0001140361-15-029865.txt : 20150805
0001140361-15-029865.hdr.sgml : 20150805
20150805114806
ACCESSION NUMBER: 0001140361-15-029865
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150630
FILED AS OF DATE: 20150805
DATE AS OF CHANGE: 20150805
EFFECTIVENESS DATE: 20150805
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GABELLI SECURITIES, INC.
CENTRAL INDEX KEY: 0000932724
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10598
FILM NUMBER: 151028035
BUSINESS ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: 914-921-5000
MAIL ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
FORMER COMPANY:
FORMER CONFORMED NAME: GABELLI SECURITIES INC
DATE OF NAME CHANGE: 19941114
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000932724
XXXXXXXX
06-30-2015
06-30-2015
GABELLI SECURITIES, INC.
One Corporate Center
Rye
NY
10580
13F HOLDINGS REPORT
028-10598
N
Douglas R. Jamieson
President
914-921-5020
/s/ Douglas R. Jamieson
Rye
NY
08-03-2015
0
176
697016
false
INFORMATION TABLE
2
form13fInfoTable.xml
ADCARE HEALTH SYSTEMS INC
COM
00650W300
35
10000
SH
SOLE
10000
0
0
ADOBE SYSTEMS INC COM
COM
00724F101
810
10000
SH
SOLE
10000
0
0
ADT CORPORATION COM
COM
00101J106
1007
30000
SH
SOLE
30000
0
0
ADVENT SOFTWARE INC COM
COM
007974108
16826
380591
SH
SOLE
380591
0
0
AKAMAI TECHNOLOGIES INC COM
COM
00971T101
628
9000
SH
SOLE
9000
0
0
ALCATEL LUCENT ADR SPONS 1/5SH
COM
013904305
2075
573200
SH
SOLE
573200
0
0
ALERE INC
COM
01449J105
895
16966
SH
SOLE
16966
0
0
ALLERGAN PLC SHS
COM
G0177J108
303
1000
SH
SOLE
1000
0
0
ALTERA CORP COM
COM
021441100
21166
413392
SH
SOLE
413392
0
0
AMC NETWORKS INC CL A
COM
00164V103
2496
30500
SH
SOLE
30500
0
0
AMERICAN EXPRESS CO
COM
025816109
272
3500
SH
SOLE
3500
0
0
ANN INC COM
COM
035623107
6571
136067
SH
SOLE
136067
0
0
ARCP 3 3/4 12/15/20
CONVERTIBLE BOND
02917TAB0
235
250000
PRN
SOLE
250000
0
0
ASCMA 4 07/15/20 CV
CONVERTIBLE BOND
043632AA6
269
325000
PRN
SOLE
325000
0
0
ASSOCIATED ESTATES RLTY CORPCO
COM
045604105
6005
209752
SH
SOLE
209752
0
0
ASTRAZENECA PLC ADR SPONSORED
COM
046353108
628
9850
SH
SOLE
9850
0
0
AURICO GOLD INC COM
COM
05155C105
728
256500
SH
SOLE
256500
0
0
AVISTA CORP COM
COM
05379B107
1226
40000
SH
SOLE
40000
0
0
BIOTA HOLDINGS LTD
COM
090694100
606
292807
SH
SOLE
292807
0
0
B2GOLD CORP COM
COM
11777Q209
90
59063
SH
SOLE
59063
0
0
BAKER HUGHES INC
COM
057224107
2085
33800
SH
SOLE
33800
0
0
BANK OF AMERICA
COM
060505104
1851
108729
SH
SOLE
108729
0
0
BANK OF NEW YORK MELLON CORP
COM
064058100
462
11000
SH
SOLE
11000
0
0
BE AEROSPACE INC COM
COM
073302101
1411
25700
SH
