0001140361-18-004789.txt : 20180202
0001140361-18-004789.hdr.sgml : 20180202
20180202170043
ACCESSION NUMBER: 0001140361-18-004789
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20171231
FILED AS OF DATE: 20180202
DATE AS OF CHANGE: 20180202
EFFECTIVENESS DATE: 20180202
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GABELLI & Co INVESTMENT ADVISERS, INC.
CENTRAL INDEX KEY: 0000932724
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10598
FILM NUMBER: 18571600
BUSINESS ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: 914-921-5000
MAIL ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
FORMER COMPANY:
FORMER CONFORMED NAME: GABELLI SECURITIES, INC.
DATE OF NAME CHANGE: 20130812
FORMER COMPANY:
FORMER CONFORMED NAME: GABELLI SECURITIES INC
DATE OF NAME CHANGE: 19941114
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000932724
XXXXXXXX
12-31-2017
12-31-2017
GABELLI & Co INVESTMENT ADVISERS, INC.
ONE CORPORATE CENTER
RYE
NY
10580
13F HOLDINGS REPORT
028-10598
Y
The position decreases for certain securities reflected on this quarter's 13F are due to the transfer of shares to a non 13F reporting entity, including 2,200,000 shares of GAMCO Investors, Inc. (CUSIP 361438104).
Douglas R. Jamieson
President
914-921-5020
/S/ Douglas R. Jamieson
Rye
NY
01-25-2018
0
166
756786
true
INFORMATION TABLE
2
form13fInfoTable.xml
ABBOTT LABS
COM
002824100
257
4500
SH
SOLE
4500
0
0
ACOR 1 3/4 6/15/21
CONVERTIBLE BOND
00484MAA4
215
250000
PRN
SOLE
250000
0
0
ACTUA CORP COM
COM
005094107
1944
124620
SH
SOLE
124620
0
0
ADOBE SYSTEMS INC COM
COM
00724F101
1752
10000
SH
SOLE
10000
0
0
ADVANCED ACCELERATOR APPLIC SP
COM
00790T100
16737
205059
SH
SOLE
205059
0
0
AETNA INC (B:AET) COM
COM
00817Y108
2029
11250
SH
SOLE
11250
0
0
AKAMAI TECHNOLOGIES INC COM
COM
00971T101
2927
45000
SH
SOLE
45000
0
0
AKORN INC
COM
009728106
20296
629719
SH
SOLE
629719
0
0
ALAMOS GOLD INC NEW COM CL A
COM
011532108
123
18847
SH
SOLE
18847
0
0
ALLERGAN PLC SHS
COM
G0177J108
278
1700
SH
SOLE
1700
0
0
ALLIANCE BERNSTEIN HLDGS LP UN
COM
01881G106
200
8000
SH
SOLE
8000
0
0
ALTABA INC
COM
021346101
34401
492494
SH
SOLE
492494
0
0
AMD 2 1/8 9/1/26
CONVERTIBLE BOND
007903BD8
227
150000
PRN
SOLE
150000
0
0
AMERCIAN TOWER CORP 5.500 2/1
CONVERTIBLE PREF
03027X407
221
1750
SH
SOLE
1750
0
0
AMERICAN EXPRESS CO
COM
025816109
278
2800
SH
SOLE
2800
0
0
AMPLIFY SNACK BRANDS COM
COM
03211L102
10680
889222
SH
SOLE
889222
0
0
ATLANTIC COAST FINL CORP COM
COM
048426100
3836
406800
SH
SOLE
406800
0
0
AVIRAGEN THERAPEUTICS INC
COM
053761102
127
