0001140361-14-030842.txt : 20140806
0001140361-14-030842.hdr.sgml : 20140806
20140805190313
ACCESSION NUMBER: 0001140361-14-030842
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140806
DATE AS OF CHANGE: 20140805
EFFECTIVENESS DATE: 20140806
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GABELLI SECURITIES, INC.
CENTRAL INDEX KEY: 0000932724
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10598
FILM NUMBER: 141017602
BUSINESS ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: 914-921-5000
MAIL ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
FORMER COMPANY:
FORMER CONFORMED NAME: GABELLI SECURITIES INC
DATE OF NAME CHANGE: 19941114
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000932724
XXXXXXXX
06-30-2014
06-30-2014
GABELLI SECURITIES, INC.
One Corporate Center
Rye
NY
10580
13F HOLDINGS REPORT
028-10598
N
Douglas R. Jamieson
President
914-921-5020
/s/ Douglas R. Jamieson
Rye
NY
08-04-2014
0
135
463458
false
INFORMATION TABLE
2
form13fInfoTable.xml
ACTAVIS PLC SHS
COM
G0083B108
223
1000
SH
SOLE
1000
0
0
ADCARE HEALTH SYSTEMS INC
COM
00650W300
43
10000
SH
SOLE
10000
0
0
AEROFLEX HLDG CORP
COM
007767106
2102
200168
SH
SOLE
200168
0
0
ALCOA INC
COM
013617951
200
20000
SH
Put
SOLE
0
0
0
ALLERGAN INC
COM
018490102
9925
58650
SH
SOLE
58650
0
0
AMKOR TECHNOLOGY INC
COM
031652950
350
50000
SH
Put
SOLE
0
0
0
AMER RLTY CAP HEALTHCAR TR IC
O COM
02917R108
3509
322200
SH
SOLE
322200
0
0
AMERICAN EXPRESS CO
COM
025816109
332
3500
SH
SOLE
3500
0
0
ANADARKO PETE CORP
COM
032511907
120
1000
SH
Call
SOLE
0
0
0
ANGLOGOLD ASHANTI LTD
COM
035128906
500
20000
SH
Call
SOLE
0
0
0
ASCMA 4 07/15/20 CV
CONVERTIBLE BOND
043632AA6
235
250000
PRN
SOLE
250000
0
0
ASPEN INSURANCE HOLDINGS LTDS
H COM
G05384105
286
6300
SH
SOLE
6300
0
0
ASTRAZENECA PLC ADR SPONSORED
COM
046353108
2382
32050
SH
SOLE
32050
0
0
AURICO GOLD INC COM
COM
05155C105
55
13000
SH
SOLE
13000
0
0
AUTONAVI HLDGS LTD SPONSORED
A COM
05330F106
5444
260458
SH
SOLE
260458
0
0
BIOTA HOLDINGS LTD
COM
090694100
1028
360668
SH
SOLE
360668
0
0
BANCO SANTANDER BRASIL S A AD
S COM
05967A107
3277
473624
SH
SOLE
473624
0
0
BANK OF AMERICA
COM
060505104
1671
108729
SH
SOLE
108729
0
0
BANK OF NEW YORK MELLON CORP
COM
064058100
412
11000
SH
SOLE
11000
0
0
BGC 4 1/2 11/15/29
CONVERTIBLE BOND
369300AL2
672
675000
PRN
SOLE
675000
0
0
BIOSCRIP INC
COM
09069N108
1454
174342
SH
SOLE
174342
0
0
