0001140361-17-030079.txt : 20170803
0001140361-17-030079.hdr.sgml : 20170803
20170803171401
ACCESSION NUMBER: 0001140361-17-030079
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170630
FILED AS OF DATE: 20170803
DATE AS OF CHANGE: 20170803
EFFECTIVENESS DATE: 20170803
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GABELLI & Co INVESTMENT ADVISERS, INC.
CENTRAL INDEX KEY: 0000932724
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10598
FILM NUMBER: 171006027
BUSINESS ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: 914-921-5000
MAIL ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
FORMER COMPANY:
FORMER CONFORMED NAME: GABELLI SECURITIES, INC.
DATE OF NAME CHANGE: 20130812
FORMER COMPANY:
FORMER CONFORMED NAME: GABELLI SECURITIES INC
DATE OF NAME CHANGE: 19941114
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000932724
XXXXXXXX
06-30-2017
06-30-2017
GABELLI & Co INVESTMENT ADVISERS, INC.
ONE CORPORATE CENTER
RYE
NY
10580
13F HOLDINGS REPORT
028-10598
N
Douglas R. Jamieson
President
914-921-5020
/s/ Douglas R. Jamieson
Rye
NY
07-28-2017
0
171
928871
false
INFORMATION TABLE
2
form13fInfoTable.xml
ABBOTT LABS
COM
002824100
219
4500
SH
SOLE
4500
0
0
ADOBE SYSTEMS INC COM
COM
00724F101
1414
10000
SH
SOLE
10000
0
0
AKAMAI TECHNOLOGIES INC COM
COM
00971T101
747
15000
SH
SOLE
15000
0
0
AKORN INC
COM
009728106
9707
289426
SH
SOLE
289426
0
0
ALAMOS GOLD INC NEW COM CL A
COM
011532108
135
18847
SH
SOLE
18847
0
0
ALBANY MOLECULAR RESEARCH
COM
012423109
1060
48859
SH
SOLE
48859
0
0
ALERE INC
COM
01449J105
33245
662383
SH
SOLE
662383
0
0
ALLERGAN PLC SHS
COM
G0177J108
438
1800
SH
SOLE
1800
0
0
ALLIED WRLD ASSUR COM HLDG ASH
COM
H01531104
23192
438420
SH
SOLE
438420
0
0
ALTABA INC
COM
021346101
31184
572394
SH
SOLE
572394
0
0
AMD 2 1/8 9/1/26
CONVERTIBLE BOND
007903BD8
263
150000
PRN
SOLE
150000
0
0
AMERCIAN TOWER CORP 5.500 2/1
CONVERTIBLE PREF
03027X407
212
1750
SH
SOLE
1750
0
0
AMERICAN EXPRESS CO
COM
025816109
236
2800
SH
SOLE
2800
0
0
APACHE CORP
COM
037411105
743
15500
SH
SOLE
15500
0
0
ARI NETWORK SVCS INC COM NEW
COM
001930205
845
119873
SH
SOLE
119873
0
0
ASTORIA FINL CORP COM
COM
046265104
798
39612
SH
SOLE
39612
0
0
AVIRAGEN THERAPEUTICS INC
COM
053761102
150
224477
SH
SOLE
224477
0
0
AVISTA CORP COM
COM
05379B107
849
20000
SH
SOLE
20000
0
0
BANCROFT FUND LTD COM
MUTUAL FUNDS
059695106
1201
55400
SH
SOLE
55400
0
0
BANK OF AMERICA
COM
060505104
2638
108729
SH
SOLE
108729
0
0
BANK OF NEW YORK MELLON CORP
COM
064058100
969
19000
SH
SOLE
19000
0
0
BARD C R INC COM
COM
067383109
