0000940148-17-000002.txt : 20170317
0000940148-17-000002.hdr.sgml : 20170317
20170317170203
ACCESSION NUMBER: 0000940148-17-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160108
FILED AS OF DATE: 20170317
DATE AS OF CHANGE: 20170317
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERICAN POWER GROUP Corp
CENTRAL INDEX KEY: 0000932699
STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510]
IRS NUMBER: 710724248
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 7 KIMBALL LANE
STREET 2: BUILDING A
CITY: LYNNFIELD
STATE: MA
ZIP: 01940
BUSINESS PHONE: 7812242411
MAIL ADDRESS:
STREET 1: 7 KIMBALL LANE
STREET 2: BUILDING A
CITY: LYNNFIELD
STATE: MA
ZIP: 01940
FORMER COMPANY:
FORMER CONFORMED NAME: GREENMAN TECHNOLOGIES INC
DATE OF NAME CHANGE: 19941110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BRAVERMAN NEIL K
CENTRAL INDEX KEY: 0000940148
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13776
FILM NUMBER: 17698804
MAIL ADDRESS:
STREET 1: C/O PATHSTONE FAMLY OFFICE
STREET 2: 1 BRIDGE PLAZA SUITE 550
CITY: FORT LEE
STATE: NJ
ZIP: 07024
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2016-01-08
0
0000932699
AMERICAN POWER GROUP Corp
apgi
0000940148
BRAVERMAN NEIL K
C/O PATHSTONE FAMLY OFFICE
1 BRIDGE PLAZA SUITE 550
FORT LEE
NJ
07024
1
0
1
0
Common Stock
2016-06-30
4
J
0
438715
0.14
A
462532
I
Member of Entity
Common Stock
2016-06-30
4
J
0
24032
0.14
A
486564
I
Member of Entity
Common Stock
2016-07-11
4
P
0
716071
0.14
A
1202635
I
Member of Entity
Common Stock
2016-08-24
4
P
0
476190
0.21
A
1678825
I
Member of Entity
Common Stock
2016-08-30
4
P
0
217391
0.23
A
1896216
I
Member of Entity
Common Stock
2016-12-31
4
J
0
441583
0.13
A
2337799
I
Member of Entity
Common Stock
2016-12-31
4
J
0
6109
0.13
A
2343908
I
Member of Entity
Common Stock
2017-02-03
4
J
0
1026132
0.13
A
3370040
I
Member of Entity
Common Stock
2017-03-16
4
P
0
500000
0.1
A
3870040
I
Member of Entity
10% Convertible Preferred Stock
2016-01-08
4
P
0
5
0.1
A
Common Stock
5000000
9712296
I
Member of Entity
Common Stock Purchase Warrant
0.1
2016-01-08
4
P
0
10000000
0.1
A
Common Stock
10000000
14631621
I
Member of Entity
Common Stock Purchase Warrant
0.14
2016-07-11
4
P
0
716071
0.14
A
Common Stock
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I
Member of Entity
Common Stock Purchase Warrant
0.21
2016-08-24
4
P
0
476190
0.21
A
Common Stock
476190
15823884
I
Member of Entity
Common Stock Purchase Warrant
0.23
2016-08-30
4
P
0
217391
0.23
A
Common Stock
217391
16041275
I
Member of Entity
Common Stock Purchase Warrants
0.2
2016-09-13
4
P
0
6950000
0.2
A
Common Stock
6950000
22991275
D
Shares of common stock received in lieu of cash for Convertible Preferred Stock
The reported securities are owned directly by Associated Private Equity, LLC of which Mr. Braverman is a member. Mr. Braverman disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
The reported securities are owned by North Military, Ltd of which Mr. Braverman is a member. Mr. Braverman disclaims beneficially ownership of the reported securities except to the extent of his pecuniary interest therein.
The Preferred Stock is convertible at any time, at the holder's election and has no expiration date. Each share of Preferred Stock has a fair value of $100,000 and is convertible into shares of Common Stock at a conversion price of $.10 per share.
The warrants are immediately exercisable for a term of 10 years from date of grant.
/s/ Charles E Coppa, attorney in fact
2017-03-17