0001140361-16-063605.txt : 20160505
0001140361-16-063605.hdr.sgml : 20160505
20160505171520
ACCESSION NUMBER: 0001140361-16-063605
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160331
FILED AS OF DATE: 20160505
DATE AS OF CHANGE: 20160505
EFFECTIVENESS DATE: 20160505
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GABELLI SECURITIES, INC.
CENTRAL INDEX KEY: 0000932724
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10598
FILM NUMBER: 161624960
BUSINESS ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: 914-921-5000
MAIL ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
FORMER COMPANY:
FORMER CONFORMED NAME: GABELLI SECURITIES INC
DATE OF NAME CHANGE: 19941114
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000932724
XXXXXXXX
03-31-2016
03-31-2016
GABELLI SECURITIES, INC.
ONE CORPORATE CENTER
RYE
NY
10580
13F HOLDINGS REPORT
028-10598
N
Douglas R. Jamieson
President
914-921-5020
/s/ Douglas R. Jamieson
Rye
NY
04-29-2016
0
166
797155
false
INFORMATION TABLE
2
form13fInfoTable.xml
ACOR 1 3/4 6/15/21
CONVERTIBLE BOND
00484MAA4
380
425000
PRN
SOLE
425000
0
0
ADCARE HEALTH SYSTEMS INC
COM
00650W300
23
10000
SH
SOLE
10000
0
0
ADOBE SYSTEMS INC COM
COM
00724F101
938
10000
SH
SOLE
10000
0
0
ADT CORPORATION COM
COM
00101J106
20812
504417
SH
SOLE
504417
0
0
AGL RES INC COM
COM
001204106
3434
52715
SH
SOLE
52715
0
0
AIRGAS INC COM
COM
009363102
24984
176388
SH
SOLE
176388
0
0
AKAMAI TECHNOLOGIES INC COM
COM
00971T101
834
15000
SH
SOLE
15000
0
0
ALAMOS GOLD INC NEW COM CL A
COM
011532108
100
18847
SH
SOLE
18847
0
0
ALERE INC
COM
01449J105
17057
337022
SH
SOLE
337022
0
0
ALLERGAN PLC SHS
COM
G0177J108
10555
39380
SH
SOLE
39380
0
0
ALLIANCE BERNSTEIN HLDGS LP UN
COM
01881G106
258
11000
SH
SOLE
11000
0
0
AMC NETWORKS INC CL A
COM
00164V103
2435
37500
SH
SOLE
37500
0
0
AMERICAN EXPRESS CO
COM
025816109
276
4500
SH
SOLE
4500
0
0
AMSURG CORP COM
COM
03232P405
224
3000
SH
SOLE
3000
0
0
APACHE CORP
COM
037411105
757
15500
SH
SOLE
15500
0
0
APOLLO EDUCATION
COM
037604105
1339
163042
SH
SOLE
163042
0
0
ASTRAZENECA PLC ADR SPONSORED
COM
046353108
555
19700
SH
SOLE
19700
0
0
ATMEL CORP COM
COM
049513104
9431
1161423
SH
SOLE
1161423
0
0
AVISTA CORP COM
COM
05379B107
816
20000
SH
SOLE
20000
0
0
AXIALL CORP
COM
05463D100
895
41000
SH
SOLE
41000
0
0
BIOTA HOLDINGS LTD
COM
090694100
337
224977
SH
SOLE
224977
0
0
B2GOLD CORP COM
COM
11777Q209
76
45663
SH
SOLE
45663
0
0
BAKER HUGHES INC