31037
98185
SH
SOLE
98185
0
0
BIOMARIN PHARMACEUTICAL INC CO
COM
09061G101
713
7850
SH
SOLE
7850
0
0
BROCADE COMMUNICATIONS SYS ICO
COM
111621306
11128
882448
SH
SOLE
882448
0
0
BTO CN 3 1/4 10/1/18
CONVERTIBLE BOND
11777QAB6
529
500000
PRN
SOLE
500000
0
0
CABELAS INC- CL A COM
COM
126804301
19297
324757
SH
SOLE
324757
0
0
CARDCONNECT CORP COM
COM
14141X108
2230
148200
SH
SOLE
148200
0
0
CBS CORP CLASS A
COM
124857103
625
9642
SH
SOLE
9642
0
0
CHARTER COMMUNICATIONS INC
COM
16119P108
439
1302
SH
SOLE
1302
0
0
CHEVRON CORP
COM
166764100
897
8600
SH
SOLE
8600
0
0
CHIPOTLE MEXICAN GRILL INC CL
COM
169656105
2705
6500
SH
SOLE
6500
0
0
CITIGROUP INC
COM
172967424
535
8000
SH
SOLE
8000
0
0
CLEAR CHANNEL OUTDOOR HLDGS CL
COM
18451C109
82
17000
SH
SOLE
17000
0
0
CLOVIS ONCOLOGY INC COM
COM
189464100
1938
20700
SH
SOLE
20700
0
0
COHEN & STEERS INC COM
COM
19247A100
426
10500
SH
SOLE
10500
0
0
COMMUNITY HEALTH SYSTEMS-CVR
WARRANT AND RIGH
203668116
9
471530
SH
SOLE
471530
0
0
CORCEPT THERAPEUTICS INC OC-CO
COM
218352102
260
22000
SH
SOLE
22000
0
0
COVISINT CORP
COM
22357R103
76
30900
SH
SOLE
30900
0
0
CU BANCORP CALIF COM
COM
126534106
10364
286700
SH
SOLE
286700
0
0
CURTISS WRIGHT CORP
COM
231561101
459
5000
SH
SOLE
5000
0
0
DESTINATION MATERNITY CORP COM
COM
25065D100
280
86548
SH
SOLE
86548
0
0
DEVON ENERGY CORP NEW
COM
25179M103
742
23200
SH
SOLE
23200
0
0
DIGI INTL INC COM
COM
253798102
425
41896
SH
SOLE
41896
0
0
DIGITALGLOBE INC COM NEW
COM
25389M877
4221
126754
SH
SOLE
126754
0
0
DISH NETWORK CORPORATION
COM
25470M109
358
5700
SH
SOLE
5700
0
0
DOMINION DIAMOND CORP COM
COM
257287102
5818
463242
SH
SOLE
463242
0
0
DOW CHEMICAL CORP
COM
260543103
15616
247598
SH
SOLE
247598
0
0
EATON CORP PLC SHS
COM
G29183103
615
7900
SH
SOLE
7900
0
0
EDGEWELL PERS CARE CO
COM
28035Q102
236
3100
SH
SOLE
3100
0
0
ENERNOC INC COM
COM
292764107
1260
162600
SH
SOLE
162600
0
0
ENVISION HEALTHCARE CORP
COM
29414D100
251
4000
SH
SOLE
4000
0
0
FELCOR LODGING TR INC COM
COM
31430F101
717
99501
SH
SOLE
99501
0
0
FORESTAR GROUP INC COM
COM
346233109
7512
438043
SH
SOLE
438043
0
0
FORTRESS INVESTMENT GROUP CL A
COM
34958B106
1044
130700
SH
SOLE
130700
0
0
FREEPORT MCMORAN COPPER&GOLD C
COM
35671D857
1386
115400
SH
SOLE
115400
0
0
GABELLI DIV&INC TR COM
MUTUAL FUNDS
36242H104
11738
537951
SH
SOLE
537951
0
0
GABELLI GLB SML & MD CP VAL CO
MUTUAL FUNDS
36249W104
652
52773
SH
SOLE
52773
0
0
GABELLI GLOBAL UTIL & INCOMECO
MUTUAL FUNDS
36242L105
4972
245703
SH
SOLE
245703
0
0
GABELLI GO ANYWHERE TRUST
MUTUAL FUNDS
36250J109
1665
97920
SH