BOB EVANS FARMS INC COM
COM
096761101
2815
56246
SH
SOLE
56246
0
0
BOYD GAMING CORP
COM
103304101
2480
204420
SH
SOLE
204420
0
0
BROOKFIELD PPTY PARTNERS L PUN
COM
G16249107
945
45270
SH
SOLE
45270
0
0
CABLEVISION SYS NY GROUP A
COM
12686C109
1620
91800
SH
SOLE
91800
0
0
CBEYOND INC COM
COM
149847105
3243
325909
SH
SOLE
325909
0
0
CBS CORP CLASS A
COM
124857103
522
8400
SH
SOLE
8400
0
0
CHEMED CORPORATION
COM
16359R103
258
2750
SH
SOLE
2750
0
0
CHEMTURA CORP COM NEW
COM
163893209
2947
112779
SH
SOLE
112779
0
0
CHICOS FAS INC COM
COM
168615102
1864
109894
SH
SOLE
109894
0
0
CHINDEX INTERNATIONAL INC COM
COM
169467107
3000
126629
SH
SOLE
126629
0
0
CHIPOTLE MEXICAN GRILL INC CL
COM
169656105
3851
6500
SH
SOLE
6500
0
0
CIE 2.625% 12/01/19
CONVERTIBLE BOND
19075FAA4
1085
1175000
PRN
SOLE
1175000
0
0
CINCINNATI BELL
COM
171871106
1255
319461
SH
SOLE
319461
0
0
CLEAR CHANNEL OUTDOOR HLDGS CL
COM
18451C109
123
15000
SH
SOLE
15000
0
0
CLECO CORP NEW COM
COM
12561W105
237
4016
SH
SOLE
4016
0
0
COMCAST CORP CL A SPL
COM
20030N200
240
4500
SH
SOLE
4500
0
0
COMMUNITY HEALTH SYSTEMS-CVR
WARRANT AND RIGH
203668116
33
492630
SH
SOLE
492630
0
0
COMPUWARE CORP COM
COM
205638109
6769
677532
SH
SOLE
677532
0
0
COMVERSE INC COM
COM
20585P105
1110
41615
SH
SOLE
41615
0
0
COOPER TIRE & RUBBER CO
COM
216831107
3791
126352
SH
SOLE
126352
0
0
CORCEPT THERAPEUTICS INC OC-CO
COM
218352102
280
100000
SH
SOLE
100000
0
0
CORNING INC
COM
219350105
241
11000
SH
SOLE
11000
0
0
COVIDIEN LTD
COM
G2554F113
10117
112191
SH
SOLE
112191
0
0
CUBIST PHARMACEUTICALS CVR
WARRANT AND RIGH
229678123
94
815317
SH
SOLE
815317
0
0
DIRECTV
COM
25490A309
4948
58200
SH
SOLE
58200
0
0
EATON CORP PLC SHS
COM
G29183103
679
8800
SH
SOLE
8800
0
0
ELIZABETH ARDEN INC
COM
28660G106
1111
51873
SH
SOLE
51873
0
0
EMERITUS CORP COM
COM
291005106
13215
417540
SH
SOLE
417540
0
0
ENERGY TRANSFER PARTNERS L PUN
COM
29273R109
712
12274
SH
SOLE
12274
0
0
ENERGY XXI (BERMUDA) LTD
COM
G10082140
2833
119892
SH
SOLE
119892
0
0
EQUAL ENERGY LTD
COM
29390Q109
959
176892
SH
SOLE
176892
0
0
FERRO CORP
COM
315405100
2943
234283
SH
SOLE
234283
0
0
FOREST LABS INC COM
COM
345838106
40710
411213
SH
SOLE
411213
0
0
FOSTER WHEELER AGR
COM
H27178104
4496
131974
SH
SOLE
131974
0
0
FUSION-IO INC COM
COM
36112J107
10428
922800
SH
SOLE
922800
0
0
GIANT INTERACTIVE GROUP INC AD
COM
374511103
1302
110000
SH
SOLE
110000
0
0
GRAHAM HOLDINGS CO.