COM
057224107
8070
184116
SH
SOLE
184116
0
0
BANCROFT FUND LTD COM
MUTUAL FUNDS
059695106
994
55400
SH
SOLE
55400
0
0
BANK OF AMERICA
COM
060505104
1470
108729
SH
SOLE
108729
0
0
BANK OF NEW YORK MELLON CORP
COM
064058100
773
21000
SH
SOLE
21000
0
0
BAXALTA INC COM
COM
07177M103
19490
482420
SH
SOLE
482420
0
0
BECTON DICKINSON & CO COM
COM
075887109
228
1500
SH
SOLE
1500
0
0
BGC 4 1/2 11/15/29
CONVERTIBLE BOND
369300AL2
180
325000
PRN
SOLE
325000
0
0
BIOSCRIP INC
COM
09069N108
151
70457
SH
SOLE
70457
0
0
BLOUNT INTL INC NEW COM
COM
095180105
5775
578662
SH
SOLE
578662
0
0
BOSTON PRIVATE FINL HLDGS INCO
COM
101119105
172
15000
SH
SOLE
15000
0
0
BTO CN 3 1/4 10/1/18
CONVERTIBLE BOND
11777QAB6
417
500000
PRN
SOLE
500000
0
0
C1 FINL INC COM
COM
12591N109
5265
217551
SH
SOLE
217551
0
0
CABLEVISION SYS NY GROUP A
COM
12686C109
26954
816780
SH
SOLE
816780
0
0
CABLEVISION SYS CORP
COM
12686C959
180
100
SH
Put
SOLE
0
0
0
CAMERON INTERNATIONAL CORP
COM
13342B105
42330
631326
SH
SOLE
631326
0
0
CARMIKE CINEMAS INC COM
COM
143436400
2674
89017
SH
SOLE
89017
0
0
CASCADE MICROTECH INC COM
COM
147322101
1837
89100
SH
SOLE
89100
0
0
CBS CORP CLASS A
COM
124857103
496
8400
SH
SOLE
8400
0
0
CHECKPOINT SYS INC COM
COM
162825103
2038
201375
SH
SOLE
201375
0
0
CHEMTURA CORP COM NEW
COM
163893209
264
10000
SH
SOLE
10000
0
0
CHEVRON CORP
COM
166764100
1679
17600
SH
SOLE
17600
0
0
CHIPOTLE MEXICAN GRILL INC CL
COM
169656105
3061
6500
SH
SOLE
6500
0
0
CIGNA CORP
COM
125509109
274
2000
SH
SOLE
2000
0
0
CITIGROUP INC
COM
172967424
292
7000
SH
SOLE
7000
0
0
CLEAR CHANNEL OUTDOOR HLDGS CL
COM
18451C109
80
17000
SH
SOLE
17000
0
0
CLECO CORP NEW COM
COM
12561W105
24283
439827
SH
SOLE
439827
0
0
COHEN & STEERS INC COM
COM
19247A100
623
16000
SH
SOLE
16000
0
0
COLUMBIA PIPELINE GROUP INC CO
COM
198280109
3864
153963
SH
SOLE
153963
0
0
COMMUNITY HEALTH SYSTEMS-CVR
WARRANT AND RIGH
203668116
3
471530
SH
SOLE
471530
0
0
CORCEPT THERAPEUTICS INC OC-CO
COM
218352102
450
96200
SH
SOLE
96200
0
0
CROWN MEDIA HLDGS INC CL A
COM
228411104
1140
224343
SH
SOLE
224343
0
0
CST BRANDS INC COM
COM
12646R105
218
5700
SH
SOLE
5700
0
0
CURTISS WRIGHT CORP
COM
231561101
378
5000
SH
SOLE
5000
0
0
CVR REFNG LP
COM
12663P907
175
100
SH
Call
SOLE
0
0
0
CVS HEALTH CORP
COM
126650100
311
3000
SH
SOLE
3000
0
0
DAVITA INC
COM
23918K108
257
3500
SH
SOLE
3500
0
0
DEVON ENERGY CORP NEW
COM
25179M103
637
23200
SH
SOLE
23200
0
0
