0001140361-17-040545.txt : 20171101
0001140361-17-040545.hdr.sgml : 20171101
20171101170426
ACCESSION NUMBER: 0001140361-17-040545
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171101
DATE AS OF CHANGE: 20171101
EFFECTIVENESS DATE: 20171101
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GABELLI & Co INVESTMENT ADVISERS, INC.
CENTRAL INDEX KEY: 0000932724
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10598
FILM NUMBER: 171169765
BUSINESS ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: 914-921-5000
MAIL ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
FORMER COMPANY:
FORMER CONFORMED NAME: GABELLI SECURITIES, INC.
DATE OF NAME CHANGE: 20130812
FORMER COMPANY:
FORMER CONFORMED NAME: GABELLI SECURITIES INC
DATE OF NAME CHANGE: 19941114
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000932724
XXXXXXXX
09-30-2017
09-30-2017
GABELLI & Co INVESTMENT ADVISERS, INC.
ONE CORPORATE CENTER
RYE
NY
10580
13F HOLDINGS REPORT
028-10598
N
Douglas R. Jamieson
President
914-921-5020
/s/ Douglas R. Jamieson
Rye
NY
10-27-2017
0
167
867100
false
INFORMATION TABLE
2
form13fInfoTable.xml
ABBOTT LABS
COM
002824100
240
4500
SH
SOLE
4500
0
0
ADOBE SYSTEMS INC COM
COM
00724F101
1492
10000
SH
SOLE
10000
0
0
ADVISORY BRD CO COM
COM
00762W107
486
9070
SH
SOLE
9070
0
0
AKAMAI TECHNOLOGIES INC COM
COM
00971T101
731
15000
SH
SOLE
15000
0
0
AKORN INC
COM
009728106
19092
575219
SH
SOLE
575219
0
0
ALAMOS GOLD INC NEW COM CL A
COM
011532108
127
18847
SH
SOLE
18847
0
0
ALERE INC
COM
01449J105
39107
766959
SH
SOLE
766959
0
0
ALLERGAN PLC SHS
COM
G0177J108
369
1800
SH
SOLE
1800
0
0
ALTABA INC
COM
021346101
34915
527094
SH
SOLE
527094
0
0
AMD 2 1/8 9/1/26
CONVERTIBLE BOND
007903BD8
267
150000
PRN
SOLE
150000
0
0
AMERCIAN TOWER CORP 5.500 2/1
CONVERTIBLE PREF
03027X407
214
1750
SH
SOLE
1750
0
0
AMERICAN EXPRESS CO
COM
025816109
253
2800
SH
SOLE
2800
0
0
APACHE CORP
COM
037411105
710
15500
SH
SOLE
15500
0
0
AVIRAGEN THERAPEUTICS INC
COM
053761102
154
224477
SH
SOLE
224477
0
0
AVISTA CORP COM
COM
05379B107
1035
20000
SH
SOLE
20000
0
0
BANCROFT FUND LTD COM
MUTUAL FUNDS
059695106
1213
55400
SH
SOLE
55400
0
0
BANK OF AMERICA
COM
060505104
2755
108729
SH
SOLE
108729
0
0
BANK OF NEW YORK MELLON CORP
COM
064058100
954
18000
SH
SOLE
18000
0
0
BANKRATE INC DEL COM
COM
06647F102
3433
246095
SH
SOLE
246095
0
0
BARD C R INC COM
COM
067383109
36180
112885
SH
SOLE
112885
0
0
BMRN 1 1/2 10/15/20
CONVERTIBLE BOND
09061GAF8
210
175000
PRN
SOLE
175000
0
0