SOLE
25700
0
0
BGC 4 1/2 11/15/29
CONVERTIBLE BOND
369300AL2
522
625000
PRN
SOLE
625000
0
0
BIOSCRIP INC
COM
09069N108
1105
304366
SH
SOLE
304366
0
0
BLYTH INC
COM
09643P207
390
61345
SH
SOLE
61345
0
0
BOULDER BRANDS INC COM
COM
101405108
625
90000
SH
SOLE
90000
0
0
BROADCOM CORP COM
COM
111320107
10455
203045
SH
SOLE
203045
0
0
BTO CN 3 1/4 10/1/18
CONVERTIBLE BOND
11777QAB6
580
650000
PRN
SOLE
650000
0
0
CABLEVISION SYS NY GROUP A
COM
12686C109
263
11000
SH
SOLE
11000
0
0
CABLEVISION SYS CORP
COM
12686C959
180
10000
SH
Put
SOLE
0
0
0
CARBONITE INC
COM
141337105
1783
150999
SH
SOLE
150999
0
0
CATAMARAN CORP
COM
148887102
35353
578801
SH
SOLE
578801
0
0
CBS CORP CLASS A
COM
124857103
482
8400
SH
SOLE
8400
0
0
CHEMED CORPORATION
COM
16359R103
236
1800
SH
SOLE
1800
0
0
CHIPOTLE MEXICAN GRILL INC CL
COM
169656105
3932
6500
SH
SOLE
6500
0
0
CIGNA CORP
COM
125509109
203
1250
SH
SOLE
1250
0
0
CITY NATL CORP COM
COM
178566105
5586
61800
SH
SOLE
61800
0
0
CLEAR CHANNEL OUTDOOR HLDGS CL
COM
18451C109
152
15000
SH
SOLE
15000
0
0
CLECO CORP NEW COM
COM
12561W105
13057
242479
SH
SOLE
242479
0
0
CLICKSOFTWARE TECHNOLOGIES LOR
COM
M25082104
2149
170971
SH
SOLE
170971
0
0
COMCAST CORP CL A SPL
COM
20030N200
240
4000
SH
SOLE
4000
0
0
COMMUNITY HEALTH SYSTEMS-CVR
WARRANT AND RIGH
203668116
7
471530
SH
SOLE
471530
0
0
COMPUTER SCIENCES CORP COM
COM
205363104
3295
50196
SH
SOLE
50196
0
0
CORCEPT THERAPEUTICS INC OC-CO
COM
218352102
578
96200
SH
SOLE
96200
0
0
CURTISS WRIGHT CORP
COM
231561101
362
5000
SH
SOLE
5000
0
0
CVS HEALTH CORP
COM
126650100
262
2500
SH
SOLE
2500
0
0
DAVITA INC
COM
23918K108
278
3500
SH
SOLE
3500
0
0
DEALERTRACK HLDGS INC COM
COM
242309102
26549
422818
SH
SOLE
422818
0
0
DENBURY RES INC COM NEW
COM
247916208
90
14176
SH
SOLE
14176
0
0
DIAGEO PLC SPONSORED ADR (B:DE
COM
25243Q205
360
3100
SH
SOLE
3100
0
0
DIRECTV
COM
25490A309
46703
503319
SH
SOLE
503319
0
0
DONNELLEY R R & SONS CO
COM
257867101
331
19000
SH
SOLE
19000
0
0
EATON CORP PLC SHS
COM
G29183103
634
9400
SH
SOLE
9400
0
0
ECHOSTAR CORP-A
COM
278768106
852
17500
SH
SOLE
17500
0
0
ELDORADO GOLD CORP NEW COM
COM
284902103
43
10422
SH
SOLE
10422
0
0
ENERGY XXI (BERMUDA) LTD
COM
G10082140
228
86775
SH
SOLE
86775
0
0
EPIQ SYS INC COM
COM
26882D109
1339
79300
SH
SOLE
79300
0
0
FAMILY DLR STORES INC
COM
307000109
36582
464183
SH
SOLE
464183
0
0
FEDERAL MOGUL CORP CL A
COM
313549404
915
80574
SH
SOLE
80574
0
0
FREESCALE SEMICONDUCTOR LTD SH
COM
G3727Q101
9695
242547
SH
SOLE
242547
0
0
GRAFTECH INTERNATIONAL
COM
384313102
1845
371912
SH
SOLE
371912
0
0
GRAHAM HOLDINGS CO.