COM
384637104
379
528
SH
SOLE
528
0
0
GRIFOLS SA SP ADR REP B NVT
COM
398438408
921
20898
SH
SOLE
20898
0
0
GRUPO TELEVISA SA DE CV ADR (B
COM
40049J206
309
9000
SH
SOLE
9000
0
0
GULF COAST ULTRA DEEP RTY TR R
UNITS
40222T104
4785
1633201
SH
SOLE
1633201
0
0
HARVEST NAT RES INC COM
COM
41754V103
973
194955
SH
SOLE
194955
0
0
HEICO CORP NEW CL A
COM
422806208
1459
35936
SH
SOLE
35936
0
0
HERTZ GLOBAL HOLDINGS INC COM
COM
42805T105
1833
65400
SH
SOLE
65400
0
0
HILLSHIRE BRANDS CO
COM
432589109
33513
537925
SH
SOLE
537925
0
0
HITTITE MICROWAVE CORP COM
COM
43365Y104
18070
231821
SH
SOLE
231821
0
0
HUDSON CITY BANCORP INC COM
COM
443683107
9743
991134
SH
SOLE
991134
0
0
ICU MEDICAL INC
COM
44930G107
2263
37216
SH
SOLE
37216
0
0
IDENIX PHARMACEUTICALS INC COM
COM
45166R204
14086
584480
SH
SOLE
584480
0
0
INTEGRYS ENERGY GROUP INC
COM
45822P105
2475
34800
SH
SOLE
34800
0
0
INTERNATIONAL GAME TECH
COM
459902102
3425
215300
SH
SOLE
215300
0
0
INTERPUBLIC GROUP COS INC
COM
460690100
1438
73700
SH
SOLE
73700
0
0
KIMBALL INTL INC CL B
COM
494274103
1439
86059
SH
SOLE
86059
0
0
KODIAK OIL & GAS CORP
COM
50015Q950
200
20000
SH
Put
SOLE
0
0
0
LENNAR B SHARES
COM
526057302
3385
95279
SH
SOLE
95279
0
0
LEXICON PHARMACEUTICALS INC
COM
528872104
24
15000
SH
SOLE
15000
0
0
LIBERTY VENTURES SER A
COM
53071M880
615
8338
SH
SOLE
8338
0
0
LIN MEDIA LLC - A
COM
532771102
3670
134661
SH
SOLE
134661
0
0
LORAL SPACE & COMMUNICATNS ICO
COM
543881106
698
9600
SH
SOLE
9600
0
0
MARTIN MARIETTA MTLS INC COM
COM
573284106
4286
32455
SH
SOLE
32455
0
0
MEASUREMENT SPECIALTIES INC CO
COM
583421102
11056
128457
SH
SOLE
128457
0
0
MEDICAL ACTION INDS INC COM
COM
58449L100
3846
280092
SH
SOLE
280092
0
0
MICROS SYS INC COM
COM
594901100
20357
299808
SH
SOLE
299808
0
0
MOLYCORP INC DEL COM
COM
608753109
81
31400
SH
SOLE
31400
0
0
MORGANS HOTEL GROUP CO COM
COM
61748W108
4681
590257
SH
SOLE
590257
0
0
MYLAN LABS INC COM
COM
628530107
981
19021
SH
SOLE
19021
0
0
NATIONAL FUEL GAS CO N J COM
COM
636180101
352
4500
SH
SOLE
4500
0
0
NATIONAL INTERSTATE CORP COM
COM
63654U100
2626
93722
SH
SOLE
93722
0
0
NEOGENOMICS INC COM NEW
COM
64049M209
66
20000
SH
SOLE
20000
0
0
NEWMONT MINING CORP HOLDING CO
COM
651639106
279
10950
SH
SOLE
10950
0
0
NII HLDGS INC CL B NEW
COM
62913F201
12
22000
SH
SOLE
22000
0
0
NORDION INC COM
COM
65563C105
10962
872748
SH
SOLE
872748
0
0
OMNICOM GROUP COM
COM
681919106
723
10146
SH
SOLE
10146
0
0
OPENTABLE INC COM
COM
68372A104
922
8900
SH
SOLE
8900
0
0
PEP BOYS MANNY MOE & JACK
COM
713278109
1019
88957
SH
SOLE
88957
0
0
PEPCO HLDGS INC COM
COM
713291102
359
13046
SH
SOLE
