45885A409 104 10000 SH SOLE 10000 0 0 KAPSTONE PAPER & PACKAGING CCO COM 48562P103 14130 409555 SH SOLE 409555 0 0 KINDRED HEALTHCARE INC COM COM 494580103 4212 468045 SH SOLE 468045 0 0 KLX INC COM COM 482539103 6206 86314 SH SOLE 86314 0 0 LASALLE HOTEL PPTYS COM SH BEN COM 517942108 6777 197995 SH SOLE 197995 0 0 LATTICE SEMICONDUCTOR CORP COM COM 518415104 857 130665 SH SOLE 130665 0 0 LENNAR B SHARES COM 526057302 7834 183513 SH SOLE 183513 0 0 LF CAP ACQUISITION CORP UNIT E UNITS 50200K207 3414 339000 SH SOLE 339000 0 0 LIBERTY BRAVES GROUP C COM 531229888 293 11339 SH SOLE 11339 0 0 LIBERTY EXPEDIA HOLDINGS SER A COM 53046P109 272 6200 SH SOLE 6200 0 0 LIBERTY GLOBAL PLC SHS CL A COM G5480U104 561 20354 SH SOLE 20354 0 0 LIBERTY GLOBAL PLC SHS CL C COM G5480U120 1320 49599 SH SOLE 49599 0 0 LIBERTY SIRIUS GROUP C COM 531229607 27597 608400 SH SOLE 608400 0 0 LORAL SPACE & COMMUNICATNS ICO COM 543881106 5507 146468 SH SOLE 146468 0 0 MATTERSIGHT CORP COM COM 577097108 370 138200 SH SOLE 138200 0 0 MGM RESORTS INTERNATIONAL COM 552953101 261 9000 SH SOLE 9000 0 0 MICROSOFT CORP COM 594918104 1021 10350 SH SOLE 10350 0 0 MITEL NETWORKS CORP COM COM 60671Q104 13384 1220057 SH SOLE 1220057 0 0 MODERN MEDIA ACQUISITION COM COM 60765P103 3842 384939 SH SOLE 384939 0 0 MONDELEZ INTERNATIONAL COM 609207105 631 15400 SH SOLE 15400 0 0 MONEYGRAM INTERNATIONAL INC CO COM 60935Y208 1855 277325 SH SOLE 277325 0 0 NASDAQ STOCK MARKET INC COM COM 631103108 274 3000 SH SOLE 3000 0 0 NATIONAL FUEL GAS CO N J COM COM 636180101 376 7100 SH SOLE 7100 0 0 NEBULA ACQUISITION CORP UNIT E UNITS 629076209 2561 254300 SH SOLE 254300 0 0 NEWMONT MINING CORP HOLDING CO COM 651639106 339 9000 SH SOLE 9000 0 0 NIKE INC CL B COM 654106103 381 4780 SH SOLE 4780 0 0 NXP SEMICONDUCTORS N V COM COM N6596X109 62031 567687 SH SOLE 567687 0 0 NXSTAGE MEDICAL INC COM COM 67072V103 9501 340543 SH SOLE 340543 0 0 OPKO HEALTH INC COM COM 68375N103 47 10000 SH SOLE 10000 0 0 ORBOTECH LTD ORD COM M75253100 17604 284853 SH SOLE 284853 0 0 OSPREY ENERGY ACQ WARRANTS EXP WARRANT AND RIGH 688397116 285 178150 SH SOLE 178150 0 0 OSPREY ENERGY ACQUISITION COCL COM 688397108 6228 613600 SH SOLE 613600 0 0 PENSARE ACQUISITION CORP COM COM 70957E105 1795 181453 SH SOLE 181453 0 0 PEPSICO INC COM 713448108 1089 10000 SH SOLE 10000 0 0 PHH CORP COM NEW COM 693320202 3247 298973 SH SOLE 298973 0 0 PINNACLE ENTMT INC NEW COM COM 72348Y105 3776 111952 SH SOLE 111952 0 0 PINNACLE FOODS INC DEL COM COM 72348P104 9408 144600 SH SOLE 144600 0 0 POST HOLDINGS INC COM 737446104 1290 15000 SH SOLE 15000 0 0 QUALCOMM INC COM COM 