COM
384637104
215
200
SH
SOLE
200
0
0
GRIFOLS SA SP ADR REP B NVT
COM
398438408
5042
162798
SH
SOLE
162798
0
0
GRUPO TELEVISA SA DE CV ADR (B
COM
40049J206
349
9000
SH
SOLE
9000
0
0
GULF COAST ULTRA DEEP RTY TR R
UNITS
40222T104
1276
1822512
SH
SOLE
1822512
0
0
HARVEST NAT RES INC COM
COM
41754V103
616
352155
SH
SOLE
352155
0
0
HAWAIIAN ELEC INDS INC COM
COM
419870100
2589
87078
SH
SOLE
87078
0
0
HC2 HLDGS INC COM
COM
404139107
512
57164
SH
SOLE
57164
0
0
HCA HOLDINGS INC COM
COM
40412C101
227
2500
SH
SOLE
2500
0
0
HCC INS HLDGS INC COM
COM
404132102
4106
53440
SH
SOLE
53440
0
0
HERTZ GLOBAL HOLDINGS INC COM
COM
42805T105
3637
200700
SH
SOLE
200700
0
0
HILTON WORLDWIDE HLDGS INC
COM
43300A904
320
10000
SH
Call
SOLE
0
0
0
HOME LN SERVICING SOLUTIONS OR
COM
G6648D109
56
81825
SH
SOLE
81825
0
0
HOSPIRA INC COM
COM
441060100
35526
400472
SH
SOLE
400472
0
0
HUDSON CITY BANCORP INC COM
COM
443683107
13388
1355075
SH
SOLE
1355075
0
0
IAC INTERACTIVECORP COM PAR $.
COM
44919P508
398
5000
SH
SOLE
5000
0
0
IGATE CAP CORP COM
COM
45169U105
13730
287896
SH
SOLE
287896
0
0
INFORMATICA CORP
COM
45666Q102
9724
200610
SH
SOLE
200610
0
0
INTEGRATED SILICON SOLUTION CO
COM
45812P107
1636
73909
SH
SOLE
73909
0
0
INTEL CORP 3.25% 8/1/39 144A
CONVERTIBLE BOND
458140AF7
266
175000
PRN
SOLE
175000
0
0
INTERNATIONAL GAME TECH PLC SH
COM
G4863A108
3153
177538
SH
SOLE
177538
0
0
INTERPUBLIC GROUP COS INC
COM
460690100
304
15800
SH
SOLE
15800
0
0
INTERXION HOLDING N.V SHS
COM
N47279109
1499
54200
SH
SOLE
54200
0
0
KIMBALL ELECTRONICS INC COM
COM
49428J109
776
53169
SH
SOLE
53169
0
0
KIMBALL INTL INC CL B
COM
494274103
1065
87559
SH
SOLE
87559
0
0
KINDER MORGAN INC WT EXP 05/25
WARRANT AND RIGH
49456B119
894
331138
SH
SOLE
331138
0
0
KINDRED HEALTHCARE INC COM
COM
494580103
203
10000
SH
SOLE
10000
0
0
KLX INC COM
COM
482539103
597
13536
SH
SOLE
13536
0
0
KYTHERA BIOPHARMACEUTICALS ICO
COM
501570105
7858
104338
SH
SOLE
104338
0
0
LENNAR CORP
COM
526057954
122
3500
SH
Put
SOLE
0
0
0
LENNAR B SHARES
COM
526057302
7637
177116
SH
SOLE
177116
0
0
LIBERATOR MEDICAL HLDGS INC CO
COM
53012L108
114
50000
SH
SOLE
50000
0
0
LIBERTY GLOBAL PLC SHS CL A
COM
G5480U104
811
15000
SH
SOLE
15000
0
0
LIBERTY GLOBAL PLC SHS CL C
COM
G5480U120
1076
21246
SH
SOLE
21246
0
0
LIBERTY TRIPADVISOR HLDG-A
COM
531465102
591
18338
SH
SOLE
18338
0
0
LIBERTY VENTURES SER A
COM
53071M880
748
19048
SH
SOLE
19048
0
0
LORAL SPACE & COMMUNICATNS ICO
COM
543881106
3155
49979
SH
SOLE
49979
0
0
LUMENIS LTD SHS CL B
COM
M6778Q121