SOLE
97920
0
0
GABELLI GOLD NAT RES & INCOM
MUTUAL FUNDS
36465A109
59
10621
SH
SOLE
10621
0
0
GABELLI MULTIMEDIA TRST INC
MUTUAL FUNDS
36239Q109
857
95814
SH
SOLE
95814
0
0
GAMCO INVESTORS INC COM
PRIVATE INVESTME
361438104
130034
4393055
SH
SOLE
4393055
0
0
GAMCO NAT RESOURCE GOLD X
MUTUAL FUNDS
36465E101
69
10169
SH
SOLE
10169
0
0
GAS NAT INC COM
COM
367204104
998
77200
SH
SOLE
77200
0
0
GDL FUND
MUTUAL FUNDS
361570104
15257
1486993
SH
SOLE
1486993
0
0
GENERAL COMMUNICATIONS INC CL
COM
369385109
6503
177472
SH
SOLE
177472
0
0
GENERAL ELEC CO
COM
369604103
608
22500
SH
SOLE
22500
0
0
GENWORTH FINL INC COM CL A
COM
37247D106
282
74875
SH
SOLE
74875
0
0
GLOBAL SOURCES LTD COM
COM
G39300101
737
36835
SH
SOLE
36835
0
0
GRIFOLS SA SP ADR REP B NVT
COM
398438408
621
29400
SH
SOLE
29400
0
0
GRUPO TELEVISA SA DE CV ADR (B
COM
40049J206
317
13000
SH
SOLE
13000
0
0
GULFMARK OFFSHORE INC CL A NEW
COM
402629208
4
20000
SH
SOLE
20000
0
0
GYRODYNE LLC COM
COM
403829104
1804
87994
SH
SOLE
87994
0
0
HC2 HLDGS INC COM
COM
404139107
218
37100
SH
SOLE
37100
0
0
HEWLETT PACKARD ENTERPRISE CCO
COM
42824C109
2444
147315
SH
SOLE
147315
0
0
ICAHN ENTERPRISES LP DEPOSITRY
COM
451100101
387
7500
SH
SOLE
7500
0
0
INCYTE GENOMICS INC COM
COM
45337C102
3664
29100
SH
SOLE
29100
0
0
INNOCOLL HLDGS PLC SHS
COM
G4783X105
802
351666
SH
SOLE
351666
0
0
INTEL CORP 3.25 8/1/39 144A
CONVERTIBLE BOND
458140AF7
290
175000
PRN
SOLE
175000
0
0
INTERACTIVE BROKERS
COM
45841N107
1272
34000
SH
SOLE
34000
0
0
INTERNAP NETWORK SVCS CORP COM
COM
45885A300
427
116300
SH
SOLE
116300
0
0
INTERNATIONAL GAME TECH PLC SH
COM
G4863A108
283
15457
SH
SOLE
15457
0
0
INTRAWEST RESORTS HLDGS INC CO
COM
46090K109
517
21784
SH
SOLE
21784
0
0
IONS 1.000 11/15/21
CONVERTIBLE BOND
464337AJ3
533
500000
PRN
SOLE
500000
0
0
KATE SPADE & CO COM
COM
485865109
19179
1037252
SH
SOLE
1037252
0
0
KCG HLDGS INC CL A
COM
48244B100
615
30834
SH
SOLE
30834
0
0
KINDRED HEALTHCARE INC COM
COM
494580103
512
43953
SH
SOLE
43953
0
0
KKR & CO. L.P
COM
48248M102
2240
120410
SH
SOLE
120410
0
0
LATTICE SEMICONDUCTOR CORP COM
COM
518415104
2433
365315
SH
SOLE
365315
0
0
LENNAR B SHARES
COM
526057302
8625
191802
SH
SOLE
191802
0
0
LEVEL 3 COMM
COM
52729N308
18065
304643
SH
SOLE
304643
0
0
LIBERTY BRAVES GROUP C
COM
531229888
272
11339
SH
SOLE
11339
0
0
LIBERTY EXPEDIA HOLDINGS SER A
COM
53046P109
367
6800
SH
SOLE
6800
0
0
LIBERTY GLOBAL PLC SHS CL A
COM
G5480U104
627
19524
SH
SOLE
19524
0
0
LIBERTY GLOBAL PLC SHS CL C
COM
G5480U120
1490
47799
SH
SOLE
47799
0
0
LIBERTY INTERACTIVE CORP LBT V