DISH NETWORK CORPORATION
COM
25470M109
231
5000
SH
SOLE
5000
0
0
E M C CORP MASS COM
COM
268648102
12047
452052
SH
SOLE
452052
0
0
EATON CORP PLC SHS
COM
G29183103
494
7900
SH
SOLE
7900
0
0
ECHOSTAR CORP-A
COM
278768106
775
17500
SH
SOLE
17500
0
0
FAIRCHILD SEMICONDUCTOR INTLCL
COM
303726103
11654
582692
SH
SOLE
582692
0
0
FEDERAL MOGUL CORP CL A
COM
313549404
544
55079
SH
SOLE
55079
0
0
FERRO CORP
COM
315405100
393
33100
SH
SOLE
33100
0
0
FREEPORT MCMORAN COPPER&GOLD C
COM
35671D857
1193
115400
SH
SOLE
115400
0
0
FRESH MKT INC COM
COM
35804H106
9149
320663
SH
SOLE
320663
0
0
FRONTLINE LTD SHS NEW
COM
G3682E192
542
64766
SH
SOLE
64766
0
0
GABELLI DIV&INC TR COM
MUTUAL FUNDS
36242H104
9319
504300
SH
SOLE
504300
0
0
GABELLI GLB SML & MD CP VAL CO
MUTUAL FUNDS
36249W104
551
52190
SH
SOLE
52190
0
0
GABELLI GLOBAL UTIL & INCOMECO
MUTUAL FUNDS
36242L105
4093
228655
SH
SOLE
228655
0
0
GABELLI MULTIMEDIA TRST INC
MUTUAL FUNDS
36239Q109
602
81838
SH
SOLE
81838
0
0
GAMCO INVESTORS INC COM
PRIVATE INVESTME
361438104
162807
4393055
SH
SOLE
4393055
0
0
GDL FUND
MUTUAL FUNDS
361570104
13707
1366580
SH
SOLE
1366580
0
0
GENERAL ELEC CO
COM
369604103
477
15000
SH
SOLE
15000
0
0
GILEAD SCIENCES INC COM
COM
375558103
276
3000
SH
SOLE
3000
0
0
GLOBAL SOURCES LTD COM
COM
G39300101
201
24835
SH
SOLE
24835
0
0
GRIFOLS SA SP ADR REP B NVT
COM
398438408
5826
376584
SH
SOLE
376584
0
0
GRUPO TELEVISA SA DE CV ADR (B
COM
40049J206
412
15000
SH
SOLE
15000
0
0
GYRODYNE LLC COM
COM
403829104
2171
80547
SH
SOLE
80547
0
0
HARVEST NAT RES INC COM
COM
41754V103
87
144600
SH
SOLE
144600
0
0
HAWAIIAN ELEC INDS INC COM
COM
419870100
1338
41298
SH
SOLE
41298
0
0
HC2 HLDGS INC COM
COM
404139107
142
37100
SH
SOLE
37100
0
0
HCA HOLDINGS INC COM
COM
40412C101
273
3500
SH
SOLE
3500
0
0
HEARTLAND PMT SYS INC COM
COM
42235N108
5296
54843
SH
SOLE
54843
0
0
HEICO CORP NEW CL A
COM
422806208
3804
79911
SH
SOLE
79911
0
0
HERTZ GLOBAL HOLDINGS INC COM
COM
42805T105
1773
168361
SH
SOLE
168361
0
0
HUMANA INC COM
COM
444859102
11772
64343
SH
SOLE
64343
0
0
INGRAM MICRO INC-CL A
COM
457153104
4577
127462
SH
SOLE
127462
0
0
INTEL CORP 3.25% 8/1/39 144A
CONVERTIBLE BOND
458140AF7
279
175000
PRN
SOLE
175000
0
0
INTERACTIVE BROKERS
COM
45841N107
1337
34000
SH
SOLE
34000
0
0
INTERNAP NETWORK SVCS CORP COM
COM
45885A300
417
152638
SH
SOLE
152638
0
0
INTERNATIONAL GAME TECH PLC SH
COM
G4863A108
1056
57869
SH
SOLE
57869
0
0
INTERPUBLIC GROUP COS INC