BOB EVANS FARMS INC COM
COM
096761101
341
4400
SH
SOLE
4400
0
0
BROCADE COMMUNICATIONS SYS ICO
COM
111621306
9835
823016
SH
SOLE
823016
0
0
BTO CN 3 1/4 10/1/18
CONVERTIBLE BOND
11777QAB6
519
500000
PRN
SOLE
500000
0
0
CALGON CARBON CORP COM
COM
129603106
3827
178841
SH
SOLE
178841
0
0
CALPINE CORP COM NEW
COM
131347304
8084
548060
SH
SOLE
548060
0
0
CAPITAL BK FINL CORP CL A COM
COM
139794101
17301
421473
SH
SOLE
421473
0
0
CBS CORP CLASS A
COM
124857103
540
9242
SH
SOLE
9242
0
0
CHARTER COMMUNICATIONS INC
COM
16119P108
473
1302
SH
SOLE
1302
0
0
CHEVRON CORP
COM
166764100
1011
8600
SH
SOLE
8600
0
0
CHIPOTLE MEXICAN GRILL INC CL
COM
169656105
2001
6500
SH
SOLE
6500
0
0
CITIGROUP INC
COM
172967424
582
8000
SH
SOLE
8000
0
0
CLEAR CHANNEL OUTDOOR HLDGS CL
COM
18451C109
79
17000
SH
SOLE
17000
0
0
CLOVIS ONCOLOGY INC COM
COM
189464100
2423
29400
SH
SOLE
29400
0
0
COHEN & STEERS INC COM
COM
19247A100
395
10000
SH
SOLE
10000
0
0
COMMUNITY HEALTH SYSTEMS-CVR
WARRANT AND RIGH
203668116
5
471530
SH
SOLE
471530
0
0
CORCEPT THERAPEUTICS INC OC-CO
COM
218352102
345
17900
SH
SOLE
17900
0
0
CU BANCORP CALIF COM
COM
126534106
14391
371142
SH
SOLE
371142
0
0
CURTISS WRIGHT CORP
COM
231561101
523
5000
SH
SOLE
5000
0
0
DESTINATION MATERNITY CORP COM
COM
25065D100
105
62858
SH
SOLE
62858
0
0
DEVON ENERGY CORP NEW
COM
25179M103
852
23200
SH
SOLE
23200
0
0
DIGITALGLOBE INC COM NEW
COM
25389M877
2014
57134
SH
SOLE
57134
0
0
DISH NETWORK CORPORATION
COM
25470M109
325
6000
SH
SOLE
6000
0
0
DOMINION DIAMOND CORP COM
COM
257287102
8570
604392
SH
SOLE
604392
0
0
EATON CORP PLC SHS
COM
G29183103
607
7900
SH
SOLE
7900
0
0
EDGEWELL PERS CARE CO
COM
28035Q102
211
2900
SH
SOLE
2900
0
0
EVOLENT HEALTH INC CL A
COM
30050B101
205
11500
SH
SOLE
11500
0
0
EXA CORP COM
COM
300614500
2246
92900
SH
SOLE
92900
0
0
FORESTAR GROUP INC COM
COM
346233109
6855
438043
SH
SOLE
438043
0
0
FORTRESS INVESTMENT GROUP CL A
COM
34958B106
1409
176800
SH
SOLE
176800
0
0
FREEPORT MCMORAN COPPER&GOLD C
COM
35671D857
1620
115400
SH
SOLE
115400
0
0
GABELLI DIV&INC TR COM
MUTUAL FUNDS
36242H104
12226
546046
SH
SOLE
546046
0
0
GABELLI GLB SML & MD CP VAL CO
MUTUAL FUNDS
36249W104
698
52773
SH
SOLE
52773
0
0
GABELLI GLOBAL UTIL & INCOMECO
MUTUAL FUNDS
36242L105
5120
249304
SH
SOLE
249304
0
0
GABELLI GO ANYWHERE TRUST
MUTUAL FUNDS
36250J109
1665
97920
SH
SOLE
97920
0
0
GABELLI GOLD NAT RES & INCOM
MUTUAL FUNDS
36465A109
61
10913
SH
SOLE
10913
0
0
GABELLI MULTIMEDIA TRST INC
MUTUAL FUNDS
36239Q109
949
98028
SH
SOLE
98028