COM
53071M856
533
10200
SH
SOLE
10200
0
0
LIBERTY SIRIUS GROUP C
COM
531229607
24745
593400
SH
SOLE
593400
0
0
LORAL SPACE & COMMUNICATNS ICO
COM
543881106
5134
123568
SH
SOLE
123568
0
0
MACYS INC
COM
55616P954
160
100
SH
Put
SOLE
0
0
0
MBIA INC
COM
55262C100
358
38000
SH
SOLE
38000
0
0
MIC 2.875 07/15/19
CORPORATE BONDS
55608BAA3
360
325000
PRN
SOLE
325000
0
0
MICROSOFT CORP
COM
594918104
689
10000
SH
SOLE
10000
0
0
MOBILEYE NV
COM
N51488117
40186
639907
SH
SOLE
639907
0
0
MONDELEZ INTERNATIONAL
COM
609207105
665
15400
SH
SOLE
15400
0
0
MONEYGRAM INTERNATIONAL INC CO
COM
60935Y208
5018
290891
SH
SOLE
290891
0
0
MONSANTO CO NEW COM
COM
61166W101
16719
141258
SH
SOLE
141258
0
0
MUELLER WATER PRODUCTS INC
COM
624758108
140
12000
SH
SOLE
12000
0
0
NASDAQ STOCK MARKET INC COM
COM
631103108
214
3000
SH
SOLE
3000
0
0
NATIONAL ENERGY SERVICES REUSH
COM
G6375R107
1641
171800
SH
SOLE
171800
0
0
NATIONAL FUEL GAS CO N J COM
COM
636180101
318
5700
SH
SOLE
5700
0
0
NEUSTAR INC CL A
COM
64126X201
11340
340037
SH
SOLE
340037
0
0
NEW YORK REIT INC COM
CONVERTIBLE PREF
64976L109
4135
478534
SH
SOLE
478534
0
0
NEWMONT MINING CORP HOLDING CO
COM
651639106
324
10000
SH
SOLE
10000
0
0
NEXVET BIOPHARMA PUB LTD CO OR
COM
G6503X109
476
71100
SH
SOLE
71100
0
0
NORD ANGLIA EDUCATION INC SHS
COM
G6583A102
1452
44581
SH
SOLE
44581
0
0
NOVADAQ TECHNOLOGIES INC COM
COM
66987G102
255
21800
SH
SOLE
21800
0
0
NUTRACEUTICAL INTL CORP COM
COM
67060Y101
6806
163420
SH
SOLE
163420
0
0
NXP SEMICONDUCTORS N V COM
COM
N6596X109
53500
488812
SH
SOLE
488812
0
0
ONEBEACON INSURANCE GROUP LTCL
COM
G67742109
1908
104659
SH
SOLE
104659
0
0
OPKO HEALTH INC COM
COM
68375N103
66
10000
SH
SOLE
10000
0
0
PACIFIC CONTINENTAL CORP COM
COM
69412V108
8987
351735
SH
SOLE
351735
0
0
PANDORA MEDIA INC COM
COM
698354107
1375
154200
SH
SOLE
154200
0
0
PANERA BREAD COMPANY-CL A
COM
69840W108
35364
112396
SH
SOLE
112396
0
0
PAREXEL INTL CORP COM
COM
699462107
11086
127560
SH
SOLE
127560
0
0
PATHEON NV
COM
N6865W105
12424
356188
SH
SOLE
356188
0
0
PDCE 1 1/8 9/15/21
CONVERTIBLE BOND
69327RAD3
342
375000
PRN
SOLE
375000
0
0
PEPSICO INC
COM
713448108
1155
10000
SH
SOLE
10000
0
0
PHH CORP COM NEW
COM
693320202
568
41223
SH
SOLE
41223
0
0
PNC FINANCIAL CORP
COM
693475105
499
4000
SH
SOLE
4000
0
0
POST HOLDINGS INC
COM
737446104
1165
15000
SH
SOLE
15000
0
0
PROSHARES TRUST PSHS ULSHT SP5
ETF - EQUITY
74347B300
1268
100000
SH
SOLE
100000
0
0
REYNOLDS AMERICAN INC
COM
761713106
25548
392798
SH
SOLE
392798
0
0
RICE ENERGY INC COM
COM
762760106
13481
506250
SH
SOLE
506250