224477
SH
SOLE
224477
0
0
AVISTA CORP COM
COM
05379B107
1030
20000
SH
SOLE
20000
0
0
AXALTA COATING SYS LTD COM
COM
G0750C108
2010
62100
SH
SOLE
62100
0
0
BANCROFT FUND LTD COM
MUTUAL FUNDS
059695106
1228
56446
SH
SOLE
56446
0
0
BANK OF AMERICA
COM
060505104
3756
127229
SH
SOLE
127229
0
0
BANK OF NEW YORK MELLON CORP
COM
064058100
539
10000
SH
SOLE
10000
0
0
BARD C R INC COM
COM
067383109
64541
194629
SH
SOLE
194629
0
0
BARRACUDA NETWORKS INC
COM
068323104
4341
157850
SH
SOLE
157850
0
0
BAZAARVOICE INC COM
COM
073271108
5281
968950
SH
SOLE
968950
0
0
BEAR ST FINL INC COM
COM
073844102
1038
101432
SH
SOLE
101432
0
0
BMRN 1 1/2 10/15/20
CONVERTIBLE BOND
09061GAF8
208
175000
PRN
SOLE
175000
0
0
BROADSOFT INC COM
COM
11133B409
13275
241800
SH
SOLE
241800
0
0
BTO CN 3 1/4 10/1/18
CONVERTIBLE BOND
11777QAB6
531
500000
PRN
SOLE
500000
0
0
BUFFALO WILD WINGS INC
COM
119848109
12472
79772
SH
SOLE
79772
0
0
CALATLANTIC GROUP INC
COM
128195104
16161
286593
SH
SOLE
286593
0
0
CALGON CARBON CORP COM
COM
129603106
8130
381684
SH
SOLE
381684
0
0
CALPINE CORP COM NEW
COM
131347304
12211
807103
SH
SOLE
807103
0
0
CAVIUM INC COM
COM
14964U108
10018
119498
SH
SOLE
119498
0
0
CBS CORP CLASS A
COM
124857103
552
9242
SH
SOLE
9242
0
0
CENTURYLINK, INC.
COM
156700106
570
34188
SH
SOLE
34188
0
0
CHARTER COMMUNICATIONS INC
COM
16119P108
437
1302
SH
SOLE
1302
0
0
CHEVRON CORP
COM
166764100
1077
8600
SH
SOLE
8600
0
0
CHIPOTLE MEXICAN GRILL INC CL
COM
169656105
1879
6500
SH
SOLE
6500
0
0
CLEAR CHANNEL OUTDOOR HLDGS CL
COM
18451C109
78
17000
SH
SOLE
17000
0
0
CLF 1 1/2 1/15/25
CONVERTIBLE BOND
185899AA9
332
300000
PRN
SOLE
300000
0
0
CLOVIS ONCOLOGY INC COM
COM
189464100
2360
34700
SH
SOLE
34700
0
0
COMMUNITY HEALTH SYSTEMS-CVR
WARRANT AND RIGH
203668116
3
471530
SH
SOLE
471530
0
0
CORCEPT THERAPEUTICS INC OC-CO
COM
218352102
307
17000
SH
SOLE
17000
0
0
CURTISS WRIGHT CORP
COM
231561101
609
5000
SH
SOLE
5000
0
0
DELL TECHNOLOGIES INC COM CL V
COM
24703L103
7154
88022
SH
SOLE
88022
0
0
DEVON ENERGY CORP NEW
COM
25179M103
960
23200
SH
SOLE
23200
0
0
DISH NETWORK CORPORATION
COM
25470M109
306
6400
SH
SOLE
6400
0
0
EATON CORP PLC SHS
COM
G29183103
624
7900
SH
SOLE
7900
0
0
ENTELLUS MED INC COM
COM
29363K105
1046
42901
SH
SOLE
42901
0
0
ENZYMOTEC LTD SHS
COM
M4059L101
2270
191550
SH
SOLE
191550
0
0
EVOLENT HEALTH INC CL A
COM
30050B101
135
11000
SH
SOLE
11000
0
0
EXACTECH INC COM
COM
30064E109
5155
104256
SH
SOLE
104256
0
0
FREEPORT MCMORAN COPPER&GOLD C
COM
35671D857
2188
115400
SH
SOLE
115400
0
0
GABELLI GLB SML & MD CP VAL CO
MUTUAL FUNDS