137
10000
SH
SOLE
10000
0
0
MARKET VECTORS ETF TR GOLD MIN
MUTUAL FUNDS
57060U100
234
13200
SH
SOLE
13200
0
0
MEAD JOHNSON
COM
582839106
1353
15000
SH
SOLE
15000
0
0
MEADOWBROOK INS GROUP INC COM
COM
58319P108
6627
770612
SH
SOLE
770612
0
0
MEADWESTVACO(B:MWV)
COM
583334107
1743
36935
SH
SOLE
36935
0
0
MERU NETWORKS INC COM
COM
59047Q103
897
553900
SH
SOLE
553900
0
0
MIC 2.875% 07/15/19
CORPORATE BONDS
55608BAA3
385
325000
PRN
SOLE
325000
0
0
MICREL INC COM
COM
594793101
2032
146186
SH
SOLE
146186
0
0
MICROSOFT CORP
COM
594918104
442
10000
SH
SOLE
10000
0
0
MITEL NETWORKS CORP COM
COM
60671Q104
728
82434
SH
SOLE
82434
0
0
MOLYCORP INC DEL COM
COM
608753109
3
28200
SH
SOLE
28200
0
0
MONDELEZ INTERNATIONAL
COM
609207105
535
13000
SH
SOLE
13000
0
0
MORGANS HOTEL GROUP CO COM
COM
61748W108
5058
750487
SH
SOLE
750487
0
0
MYLAN N V ORD SHARES
COM
N59465109
16290
240046
SH
SOLE
240046
0
0
NATIONAL FUEL GAS CO N J COM
COM
636180101
265
4500
SH
SOLE
4500
0
0
NATIONAL INTERSTATE CORP COM
COM
63654U100
1910
69921
SH
SOLE
69921
0
0
NAVISTAR INTL CORP COM
COM
63934E108
849
37500
SH
SOLE
37500
0
0
NEOGENOMICS INC COM NEW
COM
64049M209
108
20000
SH
SOLE
20000
0
0
NETFLIX INC
COM
64110L956
160
71
SH
Put
SOLE
0
0
0
NEUSTAR INC
COM
64126X951
110
50000
SH
Put
SOLE
0
0
0
OFFICE DEPOT INC
COM
676220106
6094
703700
SH
SOLE
703700
0
0
OM GROUP
COM
670872100
1351
40200
SH
SOLE
40200
0
0
OMNICARE INC COM
COM
681904108
30435
322920
SH
SOLE
322920
0
0
OMNIVISION TECHNOLOGIES
COM
682128103
993
37900
SH
SOLE
37900
0
0
ORBITZ WORLDWIDE INC COM
COM
68557K109
9128
799335
SH
SOLE
799335
0
0
PALL CORP
COM
696429307
27669
222331
SH
SOLE
222331
0
0
PARTNERRE LTD COM
COM
G6852T105
17370
135172
SH
SOLE
135172
0
0
PENN VA CORP
COM
707882906
240
30000
SH
Call
SOLE
0
0
0
PEP BOYS MANNY MOE & JACK
COM
713278109
1596
130057
SH
SOLE
130057
0
0
PEPCO HLDGS INC COM
COM
713291102
4366
162065
SH
SOLE
162065
0
0
PEPSICO INC
COM
713448108
933
10000
SH
SOLE
10000
0
0
PINNACLE ENTMT INC COM
COM
723456109
640
17170
SH
SOLE
17170
0
0
POLYPORE INTL INC COM
COM
73179V103
25213
421055
SH
SOLE
421055
0
0
POST HOLDINGS INC
COM
737446104
539
10000
SH
SOLE
10000
0
0
QUALITY DISTR INC FLA COM
COM
74756M102
6381
412722
SH
SOLE
412722
0
0
RALLY SOFTWARE DEV CORP COM
COM
751198102
5199
267279
SH
SOLE
267279
0
0
ROSETTA RESOURCES INC COM
COM
777779307
5116
221100
SH
SOLE
221100
0
0
RTI INTL METALS INC COM
COM
74973W107
5030
159578
SH
SOLE
159578
0
0
RYMAN HOSPITALITY PPTYS INC CO
COM
78377T107
233
4395
SH
SOLE
4395
0