0
0
GAMCO INVESTORS INC COM
PRIVATE INVESTME
361438104
130737
4393055
SH
SOLE
4393055
0
0
GAMCO NAT RESOURCE GOLD X
MUTUAL FUNDS
36465E101
73
10386
SH
SOLE
10386
0
0
GDL FUND
MUTUAL FUNDS
361570104
15404
1510154
SH
SOLE
1510154
0
0
GENERAL COMMUNICATIONS INC CL
COM
369385109
7360
180439
SH
SOLE
180439
0
0
GENERAL ELEC CO
COM
369604103
786
32500
SH
SOLE
32500
0
0
GENWORTH FINL INC COM CL A
COM
37247D106
193
50175
SH
SOLE
50175
0
0
GRIFOLS SA SP ADR REP B NVT
COM
398438408
5761
263175
SH
SOLE
263175
0
0
GRUPO TELEVISA SA DE CV ADR (B
COM
40049J206
321
13000
SH
SOLE
13000
0
0
GYRODYNE LLC COM
COM
403829104
1915
87994
SH
SOLE
87994
0
0
HC2 HLDGS INC COM
COM
404139107
196
37100
SH
SOLE
37100
0
0
HEWLETT PACKARD ENTERPRISE CCO
COM
42824C109
2749
186907
SH
SOLE
186907
0
0
HSN INC COM
COM
404303109
8368
214300
SH
SOLE
214300
0
0
I AM CAP ACQUISITUION CO UNIT
UNITS
45074Q207
2050
200000
SH
SOLE
200000
0
0
ICAHN ENTERPRISES LP DEPOSITRY
COM
451100101
411
7500
SH
SOLE
7500
0
0
INCYTE GENOMICS INC COM
COM
45337C102
1658
14200
SH
SOLE
14200
0
0
INDUSTREA ACQUISITION CORP CL
COM
45579J104
5849
600482
SH
SOLE
600482
0
0
INDUSTREA ACQUISITION CORP WT
WARRANT AND RIGH
45579J112
240
600482
SH
SOLE
600482
0
0
INTEL CORP 3.25 8139 144A
CONVERTIBLE BOND
458140AF7
325
175000
PRN
SOLE
175000
0
0
INTERACTIVE BROKERS
COM
45841N107
1486
33000
SH
SOLE
33000
0
0
INTERNAP NETWORK SVCS CORP COM
COM
45885A300
435
100000
SH
SOLE
100000
0
0
IONS 1.000 11 15 21
CONVERTIBLE BOND
464337AJ3
532
500000
PRN
SOLE
500000
0
0
IXYS CORP DEL COM
COM
46600W106
6776
285900
SH
SOLE
285900
0
0
KINDRED HEALTHCARE INC COM
COM
494580103
311
45763
SH
SOLE
45763
0
0
KITE PHARMA INC COM
COM
49803L109
40687
226276
SH
SOLE
226276
0
0
KKR & CO. L.P
COM
48248M102
2448
120410
SH
SOLE
120410
0
0
LATTICE SEMICONDUCTOR CORP COM
COM
518415104
1964
377034
SH
SOLE
377034
0
0
LENNAR B SHARES
COM
526057302
6598
146357
SH
SOLE
146357
0
0
LEVEL 3 COMM
COM
52729N308
17961
337043
SH
SOLE
337043
0
0
LIBERTY BRAVES GROUP C
COM
531229888
287
11339
SH
SOLE
11339
0
0
LIBERTY EXPEDIA HOLDINGS SER A
COM
53046P109
361
6800
SH
SOLE
6800
0
0
LIBERTY GLOBAL PLC SHS CL A
COM
G5480U104
662
19524
SH
SOLE
19524
0
0
LIBERTY GLOBAL PLC SHS CL C
COM
G5480U120
1555
47567
SH
SOLE
47567
0
0
LIBERTY SIRIUS GROUP C
COM
531229607
24846
593400
SH
SOLE
593400
0
0
LIBERTY VENTURES - SER A
COM
53071M856
552
9600
SH
SOLE
9600
0
0
LORAL SPACE & COMMUNICATNS ICO
COM
543881106
6206
125368
SH
SOLE
125368
0
0
MIC 2.875 07/15/19
CONVERTIBLE BOND