747525103 2047 36475 SH SOLE 36475 0 0 RENT A CTR INC NEW COM COM 76009N100 346 23506 SH SOLE 23506 0 0 RITE AID CORP COM COM 767754104 1284 742114 SH SOLE 742114 0 0 ROCKWELL COLLINS INC COM COM 774341101 34605 256946 SH SOLE 256946 0 0 RSP PERMIAN INC COM COM 74978Q105 14041 318967 SH SOLE 318967 0 0 RYMAN HOSPITALITY PPTYS INC CO COM 78377T107 291 3500 SH SOLE 3500 0 0 SCHULMAN A INC COM COM 808194104 14647 329157 SH SOLE 329157 0 0 SCRIPPS E W CO OHIO CL A COM 811054402 248 18500 SH SOLE 18500 0 0 SHIRE PLC ADR COM 82481R106 13833 81950 SH SOLE 81950 0 0 SOCIAL CAPITAL HEDOSOPHIE HO COM G8250R111 593 54100 SH SOLE 54100 0 0 SONY CORP-ADR (B:SNE US) COM 835699307 1035 20200 SH SOLE 20200 0 0 SPARTON CORP COM COM 847235108 3547 186761 SH SOLE 186761 0 0 SPWR 4 1/15/23 CONVERTIBLE BOND 867652AL3 446 525000 PRN SOLE 525000 0 0 TELEPHONE & DATA SYS COM 879433829 559 20400 SH SOLE 20400 0 0 TESLA INC. COM 88160R951 320 100 SH Put SOLE 0 0 0 TESLA MOTORS 1.250 03/1/21 CONVERTIBLE BOND 88160RAC5 453 400000 PRN SOLE 400000 0 0 TEXAS INSTRUMENTS INC COM 882508104 320 2900 SH SOLE 2900 0 0 TEXTRON INC COM 883203101 356 5400 SH SOLE 5400 0 0 THE MEDICINES CO. 2.5 1/15/22 CONVERTIBLE BOND 584688AE5 305 250000 PRN SOLE 250000 0 0 TRIBUNE MEDIA CO - A COM 896047503 21310 556838 SH SOLE 556838 0 0 TRINITY MERGER CORP UNIT EX UNITS 89653L205 4256 423100 SH SOLE 423100 0 0 TWENTY FIRST CENTY FOX B COM 90130A200 15471 314000 SH SOLE 314000 0 0 TWIN DISC INC COM COM 901476101 242 9750 SH SOLE 9750 0 0 TWO 6 1/4 1/15/22 CONVERTIBLE BOND 90187BAA9 522 500000 PRN SOLE 500000 0 0 U S G CORP COM NEW COM 903293405 11618 269431 SH SOLE 269431 0 0 UNITED STATES CELLULAR CORP COM 911684108 470 12700 SH SOLE 12700 0 0 VALIDUS HOLDINGS LTD COM SHS COM G9319H102 29327 433833 SH SOLE 433833 0 0 VAXART INC COM 92243A200 57 18843 SH SOLE 18843 0 0 VECTREN INC. COM 92240G101 14341 200719 SH SOLE 200719 0 0 VEON LTD ADR COM 91822M106 52 22000 SH SOLE 22000 0 0 VERIFONE HLDGS INC COM COM 92342Y109 15307 670755 SH SOLE 670755 0 0 VIACOM INC NEW CL A COM 92553P102 432 12200 SH SOLE 12200 0 0 WEATHERFORD INTERNATIONAL PLC COM G48833100 199 60550 SH SOLE 60550 0 0 WELLS FARGO CV PFD L 7.500 CONVERTIBLE PREF 949746804 314 250 SH SOLE 250 0 0 WELLS FARGO & CO NEW COM 949746101 4529 81693 SH SOLE 81693 0 0 XCERRA CORP COM COM 98400J108 2742 196285 SH SOLE 196285 0 0 XERIUM TECHNOLOGIES INC COM NE COM 98416J118 651 49201 SH SOLE 49201 0 0 XEROX CORP COM 984121608 3303 137625 SH SOLE 137625 0 0 XL GROUP LTD COM COM G98294104 30465 544512 SH SOLE 544512 0 0 ZYNGA INC CL A COM 98986T108 440 108000 SH SOLE 108000 0 0