0
0
RITE AID CORP COM
COM
767754104
5513
1868755
SH
SOLE
1868755
0
0
ROYAL BANCSHARES PA INC CL A
COM
780081105
880
207950
SH
SOLE
207950
0
0
RYMAN HOSPITALITY PPTYS INC CO
COM
78377T107
1049
16395
SH
SOLE
16395
0
0
SCICLONE PHARMACEUTICALS INCCO
COM
80862K104
1125
102261
SH
SOLE
102261
0
0
SCRIPPS E W CO OHIO CL A
COM
811054402
214
12000
SH
SOLE
12000
0
0
SFL 5 3/4 10/15/21
CONVERTIBLE BOND
G81075AF3
385
400000
PRN
SOLE
400000
0
0
SNYDERS LANCE INC COM
COM
833551104
537
15500
SH
SOLE
15500
0
0
SONY CORP-ADR (B:SNE US)
COM
835699307
955
25000
SH
SOLE
25000
0
0
SPECTRANETICS CORP COM
COM
84760C107
9459
246327
SH
SOLE
246327
0
0
SPWR 4 1/15/23
CONVERTIBLE BOND
867652AL3
175
200000
PRN
SOLE
200000
0
0
STONEGATE BK FT LAUDERDALE FCO
COM
861811107
2501
54166
SH
SOLE
54166
0
0
STRAIGHT PATH COMMUNICATNS ICL
COM
862578101
4951
27561
SH
SOLE
27561
0
0
SYNERON MEDICAL LTD ORD SHS
COM
M87245102
1071
97775
SH
SOLE
97775
0
0
TEGNA INC COM
COM
87901J105
526
36400
SH
SOLE
36400
0
0
TELEPHONE & DATA SYS
COM
879433829
444
16000
SH
SOLE
16000
0
0
TERRAFORM GLOBAL INC CL A
COM
88104M101
10876
2153619
SH
SOLE
2153619
0
0
TESLA MOTORS 1.250 03/1/21
CONVERTIBLE BOND
88160RAC5
581
500000
PRN
SOLE
500000
0
0
TEXAS INSTRUMENTS INC
COM
882508104
208
2700
SH
SOLE
2700
0
0
TIME WARNER INC COM
COM
887317303
33914
337756
SH
SOLE
337756
0
0
TRIBUNE MEDIA CO - A
COM
896047503
7326
179695
SH
SOLE
179695
0
0
TWENTY FIRST CENTY FOX B
COM
90130A200
530
19000
SH
SOLE
19000
0
0
TWO 6 1/4 1/15/22
CONVERTIBLE BOND
90187BAA9
527
500000
PRN
SOLE
500000
0
0
UNITED STATES CELLULAR CORP
COM
911684108
391
10200
SH
SOLE
10200
0
0
VCA ANTECH INC COM
COM
918194101
27163
294263
SH
SOLE
294263
0
0
VEON LTD ADR
COM
91822M106
47
12000
SH
SOLE
12000
0
0
VERIZON COMMUNICATIONS
COM
92343V104
1340
30000
SH
SOLE
30000
0
0
VIACOM INC NEW CL A
COM
92553P102
426
11200
SH
SOLE
11200
0
0
VWR CORP
COM
91843L103
7214
218554
SH
SOLE
218554
0
0
WEATHERFORD INTERNATIONAL PLC
COM
G48833100
128
33000
SH
SOLE
33000
0
0
WELLS FARGO CV PFD L 7.500
CONVERTIBLE PREF
949746804
328
250
SH
SOLE
250
0
0
WELLS FARGO & CO NEW
COM
949746101
4529
81743
SH
SOLE
81743
0
0
WEST CORP COM
COM
952355204
7373
316165
SH
SOLE
316165
0
0
WESTAR ENERGY INC
COM
95709T100
12229
230648
SH
SOLE
230648
0
0
WGL HLDGS INC COM
COM
92924F106
3379
40500
SH
SOLE
40500
0
0
WHOLE FOODS MKT INC COM
COM
966837106
9464
224755
SH
SOLE
224755
0
0
XACTLY CORP COM
COM
98386L101
1038
66303
SH
SOLE
66303
0
0
XCERRA CORP COM
COM
98400J108
2535
259457
SH
SOLE
259457
0
0
XYLEM INC
COM
98419M100
222
4000
SH
SOLE
4000
0
0