36249W104
1004
78828
SH
SOLE
78828
0
0
GABELLI GLOBAL UTIL & INCOMECO
MUTUAL FUNDS
36242L105
2178
102258
SH
SOLE
102258
0
0
GABELLI GO ANYWHERE TRUST
MUTUAL FUNDS
36250J109
1720
99007
SH
SOLE
99007
0
0
GABELLI GOLD NAT RES & INCOM
MUTUAL FUNDS
36465A109
58
11220
SH
SOLE
11220
0
0
GABELLI MULTIMEDIA TRST INC
MUTUAL FUNDS
36239Q109
923
100331
SH
SOLE
100331
0
0
GAMCO INVESTORS INC COM
PRIVATE INVESTME
361438104
65024
2193055
SH
SOLE
2193055
0
0
GAMCO NAT RESOURCE GOLD X
MUTUAL FUNDS
36465E101
71
10612
SH
SOLE
10612
0
0
GDL FUND
MUTUAL FUNDS
361570104
6979
717293
SH
SOLE
717293
0
0
GENER8 MARITIME INC COM
COM
Y26889108
1982
299324
SH
SOLE
299324
0
0
GENERAL CABLE CORP
COM
369300108
6864
231885
SH
SOLE
231885
0
0
GENERAL COMMUNICATIONS INC CL
COM
369385109
7384
189232
SH
SOLE
189232
0
0
GGP INC COM
COM
36174X101
2916
124672
SH
SOLE
124672
0
0
GRIFOLS SA SP ADR REP B NVT
COM
398438408
1588
69275
SH
SOLE
69275
0
0
GRUPO TELEVISA SA DE CV ADR (B
COM
40049J206
252
13500
SH
SOLE
13500
0
0
GYRODYNE LLC COM
COM
403829104
1770
87994
SH
SOLE
87994
0
0
HC2 HLDGS INC COM
COM
404139107
221
37100
SH
SOLE
37100
0
0
HERC HLDGS INC COM
COM
42704L104
1917
30625
SH
SOLE
30625
0
0
HEWLETT PACKARD ENTERPRISE CCO
COM
42824C109
2381
165807
SH
SOLE
165807
0
0
HSN INC COM
COM
404303109
8877
220000
SH
SOLE
220000
0
0
I AM CAP ACQ WARRANT 5/22/24
WARRANT AND RIGH
45074Q116
66
200000
SH
SOLE
200000
0
0
I AM CAP ACQUISITION CO COM
COM
45074Q108
1970
200000
SH
SOLE
200000
0
0
I AM CAP ACQUISITION RIGHT
WARRANT AND RIGH
45074Q124
60
200000
SH
SOLE
200000
0
0
ICAHN ENTERPRISES LP DEPOSITRY
COM
451100101
409
7715
SH
SOLE
7715
0
0
ICPT 3 1/4 7/1/23
CONVERTIBLE BOND
45845PAA6
161
200000
PRN
SOLE
200000
0
0
IGNYTA INC COM
COM
451731103
14350
537454
SH
SOLE
537454
0
0
INCYTE GENOMICS INC COM
COM
45337C102
985
10400
SH
SOLE
10400
0
0
INDUSTREA ACQUISITION CORP CL
COM
45579J104
6036
620982
SH
SOLE
620982
0
0
INDUSTREA ACQUISITION CORP WT
WARRANT AND RIGH
45579J112
114
600482
SH
SOLE
600482
0
0
INTEL CORP 3.25 8/1/39 144A
CONVERTIBLE BOND
458140AF7
391
175000
PRN
SOLE
175000
0
0
INTERNAP CORP COM PAR
COM
45885A409
157
10000
SH
SOLE
10000
0
0
IONS 1.000 11/15/21
CONVERTIBLE BOND
464337AJ3
530
500000
PRN
SOLE
500000
0
0
ISHARES TR NASDQ BIO INDX
MUTUAL FUNDS
464287556
240
2250
SH
SOLE
2250
0
0
IXYS CORP DEL COM
COM
46600W106
14353
599300
SH
SOLE
599300
0
0
KINDRED HEALTHCARE INC COM
COM
494580103
2131
219700
SH
SOLE
219700
0
0
LATTICE SEMICONDUCTOR CORP COM
COM
518415104
922
159574
SH
SOLE
159574
0
0
LENNAR B SHARES
COM
526057302
7971
154236
