0000940148-17-000002.txt : 20170317 0000940148-17-000002.hdr.sgml : 20170317 20170317170203 ACCESSION NUMBER: 0000940148-17-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160108 FILED AS OF DATE: 20170317 DATE AS OF CHANGE: 20170317 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN POWER GROUP Corp CENTRAL INDEX KEY: 0000932699 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 710724248 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 7 KIMBALL LANE STREET 2: BUILDING A CITY: LYNNFIELD STATE: MA ZIP: 01940 BUSINESS PHONE: 7812242411 MAIL ADDRESS: STREET 1: 7 KIMBALL LANE STREET 2: BUILDING A CITY: LYNNFIELD STATE: MA ZIP: 01940 FORMER COMPANY: FORMER CONFORMED NAME: GREENMAN TECHNOLOGIES INC DATE OF NAME CHANGE: 19941110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRAVERMAN NEIL K CENTRAL INDEX KEY: 0000940148 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13776 FILM NUMBER: 17698804 MAIL ADDRESS: STREET 1: C/O PATHSTONE FAMLY OFFICE STREET 2: 1 BRIDGE PLAZA SUITE 550 CITY: FORT LEE STATE: NJ ZIP: 07024 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-01-08 0 0000932699 AMERICAN POWER GROUP Corp apgi 0000940148 BRAVERMAN NEIL K C/O PATHSTONE FAMLY OFFICE 1 BRIDGE PLAZA SUITE 550 FORT LEE NJ 07024 1 0 1 0 Common Stock 2016-06-30 4 J 0 438715 0.14 A 462532 I Member of Entity Common Stock 2016-06-30 4 J 0 24032 0.14 A 486564 I Member of Entity Common Stock 2016-07-11 4 P 0 716071 0.14 A 1202635 I Member of Entity Common Stock 2016-08-24 4 P 0 476190 0.21 A 1678825 I Member of Entity Common Stock 2016-08-30 4 P 0 217391 0.23 A 1896216 I Member of Entity Common Stock 2016-12-31 4 J 0 441583 0.13 A 2337799 I Member of Entity Common Stock 2016-12-31 4 J 0 6109 0.13 A 2343908 I Member of Entity Common Stock 2017-02-03 4 J 0 1026132 0.13 A 3370040 I Member of Entity Common Stock 2017-03-16 4 P 0 500000 0.1 A 3870040 I Member of Entity 10% Convertible Preferred Stock 2016-01-08 4 P 0 5 0.1 A Common Stock 5000000 9712296 I Member of Entity Common Stock Purchase Warrant 0.1 2016-01-08 4 P 0 10000000 0.1 A Common Stock 10000000 14631621 I Member of Entity Common Stock Purchase Warrant 0.14 2016-07-11 4 P 0 716071 0.14 A Common Stock 716071 15347694 I Member of Entity Common Stock Purchase Warrant 0.21 2016-08-24 4 P 0 476190 0.21 A Common Stock 476190 15823884 I Member of Entity Common Stock Purchase Warrant 0.23 2016-08-30 4 P 0 217391 0.23 A Common Stock 217391 16041275 I Member of Entity Common Stock Purchase Warrants 0.2 2016-09-13 4 P 0 6950000 0.2 A Common Stock 6950000 22991275 D Shares of common stock received in lieu of cash for Convertible Preferred Stock The reported securities are owned directly by Associated Private Equity, LLC of which Mr. Braverman is a member. Mr. Braverman disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. The reported securities are owned by North Military, Ltd of which Mr. Braverman is a member. Mr. Braverman disclaims beneficially ownership of the reported securities except to the extent of his pecuniary interest therein. The Preferred Stock is convertible at any time, at the holder's election and has no expiration date. Each share of Preferred Stock has a fair value of $100,000 and is convertible into shares of Common Stock at a conversion price of $.10 per share. The warrants are immediately exercisable for a term of 10 years from date of grant. /s/ Charles E Coppa, attorney in fact 2017-03-17