COM
460690100
317
13800
SH
SOLE
13800
0
0
JARDEN CORPORATION
COM
471109108
13674
231961
SH
SOLE
231961
0
0
JIAYUAN COM INTL LTD SPONSORED
COM
477374102
423
56759
SH
SOLE
56759
0
0
JOURNAL MEDIA GROUP INC COM
COM
48114A109
3354
280426
SH
SOLE
280426
0
0
KIMBALL ELECTRONICS INC COM
COM
49428J109
594
53169
SH
SOLE
53169
0
0
KIMBALL INTL INC CL B
COM
494274103
767
67559
SH
SOLE
67559
0
0
KINDER MORGAN INC WT EXP 05/25
WARRANT AND RIGH
49456B119
9
232081
SH
SOLE
232081
0
0
KKR & CO. L.P
COM
48248M102
1769
120410
SH
SOLE
120410
0
0
KLA TENCOR CORP
COM
482480100
20139
276597
SH
SOLE
276597
0
0
LENNAR B SHARES
COM
526057302
7623
196919
SH
SOLE
196919
0
0
LIBERTY TRIPADVISOR HLDG-A
COM
531465102
406
18338
SH
SOLE
18338
0
0
LIBERTY VENTURES SER A
COM
53071M880
745
19048
SH
SOLE
19048
0
0
LILLY, ELI AND COMPANY
COM
532457108
720
10000
SH
SOLE
10000
0
0
LORAL SPACE & COMMUNICATNS ICO
COM
543881106
2211
62947
SH
SOLE
62947
0
0
MEAD JOHNSON
COM
582839106
850
10000
SH
SOLE
10000
0
0
MEDIA GEN INC NEW COM
COM
58441K100
13181
808174
SH
SOLE
808174
0
0
MIC 2.875% 07/15/19
CORPORATE BONDS
55608BAA3
359
325000
PRN
SOLE
325000
0
0
MICROSOFT CORP
COM
594918104
552
10000
SH
SOLE
10000
0
0
MONDELEZ INTERNATIONAL
COM
609207105
522
13000
SH
SOLE
13000
0
0
MORGANS HOTEL GROUP CO COM
COM
61748W108
683
494972
SH
SOLE
494972
0
0
NATIONAL FUEL GAS CO N J COM
COM
636180101
325
6500
SH
SOLE
6500
0
0
NATIONAL INTERSTATE CORP COM
COM
63654U100
4311
144098
SH
SOLE
144098
0
0
NATIONAL PENN BANCSHARES INCCO
COM
637138108
6858
644582
SH
SOLE
644582
0
0
NAVISTAR INTL CORP COM
COM
63934E108
146
11700
SH
SOLE
11700
0
0
NEOGENOMICS INC COM NEW
COM
64049M209
135
20000
SH
SOLE
20000
0
0
NEWMONT MINING CORP HOLDING CO
COM
651639106
266
10000
SH
SOLE
10000
0
0
NEWPORT CORP COM
COM
651824104
4780
207811
SH
SOLE
207811
0
0
OFFICE DEPOT INC
COM
676220106
6253
880657
SH
SOLE
880657
0
0
OPKO HEALTH INC COM
COM
68375N103
104
10000
SH
SOLE
10000
0
0
OUTERWALL INC COM
COM
690070107
1605
43403
SH
SOLE
43403
0
0
PEPSICO INC
COM
713448108
1025
10000
SH
SOLE
10000
0
0
PIEDMONT NAT GAS INC COM
COM
720186105
4433
74100
SH
SOLE
74100
0
0
PINNACLE ENTMT INC COM
COM
723456109
1918
54647
SH
SOLE
54647
0
0
PNC FINANCIAL CORP
COM
693475105
338
4000
SH
SOLE
4000
0
0
POST HOLDINGS INC
COM
737446104
1032
15000
SH
SOLE
15000
0
0
POWERSECURE INTL INC COM
COM
73936N105
1319
70590
SH
SOLE
70590
0
0
PROGRESSIVE WASTE SOLUTIONS LT
COM
74339G101
1081
34850