0
SANOFI-AVENTIS-CVR
WARRANT AND RIGH
80105N113
7
10100
SH
SOLE
10100
0
0
SFX ENTMT INC COM
COM
784178303
2989
665600
SH
SOLE
665600
0
0
SHANDA GAMES LTD SP ADR REPTG
COM
81941U105
567
82400
SH
SOLE
82400
0
0
SIGMA ALDRICH CORP
COM
826552101
34224
245601
SH
SOLE
245601
0
0
SIRIUS XM HOLDINGS INC
COM
82968B103
413
110834
SH
SOLE
110834
0
0
SM ENERGY CO COM
COM
78454L100
231
5000
SH
SOLE
5000
0
0
SMITH & NEPHEW P L C ADR SPONS
COM
83175M205
553
16300
SH
SOLE
16300
0
0
SNYDERS LANCE INC COM
COM
833551104
307
9500
SH
SOLE
9500
0
0
SONY CORP-ADR (B:SNE US)
COM
835699307
426
15000
SH
SOLE
15000
0
0
SPDR TR UNIT SER 1
COM
78462F103
247
1200
SH
SOLE
1200
0
0
STARWOOD HOTELS & RESORTS WRLD
COM
85590A401
973
12000
SH
SOLE
12000
0
0
SUSQUEHANNA BANCSHARES INC COM
COM
869099101
11547
817800
SH
SOLE
817800
0
0
SUTRON CORP COM
COM
869380105
294
34802
SH
SOLE
34802
0
0
SYNCHRONOSS TECHNOLOGIES INCCO
COM
87157B103
1751
38300
SH
SOLE
38300
0
0
TELEPHONE & DATA SYS
COM
879433829
435
14800
SH
SOLE
14800
0
0
TIME WARNER CABLE INC COM
COM
88732J207
17933
100651
SH
SOLE
100651
0
0
TOWERS WATSON & CO CL A
COM
891894107
1069
8500
SH
SOLE
8500
0
0
TSLA 1 1/4 03/1/21
CONVERTIBLE BOND
88160RAC5
491
500000
PRN
SOLE
500000
0
0
TESLA MTRS INC
COM
88160R951
500
10000
SH
Put
SOLE
0
0
0
TWENTY FIRST CENTY FOX B
COM
90130A200
419
13000
SH
SOLE
13000
0
0
T-MOBILE US INC
COM
872590104
6152
158692
SH
SOLE
158692
0
0
T-MOBILE US INC
COM
872590954
202
7500
SH
Put
SOLE
0
0
0
UIL HLDG CORP COM
COM
902748102
1263
27557
SH
SOLE
27557
0
0
UNIVERSAL AMERICAN CORP
COM
91338E101
638
63045
SH
SOLE
63045
0
0
VERIZON COMMUNICATIONS
COM
92343V104
842
18068
SH
SOLE
18068
0
0
VIACOM INC NEW CL A
COM
92553P102
629
9700
SH
SOLE
9700
0
0
VIMPELCOM LTD-SPON ADR-W/I
COM
92719A106
795
160000
SH
SOLE
160000
0
0
VITAMIN SHOPPE INC COM
COM
92849E101
1137
30500
SH
SOLE
30500
0
0
WEATHERFORD INTL PLC
COM
G48833950
160
20000
SH
Put
SOLE
0
0
0
WELLS FARGO & CO NEW
COM
949746101
4597
81743
SH
SOLE
81743
0
0
WELLS FARGO & CO NEW PERP PFD
PREFERRED STOCKS
949746804
206
175
SH
SOLE
175
0
0
WESCO AIRCRAFT HLDGS INC COM
COM
950814103
1670
110214
SH
SOLE
110214
0
0
WILLIAMS COS INC
COM
969457100
781
13600
SH
SOLE
13600
0
0
WRIGHT MEDICAL GROUP INC-CVR 3
WARRANT AND RIGH
98235T115
94
23569
SH
SOLE
23569
0
0
YAHOO INC.
COM
984332106
8433
214644
SH
SOLE
214644
0
0
YAMANA GOLD INC COM
COM
98462Y100
41
13694
SH
SOLE
13694
0
0
YELP INC CL A
COM
985817105
3507
81500
SH
SOLE
81500
0
0
ZOETIS INC
COM
98978V103
964
20000
SH
SOLE
20000
0
0