55608BAA3
346
325000
PRN
SOLE
325000
0
0
MICROSOFT CORP
COM
594918104
745
10000
SH
SOLE
10000
0
0
MIMEDX GROUP INC COM
COM
602496101
119
10000
SH
SOLE
10000
0
0
MODERN MEDIA ACQUISITION COM
COM
60765P103
1714
175600
SH
SOLE
175600
0
0
MONDELEZ INTERNATIONAL
COM
609207105
626
15400
SH
SOLE
15400
0
0
MONEYGRAM INTERNATIONAL INC CO
COM
60935Y208
2370
147102
SH
SOLE
147102
0
0
MONSANTO CO NEW COM
COM
61166W101
18279
152558
SH
SOLE
152558
0
0
MUELLER INDS INC COM
COM
624756102
227
6500
SH
SOLE
6500
0
0
MUELLER WATER PRODUCTS INC
COM
624758108
154
12000
SH
SOLE
12000
0
0
NASDAQ STOCK MARKET INC COM
COM
631103108
233
3000
SH
SOLE
3000
0
0
NATIONAL ENERGY SERVICES REUSH
COM
G6375R107
5471
568707
SH
SOLE
568707
0
0
NATIONAL FUEL GAS CO N J COM
COM
636180101
323
5700
SH
SOLE
5700
0
0
NEFF CORP COM CL A
COM
640094207
2181
87252
SH
SOLE
87252
0
0
NEURODERM LTD ORD SHS
COM
M74231107
14181
364548
SH
SOLE
364548
0
0
NEW YORK REIT INC COM
CONVERTIBLE PREF
64976L109
7051
898194
SH
SOLE
898194
0
0
NEWMONT MINING CORP HOLDING CO
COM
651639106
338
9000
SH
SOLE
9000
0
0
NXP SEMICONDUCTORS N V COM
COM
N6596X109
52204
461612
SH
SOLE
461612
0
0
NXSTAGE MEDICAL INC COM
COM
67072V103
7073
256282
SH
SOLE
256282
0
0
OPKO HEALTH INC COM
COM
68375N103
69
10000
SH
SOLE
10000
0
0
ORBITAL ATK INC COM
COM
68557N103
8637
64859
SH
SOLE
64859
0
0
PACIFIC CONTINENTAL CORP COM
COM
69412V108
9479
351735
SH
SOLE
351735
0
0
PANDORA MEDIA INC COM
COM
698354107
595
77300
SH
SOLE
77300
0
0
PAREXEL INTL CORP COM
COM
699462107
10588
120214
SH
SOLE
120214
0
0
PARKWAY INC
COM
70156Q107
2841
123363
SH
SOLE
123363
0
0
PDCE 1 1/8 9/15/21
CONVERTIBLE BOND
69327RAD3
366
375000
PRN
SOLE
375000
0
0
PEPSICO INC
COM
713448108
1114
10000
SH
SOLE
10000
0
0
PHARMERICA CORP COM
COM
71714F104
3617
123444
SH
SOLE
123444
0
0
PHH CORP COM NEW
COM
693320202
716
51417
SH
SOLE
51417
0
0
PNC FINANCIAL CORP
COM
693475105
485
3600
SH
SOLE
3600
0
0
POST HOLDINGS INC
COM
737446104
1324
15000
SH
SOLE
15000
0
0
PROSHARES TRUST ULTRASHORT SP5
ETF - EQUITY
74347B383
1166
25000
SH
SOLE
25000
0
0
RICE ENERGY INC COM
COM
762760106
19458
672350
SH
SOLE
672350
0
0
RITE AID CORP COM
COM
767754104
3227
1646377
SH
SOLE
1646377
0
0
ROCKWELL COLLINS INC COM
COM
774341101
2761
21123
SH
SOLE
21123
0
0
ROYAL BANCSHARES PA INC CL A
COM
780081105
999
224048
SH
SOLE
224048
0
0
RYMAN HOSPITALITY PPTYS INC CO
COM
78377T107
1025
16395
SH
SOLE
16395
0
0
SCICLONE PHARMACEUTICALS INCCO
COM
80862K104
753
67261
SH
SOLE
67261
0
0
SCRIPPS E W CO OHIO CL A