SH
SOLE
154236
0
0
LIBERTY BRAVES GROUP C
COM
531229888
252
11339
SH
SOLE
11339
0
0
LIBERTY EXPEDIA HOLDINGS SER A
COM
53046P109
275
6200
SH
SOLE
6200
0
0
LIBERTY GLOBAL PLC SHS CL A
COM
G5480U104
700
19524
SH
SOLE
19524
0
0
LIBERTY GLOBAL PLC SHS CL C
COM
G5480U120
1610
47567
SH
SOLE
47567
0
0
LIBERTY SIRIUS GROUP C
COM
531229607
24327
613400
SH
SOLE
613400
0
0
LIBERTY VENTURES - SER A
COM
53071M856
499
9200
SH
SOLE
9200
0
0
LORAL SPACE & COMMUNICATNS ICO
COM
543881106
5694
129268
SH
SOLE
129268
0
0
MATTEL INC
COM
577081102
206
13400
SH
SOLE
13400
0
0
MBIA INC
COM
55262C100
178
24300
SH
SOLE
24300
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
200
6000
SH
SOLE
6000
0
0
MIC 2.875 07/15/19
CONVERTIBLE BOND
55608BAA3
335
325000
PRN
SOLE
325000
0
0
MICROSOFT CORP
COM
594918104
885
10350
SH
SOLE
10350
0
0
MODERN MEDIA ACQUISITION COM
COM
60765P103
3780
384939
SH
SOLE
384939
0
0
MONDELEZ INTERNATIONAL
COM
609207105
659
15400
SH
SOLE
15400
0
0
MONEYGRAM INTERNATIONAL INC CO
COM
60935Y208
1479
112227
SH
SOLE
112227
0
0
MONSANTO CO NEW COM
COM
61166W101
23478
201046
SH
SOLE
201046
0
0
MUELLER INDS INC COM
COM
624756102
230
6500
SH
SOLE
6500
0
0
NASDAQ STOCK MARKET INC COM
COM
631103108
230
3000
SH
SOLE
3000
0
0
NATIONAL ENERGY SERVICES REUSH
COM
G6375R107
5659
568707
SH
SOLE
568707
0
0
NATIONAL FUEL GAS CO N J COM
COM
636180101
313
5700
SH
SOLE
5700
0
0
NEW YORK REIT INC COM
CONVERTIBLE PREF
64976L109
1418
360833
SH
SOLE
360833
0
0
NEWMONT MINING CORP HOLDING CO
COM
651639106
338
9000
SH
SOLE
9000
0
0
NXP SEMICONDUCTORS N V COM
COM
N6596X109
49697
424437
SH
SOLE
424437
0
0
NXSTAGE MEDICAL INC COM
COM
67072V103
8156
336590
SH
SOLE
336590
0
0
OPKO HEALTH INC COM
COM
68375N103
49
10000
SH
SOLE
10000
0
0
ORBITAL ATK INC COM
COM
68557N103
16623
126408
SH
SOLE
126408
0
0
OSPREY ENERGY ACQ WARRANTS EXP
WARRANT AND RIGH
688397116
190
270800
SH
SOLE
270800
0
0
OSPREY ENERGY ACQUISITION COCL
COM
688397108
5199
541600
SH
SOLE
541600
0
0
OSPREY ENERGY ACQUISITION COUN
UNITS
688397207
255
25600
SH
SOLE
25600
0
0
PANDORA MEDIA INC COM
COM
698354107
227
47000
SH
SOLE
47000
0
0
PENSARE ACQUISITION CORP COM
COM
70957E105
958
99153
SH
SOLE
99153
0
0
PEPSICO INC
COM
713448108
1199
10000
SH
SOLE
10000
0
0
POST HOLDINGS INC
COM
737446104
1188
15000
SH
SOLE
15000
0
0
QUALCOMM INC COM
COM
747525103
1394
21775
SH
SOLE
21775
0
0
REGAL ENTERTAINMENT GROUP
COM
758766109
9784
425200
SH
SOLE
425200
0
0
RITE AID CORP COM
COM
767754104
1173
595330
SH
SOLE
595330
0
0
ROCKWELL COLLINS INC COM
COM
774341101
7872
58046
SH
SOLE
58046