SH
SOLE
34850
0
0
PROSHARES TRUST PSHS ULSHT SP5
ETF - EQUITY
74347B300
948
50000
SH
SOLE
50000
0
0
QIHOO 360 TECHNOLOGY CO LTD AD
COM
74734M109
1964
25990
SH
SOLE
25990
0
0
QUESTAR CORP COM
COM
748356102
1982
79918
SH
SOLE
79918
0
0
RITE AID CORP COM
COM
767754104
12047
1478209
SH
SOLE
1478209
0
0
ROFIN SINAR TECHNOLOGIES INCCO
COM
775043102
2496
77453
SH
SOLE
77453
0
0
RYMAN HOSPITALITY PPTYS INC CO
COM
78377T107
942
18295
SH
SOLE
18295
0
0
SANDISK CORP COM
COM
80004C101
29749
391023
SH
SOLE
391023
0
0
SMITH & NEPHEW P L C ADR SPONS
COM
83175M205
533
16000
SH
SOLE
16000
0
0
SNYDERS LANCE INC COM
COM
833551104
658
20887
SH
SOLE
20887
0
0
SONY CORP-ADR (B:SNE US)
COM
835699307
694
27000
SH
SOLE
27000
0
0
STARWOOD HOTELS & RESORTS WRLD
COM
85590A401
10149
121650
SH
SOLE
121650
0
0
SUNPOWER CORP 0.880% 06/01/21
CONVERTIBLE BOND
867652AJ8
192
250000
PRN
SOLE
250000
0
0
SYNGENTA AG ADR SPONSORED
COM
87160A100
11412
137790
SH
SOLE
137790
0
0
TALMER BANCORP INC COM
COM
87482X101
3531
195200
SH
SOLE
195200
0
0
TELEPHONE & DATA SYS
COM
879433829
445
14800
SH
SOLE
14800
0
0
TESLA MOTORS 1.250% 03/1/21
CONVERTIBLE BOND
88160RAC5
429
500000
PRN
SOLE
500000
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
283
2000
SH
SOLE
2000
0
0
TIME WARNER CABLE INC COM
COM
88732J207
41545
203035
SH
SOLE
203035
0
0
TUMI HLDGS INC COM
COM
89969Q104
4911
183113
SH
SOLE
183113
0
0
TWENTY FIRST CENTY FOX B
COM
90130A200
375
13300
SH
SOLE
13300
0
0
TYCO INTERNATIONAL PLC ORDINAR
COM
G91442106
2751
74950
SH
SOLE
74950
0
0
T-MOBILE US INC
COM
872590104
2281
59549
SH
SOLE
59549
0
0
UNITED STATES CELLULAR CORP
COM
911684108
388
8500
SH
SOLE
8500
0
0
UNIVERSAL AMERICAN CORP
COM
91338E101
363
50845
SH
SOLE
50845
0
0
VALSPAR CORP COM
COM
920355104
11321
105780
SH
SOLE
105780
0
0
VIACOM INC NEW CL A
COM
92553P102
498
11000
SH
SOLE
11000
0
0
WEATHERFORD INTERNATIONAL PLC
COM
G48833100
124
16000
SH
SOLE
16000
0
0
WELLS FARGO CV PFD L 7.500%
CONVERTIBLE PREF
949746804
301
250
SH
SOLE
250
0
0
WELLS FARGO & CO NEW
COM
949746101
3953
81743
SH
SOLE
81743
0
0
WESCO AIRCRAFT HLDGS INC COM
COM
950814103
549
38160
SH
SOLE
38160
0
0
WESTROCK CO COM
COM
96145D105
1060
27150
SH
SOLE
27150
0
0
XYLEM INC
COM
98419M100
205
5000
SH
SOLE
5000
0
0
YAHOO INC.
COM
984332106
10088
274044
SH
SOLE
274044
0
0
YELP INC CL A
COM
985817105
482
24242
SH
SOLE
24242
0
0
YOUKU COM INC SPONSORED ADR
COM
98742U100
9065
329751
SH
SOLE
329751
0
0