13046
0
0
PETROLOGISTICS LP
COM
71672U101
957
66616
SH
SOLE
66616
0
0
PHH CORP COM NEW
COM
693320202
5196
226130
SH
SOLE
226130
0
0
PLX TECHNOLOGY INC COM
COM
693417107
8102
1252202
SH
SOLE
1252202
0
0
POST HOLDINGS INC
COM
737446104
204
4000
SH
SOLE
4000
0
0
PROSHARES TRUST PSHS ULSHT SP5
ETF - EQUITY
74347B300
254
10000
SH
SOLE
10000
0
0
PROTECTIVE LIFE CORP COM
COM
743674103
24951
359889
SH
SOLE
359889
0
0
QR ENERGY LP
COM
74734R956
105
7000
SH
Put
SOLE
0
0
0
QUESTCOR PHARMACEUTICALS INCCO
COM
74835Y101
5365
58007
SH
SOLE
58007
0
0
RITE AID CORP
COM
767754954
180
45000
SH
Put
SOLE
0
0
0
RDA MICROELECTRONICS INC SPONS
COM
749394102
5390
315002
SH
SOLE
315002
0
0
RIVERBED TECHNOLOGY INC COM
COM
768573107
3651
176972
SH
SOLE
176972
0
0
SAFEWAY INC COM NEW
COM
786514208
18164
528952
SH
SOLE
528952
0
0
SANOFI-AVENTIS-CVR
COM
80105N113
157
314041
SH
SOLE
314041
0
0
SCHAWK INC CL A
COM
806373106
735
36104
SH
SOLE
36104
0
0
SHANDA GAMES LTD SP ADR REPTG
COM
81941U105
2312
348146
SH
SOLE
348146
0
0
SHIRE PLC ADR
COM
82481R106
212
900
SH
SOLE
900
0
0
SIRIUS XM HOLDINGS INC
COM
82968B103
3926
1134734
SH
SOLE
1134734
0
0
SNDK 1 1/2 08/17
CONVERTIBLE BOND
80004CAD3
255
125000
PRN
SOLE
125000
0
0
SNYDERS LANCE INC COM
COM
833551104
265
10000
SH
SOLE
10000
0
0
SONY CORP-ADR (B:SNE US)
COM
835699307
252
15000
SH
SOLE
15000
0
0
SPWRA 4 1/2 03/15
CONVERTIBLE BOND
867652AE9
1839
1000000
PRN
SOLE
1000000
0
0
SUSSER HLDGS CORP COM
COM
869233106
7442
92199
SH
SOLE
92199
0
0
SWS GROUP INC
COM
78503N107
1192
163769
SH
SOLE
163769
0
0
TELEPHONE & DATA SYS
COM
879433829
450
17218
SH
SOLE
17218
0
0
TIBCO SOFTWARE INC
COM
88632Q103
325
16100
SH
SOLE
16100
0
0
TIME WARNER CABLE INC COM
COM
88732J207
12755
86592
SH
SOLE
86592
0
0
TOWER GROUP INTL LTD COM
COM
G8988C105
477
265029
SH
SOLE
265029
0
0
TRI POINTE HOMES INC
COM
87265H909
828
27600
SH
Call
SOLE
0
0
0
TRIQUINT SEMICONDUCTOR INC COM
COM
89674K103
2103
133000
SH
SOLE
133000
0
0
TW TELECOM INC
COM
87311L104
2112
52400
SH
SOLE
52400
0
0
TWENTY FIRST CENTY FOX B
COM
90130A200
1188
34700
SH
SOLE
34700
0
0
T-MOBILE US INC
COM
872590104
4014
119397
SH
SOLE
119397
0
0
UNIVERSAL AMERICAN CORP
COM
91338E101
784
94145
SH
SOLE
94145
0
0
UNS ENERGY CORPORATION COM
COM
903119105
4473
74051
SH
SOLE
74051
0
0
VERIZON COMMUNICATIONS
COM
92343V104
1988
40633
SH
SOLE
40633
0
0
VIACOM INC NEW CL A
COM
92553P102
573
6600
SH
SOLE
6600
0
0
WELLS FARGO & CO NEW
COM
949746101
4296
81743
SH
SOLE
81743
0
0
WILLBROS GROUP INC DEL COM
COM
969203108
161
13000
SH
SOLE
13000
0
0
WRIGHT MEDICAL GROUP INC-CVR 3
COM
98235T115
38
25569
SH
SOLE
25569
0
0