0
0
RYLAND GROUP 1.625 05/15/18
CONVERTIBLE BOND
783764AQ6
225
125000
PRN
SOLE
125000
0
0
RYMAN HOSPITALITY PPTYS INC CO
COM
78377T107
303
4395
SH
SOLE
4395
0
0
SCRIPPS E W CO OHIO CL A
COM
811054402
242
15500
SH
SOLE
15500
0
0
SCRIPPS NETWORKS INTERAC
COM
811065101
12150
142307
SH
SOLE
142307
0
0
SIGMA DESIGNS INC COM
COM
826565103
178
25550
SH
SOLE
25550
0
0
SILVER SPRING NETWORKS INC COM
COM
82817Q103
2858
175994
SH
SOLE
175994
0
0
SNYDERS LANCE INC COM
COM
833551104
856
17100
SH
SOLE
17100
0
0
SOCIAL CAPITAL HEDOSOPHIE HO
COM
G8250R111
573
54100
SH
SOLE
54100
0
0
SONY CORP-ADR (B:SNE US)
COM
835699307
877
19500
SH
SOLE
19500
0
0
SPARTON CORP COM
COM
847235108
4164
180561
SH
SOLE
180561
0
0
SPDR S&P 500 ETF TR
COM
78462F903
490
100
SH
Put
SOLE
0
0
0
SPWR 0 3/4 6/1/18
CONVERTIBLE BOND
867652AG4
346
350000
PRN
SOLE
350000
0
0
SPWR 4 1/15/23
CONVERTIBLE BOND
867652AL3
172
200000
PRN
SOLE
200000
0
0
STRAIGHT PATH COMMUNICATNS ICL
COM
862578101
11174
61469
SH
SOLE
61469
0
0
SUCAMPO PHARMACEUTICALS INC CL
COM
864909106
2978
165900
SH
SOLE
165900
0
0
SUNSHINE BANCORP INC COM
COM
86777J108
1773
77300
SH
SOLE
77300
0
0
TELEPHONE & DATA SYS
COM
879433829
445
16000
SH
SOLE
16000
0
0
TEXAS INSTRUMENTS INC
COM
882508104
282
2700
SH
SOLE
2700
0
0
TEXTRON INC
COM
883203101
306
5400
SH
SOLE
5400
0
0
TIME INC NEW COM
COM
887228104
8988
487153
SH
SOLE
487153
0
0
TIME WARNER INC COM
COM
887317303
44341
484756
SH
SOLE
484756
0
0
TRIBUNE MEDIA CO - A
COM
896047503
10855
255595
SH
SOLE
255595
0
0
TWENTY FIRST CENTY FOX B
COM
90130A200
4588
134471
SH
SOLE
134471
0
0
TWIN DISC INC COM
COM
901476101
259
9750
SH
SOLE
9750
0
0
TWO 6 1/4 1/15/22
CONVERTIBLE BOND
90187BAA9
534
500000
PRN
SOLE
500000
0
0
UNITED STATES CELLULAR CORP
COM
911684108
384
10200
SH
SOLE
10200
0
0
VANECK VECTORS GOLD MINERS ETF
ETF - EQUITY
92189F106
400
17200
SH
SOLE
17200
0
0
VEON LTD ADR
COM
91822M106
69
18000
SH
SOLE
18000
0
0
VIACOM INC NEW CL A
COM
92553P102
363
10400
SH
SOLE
10400
0
0
VIDEOCON D2H LTD ADR
COM
92657J101
255
26790
SH
SOLE
26790
0
0
WEATHERFORD INTERNATIONAL PLC
COM
G48833100
210
50300
SH
SOLE
50300
0
0
WELLS FARGO CV PFD L 7.500
CONVERTIBLE PREF
949746804
327
250
SH
SOLE
250
0
0
WELLS FARGO & CO NEW
COM
949746101
4968
81893
SH
SOLE
81893
0
0
WESTAR ENERGY INC
COM
95709T100
11422
216332
SH
SOLE
216332
0
0
WGL HLDGS INC COM
COM
92924F106
1605
18700
SH
SOLE
18700
0
0
XCERRA CORP COM
COM
98400J108
3385
345735
SH
SOLE
345735
0
0
XYLEM INC
COM
98419M100
232
3400
SH
SOLE
3400
0
0
ZIMMER BIOMET HLDG
COM
98956P102
205
1700
SH
SOLE
1700
0
0