COM
811054402
229
12000
SH
SOLE
12000
0
0
SCRIPPS NETWORKS INTERAC
COM
811065101
5102
59400
SH
SOLE
59400
0
0
SHIRE PLC ADR
COM
82481R106
230
1500
SH
SOLE
1500
0
0
SILVER SPRING NETWORKS INC COM
COM
82817Q103
2332
144194
SH
SOLE
144194
0
0
SNYDERS LANCE INC COM
COM
833551104
534
14000
SH
SOLE
14000
0
0
SOCIAL CAPITAL HEDOSOPHIE HO
COM
G8250R111
271
25700
SH
SOLE
25700
0
0
SONY CORP-ADR (B:SNE US)
COM
835699307
934
25000
SH
SOLE
25000
0
0
SPARTON CORP COM
COM
847235108
2882
124169
SH
SOLE
124169
0
0
SPDR S&P 500 ETF TR
COM
78462F903
490
100
SH
Put
SOLE
0
0
0
SPWR 4 1/15/23
CONVERTIBLE BOND
867652AL3
166
200000
PRN
SOLE
200000
0
0
STARWOOD WAYPOINT HOMES COM
REAL ESTATE INVE
85572F105
1134
31189
SH
SOLE
31189
0
0
STATE NATL COS INC COM
COM
85711T305
2185
104100
SH
SOLE
104100
0
0
STRAIGHT PATH COMMUNICATNS ICL
COM
862578101
6660
36861
SH
SOLE
36861
0
0
SUNSHINE BANCORP INC COM
COM
86777J108
1743
75000
SH
SOLE
75000
0
0
TELEPHONE & DATA SYS
COM
879433829
446
16000
SH
SOLE
16000
0
0
TERRAFORM GLOBAL INC CL A
COM
88104M101
11166
2350819
SH
SOLE
2350819
0
0
TESCO CORP COM
COM
88157K101
77
14198
SH
SOLE
14198
0
0
TESLA MOTORS 1.250 03/1/21
CONVERTIBLE BOND
88160RAC5
282
250000
PRN
SOLE
250000
0
0
TEXAS INSTRUMENTS INC
COM
882508104
242
2700
SH
SOLE
2700
0
0
TEXTRON INC
COM
883203101
210
3900
SH
SOLE
3900
0
0
TIME WARNER INC COM
COM
887317303
38312
373956
SH
SOLE
373956
0
0
TRIBUNE MEDIA CO - A
COM
896047503
7220
176695
SH
SOLE
176695
0
0
TWENTY FIRST CENTY FOX B
COM
90130A200
490
19000
SH
SOLE
19000
0
0
TWO 6 1/4 1/15/22
CONVERTIBLE BOND
90187BAA9
533
500000
PRN
SOLE
500000
0
0
UNITED STATES CELLULAR CORP
COM
911684108
361
10200
SH
SOLE
10200
0
0
VEON LTD ADR
COM
91822M106
50
12000
SH
SOLE
12000
0
0
VERIZON COMMUNICATIONS
COM
92343V104
1485
30000
SH
SOLE
30000
0
0
VIACOM INC NEW CL A
COM
92553P102
411
11200
SH
SOLE
11200
0
0
VIDEOCON D2H LTD ADR
COM
92657J101
166
18690
SH
SOLE
18690
0
0
VWR CORP
COM
91843L103
17773
536795
SH
SOLE
536795
0
0
WEATHERFORD INTERNATIONAL PLC
COM
G48833100
221
48300
SH
SOLE
48300
0
0
WELLS FARGO CV PFD L 7.500
CONVERTIBLE PREF
949746804
329
250
SH
SOLE
250
0
0
WELLS FARGO & CO NEW
COM
949746101
4516
81893
SH
SOLE
81893
0
0
WEST CORP COM
COM
952355204
7528
320765
SH
SOLE
320765
0
0
WESTAR ENERGY INC
COM
95709T100
11176
225332
SH
SOLE
225332
0
0
WGL HLDGS INC COM
COM
92924F106
3410
40500
SH
SOLE
40500
0
0
XCERRA CORP COM
COM
98400J108
2323
235835
SH
SOLE
235835
0
0
XYLEM INC
COM
98419M100
213
3400
SH
SOLE
3400
0
0